Magic Houses at a Time of Covid

Howl’s Moving Castle, from the Studio Ghibli Movie

At a time of Covid, fantasy has provided a refuge for the housebound, a means of travelling vicariously to lands free from disease where social distancing is either entirely absent or a function of plot, not necessity. As we read in the beleaguered safety of our beds, or curled up under blankets on a shabby sofa, or stretched out on patches of grass between forbidding banks of Victorian tenement blocks, it would hardly be surprising if our attention had been drawn with unusual persistence to fantasy’s obsession with houses. This, then, is a wandering meditation on the magic houses of fantasy fiction, which begins with ordinary buildings made bizarre – interspersed with some very strange dwelling places indeed – and ends with a series of domiciles that succeed in domesticating the odd, the wayward and the impossible, recognizing these as in effect the conditions under which we have lived in the long decades since the Second World War. Brace yourselves. As the Wizard Howl observes in Diana Wynne Jones’s Howl’s Moving Castle (which is where we end), ‘It should be hair-raising’.

The Domestic Roots of Fantasy

Fantasy fiction begins and ends with the domestic house, no matter how far it strays in between. The foundational epic of the modern fantasy tradition, The Lord of the Rings (1954-5), has its roots in a house buried in the ground, and this homely structure provides the epic’s preface or springboard – The Hobbit (1937) – with its much-loved opening paragraph:

In a hole in the ground there lived a hobbit. Not a nasty, dirty, wet hole, filled with the ends of worms and an oozy smell, nor yet a dry, bare, sandy hole with nothing in it to sit down on or to eat: it was a hobbit-hole, and that means comfort.

Tolkien’s own picture of Bilbo’s Hobbit Hole

Here the hobbit’s underground dwelling invokes comfort, stability, security, a place of one’s own with literal roots, perhaps with a room of one’s own inside it to read or write in – the room, for instance, where Bilbo Baggins later writes his memoirs, which Tolkien imagines as blossoming into the book of family records from which The Lord of the Rings is taken. But a hobbit’s house is also a kind of adventure in itself, with its tunnel-shaped hall lined with circular doors leading to innumerable rooms, which by the end of the novel are reputed to be filled with treasure. All those doors make it a place for adventures to start from; each of them might serve as the portal for a different quest, and Bilbo’s own quest is full of equally magical houses, from the Last Homely House with its mischievous, diminutive elves – rebranded as Rivendell in The Lord of the Rings – to Beorn’s wooden hall at the edge of Mirkwood, outside whose doors and windows hosts of bears go snuffling at night, or the Wood King’s underground house in Mirkwood itself, or the cavernous halls of the dragon Smaug, which were once the halls of the Dwarf King Thorin Oakenshield and his ancestors, and which thus provide a disturbing illustration of how adventures can infiltrate and destroy the family home. Many of these houses are variations on the hobbit’s hole, fulfilling the promise of adventure hidden in its many unvisited rooms and subterranean location. Bilbo’s hole was invaded by dwarves in the opening chapter, and it continues to occupy his thoughts through all the chapters that follow, providing both a parallel and a contrast to the many houses he visits before his adventures end. That’s the key to the allure of fantasy: in most cases a house something like the place where the reader sits when she begins to read, and to which she returns after dipping her toe into the perilous streams that run through the forests of romance, remains central to the reading experience from start to finish. And fantasy’s acknowledgment of the house’s importance to the reader’s experience, with its strangenesses, its precariousness when disaster strikes, the dangers it contains as well as its attractions, has helped to make fantasy the genre of choice for the shielding citizens of the Covid crisis.

That other foundational epic of modern fantasy, C S Lewis’s sequence of Narnian chronicles (1950-56), also begins in a house which is both a comfort and an adventure: the old Professor’s home in the West of England. This building is ancient and interesting enough to warrant visits from curious sightseers, while also being filled with mysterious rooms containing suits of armour, libraries, or wardrobes made of wood from another dimension. Lewis tells us, O bliss! that there are masses of other stories to be told about the building, some of them even stranger than the one we are about to read, and the very fact that he does not hint at what these stories might be invests the house with an imaginative potency that confirms it as the starting place for unnumbered potential narratives: a Wood Between the Worlds to match the one in The Magician’s Nephew. Like Bilbo’s hobbit-hole, the Professor’s house is full of doors that might easily open onto alternative novels containing different universes, and there are books that quite deliberately mimic the experience of opening another one of these doors – such as James Treadwell’s Advent (2012), which takes as its central location a house in the West Country that bears a curious resemblance to the Professor’s residence at a later, more dilapidated stage of its long existence. Lewis’s own The Voyage of the Dawn Treader (1952) – the third of the Narnian chronicles to be published – contains a house that shares the mood and mode of the Professor’s mansion, with mirrors, decorations and books in it that seem as quasi-sentient and portal-esque as the famous wardrobe. In it, Lucy engages in an act of reading that confirms the link between houses and books in fantasy fiction: houses are places to be read as well as to read in, and books are capacious annexes of the houses, flats or rented rooms we occupy.

Deborah Kerr in The Innocents, dir. Jack Clayton, based on The Turn of the Screw

Lewis and Tolkien share their interest in domestic settings with some of the crucial taproot texts of fantasy fiction. The Grimm brothers recognized the house as a site of storytelling when they dubbed their great collection of fairy stories the Household Tales for Children (Kinder- und Hausmärchen, 1812). William Morris’s late romances (1888-98) constructed themselves around a succession of strange houses, described with the kind of loving attention to detail one would expect from an interior designer, while Dickens consciously invoked the Grimms when he dubbed the magazine he founded Household Words (1850-8). In the days of the Grimms and Dickens and Morris, fantastic stories were a winter activity, the outcome of long hours of darkness confined to the house, crowded round a fire. Christmas, coming as it did just after the winter solstice, was story season. Many of these stories summoned up ghosts, as Henry James suggests in the opening sentence of his great novella The Turn of the Screw (1898): ‘The story had held us, round the fire, sufficiently breathless, but except the obvious remark that it was gruesome, as, on Christmas Eve in an old house, a strange tale should essentially be, I remember no comment uttered till somebody happened to say that it was the only case he had met in which such a visitation had fallen on a child’. The rest of the book gives another example of a child being haunted or possessed – or rather two children, which gives an extra ‘turn of the screw’ to the delicious torment inflicted on the listener by the unrelated story mentioned in the opening sentence. And the screw is tightened further still by the setting of James’s ghost story largely in summer, with its apparitions manifesting themselves in glaring sunlight and in the expansive grounds of Bly House as much as among its twilit staircases, ponderous dining rooms and gloomy bedrooms. James extends the hauntings of Christmas through every season, suffusing every corner of the country house and its estate with their gruesome strangeness.

Dickens, of course, produced a series of Christmas fantasies, the most celebrated of which – A Christmas Carol (1843) – begins by bringing the house itself alive at the darkest time of year, in a grotesque pastiche of the new life promised by Christ’s nativity. When the knocker on Scrooge’s door metamorphoses into the face of his business partner, Jacob Marley – who is ‘dead as a doornail’, as the saying goes – it is just one example of the many moments in the book when inanimate objects acquire vitality. Indeed, Dickens’s energetic narrator is inclined to see life in all sorts of places where others don’t; such as in doornails (‘I don’t mean to say that I know, of my own knowledge, what there is particularly dead about a door-nail’), or old sayings like this that have had the life leeched out of them by repetition. The whole of his book, then, becomes a competition between his tendency to bring things to life and Scrooge’s efforts to deaden and dull them. By the time Scrooge slams his door after seeing Marley’s face – waking echoes in every part of the building it serves, so that ‘Every room above, and every cask in the wine-merchant’s cellars below, appeared to have a separate peal of echoes of its own’ – Dickens has already animated a succession of other buildings, along with all the objects in them, to an extent that challenges the limitations of Scrooge’s narrow understanding of what’s possible. ‘Phantom’ houses have been glimpsed through the fog near Scrooge’s office, like supernumerary ghosts awaiting the protagonist’s trial and conversion. The bell in the church tower has peeped down ‘slily’ at Scrooge as he makes his way home, vibrating as though its bronze ‘teeth were chattering in its frozen head’. And the house that encloses Scrooge’s apartment has been described as so out-of-place in the yard it occupies that the narrator needs to give it a biographical back story to account for its presence there: ‘a lowering pile of [a] building up a yard, where it had so little business to be, that one could scarcely help fancying it must have run there when it was a young house, playing at hide-and-seek with other houses, and forgotten the way out again’. Scrooge himself has no truck with such anthropomorphic antics as Dickens plays with the buildings and objects in this list. His medium, or so he imagines, is the deadness of doornails and the frostiness that brings about and attends the end of life: ‘He carried his own low temperature always about with him; he iced his office in the dog-days; and didn’t thaw it one degree at Christmas’. Yet Scrooge is mistaken, since his symbiotic relationship with the buildings he occupies – his office as well as his suite of rooms – seems to extend his chilly influence into the surrounding streets, like a malignant form of life. As a result, the conversion of Scrooge becomes a question of the conversion of an entire city, the City of London, where the vigorous good cheer of Scrooge’s nephew joins the narrator in a war of attrition against his uncle’s tendency to frosty immobility, seeking to unlock what the old man locks, to warm what he freezes, and to animate what he seeks to render lifeless.

Things and buildings support the narrator and nephew in their efforts by opening up and acquiring flexibility despite all Scrooge’s attempts to shut them down and make them rigid. Bolted and fastened doors give way before the Ghost of Christmas Present, who can accommodate his size to any dwelling in existence, so that he ‘stood beneath a low roof quite as gracefully and like a supernatural creature, as it was possible he could have done in any lofty hall’. In this the Ghost embodies the life of houses at Christmas time, which are always releasing and admitting new occupants as if their walls could expand, contract and dissolve at need. The festive permeability of buildings is enacted when the house fronts seem to disintegrate as Scrooge passes them in company with the Ghost, enabling the ill-matched pair to see ‘the brightness of the roaring fires in kitchens, parlours, and all sorts of rooms’, as if through the hinged facade of a doll’s house. Scrooge’s conversion involves a similar architectural dissolution. As the novel goes on he finds that he can go everywhere, through doors and walls and windows like a genial spirit himself, in anticipation of his closing promise to live simultaneously in Times Past and Present and to Come, in defiance of the Victorian laws of physics. In the final pages of the book, ‘He went to church, and walked about the streets, and watched the people hurrying to and fro, and patted children on the head, and questioned beggars, and looked down into the kitchens of houses, and up to the windows, and found that everything could yield him pleasure’; and by the final paragraph he has become an embodiment not just of his own ‘good old city’ but of ‘any other good old city, town, or borough, in the good old world’. National and local boundaries cannot contain him any more than walls can – and the same can be said of Dickens’s story, which has burst out of the architecture of its pages and transformed itself into films and TV serials, inspired as much by the vivid original illustrations of John Leech as by Dickens’s words.

In freeing himself from the confinements of architecture, Ebenezer returns to the condition he inhabited in his boyhood when he first read fantastic stories, such as the tales from the Arabian Nights. The first image shown him by the Ghost of Christmas Past is that of the schoolhouse where he read them, ‘a large house, but one of broken fortunes; for the spacious offices were little used, their walls were damp and mossy, their windows broken, and their gates decayed’. Here in a ‘long, bare, melancholy room’, Ebenezer sees himself as a lonely boy being visited by different phantoms, whose presence makes the walls of the broken building melt away: ‘a man, in foreign garments […] stood outside the window, with an axe stuck in his belt, and leading by the bridle an ass laden with wood’. The man reveals himself as Ali Baba, and is swiftly followed by the medieval romance heroes Valentine and Orson, followed in their turn by Robinson Crusoe, Friday, and the desert island on which they were marooned. Stories animate the dead of winter, bringing a tropical or Orientalist warmth to dilapidated houses, and A Christmas Carol re-enacts this process for a Victorian readership by warming up the bodily tenement occupied by the old man’s chilly soul. Reading fantasy for Scrooge was salvation in his youth, and reading Scrooge’s adventures enables the reader to participate in his salvation. In the process the houses of London are saved too, and rendered integral parts of the salvific narrative.

Going back to the early modern birth of the fantastic – when a change of faith opened up the possibility of appropriating the imaginary of the supplanted Catholic religion – Richard Johnson, author of The History of Tom Thumb the Little (1621), opens his book with an invocation of the house as the location for similar reviving or regenerative stories:

The ancient Tales of Tom Thumbe in the olden time, have beene the onely revivers of drouzy age at midnight; old and young have with his Tales chim’d Mattens till the Cocks crow in the morning; Batchelors and Maides with his Tales have compassed the Christmas fire-blocke, till the Curfew Bell rings candle out; the old Shepheard and the young Plow boy after their dayes labour, have carold out a Tale of Tom Thumbe to make them merry with: and who but little Tom, hath made long nights seeme short, and heavy toyles easie?

Alexey Repolsky Illustration of Tom Thumb

Johnson’s marvelous opening paragraph, a rival to Tolkien’s in its evocativeness, invites us to concentrate on the odd community that inhabits many houses: old, middle-aged, young, workers and unemployed, married and single, whose diverse concerns must be somehow unified by the tales told round the ‘Christmas fire-blocke’. The selection of a tiny person for a hero is an obvious way to unite this diverse audience, because everyone has been tiny in their time, and tininess makes the sort of housebound existence that dominates the lives of the very young and the very old as exciting and dangerous as the adventures of the fit and strong beyond the building’s walls. Mary Norton understood this when she wrote The Borrowers (1952), which is set in a house occupied by a prosperous invalid and her housekeeper, and where a young boy, also an invalid, comes across a family of tiny people – the titular Borrowers – for whom the stairs are even harder to negotiate than they are for a normal-sized child with damaged lungs, or an elderly woman with arthritic limbs. Clocks, dressers, fireplaces, stairs and cabinets become in this book the site of perilous quests; floorboards for giants become ceilings for midgets; the garden and the fields beyond it become a limitless wilderness where predators roam. All through, there is a recognition of the way houses have been transformed by the recent war into unstable structures liable to instant demolition, hiding places for fugitives from unnamable terrors, decaying memorials to stable times long left behind. No wonder the book was so easily transferrable from one culture to another, being rewritten and reimagined as well as translated for the benefit of various countries shattered by conflict. In Japan (for instance) Norton’s book transformed itself into The Secret of the Blue Glass by Tomiko Inui in 1967, a book as haunted by the Second World War as its British counterpart; and the Studio Ghibli film adaptation of Norton’s novel, The Secret World of Arrietty (2010), transforms Norton’s English house once again, this time into a Japanese building left over from an earlier epoch, marooned by modernization in the selfsame suburb of Tokyo where Studio Ghibli is located. Similar suburbs provide the setting for the struggle between human lives and the lives of other, more fragile creatures in earlier Studio Ghibli movies, including Pom Poko (1994), where the other lives are those of tanuki or raccoon dogs, and Whisper of the Heart (1995), where the other lives are those of cats, cicadas and adolescents, the latter of whom occupy a border between the human and the non-human through the liveliness and flexibility of their imaginations. Raccoons, cats and adolescents populate The Secret World of Arrietty, too, converting the house and garden the Borrowers occupy into a junkyard each of whose elements can be put to an utterly different use from the one intended for it by its first makers. Even the doll’s house that was built for Borrowers by the elderly owner’s ancestors (a detail not present in the book) proves in the end not a dwelling-place for them but a much-needed catalyst for their departure from the building, as a human boy befriended by Arrietty transfers the tiny furniture from the doll’s house to the Borrowers’ refuge under the floorboards, and in doing so inadvertently reveals their hiding-place to the malicious housekeeper. A household kettle becomes the ship that aids their escape. Migrating populations, both human and animal, can find houses and their contents threatening, and the film ends with a dilemma, not having found a stable way for humans, Borrowers and wild animals to co-exist in the architecture of late capitalism.

Fantasy Houses and the Gothic

Raymond McGrath’s map of Malplaquet, drawn for Mistress Masham’s Repose

Fantasy could be said to have arisen at a time in history when the British became fascinated by domestic architecture. The early modern period, when Richard Johnson was writing his stories of Tom Thumb, was not particularly interested in the house as object – at least in literature. The human being rather than the human dwelling place was the focus of its interest, even if Edmund Spenser succeeded in reimagining the human body and brain as a mighty building in The Faerie Queene (his account of the House of Alma – the house of the soul – contains an early representation of the imagination itself in the form of Phantastes, a madman who bedaubs the walls of the house’s tower or head with images spawned by his own ravings). People enjoyed designing houses but don’t seem to have spent much time writing about them. Even the Country House poem, such as Marvell’s wonderfully weird ‘Upon Appleton House’ (1651), is more concerned with the estates it celebrates than with the buildings that preside over the surrounding fields, farms, forests and lakes (though Marvell’s poem does contain a memorable house that adapts itself to its owner as a turtle’s shell adapts itself to the growing reptile, its walls and ceilings expanding and contracting as the giant-spirited General Fairfax marches restlessly from room to room). The House of Solomon in Bacon’s New Atlantis (1627) is more of an intellectual system than a habitation, while the houses in More’s Utopia (1516) – which provided Bacon with his model – are strictly functional, being transferred from one set of occupants to another at regular intervals, and so never invested with any distinctive aura or personality. Houses themselves began to be an object of imaginative attention in the eighteenth century, when reforms in farming led to radical changes in the structure of rural estates, while country people displaced by the same reforms crowded into cities, necessitating a radical shake-up of urban building practices. T. H. White paid charming homage to this epoch of experimental housing design in another post-war masterpiece, Mistress Masham’s Repose (1946), where a small girl finds a colony of Lilliputians (or rather Blefuscans) on an island in the grounds of her ancestral home, a Palladian mansion called Malplaquet. Through them she learns how not to tyrannize over people smaller and weaker than herself, unlike the dictators of the 30s and 40s, or British landlords at the time of the agricultural revolution, or the girl’s grown-up guardians, who plot to steal Malplaquet from her for their own enrichment. Margaret Irwin paid similar homage to eighteenth-century housing innovations in her adult novel She Wished for Company (1924), in which a woman of the 1920s, alienated by the frenetic bustle of the modern metropolis, finds herself drawn back, both spiritually and physically, to the time when idealized homes were being constructed by the ruling classes as a model of the happy class relations they hoped to achieve in their private territories. Irwin identifies the end of this Palladian dream with the outbreak of the French Revolution; but in Britain it was the industrial revolution that exposed its fragility, its ghostly tendency to melt into air like the ‘cloud-capped towers and gorgeous palaces’ of Prospero’s island.

The industrial revolution quickly triggered a series of mass migrations, with cities expanding to ten or more times their former size in a matter of decades, and a radical rethinking of the basic nature of the house itself. New means had to be found to cram as many dwellings as possible into a limited area, and even greater ingenuity had to be applied to the question of providing these houses with adequate sewerage and other kinds of infrastructure. Social mobility brought vast sections of the population into proximity with strangers, disrupting ancient communities, creating new ones, and inspiring sometimes bizarre and unnerving efforts to render the expanding suburbs humane as well as habitable. The design of domestic buildings became increasingly inventive as the century wore on, and increasingly fanciful. By the 1890s the English suburbs were filled with terraced houses that wittily mimicked the styling of Elizabethan or Jacobean rural cottages or manor houses, as if in a bid to transplant the half imaginary, newly marginalized rural idyll into the urban centre of the British Empire. Social classes found themselves squeezed up against each other in adjacent streets. The middle classes aspired to associate themselves with the aristocracy, but also feared slipping swiftly down the social scale into poverty, and the geographical proximity of both alternatives in the shape of working-class and upper-class districts intensified their sense of being unsure of their own identity (does a ‘middle’ class, defined by its positioning between clearly defined upper and lower classes, in fact have any identity at all?). Their houses expressed both their aspirations and their fears, their fanciful prettiness or elegance pointing upwards towards the possibility of ascent to wealth and power, their identikit similarity indicating the likelihood of decline into anonymity. Victorian houses were oxymorons, announcing their link with a long, proud national past while at the same time self-evidently serving the purposes of the most rapid and radical set of social mutations in human history. They were fantasies, proclaiming an impossibly comfortable fusion of old and new, while actively drawing attention to the radical disparities between them.

This revolution in housing found literary expression in the Gothic mode, where domestic buildings are always dangerous, especially when imbued with recollections of an older, supposedly more stable social order. At the climax of the first Gothic novel, Horace Walpole’s The Castle of Otranto (1764), one wall of the titular fortress suddenly collapses to let in a giant, anticipating the total collapse of Edgar Allan Poe’s outmoded House of Usher (1839), along with the aristocratic way of life it represents. Otranto and Usher demonstrate how unwise it is to live in large, isolated, poorly-maintained ancient buildings, whose hidden cellars, unoccupied bedrooms and forgotten chambers provide the perfect setting for clandestine violence, and whose joists and lintels are no longer equal to the task of sustaining the weight of feudal history. The late Victorian Gothic story, meanwhile, takes particular aim at houses that have been rented or temporarily occupied by migrants. Dracula (1897) begins with a visit by an estate agent to an ancient, dilapidated castle in Transylvania, and the rest of the novel is dominated by the Count’s forlorn attempt to transfer his eccentric household to urban England, mirroring the urbanization of the industrial world and the opportunities this affords for illicit nocturnal feasting. Edith Nesbit’s ghost story ‘Man-Size in Marble’ (1887) opens with a couple’s lengthy search for a country residence which is ‘sanitary and picturesque’ as well as affordable (impossible combination!), and like most such searches for perfect real estate this one turns out to be doomed – though in a much more drastic way than is usual with house-hunting. Her first great children’s fantasy, Five Children and It (1902), similarly starts with a change of residence from city to country; indeed, many of her stories and novels open with a house move, with all the economic and social changes this entails. The Governess in The Turn of the Screw is a stranger in a country house, like Jane Eyre before her, and her inferiority complex when faced with the magnificence of Bly may help to explain the speed with which she comes to see its youngest occupants as haunted. Walter de la Mare’s ‘Out of the Deep’ ascribes appalling supernatural powers to a simple bell-pull in a newly inherited house, while Edith Wharton’s ‘The Lady’s Maid’s Bell’ does something similar, this time from the point of view of a newly appointed servant.

At times of war, meanwhile, every house is a strange one; and Doris Lessing described the twentieth century in Shikasta (1979) as the Century of Destruction, when houses were visited by violence on an industrial scale. Elizabeth Bowen’s Second World War story collection The Demon Lover (1945) is full of buildings rendered unstable by bombing; in one story a bomb-blast hurls a home-owner into the past, while another sees the emergence of an alternative city from the bombed-out ruins of the metropolis as a whole, named ‘Mysterious Kor’ after the subterranean home of Rider Haggard’s immortal Ayesha in She and its sequel. Bowen’s story contains an echo of one of the great architectural ghost stories of the late Victorian period, Margaret Oliphant’s novella A Beleaguered City (1900), in which an entire city’s population become migrants, driven from their houses by the appalling presence there of the unseen dead – disembodied judges of the people’s inability to live well together in an urban context. In these last two stories, ‘Mysterious Kor’ and A Beleaguered City, the house opens out to encompass the city of which it is part, and the city becomes a representative of all modern cities, as London does in the final paragraphs of A Christmas Carol; so that we readers find ourselves connected to something larger, stranger and more unsettling through the simple act of sitting in our living room or bedroom, envisioning a boundary-dissolving strangeness we have never experienced except in our heads and hearts.

The metamorphosis of Victorian housing confirms that the domestic environment is an intensely political space. When H. G. Wells wanted to describe the Victorian social attitudes from which the twentieth-century petit bourgeoisie sought to liberate itself in his Edwardian novel Tono-bungay (1909), he used the model of a country house to sum up the entire class system. For Wells’s protagonist as a child, Bladesover House is ‘a little working-model—and not so very little either—of the whole world’, occupied by a population in which ‘every human being had a “place”’, and it’s only with adolescence that he comes to realize that the Bladesover ‘system’ of rigid class distinctions, as he calls it, has fallen into decay like the wizened old ladies who ruled the Bladesover estate in his youth. Yet class structures can long outlast the physical structures that once contained them. Wells’s Gothic science fiction novel The Time Machine (1895) anticipates the messing with time and space that would take place in twentieth-century physics, using the medium of the Time Traveller’s house as a way to embody the experience of moving forward through history at a rapidly accelerating speed:

As I put on pace, night followed day like the flapping of a black wing. The dim suggestion of the laboratory seemed presently to fall away from me, and I saw the sun hopping swiftly across the sky, leaping it every minute, and every minute marking a day. I supposed the laboratory had been destroyed and I had come into the open air. I had a dim impression of scaffolding, but I was already going too fast to be conscious of any moving things.

Yet when his journey comes to an end, many thousands of years in the future, the architecture of the class system has consolidated itself at the expense of domestic architecture, with two distinct species inhabiting separate communal dwelling spaces, one above and one below ground, as belated embodiments of the working and ruling classes of the nineteenth century – though the subterranean working classes now have the upper hand. And the persistence of the Victorian class system is again embodied in houses in two of the great Gothic fantasy novels of the late twentieth century. In Angela Carter’s The Magic Toyshop (1967), the insistently working-class toymaker Philip Flower takes a perverse revenge on the children of his middle-class brother by trapping them in a Victorian household that incorporates the toyshop of the title, where he seeks to transform the children into puppets or toys, submitting them to an oppressive patriarchal regime that rejects all the social developments that have taken place between the death of Queen Victoria and the mid-to-late 1960s, when the novel is set. And in Alasdair Gray’s Poor Things (1992) a large Glasgow house in Park Circus gives shelter and a political education to a late Victorian working-class woman, who may or may not have been manually constructed, like the house she lives in, by a clever middle-class man with a gift for surgery. Bella Baxter or Victoria McCandless, as the woman is called at different times, undergoes an education in the nature of the class system at the hands of her mentor, Godwin Baxter, through the medium of a doll’s house, which must surely be a nod to Bladesover House in Tono-bungay:

See me open the hinged front door of this big doll’s house and fold it back. Look into all the rooms. […] The servants live mostly in the basement and attics: the coldest and most crowded floors with the smallest rooms. Their body heat, while they sleep, keeps their employers in the central floors more snug. […] Tell me, Bella, what the scullery-maid and the master’s daughter have in common, apart from their similar ages and bodies and this house.”

“Both are used by other people,” I said. “They are allowed to decide nothing for themselves.”

“You see?” cried Baxter delightedly. “You know that at once because you remember your early education. Never forget it, Bella. Most people in England, and Scotland too, are taught not to know it at all – are taught to be tools.” (pp. 262-3)

Alasdair Gray’s mural at Hillhead Subway Station

The doll’s house here embodies complicity, the problem Gray wrestled with throughout his career as a writer-artist. Whatever your politics (so the thinking goes), no matter how fiercely you uphold revolutionary principles, the building you live in has the shape and machinery of the class system built into it, as does the city that building occupies, its infrastructure depending on inequalities of pay and status which cannot be overthrown except by a radical reconstruction of the city itself and each of the houses it contains. Everyone who lives in a house, then, can be seen as complicit, despite themselves, in the economic and social system that brought that building into being, or that lets the building continue to function as a domestic mechanism. As a result, studying your house can be a means to understand the economic and social processes you live by – something Baxter demonstrates when he explains the design of the doll’s house to his student. And Alasdair Gray, too, took the notion of using houses as a means of education more seriously than most. Throughout his career he designed murals and mosaics that now bedeck buildings throughout Glasgow and the West of Scotland, from a private flat in West Prince’s Street, which houses his mural of the Book of Jonah, to the entrance of Hillhead Subway Station, the Oran Mor Bar on Byres Road, the Ubiquitous Chip Restaurant in Ashton Lane, and the café at Palacerigg Country Park. Each mural or mosaic tells a tale, for the most part a political one. Meanwhile his books are designed like murals or mosaics, with decorations from jacket to index, a typography devised by Alasdair himself, and a place on the shelves of many homes in Glasgow and elsewhere, from which they invoke the spirit of place by bearing his motto: ‘Work as if you lived in the early days of a better nation’, or a better world, or a house that has been decorated in anticipation of both. Gray’s buildings and books invoke the spirit of that other great writer-designer, William Morris, and the species of practical political dreaming he invented.

Magic Houses in Victorian Children’s Fiction

The King of the Golden River, illustration by Richard Doyle

Poor Things and The Magic Toyshop pay homage to the Victorian Gothic tradition, invoking its continued domination of twentieth-century culture long after the regime that brought it into being has become redundant. Children’s literature – as Nesbit’s Five Children and It suggests – owes a great deal to the Gothic tradition in its attitude to houses. In their Children’s Fantasy Literature: An Introduction (2016), Michael Levy and Farah Mendlesohn rightly contend that Victorian fantasy fiction for children was obsessed with domestic architecture; but for them, houses are fundamentally safe spaces and their use is designed to contain and control the children whose adventures take place within their walls:

Perhaps the most striking aspect of mid to late nineteenth-century children’s fantasy is the degree to which the fantasies can seem contained and bounded. Furthermore this containment is presented as desirable. Colin Manlove argues that the character of British fairy tale gave to British children’s fantasy one of its major characteristics, domesticity […] ‘House-based action’ is a striking feature of nineteenth-century fantasy: it can be argued that even Never-Never Land is situated in the bedroom.

However, the eye-deceiving shiftiness of houses – their tendency to imply the presence of bounds and orders and systems which dissolve, collapse and reassert themselves under the pressure of changing times – is as present in fantasy fiction for children as it is in adult fantasy. John Ruskin’s The King of the Golden River – first written in 1841 and published nine or ten years later – is a case in point. Despite being among the first ‘literary’ fairy tales written in English, Ruskin’s story is set in Germany, home of the Gothic, in a rural house much like the ones in the Household Tales of the Brothers Grimm. Like many Grimm households, this cottage is the locus of systemic abuse, where the youngest member of a family, twelve-year-old Gluck, is treated by his older brothers as an unwaged labourer or slave, controlled by the threat of violence. The house, meanwhile, is used as a tool to support the brothers’ obsession with accumulating wealth at the expense of their neighbours. Gluck is strictly forbidden to let strangers into the building when his brothers Schwartz and Hans are away from home, and he believes the pair will kill him if he disobeys. Its walls, doors and windows operate as impermeable barriers between the rich and the folk they feed on, obstructions to hospitality, giving and lending of all kinds. So when a diminutive, rain-soaked stranger taps on the front door seeking shelter, the boy has to inform him through the window that he can’t come in. And when Gluck finally relents and allows the stranger to share fire, food and shelter, his gesture is quickly reversed when Schwartz and Hans get home and tell the little man to go away. The man consents, but promises to visit again at midnight; and sure enough when the clock strikes twelve he reappears, mounted on a magical cloud of foam, having blown off the roof to effect his entrance. As it turns out, he is none other than the South West Wind, and his second appearance effectively demolishes the physical and verbal obstructions Fritz and Hans have erected to distinguish themselves from the world they see as hostile competition in their lifelong quest for capital.

The King of the Golden River, illustration by Arthur Rackham

The rest of the story dedicates itself to the further demolition of these obstructions, setting against the fortress-household of Schwartz and Hans the benign influence of the free-flowing wind and the mountain valley in which the house is situated. This is called the Valley of Treasure, formed by the passage of the Golden River, and both names conjure up hard objects made of precious metal, usually stored in windowless vaults protected by guards. But the valley’s treasure is its fertility, which is quickly blasted by the vengeful Wind, and the Golden River gets its name from the play of light on its rushing waters. The Wind dims the light, too, thus revealing to the brothers how their fortune relies not on rigid architectural structures but on wayward natural forces they can’t control. Their concern with material things is based on an arbitrary set of values, which is informed in turn by a certain way of seeing the world, and of interpreting what they see in very limited terms. Later, the three brothers – Hans, Schwartz and Gluck – are sent on a quest to restore their fortunes by the titular King of the Golden River, a kind of shape-changing elf; and the success of the youngest brother in this quest depends on the difference between the way he looks at things and the way his brothers see them. When they go up the valley to pour holy water in the Golden River, as the King instructs them, Hans and Schwartz are unable to fix their eyes on anything except their economic objective, despite the glorious alpine scenery they must pass through in order to reach it. Ruskin describes this scenery with the kind of meticulous precision he brought to his watercolour sketches of buildings and landscapes:

Level lines of dewy mist lay stretched along the valley, out of which rose the massy mountains, their lower cliffs in pale grey shadow, hardly distinguishable from the floating vapour but gradually ascending till they caught the sunlight, which ran in sharp touches of ruddy colour along the angular crags, and pierced, in long, level rays, through their fringes of spearlike pine. Far above shot up red, splintered masses of castellated rock, jagged and shivered into myriads of fantastic forms, with here and there a streak of sunlit snow traced down their chasms like a line of forked lightning; and far beyond and far above all these, fainter than the morning cloud but purer and changeless, slept, in the blue sky, the utmost peaks of the eternal snow.

The brothers’ indifference to these constantly changing effects of light on stone and snow extends to the presence in it of desperate people who need their help: an old man, a parched child, a dog dying of thirst, to whom they refuse even a drop of their holy water. Gluck’s responsiveness, on the other hand, to the effects of light on the mountains finds a correlative in his responsiveness to the material needs of the people he meets en route to the river. Ruskin effectively reverses in this story the concepts of substance – a term associated by capitalists with economic prosperity – and insubstantiality, pointing up the false human consciousness that bestows value on material possessions (such as real estate) while dismissing humans themselves as valueless. The materialism of Hans and Schwartz leads in the end to their being turned to unchanging stone by one of the people they neglected, the dying dog, who turns out to be the King of the Golden River in animal form; while the same dignitary ensures that Gluck’s name fulfils its promise of bringing him lasting happiness. Hans and Schwartz are reduced to the component materials of the house they made their fortress, while Gluck returns to live in the Valley of Treasure, restored to its former prosperity by the impact of his attitude to his fellow valley-dwellers, his benevolent way of seeing. Ruskin’s light tale, then, is designed to carry political weight as both a celebration and democratization of what he thought of as the proper artistic perspective, and the power of this perspective to drive social change, as the power of the Golden River drives the prosperity of the valley it waters. There couldn’t be a much more explicit illustration of Tolkien’s notion of recovery, the ability to see the natural world and its population in a fresh new light, as a child might see them. And there couldn’t be a much more lucid exposition of the political applications of that recovery, either, or a clearer foreshadowing of Ruskin’s account of the politics of the household in his socio-economic manifesto Unto This Last (1861).

The brother’s house in The King of the Golden River suffers a partial collapse because of its impractical rigidity, like the Castle of Otranto or the House of Usher. Other fairy tale houses of the period undergo more subtle forms of destabilization. Frances Browne’s much-reprinted fairy tale collection, Granny’s Wonderful Chair (1856), for instance, concerns itself with the mobility of populations and its impact on domestic buildings and their occupants. A frame narrative tells of a little girl called Snowflower who lives with her Grandmother in a cottage that closely resembles the domestic buildings in Donegal, where Browne grew up and from which she migrated during the Hunger. It is a house that melds with the local fauna and flora to such an extent that there seems to be no barrier between the interior and the outside of the building, in sharp contrast to the house in Ruskin’s story:

[It was] a little cottage built of peat, and thatched with reeds, on the edge of a great forest; tall trees sheltered its back from the north wind; the mid-day sun made its front warm and cheerful; swallows built in the eaves; daisies grew thick at the door; but there were none in all that country poorer than Snowflower and her grandmother. A cat and two hens were all their live-stock: their bed was dry grass, and the only good piece of furniture in the cottage was a great arm-chair with wheels on its feet, a black velvet cushion, and many curious carvings of flowers and fawns on its dark oaken back.

This one ‘good piece of furniture’ turns out to be magic, and to be good in more ways than one: aesthetically attractive, useful and instructive, it tells marvellous stories about faraway places very different from Snowflower’s home. And it is also geographically mobile, like the population of rural Ireland in the middle of the nineteenth century. When the Grandmother leaves the cottage to go on a long journey, and the food begins to run out, the chair magically transports Snowflower to the palace of King Winwealth where food is plentiful and shelter can be found, however grudgingly it’s offered. Here the little girl earns a living by instructing the chair to tell its stories to the King; and as story follows story through the collection, Snowflower is rewarded with a succession of promotions to better and better locations in the royal building: from a dusty corner in the worst kitchen to a pallet in the best kitchen, a bed in the servant’s hall, the housekeeper’s parlour, a ‘wainscot chamber’ and finally ‘one of the best chambers of the palace’. She is granted these rewards because each story reminds the King of the halcyon days of his youth, when he ruled alongside his intelligent and imaginative brother, Prince Wisewit. Each story, too, tells of traffic between cottages and royal palaces, between the houses of the peasantry and the houses of the governing classes; from ‘The Christmas Cuckoo’, in which two poor cobblers travel from a ‘hut built of clay and wattles’ to the king’s residence and back again, finding the hut a more congenial home than the palace (at least in times of prosperity); to ‘The Story of Merrymind’, in which a vagrant boy with a broken fiddle transforms an entire kingdom obsessed with constant labour and amassing huge profits, thanks to a chance encounter in a ruined cottage. Like Ruskin’s King of the Golden River ‘The Story of Merrymind’ celebrates the power of aesthetic participation – in this case, the performance of music and storytelling – to lighten the heavy business of work and change dreary or squalid buildings into pleasant homes. The inhabitants of the ruined cottage who help young Merrymind effect this change are the so-called ‘night-spinners’: ‘two fair maidens, all in white spinning on silver wheels, and singing together a blithe and pleasant tune like the larks on May-morning’. Light-hearted, light-clothed, high-spirited young women, their work and the ‘blithe’ music they sing to accompany it is considered of no worth by their profit-minded compatriots. But thanks to their song-driven spinning, the boy Merrymind gets golden strings for his violin; thanks to his violin the ruler of the work-obsessed country, Dame Dreary, learns to dance again; and thanks to her dancing the spell that kept the country in bondage to labour is broken, and the land itself restored to its original identity. It becomes a place where the night-spinners ‘spun golden threads by the hearth of every cottage’, where the people ‘wore homespun, and drank out of horn’ but ‘had merry times’, where ‘there were May-games, harvest-homes and Christmas cheer among them’, and ‘Shepherds piped on the hill-sides, reapers sang in the fields, and laughter came with the red firelight out of every house in the evening’. Attention to the marginalised economies of small buildings, with the industries they harbour such as spinning and smallhold farming, and the popular artistry they encourage such as storytelling and singing, keeps a country alive and well in a world increasingly given over to alienated labour. And Browne’s fiction implies in particular that her own country of Ireland could regain its lost national identity by paying the same close attention to its marginalised communities, and to its popular culture as embodied in her fairy stories.

The houses of Lewis Carroll are more fluid even than Browne’s cottages and palaces, and their fluidity derives from the changing bodies rather than the developing imaginations of their occupants. Radically detached from the social, political, religious or economic grand narratives to which other Victorian buildings pay tribute, they dedicate themselves instead to exacerbating the monstrous difficulty of accommodating a growing child’s body and mind within the architectural and ideological limits of a conventional middle-class home. Alice’s Adventures in Wonderland (1865) opens with the representation of a book very unlike the novel itself, as young Alice’s older sister reads to her from a volume which seems to have been written from the exclusive perspective of a third-person omniscient narrator, unembellished by dialogue or decoration: ‘“and what is the use of a book,”’ Alice thinks to herself, ‘“without pictures or conversations [in it]?”’ As a result of the volume’s drab uniformity the girl’s attention strays from the rational route it’s expected to follow, and the rest of the novel can be read as an extended distraction from and commentary on the various official discourses which are supposed to shape her. Alice finds herself chasing a white rabbit down a hole which transforms itself into a vertical house, whose curved walls are ‘filled with cupboards and book-shelves’ with here and there among them ‘maps and pictures hung upon pegs’, in homage to the conventional techniques used to store the brain of a growing child with appropriate knowledge. But the circularity of the house’s walls, together with its uncertain depth, make any attempt to systematically organise this knowledge decidedly awkward – as does the difficulty of picking out any particular object from the shelves when one is falling rapidly past them.

Alice in Wonderland, illustration by John Tenniel

Carroll’s own mind tended to stray from the systematic method of developing and organizing narratives as represented by shelves and maps. In his prologue to Sylvie and Bruno (1889) he explains how his fanciful work, such as the ballad The Hunting of the Snark (1874-6), sprang from ‘random flashes of thought – as being suggested by the book one was reading, or struck out from the “flint” of one’s own mind by the “steel” of a friend’s conversation’. It also contains certain passages ‘which occurred in dreams, and which I cannot trace to any antecedent cause whatever’. The structure of the subterranean house in which Alice finds herself proves as unruly as Carroll’s procedure in assembling his narratives. The girl’s attempts to open and pass through one of its doors into a beautiful garden are constantly thwarted, while the interior spaces she wanders through exist in a state of constant flux, often thanks to her own repeated changes of size. The hall with the door to the garden in it gets suddenly filled with water when Alice grows to gigantic proportions and begins to cry. The white rabbit’s house (when she eventually finds it) shrinks to the size of a hutch as she grows again, and she has to put its architectural features to unusual uses, sticking her foot up the chimney and her arm out of the window in a quest for additional space. Later, the house of the Duchess to which the rabbit was hurrying when she first saw him turns out to be full not of aristocratic decorum but of pepper, broken crockery, and babies who refuse to keep the same shape from one moment to the next. Outside and inside flow together, as rabbit burrows become well-furnished wells, treacle wells become domestic houses, front halls become high seas, al fresco tea parties take place in perpetuity thanks to a broken watch, croquet parties happen near the seashore, and the seashore transforms itself first into a schoolroom and then a courthouse. Alice’s social role flows too, from schoolchild to maid to nanny to lady-in-waiting to schoolchild again to prisoner-in-the-dock. The constant fluctuation of houses, bodies and roles in the book is recorded in a giddily fluctuating language, where the meanings of words and the logic of sentences constantly intersect, hurling the reader from one train of associations to another. Most disturbingly of all, perhaps, every architectural, horticultural and linguistic space in the book plays its part in a judicial process which is wholly arbitrary, punctuated by shrill cries of ‘Off with his head’ or the barks of a terrier who plans to act as judge, jury and executioner for an unfortunate mouse.

Alice in Wonderland, from the movie by Jan Svenkmajer

In this narrative, then, the faculty of judgement, understanding or reason, as depicted by Spenser in the House of Alma, has been utterly overwhelmed by Phantastes, the untrammelled fancy, who has continued the process of breaking down the boundaries between the domestic house and the outside world which he began in The Faerie Queene. And yet the book is funny, coherent and compulsively readable despite its refusal to follow familiar patterns of cause and effect, or proposition, proof and conclusion. This is because its representation of the abrupt and bizarre transformations being imposed on the Victorian population, as embodied by Alice, through the combined agencies of industrialization and free market capitalism, is defused by the affectionate tribute it pays to its feisty heroine. Alice refuses to let herself be crushed by the various monsters she encounters – in marked contrast to the unfortunate teenager Conrad in The Castle of Otranto, who got himself crushed by a giant flying helmet. It’s a testament to Alice’s resilience that she is able to wake from her dream, at the end of the novel, quite unmarked (it seems) by the traumatic experiences to which she has been subjected. In the Alice books, a new generation in the shape of a young girl comes to understand fantasy as the medium she lives in – the stuff and substance of the Victorian epoch – and shows herself entirely capable of keeping herself afloat in it, as she kept herself afloat in the sea of tears.

Plural Magic Houses of the Twentieth Century

Alice’s experience with houses, as represented both in the mutating rooms and gardens of Alice in Wonderland and the house of mirrors in Through the Looking Glass, provides the template for the plural magic houses of the twentieth century. The most fascinating of modern fantastic houses embody the increasing mobility of twentieth-century populations, the increasingly rapid social changes taking place within and around them, and the ingenious techniques house-dwellers and house-designers have discovered for replicating Alice’s resilience in the face of these challenges. But where Scrooge, Dracula, Gluck, Alice and the rest often feel like strangers in the bizarre domestic spaces they inhabit, and their post-Victorian descendants – Melanie in The Magic Toyshop, Bella Baxter in Poor Things – share their unease in these unsettling enclosures, many residents of magic houses in the later twentieth century seem to have become somehow naturalised to the wayward structures that surround them.

Three examples will suffice to illustrate the strange plurality of these houses, their capacity to embody several identities at once, and the remarkable adaptability of their occupants. The first is the apartment in Doris Lessing’s The Memoirs of a Survivor (1974), from which the unnamed narrator watches closely as the city outside breaks down, filling with refugees, travellers, gangs, radical communes, and groups of aggressive feral children. Each change in the city outside finds its reflection within the narrator’s apartment walls, in her relationship with her cohabitants – a teenage girl called Emily and her pet, a strange yellow cat-dog by the name of Hugo. Emily teaches the narrator how to interact with the new societies springing up in rapid succession beyond her front door, while the narrator teaches Emily that older people can have a productive understanding of and scepticism about radical change, and Hugo teaches them both that they are animals, and so have needs very similar to his, no matter how grandiose their hopes and fears for the society they are part of. Furniture and household objects are requisitioned for new uses, new members of the household community come and go, the building that houses the apartment changes into a vertical city in itself, whose economy reproduces in miniature the new economy of barter, adaptation and recycling that has sprung up all over the decaying city as a whole. And meanwhile…

Julie Christie in David Gladwell’s movie of The Memoirs of a Survivor

Meanwhile, behind the walls of the narrator’s apartment another space begins to reveal itself, a space in which she sees reflected in alternative forms the personal, social and environmental crises taking place in the city and in her own household. Passing through the wall of her living room, at times she finds herself in rooms that reproduce the experiences of Emily and her mother in childhood and young adulthood, experiences that have conditioned Emily’s emotional response to the current social collapse, partly inhibiting her power to rise above the continual crisis of the day-to-day. At other times the narrator finds herself wandering through her living room wall into a wholly different set of rooms: rooms in which are played out in alternative terms – through games, images concrete and abstract, gardens, experimental architectural and artistic structures – scenarios that suggest alternative, healthier ways of living, utopian escape routes from the ecological and socio-political nightmare that is eating up the city from inside. The narrator’s work as a householder, a survivor intimately concerned with the nitty gritty of living from day to day, gives her the wherewithal to understand the utopian possibilities enshrined in these scenarios, so that in the end she can lead Emily, Hugo and the rest through the wall of her apartment towards the possibilities they represent. At this point, the dissolving mirror of Alice Through the Looking Glass becomes not a wayward reflection of the insanities of contemporary culture but a portal to a new kind of future, a migratory corridor to hope. And the seeds of this future have been planted by simple house-dwellers in our own timeline, cultivators of the friendships, observations, interactions, affections, careful thought and ingenious solutions that might one day bring such a future about, if we can find a way to break through the brick and plaster that hems us in.

The Memoirs of a Survivor is full of references to the children’s fantasies that have shaped so many voracious readers, from its obvious allusions to Alice in Wonderland and Through the Looking Glass to the presence in it of Emily’s boyfriend Gerald, who is both Peter Pan, with his gang of murderous Lost Boys, and the Pied Piper, who leads populations of unsuspecting children to potential destruction. The implication is, I think, that these children’s fantasies can have two alternative functions: to keep us trapped, through continual nostalgic return to their familiar contours, in a mindset of the sort Carter’s Philip Flower seeks to cultivate in the children in his Magic Toyshop, a condition of arrested development, of perpetual Victorian infancy, unable or unwilling to imagine better ways to exist than the ones that have been handed down to us; or to assure us that we can think outside the domestic box, somehow dream our way through innovations in our daily living to a worldwide state of collaboration and mutual support. Something similar can be said about John Crowley’s seminal fantasy Little, Big, or the Fairies’ Parliament (1981), which contains one of the most intriguing magic houses of the twentieth century, the house called Edgewood, which is a portal to fairyland, to Alice’s Wonderland, and to the new place radical reformers and revolutionaries dream of, which has its roots in the distant past.

Edgewood is the home of the Drinkwater family, constructed by the nineteenth-century architect John Drinkwater as a set of interlocking samples of the domestic styles he can offer potential customers. As a result, it is a house which is ‘all fronts’, designed ‘so people could come and look at it, from any side, and choose which kind of house they wanted; that’s why the inside is so crazy’. This is how the architect’s great-granddaughter, Daily Alice, explains the building to her future husband, Smoky Barnable, and when he expresses incomprehension she proceeds to show him what she means:

He looked where she pointed, along the back front. It was a severe, classical façade softened by ivy, its gray stone stained as though by dark tears; tall, arched windows; symmetrical detail he recognised as the classical Orders; rustications, columns, plinths. Someone was looking out one tall window with an air of melancholy. ‘Now come on.’ She led him by the hand along that front, and as they passed, it seemed to fold like scenery; what had looked flat became out-thrust; what stuck out folded in; pillars turned pilasters and disappeared. Like one of those ripply pictures children play with, where a face turns from grim to grin as you move it, the back front altered, and when they reached the opposite wall and turned to look back, the house became cheerful and mock-Tudor, with deep curling eaves and clustered chimneys like comic hats.

Inside this plural house whose ‘crazy’ interior combines all the different styles performed by its multiple façades, Drinkwater’s family lives through the alternative history they call the Tale, in which the things humans dream of awake or asleep are real and have a direct and indirect impact on politics, economics, society, culture. Daily Alice is the grown-up descendant of Carroll’s Alice, her height, quiet self-confidence and strength affirming her importance in a world that has not yet learned to recognise it. She and her family exist in communion with the fairies of Europe, who followed the Drinkwaters from the Old World to the New, enabling ancient narratives involving their ancestors to continue to work themselves out in their descendants’ words and actions. Here they found Edgewood, with its innovative fusion of familiar architectural elements into a new kind of complexity, the ideal centre from which to begin their secret invasion of the rational and mundane. From it other magical spaces emerge, such as Old Law Farm in the nearby city: an urban version of Edgewood, made of the space formed by a city block whose interior has been opened up to become a single communal space, within which an urban farm has been created, superintended by a helpful brownie and pervaded by supernatural manifestations.

Edgewood functions, too, as a looking-glass for those who seek to recognize the operation of myth and legend in modern times, so that when the Emperor Frederick Barbarossa returns, as legend says he will, he can be recognised by the Drinkwaters and their relations in the person of a modern politician known as the Tyrant, whose agenda seems to be to advance the fairies’ cause at the expense of the unsuspecting human inhabitants of the New World. Edgewood, in other words – and Old Law Farm, and any other outposts of its arcane aesthetic – dedicates itself to reading the world in multiple terms, from the terms provided by folk wisdom and ancestral beliefs to the arcane terms of the Tarot pack, astrology, and other forms of occult knowledge. For the Drinkwater family who built it, the world cannot be properly understood in the crude terms dictated by late capitalism or science. Alternative means of understanding it have been provided by books of magic, picture books, fairy tales, and even the history-cum-guidebook written by Edgewood’s builder, John Drinkwater, Architecture of Country Houses (1880). Only a comprehensive view of things provided by combining all these different forms of understanding can properly describe the patterns being created by everyday events. And the best means of achieving such a view is to inhabit the domestic space with due attention to its complexities: the way houses are able to accommodate multiple personalities with diverse interests, different kinds of imaginative energy, alternative historical perspectives (based on their different ages or their varying levels of awareness of their family’s past), rival aesthetic tastes, and so on. For Crowley, as for the Drinkwaters, a house can be the model for a new society, and the presence of Old Law Farm in the city – Edgewood’s outpost and double – affirms the possibility of extending this new society to entire urban and national communities.

The chief attraction of Edgewood is the absence from it of a patriarch or tyrant. John Drinkwater built it largely to the specifications of his clairvoyant wife, Violet Bramble, who could commune with the fairies while he could not. Variations on this couple’s relationship coexist through the lives of their descendants, some of whom see the world in material terms, some of whom are deeply familiar with the supernatural, but all of whom are willing to recognise and support the alternative perspectives of their spouses, children, friends and odd relations. The importance of the house to achieving this psychological cooperation is reinforced by some of its occupants’ interest in the early modern Art of Memory, which encouraged those who wished to remember certain things with absolute accuracy to map the contents of their minds onto the architecture of a familiar building, usually their home. All the Drinkwaters effectively use the same building as their Memory Mansion, the structure onto which they map their minds. The building is of course Edgewood, but each of them reads the building differently, and as a result the house is enriched, becoming the ultimate working model of happy coexistence in a modern world where such models are in short supply. Edgewood’s enrichment via the presence in it of so many forms of imaginative and intellectual eccentricity – marginalised thinking, which may be one way of accounting for the building’s name – means that when at last the Drinkwater family and their associates move on from the house, travelling into the depths of the fairyland they have helped to sustain into the twentieth century, the house takes on a mythical status. Buried in the heart of ever-expanding woodlands (Crowley’s America undergoes a collapse like Lessing’s Britain, and a similar reversion to wildness), its many lights blazing thanks to the efficiency of its occult lighting system, Edgewood becomes an enduring symbol of hope, a hope which gets clearly articulated in the many fantastic stories that spin themselves around it. But unlike most such myths:

It could be found. There it was: at the end of a neglected drive, in a soft rain, not what had been expected at all and however long-sought always come upon unexpectedly, for all its lights; sagging porch steps to go up, and a door to go in by. Small animals who thought the place theirs, long in possession, sharing only with the wind and the weather. On the floor of the library, by a certain chair, face down at a certain page, a heavy book spine-broken and warped by dampness. And many other rooms, their windows filled with the rainy gardens, the Park, the aged trees indifferent and only growing older. And then many doors to choose from, a juncture of corridors, each one leading away, each ending in a door that could be gone out by; evening falling early, and a forgetfulness with it, which way was the way in, which now the way out?

The house’s many corridors here deny the notion of forward progress; instead it celebrates the multidirectional mazes constructed by the meeting of many hearts and minds, the concept of community that so often gets lost in the face of geographical mobility and social change.

The third twentieth-century magic house can be found in Diana Wynne Jones’s novel for children Howl’s Moving Castle (1986). This is a house which in a number of ways is the opposite of Edgewood. Where Edgewood is larger on the inside than it is on the outside, like many magic houses, Howl’s Moving Castle is much smaller, its modest two-up two-down internal construction belying its forbidding external appearance as a wizard’s fortress, tall, black and grim. Where Edgewood is widely regarded as unique, the moving castle is unexpectedly ordinary, despite its magical properties; its life revolves around the daily rituals of cooking, cleaning, sleeping, arguing. Where Edgewood is old and full of close relatives whose story stretches back through generations, the castle has been recently constructed to shelter Howl and his extended family, whose component members – the old woman Sophie, the demon Calcifer, the apprentice Michael, and later a dog who is also a man – are connected not by a common ancestry but by common needs, many of them generated by their disconnection from their blood relatives. And where Edgewood is firmly rooted in a certain place – an estate on the edge of woods, not far from the City – the Moving Castle is always shifting from place to place, both literally, in that it can propel itself round the landscape by demonic magic, and metaphorically, in that its owner has many functions: as local magic-worker, king’s sorcerer, faithless lover, no-good brother, and so on. The castle contains the tools of each of these trades, has a magic front door that opens onto locations associated with each of them, and provides shelter from the consequences of Howl’s actions in each role. Like Edgewood, then, it is a complex space where many functions and narratives interpenetrate; yet it is a small and ordinary space in appearance, the kind of space a reader might really occupy, a proper domestic sphere, unlike most of the magic houses we have looked at till now.

What interests Diana Wynne Jones is the house as the starting point of all adventures – its domestic function as a catalyst as well as a material and emotional launching pad for social and political action. The events that take place in the Moving Castle’s modest front room drive all the action in the novel, from the threat posed to the land of Ingary – where the castle is mostly located – by a malicious sorceress called the Witch of the Waste, to the threat of war that is brewing in the background as the citizens of the country go about their daily business. Howl’s magic, which is involved in both these national crises, is rooted in his contract with the demon Calcifer, who occupies the house’s hearth and lends it the mobility that gives it its name. Also in the hearth, we learn in the end, resides Howl’s heart, which binds the contract, so that Howl’s emotional life – a whirlwind affair that involves successive romantic entanglements, multiple parallel jobs, and many complex relationships with his various friends and relations – has a direct effect both on conditions within the castle and in the land beyond. The novel’s protagonist Sophie, too – a young woman transformed into an old one by the jealous Witch’s curse – similarly has a direct effect on the wellbeing of the nation, by virtue of her instant impact on the guardian of Howl’s heart, the demon Calcifer, and on Howl himself. As the book goes on she finds herself having interviews with the King, fighting the Witch in the wasteland where her own castle is located, and stimulating Howl to put his magic to useful and attractive purposes – greening the desert, correcting the effects of curses, and fighting the Witch with the help of Sophie and the various allies she has attracted to the castle’s front room. Sophie sees herself as the embodiment of the Victorian view of the woman as the Angel of the House, tied to the hearth by bonds of duty as well as affection. Wynne Jones demonstrates that such a role is a massive one, linking its occupant by elaborate threads to almost every conceivable aspect of the world outside her home’s front door.

At the same time, Wynne Jones is interested in the extent to which these powers of the domestic house and its keeper – the person who keeps it running smoothly, so often a woman – have been occluded or hidden away by history, storytelling convention, language, and the trappings of social custom. The power of Howl’s Moving Castle is carefully concealed thanks to Howl’s determination to hide it; this is why the castle is always shifting from place to place, in a futile bid to evade responsibility by making it seem unconnected to any given location it settles in, its occupants unattached to any local or national population or concern. The same motive has led Howl to conceal the source of his magic, the heart that binds him to the demon Calcifer – and with it his genuine care and affection for his fellow creatures. As well as concealing the source of his power and his sense of duty and affection from others, Howl seeks to hide them from himself, by living like an adolescent in a building that he never bothers to clean, and by refusing to allow Sophie – when she arrives by chance at his front door and decides to move in as his cleaning lady – to come near his bedroom, with its thick patina of dust and its unruly swarms of spiders. Sophie shares Howl’s impulse to conceal her own powers, to hide her own feelings, to evade her responsibility for other people, despite the centrality of all these things to her personality and actions. Her transformation into an old woman is worked at first by a wicked Witch, but it merely confirms Sophie’s view of herself, and she reinforces it with increasing determination as the novel goes on – in the process transforming herself into a witch very nearly as powerful as the woman who changed her. Sophie’s strenuous evasion of herself is what makes the castle her natural home, the location where evasions can be most successfully carried out, thanks to its construction as Howl’s hideout and protective shield.

The nature of a house and its occupants can be disguised or altered by many other kinds of movement besides traversing the ground: by being tidied up or redecorated, for instance, or by having its contents shifted around, or even by being moved from one building to another (after all, the same household with the same possessions in two different buildings makes these in effect the selfsame building, for all the minor distinctions between them in terms of location and internal geography). Disguise, in fact, can become material change, and the castle is always moving in the sense that changes are always taking place within its walls: new occupants arriving in the shape of Calcifer, Michael, Sophie, the dog; new problems throwing its occupants into frenzied new activities; new moods covering its floors and walls with heaps of magic slime, the physical manifestation of Howl’s periodic bouts of depression. Putting on clothes can be a disguise – like the magic cloaks donned by Sophie and Michael when they leave the house, which transform them into a large red-bearded man and an ungainly horse. But clothes can also effect change, attracting people to their wearers, for example – as one of Howl’s enchanted suits can do – or in the case of seven-league boots, enabling the wearer to cover many miles at a single stride. And people can be disguised or changed by other people’s view of them. People can assume us to be what we are not, based on appearance combined with prejudice: an old woman instead of a young one, a wicked magician instead of a generous local benefactor, a scary scarecrow or a dumb dog instead of a decent human being, and so on; and we can respond to these perceptions of us by taking on some of the characteristics that have been assigned to us. In other words, we are all performing feats of magic every day, transforming ourselves and other people by every trick of the eye or mind we have at our disposal. And the house is the potent hub within which our capacity for magic germinates, and where its operations are at their most powerful.

Wynne Jones’s method for drawing attention to the magic potential of the house is by two gestures of estrangement, performed at the beginning and in the middle of her novel. To begin with, she sets her book in the land of Ingary, ‘where such things as seven-league boots and cloaks of invisibility really exist’, and where ‘it is quite a misfortune to be born the eldest of three’, because in fairy tales the eldest child is always destined to fail, the youngest to succeed, if all three set out to seek their fortunes. This is the first gesture of estrangement: in Ingary fantasies are real and magic operates in the everyday. And it emerges that there are positives and negatives to living in a fantasy world like this – just as there are to living in the ‘real’ world of the reader. On the one hand, vast distances may be covered in an instant, thanks to those magic boots, and bodily limitations overcome with ease, thanks to that magic cloak. On the other hand, certain narrative rules (such as the rule of three) impose themselves like locks on the population, and it requires real ingenuity – and a lot of good luck – to work your way around them. The protagonist, Sophie, finds that her mind and body are cramped and distorted by her assumption that thanks to fairy tale logic she can never get anywhere as the eldest of three; so when the witch turns her into an old lady it seems only to fulfil a destiny she has already assumed to be hers: to age without noticing, and to achieve nothing in the process. Yet the limitations of being an old lady turn out to be not so extreme as Sophie expected. She can speak her mind freely, she doesn’t worry so much about what other people think, she is no longer afraid – or not as much and not as often – and she has certain powers she never suspected, above all the power of talking life into things, such as household objects, clothing, buildings, even people. As the book goes on, Sophie transforms the house she arrives at – the moving castle of the title – thanks to her energetic acting, thinking, dreaming and talking; and in the process she becomes a powerful sorceress herself, without even noticing the transformation. And she gradually accumulates a rich community of her own, an eccentric but affectionate composite family, an extensive network of friends, relations, contacts and allies. If magic in the land of Ingary is everyday, the everyday too is clearly magic, and astounding things can be accomplished within the confines of a modest building.

The other gesture of estrangement is the unexpected appearance in the middle of the book of suburban Wales. One of the multiple locations to which the magic front door of the castle leads is the Welsh housing estate where Howl’s sister lives – part of the community where Howl was born and bred, and from which he departed for the magic land of Ingary, in defiance of his sister’s expectation that he take on a well-paid job and thus enhance his family’s wealth and reputation. This wholly conventional Welsh setting, ruled by expectations as strong as those of a fairy tale, is a magic place for Sophie Hatter when she visits it in the exact centre of the novel. Upstairs in the suburban house of Howl’s cross sister is a room where her son plays computer games with his friends, unconcerned by anything beyond the enchanted circle of their gaming:

Sophie was not even sure the two boys crouched over the various magic boxes on a big table by the window would have looked up even for an army with a brass band. The main magic box had a glass front like the one downstairs, but it seemed to be showing writing and diagrams more than pictures. All the boxes grew on long, floppy white stalks that appeared to be rooted in the wall at one side of the room.

Before he leaves the house, Howl gives his nephew a new game – presumably created in Ingary by magic – which reproduces the conditions surrounding Howl’s moving castle, and presumably bears some resemblance to the text-based game by Roberta Williams, ‘Wizard and the Princess’ (1980). As the boys start to play it, the opening text reads: ‘You are in an enchanted castle with four doors. Each opens on a different dimension. In Dimension One the castle is moving constantly and may arrive at a hazard at any time’. In Wales, in other words, life in the castle is a fantasy, something that does not and cannot exist except in a narrative fit for children, adolescents and adult dreamers. At the same time, certain residents of Ingary are Welsh. Howl is one of them (his original name is Howell), and another is a wizard called Suliman, his original name Sullivan having been rendered exotically oriental in a bid to make him seem more suitable to his new role (names, too, are agents of disguise and change in Wynne Jones’s novel). Meanwhile, the demon of the Witch of the Waste is hidden in Wales, in the shape of Miss Angorian, the local English teacher. Miss Angorian sets homework for Howl’s nephew which consists of an analysis of John Donne’s poem ‘Song: Go and Catch a Falling Star’. But the analysis is not easy, given Miss Angorian’s own straddling of different dimensions. In Wales the poem is nothing but a list of impossibilities: ‘Go and catch a falling star, / Get with child a mandrake root, / Tell me where all past years are, / Or who cleft the Devil’s foot’. In Ingary, by contrast, everything it describes can actually happen, so that its misogynistic climax – whereby Donne declares that it is just as impossible that a woman can be both faithful and attractive – must automatically be discredited. In Ingary the poem is also efficacious in another way, in that it serves as a curse on Howl, drawing him into the toils of the Witch of the Waste and leading to the showdown at the end of the novel, which unexpectedly takes place in the castle’s front room – the sort of location where English homework might be completed, and where the apprentice Michael carries out the homework assigned him by his teacher, Howl.

For Wynne Jones, in other words, the house or home is interpenetrated by wonders, which are constantly disrupting and overturning conventions and other forms of expectation. No one gifted with mobility need feel trapped in any house, since it is the beginning of every journey as well as its destination. No one need feel bored by being enclosed by its four solid walls, since alternative worlds can be imagined, constructed and interacted with inside their confines. The houses we live in are magical places, whether they’re in housing estates, on open moorland or above a hat shop – like the house from which Sophie sets out on her adventures and to which she returns when the moving castle is magically fused with it. Houses are strange spaces, always surprising us with the incidents, moods and activities they can accommodate. And houses are also political spaces, as every fantasy writer from Ruskin to Brown to Stoker to Crowley has never ceased to remind us. We should delight in them and nurture them as best we can, since they form an integral part of our identity. And we should ensure that decent housing is available to all – in this world as well as in the many dimensions of the fantastic.

Charles W. Stewart, Steerpike surveying Gormenghast

 

 

 

David Jones, In Parenthesis (1937): ‘a kind of space between’

Mervyn Peake, David Jones (1939)

I’ve been reading David Jones’s In Parenthesis lately, a book often referred to as a poem (though it’s largely in prose) written by a brilliant artist who illustrated Coleridge’s The Ancient Mariner in 1929. I’m reading it as part of a project on Mervyn Peake, because Peake drew Jones’s portrait in January 1939, two years after In Parenthesis was published. I presume the portrait was commissioned by The London Mercury in response to the impact the book was having in literary circles. Prominent writers had praised Jones’s epic prose poem in fulsome terms, including W H Auden (whose portrait Peake also drew in the late 30s), Graham Greene (who selected Titus Groan for publication by Eyre and Spottiswoode), and Herbert Read, the theorist of surrealism and a veteran of the Great War like Jones himself, whose work Peake must have known well as a professional artist and teacher. I can hardly imagine, then, that Peake did not read Jones’s Anglo-Welsh prose epic. He was fascinated by poetry, by book illustration – he too illustrated The Ancient Mariner in 1943 – and by Welshness, thanks to his Welsh mother and his friendship with Dylan Thomas; and like everyone else in 1939, he lived in the shadow of war. He was later in the habit of reading books he illustrated with close attention; I don’t know if this practice extended to the books of men and women whose portraits he drew, but this seems likely. Of course it’s not fair to look at Jones’s work merely through the lens of my interest in Peake, but it seems to me that In Parenthesis has much to tell us about how the Great War helped shape the emergence of fantasy as an artistic mode or practice between the wars. Jones forms, then, part of the picture that includes Tolkien’s emerging The Lord of the Rings, Peake’s development as a fantasy writer as well as an artist, and a number of important fantasy texts I’ll be looking at in future blog posts. Reading In Parenthesis in relation to fantasy, then, may be worthwhile, and that’s what I want to try briefly here.

As I said, the book is often described as a poem, despite the fact that it’s written in prose. This may partly be because of T S Eliot’s championing of it, and because of Jones’s regular references to Eliot and other poets in his preface and throughout the text; but it’s mainly an acknowledgement of Jones’s scrupulous attention to the verbal medium he uses – its rhythms, its sounds, its punctuation, its layout on the page. It tells the story of eight months in the Great War, from December 1915 to July 1916 – a journey from the training of new recruits in the British army to their first major engagement, the attack on Mametz Wood in which Jones was injured. This chronology takes us from Christmastide to High Summer, from relative innocence to hard-won experience, from the largely familiar to the deeply strange, from the nature-oriented past to the mechanized future. It’s told in a kind of verbal collage made up of dialogue in English and Welsh, technical military language including numerous acronyms, painterly descriptive passages, quotations from literature and snatches of song. The dialogue brings together numerous dialects used by different classes in various localities – most often in London and Wales. The narrative is divided into seven parts, each of which has its own pace, rhythm and stylistic techniques, which have been selected to match the subject matter: training and travel, marching, arriving at the front by night, contemplating no-man’s land, the routine of army life, the eve of battle, the battle itself. By the end of the book a transformation has taken place – multiple transformations, in fact, which are too complex to summarize briefly, but which echo the fantastic metamorphoses and ungainly fusions that took place in fiction, art and poetry after the war.

David Jones, Frontispiece to In Parenthesis

The text’s point of view is mainly that of a private called John Ball. Ball is named for the leader of the Peasant’s Revolt of 1381, who also appears in one of William Morris’s first socialist fictions, The Dream of John Ball (1888), where he embodies the brand of neo-medieval socialism Morris sought to articulate and promote. There is a link here to fantasy as well as politics, since Morris famously wrote a series of neo-medieval romances in the 1890s which strongly influenced Tolkien. Morris’s romances were widely read in the trenches, especially The Well at the World’s End (1896), with its deft mimicry of the prose of Thomas Malory and its vision of a largely egalitarian, meticulously reinvented Middle Ages. Jones had another reason, though, for admiring Morris. The Victorian designer-poet’s theories about the dignity of craftsmanship as embodied in medieval craftsmen’s guilds, and the importance of substituting these for the alienated labour of industrialism, strongly influenced Jones’s mentor the sculptor and designer Eric Gill, founder of the Catholic Guild of St Joseph and St Dominic, to which Jones belonged. It’s no surprise, then, if the point of view in the book is more collective than specific. The personal pronouns throughout the book are always changing their referent, so that ‘he’, for instance, can refer at different times to Private Ball, the German enemy, the sun (p. 59), or one of Ball’s comrades or superiors, while ‘she’ can mean a specific woman, or the moon (p. 27), or a ship’s figurehead (p. 51), or Ball’s rifle, or the spiritual embodiment of the wood where the final battle takes place. ‘They’ can be members of other units, distinguished from yours by the supposed cushiness of their living standards (p. 47); or else you and your comrades as you discover the alienness of your bodies after a poor night’s sleep (p. 63). The second person, ‘you’, meanwhile, gets used everywhere, drawing the reader into the narrative by weirdly investing her or him with the status of honorary veteran of a war they didn’t experience.

The most important feature of the book, however – at least from the point of view of understanding its relationship to fantasy – is its title. For Jones, the Great War took place as it were between brackets, separated by imaginary punctuation marks from every other experience he or anyone else involved had undergone. ‘This writing’, he tells us in the Preface,

is called “In Parenthesis” because I have written it in a kind of space between – I don’t know between quite what – but as you turn aside to do something; and because for us amateur soldiers […] the war itself was a parenthesis – how glad we thought we were to step outside its brackets at the end of ’18 – and also because our curious type of existence here is altogether in parenthesis. (p. xv)

The final part of this paragraph seems to extend the wartime experience to the whole of human life (‘our curious type of existence here’); but the text itself marks out the difference of wartime existence from other kinds in a number of ways. The process of reading it is much like entering an invented world of the kind Tolkien started to construct in the trenches; the language, in particular, is distinctive, punctuated by technical military terms which make it necessary for Jones to provide the ignorant reader with detailed notes, and the strangeness of war is constantly being associated with the impossible events and mythic resonances that have come to characterize the genre or mode now known as fantasy. And in the bracketed ‘space between’ that is the war, or the part of the war Jones chose as his subject, many more bracketed spaces occur: turnings aside, as the Preface puts it, ‘to do something’ distinctly different from the monotonous routines of army life. Each of these parentheses has its particular atmosphere and organization, so that it resembles what John Clute has called a ‘polder’ in fantasy fiction: a place where the rules are either subtly or radically different from the ones that govern the world in which the overall narrative takes place.

David Jones, The Mariners, from The Ancient Mariner

Jones prepares us in the Preface for the fantastic nature of what occurs between his book’s pages. ‘I think the day by day in the Waste Land,’ he writes, ‘the sudden violences and the long stillnesses, the sharp contours and unformed voids of that mysterious existence, profoundly affected the imaginations of those who suffered it’ (p. x). He adds, with wonderful unexpectedness: ‘It was a place of enchantment’. Before heading over to France, he tells us, ‘The air was full of rumour, fantastic and credible’ (p. 14), so that the impossible is already starting to be accepted by soldiers as the binding condition of their future lives. Rumour here is the preliminary ritual that sets aside the charm or spell or invocation from ordinary transactions, like the resounding hand-claps that alert the Japanese gods to the prayers of the faithful. Later, as the soldiers disembark from their trucks not far from the front, they receive ‘in their nostrils an awareness and at all their sense-centres a perceiving of strange new things’ (p. 18): a sentence that makes wonderfully concrete the bodily process of encountering and absorbing strangeness. The landscape they find themselves in is a matter of wonder – sometimes, Private Ball discovers, because of its very ordinariness, its stubborn persistence in being at once quotidian and the theatre of unprecedented atrocities.[1] One of the things that make it strange is the shifting light- and sound-patterns caused by natural or man-made weather, which is always rendering the everyday transcendent. Ball ‘marveled’, we learn early on, ‘at these foreign clouds’ (p. 20); and later he witnesses a sunrise like a revelation, the emergence of something divine from behind the cloud-cover: ‘Behind them, beyond the brumous piling the last stars paled and twinkled fitfully, then faded altogether; this beautiful one, his cloud garments dyed, ruddy-flecked, fleecy stoled; the bright healer, climbing certainly the exact degrees to his meridian’ (p. 62). In the bizarre nocturnal of Part 3, lit by flares and gunfire – where the language of the narrative shifts abruptly towards radical modernistic fusions of disparate idea and sound and image, in its efforts to invoke the state of being half-asleep while striving to stay alert and watchful while on sentry duty – the transition to fantasy is made explicit: ‘his mess-mates sleeping like long-barrow sleepers, their dark arms at reach. Spell-sleepers, thrown about anyhow under the night. And this one’s bright brow turned against your boot leather, tranquil as a fer sidhe sleeper, under fairy tumuli, fair as Mac Og sleeping’ (p. 51). The soldiers here resemble the legendary sleepers under mounds – King Arthur and his knights, the Seven Sleepers and the rest – in that they are both fully armed and unconscious, buried alive, so to speak, in roughly-executed trenches, precariously suspended between life and death, their very capacity to sleep under such circumstances a miracle, sure proof of enchantment. At the end of the book, the dead remain for ever in this fairy state, having been invested as ‘secret princes under the trees’ by the mysterious Queen of the Woods, who chooses ‘twelve gentle-men’ from among them to ‘reign with her for a thousand years’ (p. 185). The implication is that the strangeness of the ‘Waste Land’ of war has in some sense persisted beyond its temporal boundaries, enacting the ‘ever after’ of conventional fairy stories through the continuing presence of the twelve chosen sleepers in the mind of the man who saw them, thanks to the alchemy of memory. His memories of the dead, however, are framed in the language of fantastic narratives: dream reportage, folk tales, neo-medieval romances, bedtime stories. Fantasy is what makes it possible to recall them without self-damage, and what lends their casual slaughter point and purpose, giving their abruptly terminated narratives shape. The fantastic references throughout In Parenthesis alert the reader to the fact that the narrative is not a memoir, but a means of making memory bearable, in the sense of being transferrable to new, better contexts where the horror of war can be transmuted into art.

David Jones, page from the manuscript of In Parenthesis

As I’ve already implied, the resemblance of the parenthetical ‘space between’ of war to the secondary world of high fantasy is partly achieved by the cultural difference of army life in wartime from the lives of ordinary citizens, whatever their trade. This cultural difference imposes a clear distinction between readers of the book who were there at the front with Jones and those who were not. The distinction is emphasized, as I suggested, by the necessity for notes. Old soldiers will not need them, at least not the notes explaining army terminology. In the same way, Welshmen won’t need the translations from Welsh, nor Londoners the interpretations of cockney rhyming slang – at least, they won’t need these if they belong to the working classes, or have lived and fought alongside them, as Jones did. This bracketing-off of the veterans, in particular the set of veterans Jones fought with – as well as of the different kinds and phases of veteranship (Jones informs us that some of the terms he uses in the book belong to specific phases in the War, falling into and out of use as the conflict wore on) – may be what’s being referred to in the final sentence: ‘the man who does not know this has not understood anything’ (p. 187). Non-combatants or even combatants who never saw the Somme cannot hope to share the weird knowledge Jones has to impart, and the strangeness of Jones’s patchwork style is designed to emphasize the impossibility of a stranger’s ever achieving comprehension.

David Jones, sleeping soldier (1915)

At the same time, Private Ball himself is quickly initiated into the alien culture of the front after first encountering it as an outsider. Arriving at the trenches he discovers a distinctive ‘folk-life’ embedded there, ‘a people, a culture already developed, already venerable and rooted’, and it’s only with time that he gets initiated as a full member of this order or community: ‘And you too are assimilated, you too are of this people – there will be an indelible characterization – you’ll tip-toe when they name the place’ (p. 49). The sentence emphasizes the exclusiveness of membership of this war-torn people, but its use of the second person also ensures that Ball’s own initiation is shared by the reader. This is not, then, an elitist text, despite its moments of obscurity and its use of unfamiliar cultural references – such as the early medieval Brittonic poem Y Gododdin, quotations from which open each of the seven sections, alongside the much better-known text Morte Darthur by the fifteenth-century soldier Sir Thomas Malory, which crops up everywhere. Jones laments, for instance, the fact that convention forbids him from using swearwords in the text, about which he says in the Preface: ‘The very repetition of them made them seem liturgical, certainly deprived them of malice, and occasionally when skillfully disposed, and used according to established but flexible tradition, gave a kind of significance, and even at moments a dignity, to our speech’ (p. xii). The demotic is elevated to liturgy by the stresses and strains of war, rendering socially ostracized discourse as precious as the language of the training ground, the law court or the parlour.

David Jones, Periscope

The democratic aspect of conflict is intensified by Jones’s acute awareness that every soldier at the front, whatever his background, is unique and therefore valuable in light of the particular cultural referents he contains, as it were in brackets, within his body. No one soldier is more unique and hence significant than anyone else, as the slippery pronouns demonstrate, and this radical egalitarianism cannot help but impose itself on Jones’s readers – re-acculturating us as we read until by the end we are forced to inhabit an egalitarian space, no matter what space we came from at the beginning. The rich specificity of each individual’s assemblage of experiences, cultures and histories is brought out with greatest force at the point of death, when the casual demolition of people we have come to know well in the course of the narrative – such as the young lieutenant Mr Jenkins, sinking to the ground with his revolver swinging from its pendulum like ‘the clock run down’ (p. 166), or Private Wastebottom, who is killed waiting in the trenches for the last assault, yet ‘maintained correct alignment with the others, face down, and you could never have guessed’ (p. 158) – is set alongside the deaths of anonymous soldiers whose lives are briefly lit up, so to speak, by the names of the places and people that helped to make them: such as the German killed by Private Ball in the wood, who in dying ‘calls for Elsa, for Manuela / for the parish priest of Burkersdorf in Saxe Altenburg’ (p. 169). Conversely, one Welsh soldier’s death links him to the deaths of all soldiers everywhere, thanks to his being the namesake of the poet Aneirin who wrote Y Gododdin, the poem that provides In Parenthesis with its epigrams:

No one to care there for Aneirin Lewis spilled there
who worshipped his ancestors like a Chink
who sleeps in Arthur’s lap
who saw Olwen-trefoils some moonlighted night
on precarious slats at Festurbet,
on narrow foothold on le Plantin marsh –
more shaved he is to the bare bone than
Yspaddadan Penkawr.
Properly organized chemists can let make more riving power than ever Twrch Trwyth;
more blistered he is than painted Troy Towers
and unwholer, limb from limb, than any of them fallen at Catraeth
or on the seaboard-down, by Salisbury,
and no maker to contrive his funerary song. (p. 155)

Here Aneirin’s personality or personhood – most marked earlier in the narrative by his propensity for singing constantly under his breath, as if transforming the experiences we are reading into song – gets mixed in with those of earlier poetic memorialists of warfare. These include Shakespeare (in the reference to Arthur’s lap, mentioned as Falstaff’s final resting-place in Henry V); the writer of the Culhwch and Olwen section of the medieval Welsh anthology the Mabinogion; the Arthurian storytellers and poets from Nennius to Chrétien de Troyes; the many poets and dramatists who have written about Troy; and the fifteenth-century soldier-storyteller Malory, whose style is echoed in the phrase ‘let make’ and whose story of Arthur’s final battle on Salisbury Plain is referred to in the penultimate line. At the same time, Aneirin is elevated above and separated from these distinguished predecessors by the excessive destructiveness of his demolition. He is more ‘shaved […] to the bare bone’, more ‘blistered’ and rent ‘limb from limb’ then any soldier on the battlefield of Catraeth, where the tragic action of Y Gododdin takes place. Unlike his predecessors, too, after this horrible unmaking he has no poetic ‘maker to contrive his funerary song’ – he is not remade, so to speak, in verbal form. Not, at least, until Jones started writing; and the success of Jones’s exercise in commemoration depends on the reader’s participation in it, their willingness to subject themselves to the dreadful account of Aneirin’s dismemberment, to understand both where it connects with and where it is bracketed off from the past dismemberments Jones lists in this passage. The reader’s importance is acknowledged in the final broken paragraph of the book, from which I quoted earlier: ‘The geste says this and the man who was in the field… and who wrote the book… the man who does not know this has not understood anything’. Understanding is associated with the man who ‘wrote the book’, which makes the book we have just read a means of connecting us with the material reality of the ‘field’, through a combination of the act of writing, the act of reading, and the act of imagining – all of which take courage. Aneirin’s remaking is achieved through Jones’s connection of the field of the Somme with the field of Catraeth, which most of his readers will not have heard of before that too was remade, so to speak, in the epigrams and notes to In Parenthesis. Making Aneirin anew is possible, then, despite the radical dissimilarity of his death from those in the texts alluded to – the tales of Troy and Catraeth and Arthur – and despite the unfamiliarity of most readers with the time and place where it took place.

The most moving moment in the passage occurs when Jones conjures up an intimate detail of Aneirin’s life at the front line: the time when the soldier noticed a certain species of flower, a trefoil, despite his own precarious perch on moonlit slats in a trench under enemy observation. The flower had for Aneirin an association with a story from his homeland, that of Culhwch and Olwen in the Mabinogion: it is ‘Olwen-trefoil’ (my emphasis). So this perception on the part of Aneirin brings life, so to speak – imparts urgency and vividness – to a tiny fragment of Welsh culture; and this process of bringing a fragment of culture to life would have been lost to the world if Jones had not recorded it. The association between a fragile, easily-missed blossom and personal and cultural memory recalls the opening tale in Lord Dunsany’s 1918 collection Tales of War, in which soldiers from a small Kentish village called Daleswood – all the grown men left in the community apart from the very old – expecting to be wiped out at any moment, seek some way to record what matters to them most about their village. They seek not to register their own names or the grand historical events they and their ancestors have taken part in, but the tiny everyday details which are crucial, in their opinion, to the place’s identity, and which will be lost for ever if none of them survive (the women of the village, they claim, have different priorities from the menfolk, and would choose to remember different things). But the men cannot agree on what those crucial details are; whether the foxgloves in the wood at the end of summer, or the time of year when they cut the hay with scythes, or the ‘valleys beyond the wood and the twilight on them’, or the ‘old village, with queer chimneys, of red brick, in the wood’. In the end they record on a lump of chalk only the sentiment: ‘Please, God, remember Daleswood just like it used to be’. As it transpires, the men survive; but the question of commemoration – of what’s worth preserving about a culture, a place, a person – remains; and the men’s sense that they lack the verbal means to perform the commemorative act, or even a consensus on what should be mentioned in their memorial, lingers on in the reader’s mind long after the story is finished and the men from the village are unexpectedly spared. The death of Aneirin is of course a tougher proposition. Salvaging the details of his death from Jones’s memory, with other wartime matters, was achieved at the expense of a nervous breakdown on the writer’s part, and the details Jones gives us about him are no more than fragments of the man who died. But they form part of a larger structure of great beauty, while being parenthetically bracketed off from the rest of the book by their specific application to a single soldier, now gone for ever. If it does not succeed in memorializing Aneirin adequately, the passage makes quite clear what has been lost by this inability to memorialize – just as Dunsany’s story makes quite clear what would have been lost if the men of Daleswood had died without being able to pass on their small observations of the village to their children and grandchildren.

The parentheses of Jones’s book, in other words, do not segregate his text from the understanding of its ‘lay’ readers – though that understanding will include, for most of them, the awareness that there is a clear distinction between the man ‘who was in the field’ and the man or woman who was not. Parentheses, in fact, are for Jones the condition we all inhabit, not just soldiers: ‘our curious type of existence here is altogether in parenthesis’. Our lives are parenthetically bound in by non-life, before birth and after death, and war serves only to stress their parenthetical nature by means of its difference. The most startling example of a wartime parenthesis – the kind that accentuates parentheses of other kinds – comes in Part Seven, when the enemy artillery gets increasingly accurate in its aim at the British troops waiting in the trenches. As Private Ball stands motionless, listening and waiting, he observes – using one of those flexible pronouns that turn up everywhere, in this case denoting the enemy by way of the third person singular – how ‘He’s getting it more accurately and each salvo brackets more narrowly and a couple right in, just as “D” and “C” are forming for the second wave’ (p. 157). These are the salvos that annihilate Privates Wastebottom and Talacryn, in very different and individual ways: ‘Talacryn doesn’t take it like Wastebottom, he leaps up & says he’s dead, a-slither down the pale face – his limbs a-girandole at the bottom of the nullah [i.e. ravine or trench]’ (p. 158). Sandwiched between these murderous brackets, Private Ball finds the parenthesis of his life reduced to the fewer and fewer inexorable seconds before he finds himself within range of an enemy salvo; and his awareness of this extends his sense of time to encompass whole epochs: ‘Last minute drums its taut millennium out […] and seconds now our measuring-rods with no Duke Josue nor conniving God / to stay the Divisional Synchronization’ (p. 159). By the time he gets the command to go over the top, every second is a parenthesis packed full of stark terror, impotent denial of his own mortality, and a sense of the infinite preciousness of the tiniest temporal fraction of a man’s existence.

David Jones, rats shot in the trenches

The murderous bracketing of D and C companies by the double salvo can in turn be understood as an open parenthesis before the assault, for which the closing parenthesis for many will be death by violence. But this is just one of many temporal parentheses in the book. There is the opening bracket of the departure from England after training, bracketed at the other end of the war by the capitalized Big Ship that will ferry survivors home (p. 104). There is the parenthetical space of the night described in Part 3, with its own distinctive rules and visions and language; the night is bracketed by those wonderful passages in which Jones describes the slow departure of light and its equally slow return. There’s the parenthetical space of waiting between brief periods of action, the ‘King Pellam’s Laund’, No-Man’s Land or Wasteland of Part 4 – a location which is physically parenthetical, or unlike any other, in that it is stranded between the elements of earth and water (p. 88) and requires constant labour on the soldiers’ part to maintain its identity as solid land. The life led in this location by combatants on both sides aligns them with that parenthetical animal, the ‘rat of no-man’s land’ (p. 67); a parasite that exists in the interstitial spaces between the mapped regions inhabited by ‘real’ people and ‘real’ animals such as horses and mules. There’s the parenthetical space of Private Ball’s period of rest at the start of Part 6, in which he ties his own groundsheet to those of two comrades for extra comfort; a period that ends when one of the three is ordered away to act as a runner. This leads to the symbolic disengagement of the three groundsheets from one another, an act that gains significance from the friends’ awareness that their separation may well prove permanent: ‘such breakings-away and dissolving of comradeship and token of division are cause of great anguish when men sense how they stand so perilous and transitory in the world’ (p. 137). Private Ball’s meeting later that day with another two friends from different regiments takes place in a parenthesis which is grammatically as well as geographically distinct from their everyday lives: ‘These three seldom met except for very brief periods out of the line – at Brigade rest perhaps – or if some accident of billeting threw them near together. These three loved each other, but the routine of their lives made the chances of foregathering rare’ (p. 139). The final foregathering of the three is bracketed by intimations of mortality: the hammering of carpenters as they work to build coffins ahead of the assault (‘He wished they’d stop that hollow tap-tapping’, p. 139, my emphasis) and the parting shot of one of the friends: ‘don’t get nabbed tapping the Gen’ral’s wire – I’d hate to see you shot at dawn’ (p. 143, my emphasis). Each parenthesis, in other words, is a miniature reflection of the great parenthesis which is an individual lifetime, here all too often curtailed by the cold machinery of war.

David Jones, Christ mocked by soldiers

The military body itself in the book is a kind of parenthetical enclosure, clearly distinguished by virtue of its discomfort – and the forms of violence visited on it – from civilian bodies, as well as from its contents, the thoughts and feelings that make up personhood (‘feet following file friends, each his own thought-maze treading’, p. 37). At each stage of its army existence the body is defined as mechanism, the mind as something sensitive, soft and alien to the machine that encloses it, and Jones repeatedly invokes this awkward disparity between the component elements of a soldier’s self. As Private Ball marches, ‘his loaded body moved forward unchoosingly as part of a mechanism’ (p. 19), while his mind roams in other directions. As he wakes up each morning with other members of his platoon, ‘delicate mechanisms of nerve and sinew, grapple afresh, deal for another day’ (p. 61). As stress sets in before the final battle, the machine falters: ‘the sensibility of these instruments to register, / fails; / needle dithers disorientate. / The responsive mercury plays laggard to such fevers – you simply can’t take any more in’ (p. 156). Then at the point of death the machine runs down and comes to a stop: Mr Jenkins sags to the ground like ‘the clock run down’ (p. 166); Private Talacryn’s ‘mechanism slackens, unfed’ (p. 158); their respective recollections, desires and sense impressions are lost irretrievably as their specific functions in the engine of war come to an end. In the last pages of the book, the body becomes increasingly fragmented: Private Lewis loses his limbs, Private Morgan his head (which ‘grins like the Cheshire cat / and full grimly’, p. 180), and Private Ball the use of his legs in a kind of industrial cataclysm, ‘as if a rigid beam of great weight flailed about his calves, caught from behind by ballista-baulk let fly or aft-beam slewed to clout gunnel-walker’ (p. 183). After the war, we’re told, injured men will learn to live without limbs and organs they once thought essential: ‘Give them glass eyes to see / and synthetic spare parts to walk in the Triumphs, without anyone feeling awkward’ (p. 176). The final scene finds us in a wood full of corpses, recumbent in a tree-made crypt where the body is finally liberated from the state of mechanization. The German dead – tall ‘strangers’ in ‘field-grey’ – resemble stone statues rather than broken engines:

Aisle-ways bunged-up between these columns rising,
these long strangers, under this vaulting stare upward,
for recumbent princes of his people.
Stone lords coiffed
long-skirted field-grey to straight fold
for a coat-armour
and for a cere-cloth, for men of renown:
Hardrada-corpse for Froggy sepulture. (p. 182)

The Welsh dead, by contrast, recall discarded clothing, their bodies reduced by war-damage to the condition of prehistoric bog-people or the occupants of Neolithic burial chambers:

And here and there and huddled over, death-halsed to these, a Picton-five-feet-four paragon for the Line, from Newcastle Emlyn or Talgarth in Brycheiniog, lying disordered like discarded garments or crumpled chin to shin-bone like a Lambourne find. (p. 182)[2]

Deprived of their mechanical rigidity, these resting bodies – some broken, some intact – remain as anonymous as memorials in churches or archaeological discoveries. But as the wounded Private Ball crawls through the wood where they lie he imagines a dryad figure ritually reaping their minds and memories as she selects from among the corpses heroes worthy to ‘reign with her for a thousand years’; and Jones’s own recording of this ritual reanimates the dead men by name and personality as a stone tomb or burial chamber never could.

Mervyn Peake, The Ancient Mariner

If the body is a parenthetical ‘space between’, so too is what might be called the War Time into which Jones plunges as he leaves the training ground and travels to France. He tells us in the Preface, ‘I suppose at no time did one so much live with a consciousness of the past, the very remote, and the more immediate and trivial past’ (p. xi); and this fascinating fusion of the remote past of communities and the trivial past of the individual sets the place of war apart from other places in terms of the way it measures time. Time is distorted by the actions of war. Sentry duty distends it, rendering the phosphorescent dial of the soldier’s watch spookily inadequate to the task of marking its passage. The moments before the assault make the soldier yearn to stop time altogether, or somehow to evade the specific period in which the assault will take place, set it apart from himself in a parenthesis where only other soldiers die (p. 158). Transitions from day to night and from night to day are often used to mark the passage of time when clocks or watches are unavailable, but In Parenthesis is filled with twilight moments when day and night are in contention with each other, and where space too seems to collapse:

With the coming dark, ground-mist creeps back to regain the hollow places; across the rare atmosphere you could hear the foreign men cough, and stamp with foreign feet. Things seen precisely just now lost exactness […] Your eyes begin to strain after escaping definitions. (p. 98)

The past, too, ceases to be distinguishable from the present, because the soldier inhabits a continuous War Time which (as the Preface pointed out) seems to exist as a dark undercurrent that is always present behind or alongside the organized timetable of Peace. This is why Jones keeps straying into the language of the war poets, Aneirin, Malory, Shakespeare, the Chanson de Roland; their literary representations of war are always occurring to Private Ball as accurate statements about the strange world he has entered, despite the major changes that have taken place between their times and his own. History is erased or rendered null by War Time because no one has learned from it; men are still marching out to die as they did in Y Gododdin, in which case what is the point of differentiating 600 AD from 1916? The erasure of history is another of the many equalizing processes at work in Jones’s text. Any man in the army can take part in it, from Private Dai Greatcoat – who delivers himself of a long formal boast that links him to an endless line of fighters stretching back to Cain and the Trojan War (pp. 79-84) – to Private Donkin, whose personal history has brought him to France in a mission to avenge the atrocity whereby four of his brothers died at the front the year before (pp. 144-5); revenge being a process of balancing the books that effectively wipes the action you are avenging from the records, rendering it null and void. Outside War Time, killing is forbidden, or at least killing for personal reasons such as revenge. In War Time, every soldier finds himself exempt from such restrictions, encouraged to do things that would have got him imprisoned or hanged before he joined up – and which may still get him killed, imprisoned or maimed, as Private Donkin’s story shows. The clock of his life, in other words, has undergone an extraordinary metamorphosis. Long before it winds down and stops, it has entered a ‘space between’ and given itself over to Salvador-Dali-style dissolution, as inadequate for the purpose of measuring the distance between one moment and the next as the luminous watch-dial of a bored or frightened sentry.

David Jones, Capel-y-ffin

The final parenthesis in the book incorporates all the others, and seals the link between Jones’s record of wartime and the other great literary records of wars gone by. It’s the parenthesis of the Wood which is the objective of the assault in Part 7, and which becomes the paradigm of woods and forests everywhere in literature, the ‘spaces between’ where adventures take place, magic lurks, and supernatural people and creatures live and move and have their being. Private Ball identifies the Wood as a place apart as early as Part 4, where he contemplates it from a distance while on sentry-duty, observing: ‘To the woods of all the world is this potency – to move the bowels of us’ (p. 66). Woods, he recalls, are at certain times of year a place of holiday, to which men come ‘in heart’s ease and school-free’ or ‘perplexedly with first loves’; or the perfect hiding-place for an ambush; or a refuge for the justly or unjustly persecuted and the lost. They are associated with exiled ‘sweet princes by malignant interests deprived’, like Shakespeare’s Duke Senior, parenthetically barred from his hereditary role; or madmen running wild from grief and pain, as Lancelot did when Guinevere rejected him, or Merlin in certain Arthurian traditions, as well as ‘broken men’ of other kinds. Private Ball or one of his comrades – it’s not clear which – becomes such a ‘broken man’ at the beginning of Part 7, as Jones himself did while writing the poem: ‘He found him all gone to pieces and not pulling himself together nor making the best of things’ (p. 153), in the prelude to the assault on the Wood where he knows most of his company will be slaughtered. Woods, then, are where men are unmade, in that they are dismantled body and mind; but they are also where makings begin. Here unmade men will find a maker to commemorate them, since makers in the sense of poets and storytellers love the woods, which occur everywhere in old romances, lyrics and laments. Woods, then, are a place of destruction and reconstruction. They’re also a kind of neutral ground in wartime. They occur, we’re told in Part 4, on the maps of army draughtsmen, one of whom

Made note on a blue-print of the significance of that grove as one of his [i.e. the enemy’s] strong-points; this wooded rise as the gate of their enemies, a door at whose splintered posts, Janus-wise emplacements shield an automatic fire (p. 66).

Woods are liminal, in other words, Janus-faced like the first month of the year, facing at once towards past and future, death and life, the Germans and the British, making themselves available to anyone with the guts to approach and seize them for the flag. In addition, the Wood in Part 7 serves both as a gate that closes the parentheses within which the action of In Parenthesis takes place and a gate that opens out from the book onto the postwar era when it was written and published. As a portal of both kinds, it gives the lie to the notion of parentheses as sealing off what they contain from ‘normal life’. The world was deeply affected by the Great War; cultures changed radically in response to it; afterwards, as after Covid 19, there was a ‘new normal’. Parentheses in fact are always permeable, like portals, and In Parenthesis enacts this permeability through the uncanny skill with which it conjures up for a postwar readership the between-space of War Time.

Edward Burne Jones, Panel from The Legend of Briar Rose

Through the wood, as I mentioned earlier, stalks the enigmatic Queen of the Woods – whether in earnest or as a figment of Private Ball’s imagination. Her careful selection from among the dead of a representative twelve to serve as her knights makes that sample too a kind of parenthesis, in that it stands outside the categories of class and nation imposed on ordinary individuals by custom. She chooses for inclusion in her company both German and British soldiers, both privates and officers, both men like gods and men who are nothing more than jokes to their companions. And like the mad Ophelia, exempt by virtue of her broken mind from the restrictions that govern the sane, she presents each with some suitable woodland plant as a token of their admission into the culture of the strange:

Her awarding hands can pluck for each their fragile prize.
She speaks to them according to precedence. She knows what’s due to this elect society. She can choose twelve gentle-men. She knows who is most lord between the high trees and the open down.
Some she gives white berries
some she gives brown
Emil has a curious crown it’s
made of golden saxifrage.
Fatty wears sweet-briar […]
For Balder she reaches high to fetch his
Ulrich smiles for his myrtle wand.
That swine Lillywhite has daisies to his chain – you’d hardly credit it.
She plaits torques of equal splendor for Mr Jenkins and Billy Crower.
Hansel with Gronwy share dog-violets for a palm, where they lie in serious embrace beneath the twisted tripod. (p. 185)

In this scene, reminiscent of an arts-and-crafts painting – a panel, perhaps, from Burne Jones’s Briar Rose series of panels – men of all ranks and origins combine in quasi-erotic intimacy. Twelve of them are selected, like twelve apostles for some vegetable Jesus, twelve members of an assessing jury, none differentiated in terms of rank or importance from his copesmate. Balder the beautiful, the Christ-like Norse god who was killed with a mistletoe sprig through Loki’s trickery, is set alongside the pauper Hansel, driven by hunger to the woods with his sister to be murdered by a stranger; the German Hansel locked in ‘serious embrace’ with the Welshman Gronwy, all enmity forgotten; the unpopular commissioned officer Lillywhite alongside Lieutenant Jenkins and Private Crower, all bound together by daisy-chains ‘of equal splendor’, confirming their equal status in the Wood Queen’s universe, which lies well away from the social and military hierarchies that govern the spaces outside the parentheses of war and madness (‘wood’ means madness in Shakespeare’s time, as Demetrius’s phrase from A Midsummer Night’s Dream – ‘wood within this wood’ – might remind us).

John Everett Millais, Ophelia

A ‘prize’ is something that bestows meaning and value on a person’s achievements. The Wood Queen’s awarding of prizes, with its richly pictorial quality, may remind the reader of Pre-Raphaelite paintings of Ophelia as well as Burne Jones’s Legend of Briar Rose; above all the famous painting by John Everett Millais of the drowning Ophelia in the stream, singing as she sinks, and John William Waterhouse’s image of her sitting bolt upright on the river-bank, bedecking her hair like a sacrificial calf before she throws herself into the murderous waters. Millais was one of the founding members of the pre-Raphaelite brotherhood, while Waterhouse was one of its final generation of adherents, who worked alongside Burne-Jones and his good friend William Morris, whose guild socialism lived on in Eric Gill’s Guild of St Joseph and St Dominic, to which Jones belonged. Jones’s creation of a post-pre-Raphaelite scene in these final moments of his book anticipates Gill’s attempt to carry forward the ideas of Morris and his predecessor Ruskin into the postwar era.

David Jones, Ancient Mariner with Albatross. He compares his rifle to the albatross in Part 7.

But the end of the book also seeks to leave the past behind, perhaps by ensuring it undergoes a suitably radical transformation in response to the transformative horror of the war years. The work of setting the war and all that brought it about behind him is accomplished by Jones in the section where Private Ball decides to leave his rifle behind in the Lady’s Wood, where he was wounded. The rifle is his lover – just as the ‘many men so beautiful’ who died embracing one another among the trees are also in a sense his lovers (p. xxi). He has been taught by his training to treat this thing of wood and metal, this fusion of the organic and the industrial, as a bride (‘cherish her, she’s your very own’, p. 183); and the process of abandoning the rifle-bride is announced and then accomplished before and after the Wood-Queen’s ritual selection of her own retinue of dead heroes. Left behind at the ‘gate of the wood’ (p. 186) under an oak tree, like the bodies of Ball’s mingled enemies and comrades (‘Lie still under the oak / next to the Jerry / and Sergeant Jerry Coke’, p. 187), the abandoned gun represents the leaving-behind of a period that has brought both terrible violence and terrible beauty, like Yeats’s Easter 1916. But a gate, as we’ve seen, is Janus-faced, a limen or threshold that admits people both ways, both out and in. It’s a permeable boundary. Jones or Ball imagines the rifle becoming a future archaeological find, to be plundered by bloody-minded tourists on the lookout for souvenirs of mass slaughter (‘a Cook’s tourist to the Devastated Areas’, p. 186). And his account of the war experience ensures that it will be brought to life again, as his comrades will, each time a reader chooses to visit his pages. The gun that unmakes is remade, here, as a way to remake the dead, a tool as essential to the work of the maker as his pen.

In the preface to In Parenthesis, one of the transformations Jones imagines taking place in the wake of the war is the capacity to see the post-industrial world and its killing engines as stunningly beautiful – of giving guns and bombs and poison gas the romantic or magical associations of other murderous objects such as swords and fires, or of tarot cards, or of landscapes like the plains of Troy or Salisbury or the hills of Catraeth. ‘It is not easy,’ he observes,

in considering a trench-mortar barrage to give praise for the action proper to chemicals – full though it may be of beauty. […] We who are of the same world of sense with the hairy ass and furry wolf and who presume to other and more radiant affinities, are finding it difficult, as yet, to recognize these creatures of chemicals as true extensions of ourselves, that we may feel for them a native affection, which alone can make them magical for us. It would be interesting to know how we shall ennoble our new media as we have already ennobled and made significant our old – candle-light, fire-light, Cups, Wands and Swords (p. xiv).

One of the techniques by which Jones turns his War Time into a ‘place of enchantment’ is through the practice of radical anachronism: the running together of old and new, past and present, to produce a synthesis which is both disturbing and wonderful (disturbing because wonderful, I could have written). The experiments he practised among the parentheses of In Parenthesis anticipate the experiments practised by fantasy writers after the war, when they invented radically anachronistic, parenthetical secondary worlds as a means of understanding the strange new fusions that surrounded them, whose novelty the Great War threw so violently into relief. Jones helps us to understand, I think, how far these seemingly distant fantastic spaces can be read as responses to the equally anachronistic spaces through which their writers moved, within which they worked. Lovers of fantasy, then, should embrace his epic with the same enthusiasm as the modernists embraced it on its first appearance.

David Jones, Everyman

EDITION USED

Jones, David, In Parenthesis (London and Boston: Faber and Faber, 1978)

NOTES

[1] ‘It was not that the look of the place was unfamiliar to you. It was at one to all appearances with what you knew already. […] That’s a very usual looking farm house. […] The day itself was what you’d expect of December’ (pp. 18-19).

[2] The Seven Barrows and the Long Barrow at Lambourn (spelt Lambourne here) are thought to have inspired Tolkien’s account of the Barrow Wights in The Fellowship of the Ring. https://en.wikipedia.org/wiki/Lambourn

The Strange Houses of William Morris

William Morris by George Frederic Watts

Fantasy is the literature of the impossible; fiction that deals in strange events, uniquely gifted people and bizarre or wonderful beasts that never existed and never could exist. Its impossibility marks it out as fiction, decisively turning its back on the real to take the path of visions, dreams and nightmares. Yet fantasy also aspires to bring the impossible into the sphere of material reality, through every artistic device at its disposal. No writer more vividly illustrates this aspiration than William Morris. Interior designer, poet, printer, craftsman, author of neo-medieval romances, political activist, purveyor of stained glass windows, he embodied the desire to bring an idealized past that never existed into material existence as the first step towards a better future. This desire to realize or make real the fantastic was his legacy to the fantasy tradition; and another of his legacies was his passion for strange houses, which in his hands became powerful political spaces where past, present and future intersect to work magical changes on the householders. Morris’s influence on actual houses, from the level of town planning to that of wallpaper, is widely accepted.[1] But his late romances give us a sense of what he wanted his houses to do – of the way he hoped they might change the world, like stained glass windows that effect real changes of colour in the landscapes we see through them. I’d like here to consider what his houses have to tell us about his dreams, as a prelude to thinking more about the place of houses in the fantasy tradition of the nineteenth and twentieth centuries.

Victorian housing stock in Glasgow. Photo by Rob Maslen

Houses were much on people’s minds in the nineteenth century. The question of how to accommodate the industrial working classes, of how to make towns and cities capable of housing a healthy population, preoccupied politicians of all stamps, since the consequences of failing to do so were likely to be as devastating for the ruling classes as for unskilled labourers. Successive acts of parliament sought to impose better standards of construction and infrastructure on builders. Towns began to be planned instead of growing haphazardly. As a result, Victorian houses and streets were always changing. The suburbs expanded exponentially, as row upon row of identical terraced houses sprang up on the peripheries of London and Manchester and tenement blocks imposed an orderly grid system on the hills near Glasgow, Edinburgh and Dundee. Coal dust turned the new facades soot-black within a year of their construction. People moved into these houses in their thousands, abandoning rural communities in quest of work. The dispersal of those rural communities, with the corresponding sense that the past was being lost for ever as the people who remembered songs and stories were scattered abroad, led to the urge to commemorate the past through an accumulation of curiosities and knickknacks.  The houses people lived in became indexes both of social transformation and of resistance to change; dynamic cultural hubs, whose occupants expressed their sense of loss, their present needs and their hopes for a better future by means of the things they gathered round them.

John Tenniel, Alice in the White Rabbit’s House

The various forms of pre-fantastic fiction acknowledge the house as the focal point for radical change. The most popular collection of fairy tales was the aptly-named Household Tales of the Brothers Grimm, in which a fisherman’s hovel gets turned into a palace and a cottage made from bread and cakes gets consumed by children who are soon in danger of being consumed themselves. Children’s stories such as Alice in Wonderland, The Water Babies, Mopsa the Fairy and The Cuckoo Clock take the house as the starting or end point for bizarre adventures among unheard-of creatures, quite different from the birds and beasts of oral tradition.Neo-Gothic narratives in the first half of the century are full of the ruins of buildings left over from the past, while by the century’s end they feature mysterious urban residences haunted by ancient vampires, long-dead ghosts, and immortal demonic women seeking a place for themselves among the streets of the modern metropolis.And at the end of the century, too, William Morris developed what could be called the romance of housing: a series of neo-medieval romances which take as their subject the quest for a place to settle down, tracing the epic journeys of their protagonists through a succession of buildings and towns as they search for the perfect combination of location, occupation and community that will permit them to live well.

For Morris the domestic house was a political space, and its function as an interface between the person and the world made any contribution to its improvement a political act. This is why his great utopia, News from Nowhere (1890), begins with the Victorian time-traveller, William Guest, observing how houses have changed in the future society to which he finds his way, taking this as the principal proof of humanity’s progress over the last two hundred years. It also explains why News from Nowhere contains a number of embarrassing pronouncements on the subject of women and housekeeping (‘don’t you know that it is a great pleasure to a woman to manage a house skillfully,’ an elderly utopian mansplains to the troubled Guest).[2] As an advocate of women’s suffrage Morris might have been expected to support the campaign to liberate women from bondage to housework, but if the house is the most significant unit in Morris’s utopia – the hub of skilled labour once industrial factories have been abolished – then the economics of the household is ‘deserving of respect’ (p. 94), as the utopian points out, on a level at least as elevated as any other occupation in the community. And the romances that followed News from Nowhere make a good case for the centrality of housekeeping to the sociopolitical wellbeing of any well-organized commonwealth.

Morris was as concerned with interior design and furnishings of houses as he was with the buildings themselves. His late essay on ‘Gothic Architecture’ (1893)[3] extends the definition of architecture to encompass everything that contributes to a householder’s practical and aesthetic needs:

A true architectural work […] is a building duly provided with all necessary furniture, decorated with all due ornament, according to the use, quality, and dignity of the building, from mere mouldings or abstract lines, to the great epical works of sculpture and painting, which, except as decorations of the nobler form of such buildings, cannot be produced at all. So looked on, a work of architecture is a harmonious co-operative work of art, inclusive of all the serious arts. (p. 331)

For Morris, the ‘due ornament’ of buildings is as ‘necessary’ as household furniture, and both form part of the collective work of art which is a house, which itself fulfils a function within the larger community as a form of expression as well as an essential residential unit. The details of the house and its contents articulate the kind of work that has gone into them, in the best examples expressing ‘the happy exercise of the energies of the most useful part of [a society’s] population’ (p. 331), and so passing judgment on that society as a whole. In addition, the house makes nonsense both of the notion of hierarchy in art and of the myth of the artist as a solitary genius. Each work of art in the domestic space, from walls and windows to cabinets and carpets, must necessarily complement all the other works of art that fulfill equally necessary functions around it – just as the structure of the building must accommodate the unique features of the landscape in which it is set. This series of relationships between each element of the all-inclusive Morrisian ‘architecture’ should ideally be what Morris calls ‘organic’ (pp. 332 and 337) – that is, flexibly responsive to the particular demands of their geographical and social context. He sees the Gothic arch as the supreme example of organicism, combining as it does beauty with functionality in such a way as to make it as decorative as it is robust. Classical architecture is, for Morris, no more than a slight advance on the child’s crude edifices of brick piled on brick; it pays no attention to location and obeys strict codes of practice laid down by pedants with scant regard for circumstance. Gothic architecture, by contrast, responds to the land in its mimicry of the shapes of trees and rock formations, and embraces the meticulous efforts of individual craftspeople, whose seamless fusion of decoration and purpose speak of the ‘freedom of hand and mind subordinated to the co-operative harmony which made the freedom possible’ (p. 339). This expression of freedom means that for Morris Gothic architecture is always in dialogue with both a flawed but intelligent past and a better future. It’s as modern as it is medieval, and anticipates the moment when the need for mass produced materials will be superseded by a recognition of the greater need for dignified labour and respect for the environment.

A similar passion for what Morris calls the harmonious architectural unit, whereby every detail complements the structure of the whole, underlies his founding of the Kelmscott Press, itself named after Morris’s famous house in the Cotswolds, Kelmscott Manor. The press dedicated itself to producing the kind of lovely books that would grace the modern Gothic house as Morris conceived it. Morris’s ‘Note on his Aims in Founding the Kelmscott Press’[4] testifies to his care in choosing the best handmade paper, designing the most legible fonts, and considering the perfect layout of print and pictures on the page, each of which involved a careful study of the best practice as Morris saw it, along with a historical study of the material conditions which made that practice possible. The contents of each book were chosen with equal care, and while the most famous products of the press reprinted medieval texts from what Morris considered the golden age of Gothic art – the fourteenth and fifteenth centuries – it was inevitable that a number of books should also house his romantic visions of an alternativeGothic past; a fourteenth century that never was, which points towards a desirable future in which society as a whole would become, in effect, a ‘harmonious architectural unit’. The most detailed of these romances of housing is The Water of the Wondrous Isles(1897), which can be read, like all his fiction from The House of the Wolfings(1889) onwards, as an extended meditation on the politics of domestic architecture.[5]

The story is simple enough. It tells of a young girl named Birdalone who is stolen from her mother by a witch and raised in a house on the edge of a wood as the witch’s slave. She escapes in a magic boat and sets out across the Water of the title, a vast freshwater lake dotted with mysterious ‘wonder isles’ full of enchanted buildings, where men and women exist in a condition of permanent stasis, frozen in time like forgotten works of art. At the other side she finds herself in a more conventional country, a land of castles, fields and towns where magic is not widely practised, but where crafts of all kinds are held in high esteem. After many twists and turns she finds a place to settle down – suitably enough, in the very town from which she was stolen as an infant. Here she becomes part of what is in effect a neo-medieval utopian community, an island of socio-political sanity in a sea of historical violence and oppression.

Dante Gabriel Rossetti, Venus Verticordia

The simplicity of the plot, however, is deceptive. For one thing, this is a chivalric romance with a woman at the heart of it; if you like, the first work of high fantasy written for adults with a female lead. And the woman in question is highly unusual. Birdalone, whose name points both to her solitary state and to the desire for flocking together with others of her kind as birds do, is equally adept in the arts of the domestic worker, the agricultural labourer, the craftswoman and the hunter. She is beautiful, as the heroine of a romance must always be, but she is also strong, capable of swimming out to the little ‘eyots’ or rocky islands near the lakeshore where she lives, of running faster than most men, and of shooting with a bow as well as any trained archer. Her education in domesticity and agriculture at the hands of the witch is complemented by an alternative education in what Morris calls ‘wisdom’ – which includes magic and dressmaking – delivered secretly by a woman called Habundia, a faery ‘wood-wife’ who is effectively the tutelary spirit of the forest beside which the witch’s cottage stands. This intimacy with the wood’s guardian means that Birdalone is at home among the trees in a way that the witch can never be. Her house, in other words, extends well beyond the enclosing walls of her mistress’s dwelling, taking in all the different terrains and elements that make up the remote environment to which she has been abducted, and giving her an intimate practical knowledge of all the different processes that make life possible.

Edward Burne Jones, Frontispiece to The Wood Beyond the World

Morris describes the location where the child Birdalone grows up in meticulous detail, and in doing so helps us understand what makes his protagonist different from the men and women she meets on her travels. The proximity of the witch’s house to the woods and the lake, where Birdalone runs and swims when the witch does not need her, explains the unique combination of qualities she possesses. Raised to be a slave, Birdalone refuses to have her education curtailed by the limited expectations of what a slave must know in order to be useful. Raised a woman, she possesses the courage, practical skill and energetic adventurousness associated in a phallocentric culture with masculinity. Raised ‘wild’ thanks to her love of the woods and her ignorance of social conventions (she describes herself repeatedly as a ‘wild woman’ in the course of the book), she is also capable of civilizing wild things through her beauty, which is to a great extent a function of her intelligence and her social gifts of kindness and courtesy. Birdalone is in effect a miniature utopia in herself, capable of everything traditionally expected of a man or woman of any class, the ideal inhabitant of the ideal house; and the function of the romance is to find an ideal house for her to live in.

Most of Morris’s late romances have a there-and-back-again structure which anticipates the organizing principle of Tolkien’s Lord of the Rings. Child Christopher and Goldilind the Fair (1895) opens and closes in the forest city of Oakenrealm; The Well at the World’s End (1896) begins and ends in the ‘High House’ of Upmeads; The Sundering Flood (1897) in a more modest house at a place called Wethermel, next to a river that can’t be crossed. As we have seen, The Water of the Wondrous Isles is no exception. It begins in a dilapidated house at the edge of Utterhay, from which Birdalone is stolen; loiters for a time at the witch’s house; then passes on from house to house, from castle to town to city, before revisiting all these locations on its way back to the witch’s cottage, and then to Utterhay where it started. This process of return in fantasy fiction is often read as a conservative gesture, an expression of the middle-class desire for restoration of the status quo, but for Morris it serves a very different function. Birdalone’s return to the witch’s house sees her transformed by her adventures, an expert in many different models of cohabitation, and the added power this transformation lends her gives rise to a radical domestic transformation. The witch has died while she was away, and on her return the witch’s house – formerly known as the House of Captivity – is repurposed as the House of Love, since Birdalone brings home to it the man she has chosen for her mate. With his help she makes it a sanctuary of mutual desire and collaborative labour, dispelling the miasma of oppression which had clung to it throughout her early years.

Her eventual return to the town of Utterhay, where she started out, is equally transformative. She arrives there in the company of what Morris calls a ‘fellowship’ – resonant word for lovers of Tolkien. This is a group of equals, men and women, whom she has met on her travels and effectively rescued from a condition of stasis and segregation: the women from captivity to the witch’s sister on one of the ‘wonder isles’ in the mysterious lake; the men from a state of constant warfare with aggressive neighbours in the women’s absence. So large a fellowship cannot live in a place as small as the House of Love – they need a town to live in, with all the crafts, trades, friendships, entertainments and protective alliances it can provide. But they bring to the town what they learned in the witch’s cottage, above all the kind of wisdom Birdalone taught them there: an aptitude for combining things, activities and people which are traditionally considered to inhabit separate spheres.

Edward Burne Jones, Love Among the Ruins

The man she brought to the House of Love was a knight, whose usual home is a castle rather than a cottage, and whose usual mode is one of command. Birdalone found him in a state of despair, living insane and alone in the woods after having lost her, as he thought, for ever. She domesticated and civilized him, making him the worthy inhabitant of a miniature collaborative civitas or society and healing him both psychologically and physically in the process. And she also brought the faery wood-wife to the House on one occasion. Uneasy in human dwellings, drawing all her power from the natural world and profoundly at odds with human hierarchies, Habundia found herself shrinking to diminutive size as she stepped through the door, but Birdalone’s affection for her restored her to adult proportions, and in the process suggested that the wood-wife’s connection with the wilderness had been domesticated too: naturalized, one might say, to this particular human habitation, and thus shown to be compatible with living in houses everywhere if properly respected and embraced. The wood-wife does not go on to live in Utterhay like the rest of Birdalone’s fellowship; but she remains an integral part of the company, maintaining links with them through regular meetings in the woods throughout the year, and affirming as a result the new organic connection between the town and its environment.

William Morris, Strawberry Thief

Between Birdalone’s departure from the witch’s House of Captivity and her return to what is now the House of Love, she visits a range of houses which articulate in different ways the conditions of their inhabitants. The witch’s boat brings her first to the house of the witch’s despotic sister on the Isle of Increase Unsought: a magnificent structure ‘nobly builded’ (p. 82), which incorporates a prison called the Wailing Tower where Birdalone is jailed for a while before being freed by three female slaves. Birdalone calls this structure the House of Death, and its unsound social foundations are later confirmed when it collapses as soon as its owner has been deprived of her magic powers. The Isle of the Young and the Old is inhabited only by children and one old man, and its once magnificent house is now ‘ruined and broken’ (p. 124), bereft of the solicitous care of strong and intelligent men and women. The Isle of Queens contains a ‘great house, white and fair, as if it were new-builded, and all glorious with pinnacles, and tabernacles set with imagery’ (p. 131); but this house holds only women, and the women are as motionless and breathless as statues, so that this building too could be called a House of Death. The same name would apply to the ‘castle, white, high, and hugely builded’ (p. 136) that stands on the Isle of the Kings, which is full of the motionless bodies of ‘all-armed men’ (p. 138). Each of these buildings speaks of a society that segregates genders and generations, unable to achieve the organic synchrony of elements which is the objective of Morris’s ideal architecture. The final wondrous isle she visits is the Isle of Nothing, which expresses the barrenness of such segregation; Birdalone is nearly stranded there in permanent solitude, with nowhere to go that suits her needs as a free woman.

With the help of the wood-wife’s magic, Birdalone escapes from the Isle of Nothing and finds her way to more promising regions on the mainland. Here too, however, the segregation of genders is practised, with devastating consequences for the communities that practise it. The Castle of the Quest, which is the first place she comes to after her voyage across the Water, is a functional building designed by the three knights who loved and lost the three female slaves befriended by Birdalone on the Isle of Increase Unsought. It is ‘brand-new, and […] fair enough builded, part of stone and lime, part of framed work’ (p. 147), but it is out of bounds to women, and its situation is precarious, since its occupants are in constant conflict with the rapacious men of a nearby fortress called the Red Hold. Birdalone’s arrival triggers the end of segregation, first by providing the Castle of the Quest with its first female guest, then by setting its owners on the path to the Isle of Increase Unsought where their lovers are slaves. And while they are away she also begins the process of ending the conflict between the men of the Castle and the men of the Red Hold.

John William Waterhouse, La Belle Dame Sans Merci

In each house she visits on her adventures she serves as a catalyst, breaking the tyranny of stasis and initiating a process of new growth.On being kidnapped, for example, by the henchman of the Red Hold’s ‘tyrant’, Birdalone has such an effect on her captor that he decides to take her to a secret house of his own where he hopes his violent master will never find them. The house is barely even a building – merely a ‘bower builded of turf and thatched with reed’ (p. 251), constructed, he tells her, ‘with mine own hands’ (p. 253) – but it embodies his better nature, since he has always retreated to it at times ‘when my heart was overmuch oppressed with black burdens of evil and turmoil, and have whiles prevailed against the evil, and whiles not’ (p. 254). On this occasion Birdalone’s company helps him prevail against evil; after staying with her there for two days, sustained by the sense of sharing the place he built with his own labour for the first time in his life, he agrees to take her home to the Castle of the Quest, and is only prevented from doing so by his death at the hands of his tyrannical master. Birdalone’s civilizing influence combines with the influence of his natural surroundings and the house he himself constructed in a potent fusion that finally fulfils that latent potential in Sir Thomas, turning him from banditry to a commitment to fellowship or mutual support, though at the cost of his life.

The combination of ingredients that enable Birdalone to heal Sir Thomas is exquisitely invoked in Morris’s account of their time together in the bower, hunting, eating, talking and engaging in crafts, in a kind of sensuous utopian ecosystem caught in time between periods of conflict:

So they gat them a roe and came back therewith to the bower, and the knight dight it and cooked it, and again they ate in fellowship and kindness; and Birdalone had been to the river and fetched thence store of blue-flowered mouse-ear, and of meadow-sweet, whereof was still some left from the early days of summer, and had made her garlands for her head and her loins; and the knight sat and worshipped her, yet he would not so much as touch her hand, sorely as he hungered for the beauty of her body. (pp. 260-1)

The organic interweaving of diverse ingredients represented here – company, food, deft manual or mental activity – is repeated time and again in other houses Birdalone visits: in the prison-chamber on the Isle of Increase Unsought, where Birdalone and her fellow inmates sit down to eat and talk while keeping a sharp ear open for the arrival of their captor, the witch’s sister; in the garden of the Castle of the Quest, where Birdalone first tells her story to the Knights who built it; in the forest cave which the faery wood-wife calls her ‘house’. In each case the concept of an ideal dwelling place is briefly invoked by the beauty of the location, which serves both as an oasis of calm and conversation and as a trigger for action, the sort of action that takes Birdalone and her friends or fellows closer to the ideal domicile they hope to construct by the end of their narrative. In many cases old houses are repurposed as part of the journey towards this utopian future. The Red Hold, for instance, becomes a possession of the Knights of the Quest after the defeat of its master, while the buildings on the ‘Wonder Isles’ of the enchanted Water have each been requisitioned by new inhabitants when Birdalone visits them for a second time on her journey back to Utterhay. The most radical repurposing is that of the witch’s house, the House of Captivity, which is rebranded as the House of Love. Each of these repurposed houses can be read as a blueprint for, or a stage in, the organic planning and construction over time of the ‘good and fair castle’ at Utterhay where Birdalone eventually makes her home.

The process of making a home for Birdalone is complemented in the romance by the process of providing that home with its most significant furnishings: the clothes its occupant will wear, the housing of the body. Birdalone begins her life as an abductee in the witch’s cottage wearing rags, her garments an index of the older woman’s neglect:

Lank and long is Birdalone the sweet, with legs that come forth bare and browned from under her scant grey coat and scantier smock beneath, which was all her raiment save when the time was bitter, and then, forsooth, it was a cloak of goat-skin that eked her attire: for the dame heeded little the clothing of her. (p. 18)

William Morris and Edward Burne Jones, The Flora Tapestry

As she grows to adulthood Birdalone becomes ashamed of her rags and sets about making good clothing for herself: first a pair of embroidered deerskin brogues, then a green gown decorated with roses, lilies and ‘a tall tree springing up from amidmost the hem of the skirt, and a hart on either side thereof, face to face of each other’ (p. 21), in token of her organic connection to the wilds. Meanwhile her body is subjected to radically different treatments by the witch and the faery wood-wife. The wood-wife is the first to describe Birdalone’s physical appearance to her in detail, confirming her beauty both as an essentially socialattribute and as a work of exquisite craftsmanship on the part of God – or of the artist William Morris: ‘Surely he who did thy carven chin had a mind to do a master-work and did no less. Great was the deftness of thy imaginer, and he would have all folk that see thee wonder at thy deep thinking and thy carefulness and thy kindness’ (p. 25). The social aspect of Birdalone’s beauty is reinforced by the fact that the wood-wife magically takes on the young woman’s appearance, providing her with company, in the form of a double, and a co-conspirator against the witch who is in effect another self – Cicero’s famous definition of the perfect friend. The witch, meanwhile, treats Birdalone’s bodily beauty as an investment, a means of gaining power over the men who will be attracted to it; and she asserts her ownership of this investment by briefly transforming the girl into a deer, as punishment for a display of independence. In response, the wood-wife gives Birdalone renewed ownership of her own appearance by providing her with a ring of invisibility – a means of disappearing from the gaze of hostile eyes – with whose help she learns the secret of the witch’s boat.  Not long afterwards Birdalone escapes in the boat, but not before the witch has stolen from her both the ring and her clothes. In token of her liberation from slavery and of her new birth, so to speak, through the symbolic medium of water, Birdalone sets out on her adventures naked as a baby, and must find clothes of her own as well as a home in the course of her quest.

Dante Gabriel Rossetti, one of many portraits of Jane Morris

Birdalone’s next set of garments are symbolic of her first entry into a community. Naked she arrives at the Isle of Increase Unsought, where she is enslaved again by the witch’s sister; and the three slave women she meets here invest her with clothes of their own before helping her escape for a second time. The garments they provide are not just decorative coverings, however – they are also messages to their knightly lovers. Each has a story woven into it, so to speak, having been given to its owner by her fiancé, and Birdalone learns the narrative behind each item when she meets the bereft young men at the Castle of the Quest. At the Castle, too, she is provided with jewels and alternative garments to replace the borrowed items, and her first entrance wearing her newly-made aparrel marks the end of the second part of her adventure:

She was so clad, that she had on a green gown with broidered sleeves, and thereover a white cote-hardie welted with gold, and gold-embroidered; on her feet were gold shoon of window-work, pearled and gemmed; and on her head a rose garland; on her neck she bore the Golden Knight’s collar; her loins were girt with the Black Squire’s girdle; and on her wrist was the Green Knight’s ancient golden ring; and she carried in her arms Aurea’s gown and Viridis’ shift and Atra’s shoon. (p. 186)

The carefully listed garments here identify her as an integral part of the story of the three knights of the Castle of the Quest and their respective ladies. From a ragged slave and naked wanderer she has been transformed into the embodiment of fellowship, of collective enterprise and collaborative workmanship; and Morris’s craftsman’s eye for the technical details of her apparel (a cote-hardie welted with gold, gold shoes of window-work) invites the reader to recognize the way it speaks to her new condition, as a participant in and beneficiary of a community of ‘carefulness’ (to use the wood-wife’s word) – in other words of mutual support and affection.

Birdalone undergoes several more changes of costume as the romance goes on – most notably into two successive suits of armour, the first provided by herself (a light hauberk covered by a surcoat, a sallet or light helmet and long boots of deer-leather, p. 396), the second by the faery wood-wife (‘helm and hauberk, and leg and arm wards; and they were all of green, and shone but little, but were fashioned as no smith of man-folk could have done the like’, p. 517). The second of these warlike ensembles is identical to the outfit supplied by the wood-wife to Birdalone’s lover, Arthur, and her physical strength in bearing ‘such light gear’ in the final battle to rid the woods of brigands helps to underline her equality with men at that late stage in Morris’s narrative.

The most significant new garment she gets, however, is the richest and most conventionally feminine of all: a dress presented to her by the faery wood-wife Habundia, fashioned from the ‘web of the Faery’, whose shifting colours seem to summarize the difficulty, variety, strangeness and frequent beauty of her experiences over the book’s 500-odd pages:

And therewith she laid on Birdalone’s outstretched arms the raiment she had brought with her, and it was as if the sunbeam had thrust through the close leafage of the oak, and made its shadow nought a space about Birdalone, so gleamed and glowed in shifty brightness the broidery of the gown; and Birdalone let it fall to earth, and passed over her hands and arms the fine smock sewed in yellow and white silk, so that the web thereof seemed of mingled cream and curd; and she looked on the shoon that lay beside the gown, that were done so nicely and finely that the work was as the feather-robe of a beauteous bird, whereof one scarce can say whether it be bright or grey, thousand-hued or all simple of colour. (pp. 463-4)

It is this set of clothes, here summarized in one exuberant, breathless sentence, that ‘abashes’ the ‘captain of the porte’ of Utterhay when the fellowship approaches his gates in the penultimate chapter, convincing him that ‘he had to do with folk of the Faery’ (p. 545). The ‘gleaming-glittering’ web or fabric of the gown, then, could also be said to symbolize the dynamic web of comradeship based on collaborative action of which Birdalone has become the central emblem. And it brings us back to the question of impossibility in Morris’s late fantastic fiction.

William Morris, Blackthorn

It’s often said that magic is only peripheral to Morris’s romances, and that their author’s heart and soul is more invested in crafts, communities and personal courage than in manifestations of the supernatural. It would be better to say, I think, that magic is organically woven into these final books of his – made of the same whole cloth. Its operation seems so much a natural part of Morris’s narratives that one hardly notices when it is happening; or rather, he makes little distinction between events where magic is at work and events where the behaviour or work of ordinary human beings has an effect like magic. The difference between the embroidered gown Birdalone fashions for herself, for instance, and the ‘gleaming-glittering’ gown Habundia gives her, is one of degree rather than substance. Both are made of beautiful fabric, both are sumptuously decorated with exquisite handiwork, both offset the personality of the garment’s wearer. They symbolize different things – in the first case Birdalone’s independence and skill, in spite of enslavement, in the second Birdalone’s bond with her Faery mentor – but both are equally remarkable, the former perhaps more so than the latter, since the preservation of independence and the acquisition of skill under such conditions is more of a miracle than the collective capacity of the Faeries to produce fine craftsmanship.  In the same way, Birdalone’s bodily beauty seems no less magical in its effects than the acts of magic by which it is obscured. Her transformation by the witch into a ‘milk-white hind’ gives her a shape that perfectly represents what the witch wants her to be, but the witch also feels constrained to make her new form a beautiful one, since beauty of mind and body is the essence of what makes Birdalone herself.   For the same transgression the witch also threatens to make Birdalone invisible in a very particular way, making her ‘wander about seen by none but me’ (p. 45), and thus underscoring the witch’s possession of Birdalone’s special form of loveliness. In the following chapter, the wood-wife offers Birdalone a different gift of invisibility, which differs from the witch’s in its emphasis on Birdalone’s agency – Birdalone herself can choose when to use it, and can be seen (when she turns invisible) by no one at all, not even the wood-wife (p. 50). In this way she restores to Birdalone a sense of her own identity as distinct from and independent of her mistress’s power. In both cases, however, it’s Birdalone’s personal qualities which make it worthwhile exerting power over her, and which remain unaffected – indeed, are enhanced – by the magic worked on her. The power of magic in effect intensifies her power, making the reader increasingly aware as the tale goes on of her effect on others, which is all the more remarkable given that Morris is concerned to stress at every point that Birdalone is not a frequent user of magic, despite her education in the wood-wife’s knowledge.

John William Waterhouse, Nymphs Finding the Head of Orpheus

Magic, then, in Morris’s work, is a way of intensifying the personality of the user; the way it is used provides an index to the user’s desires and values. In the process it also provides a means for Morris to emphasize how power works at its best and worst, since magic is raw power. When used by the unscrupulous it demonstrates the effects of tyrannical power on its victims, which is to bereave them of their personal powers. The witch’s transformation of Birdalone into a milk white hind robs her of the capacity to think and speak, while the magic powers of the Tyrant of the Red Hold puts Sir Thomas to sleep, replicating the effects of the mysterious magic that binds the noblemen and ladies on the Isles of Kings and Queens in a deathly sleep, the residents of the Isle of the Old and Young in perpetual childishness.  Well used, on the other hand, magic invests people and things which have often been held in low esteem – friendship between women, items of clothing or personal jewellery, keepsakes, houses – with an efficacy that asserts their centrality to human experience. The wood-wife’s magic, for instance, strengthens her bonds with Birdalone, whether it is invested in a gown, a ring or a lock of her hair. It reinforces the qualities in Birdalone which attract the wood-wife to her, as we’ve seen with the ring of invisibility and the glittering-gleaming gown. And it leads her out of the states of entrapment to which she is so often subjected: for instance, when Habundia sends her image to Birdalone to lead her out of an imprisoning fog on the Island of Nothing, or when she supplies her friends with faery guides to lead them away from and back to the forest. Magic entraps, encloses and curtails, or else it liberates, comforts and affirms; but in every case the person who works it, and the person on whom it is worked, find their identities painted in bolder colours by its operations, much as the personality of the sitter is enhanced by the process of having their portrait painted.

The operation of magic in The Water of the Wondrous Isles is most beautifully demonstrated, perhaps, in the episode where the wood-wife enters the house of the witch at Birdalone’s invitation (Chapter XXI, pp. 468-71). Before entering it for the first and only time in the book, Habundia asks Birdalone if she knows anything about the method of the house’s construction: ‘belike [the witch] buried some human being at one of its four corners. Tell me, fair child, sawest thou ever here at night-tide the shape of a youngling crowned with a garland straying about the house?’ (p. 469). On Birdalone’s affirming that she has never seen any such ghostly apparition, the wood-wife suggests that ‘maybe thou hast hallowed it with the wisdom and love of thee’, and adds that the materials from which the house has been constructed are natural and local, thus linking it with the wood which is Habundia’s home: ‘it is all builded of trees and the grass of the earth; and thou art free to use them by my leave’ (p. 469). Habundia then enters the house and shrinks to the height of a very young child – infantilized, it would seem, by the lingering influence of the witch’s impulse to tyranny. But shortly afterwards the affection of Birdalone magically restores her to full size, in token of her power of ‘hallowing’ what was diminished and curtailed, and they go on to eat and drink together ‘a simple meal of bread and cheese and wood-berries, and […] milk withal’ (p. 470, a kind of communion supper in celebration of their equal power, their wholesome friendship. The meal consists both of the fruits of Birdalone’s labour – bread and cheese – and the fruits of the wood-wife’s wilderness, and forms one of the series of companionable meals in times of tribulation that punctuate the narrative from beginning to end.

The analogy with communion brings us to another function of magic in Morris’s work, which is to serve as a substitute for religion. Morris’s new Middle Ages are striking for one glaring absence – the lack in them of a powerful Christian church, the terrestrial aspect of the celestial House of God. There are priests in them – albeit very few in comparison with the religious orders of the real medieval period, as the briefest glance at the cast-list of Chaucer’s Canterbury Tales will demonstrate; but these priests have little to say about the God they serve, and the only priest in The Water of the Wondrous Isles, a man called Leonard, worships Birdalone far more intensely than he does any heavenly deity. His worship of her recalls the various points in Morris’s work where a woman takes on the role of goddess: the Lady and the Maid, for instance, in The Wood Beyond the World, who are worshipped as divine by the pagan Bear people, or the Lady of Abundance in The Well at the World’s End, who is seen by some as a goddess, by others as a demonic sorceress. Such forms of personal idolatry are always represented as problematic in the romances, although they also always elicit the narrator’s sympathy (like Sir Philip Sidney he seems to share his characters’ tendency to idolize his heroines).  Leonard in The Water of the Wondrous Islesends his life as a solitary hermit living near the Castle of the Quest where he first met Birdalone; the last we see of him is standing on the shore as Birdalone speeds away from him in her magic boat, the holy man ‘staring on her speechless with grief and blinded with his bitter tears’ till she vanishes from sight (p. 412). The authority of God’s House is replaced in Morris’s work by the various kinds of influence exerted by a succession of secular houses, just as the power of a centralized monarchy is replaced by a succession of local leaders – soldiers, merchants, craftspeople – who use these houses as their headquarters.  The removal of the central powers of church and state is what allows Birdalone to take her place in the narrative as the ideal householder, the lynchpin of the fellowship of co-habitants which transforms Utterhay in the end into a model dwelling-place.

William Morris repurposed houses throughout his career: most famously Kelmscott Manor in the Cotswolds and Kelmscott House in Hammersmith, London. In his late romances he repurposed the literary houses of the Middle Ages to accommodate his dreams of a fairer time to come. His own fictional houses were repurposed in their turn, most famously by Tolkien; and a concentration on the houses in Tolkien’s fiction may help us understand how the there-and-back-again structure of The Lord of the Rings involves the repurposing of the celebrated underground houses of the Shire as a quasi-socialist utopia along the lines of Morris’s. Frodo’s journey to destroy the Ring takes him through a series of houses as various as the residences Birdalone visits: from his hobbit hole at Bag End to the house of Tom Bombadil in the Old Forest, from the Last Homely House at Rivendell to Galadriel’s woodland home, Lothlorien, a hideout in Ithilien, an Orcish stronghold in Mordor, and the splendid city of Minas Tirith, newly restored to the rule of an unusually democratic king.As with Birdalone, Frodo’s eventual return to Bag End gives him a new appreciation for the quasi-socialist, organic space of the Shire, whose landscape is restored and improved, after the physical and political ravages wrought on it by Saruman, with the help of the wood-wife Galadriel – who thereby becomes permanently linked with the fellowship of humans and hobbits which protects the Shire from the depredations of malicious outside forces. This transformed Shire seems to throw off the shackles of the class system that identified Frodo as Sam’s Master; by the end of the narrative it’s Sam who’s the elected master or Mayor of his home country. Later still, Sam’s mastery of the narrative of the Ring – embodied in his possession of the collectively-written Red Book, which contains the story as begun by Bilbo and continued by his nephew – gets handed on to his daughter, as if in belated recognition of the role of women in the processes of making history. The Red Book itself is a work of craftsmanship – incorporating calligraphy, cartography, illustration, linguistic and historical scholarship, verse-making – which evokes the richly designed volumes of the Kelmscott Press. Viewed in terms of his inheritance from Morris, Tolkien’s there-and-back-again structure looks far less conservative than it is often made out to be. It’s Gothic, yes, but Gothic repurposed for the twentieth century, a form of Gothic whose location in a deep past that never existed holds out hope for a possible future restructuring of old spaces and structures to the mutual benefit of all their inhabitants. Add to it Morris’s radical reinvention of women’s roles in such a future, as articulated in The Water of the Wondrous Isles, and you have a future that still looks well worth having, from the perspective of the twenty-first century.

Kelmscott Manor. Photo by No Swan So Fine

NOTES

[1] See Gordon E. Cherry, ‘The Town Planning Movement and the Late Victorian City’, Transactions of the Institute of British Geographers Vol. 4, No. 2, The Victorian City (1979), pp. 306-319

[2] William Morris, News from Nowhere and Other Writings, ed. Clive Wilmer (London: Penguin, 1993, rev. 1998), p. 94.

[3] Morris, News from Nowhere and Other Writings, pp. 329-48.

[4] Morris, News from Nowhere and Other Writings, pp. 385-90.

[5] References to The Water of the Wondrous Isles are taken from my copy of the 1909 edition (New York, London and Bombay: Longmans, Green, and Co.).

Octavia Butler and the Impossibility of Slavery

[For Black History Month 2017. Warning: quotations from Butler include use of racist terms.]

At the heart of Octavia Butler’s novel Kindred (1979) is the question of writing. How to write truthfully, effectively, humanely, about past atrocities: atrocities on a scale that can’t be conceived of, involving crimes that can’t be atoned for and bodily and psychological impressions that can’t ever be fully recovered by the reader as lived experience? Her choice of fantasy as a means of asking these questions might seem perverse, especially because she made it at a point in the history of the genre – the mid-1970s – when it was chiefly associated with the secondary world fiction of J. R. R. Tolkien. The success of the paperback edition of The Lord of the Rings in the United States led to the launch of Ballantine’s Adult Fantasy series, and with this short-lived but influential imprint a publishing phenomenon was born, inventing a genealogy for itself and spawning a host of Tolkien imitations and original novels from the mid-1960s onwards. And indeed, the Ballantine series could well have played its part in Butler’s choice of form. Its daring reimagining of literary history, which involved recovering forgotten texts and nurturing new ones, each of which found startling new ways to consider the relationship between the imagined past and the haunted present, had much in common with her project. In addition, Kindred is refreshingly open about the need for professional authors to tap into commercial trends if they are to make a living from the pen: its protagonist is a professional writer of fiction like Butler herself. Writing as a source of income constantly forces its exponents into intensive negotiations with the complex freedoms and restrictions of the literary marketplace.

But in writing what she called a ‘grim fantasy’ Butler may also have been engaging with a number of specific fantasy tropes. For one thing, she was taking advantage of an ancient association between slavery and fantastic fiction, which stretches back to the works of Aesop and Plato, both of them enslaved men whose imaginative storytelling alternately won them fame and got them into trouble – in Aesop’s case even getting him killed, or so the ancient biography attached to his name suggests. Aesop made animals talk and act like human beings – or more accurately like a strange chimerical fusion of beasts and people – and his successors included the self-professed apologist for slavery Joel Chandler Harris, who from 1881 wrote the animal fables attributed to Uncle Remus, a formerly enslaved man nostalgically attached to the time of his enslavement. These fables attained massive popularity at the turn of the twentieth century, opening the door to more fantastic tales along similar lines. Harris’s most distinguished successor was the African American writer Charles W Chesnutt, whose story collection The Conjure Woman (1899) brought distinctly unsettling overtones to its tales of magic on the plantations of the antebellum South. These tales were purportedly told to the author by another formerly enslaved man, Uncle Julius; and Julius is a very different figure from Uncle Remus. He tells each story as a way of seizing some advantage for himself – as when he claims that a building is haunted by the ghost of an enslaved man who was magically transformed into the tree from which it was constructed, with the result that the building is handed over to Julius himself for use by the religious congregation of which he is a member. Uncle Julius, then, is a sort of Brer Rabbit trickster figure, not the amiable sub-relative of a rich white family which Uncle Remus is content to become. And Uncle Julius tells his tales to a fellow African American – Chesnutt himself – rather than to white folks, or to the rulers who were served by his ancient forebear Aesop. His book marks the beginning of a new chapter in literature, anticipating the deployment of the fantastic as a means of giving a voice to the monstrous past (the term ‘monstrous’ is one of Uncle Julius’s favourites) by African American writers from the late twentieth century to the present.

Chesnutt’s story of the man turned tree, ‘Po’ Sandy’, tells of desperation, heartache, and physical and mental agony. The aggressively overworked Sandy returns from his labours one day to find that his enslaver has sold his wife. He then marries another enslaved woman called Tenie, only to be sent away soon afterwards to work on a distant plantation. In response, Tenie – a ‘conjure woman’ like the one in the title – turns him into a tree, at his own request, so that he can stay near her; but Sandy’s enslaver has the tree chopped down and sawn into logs (with horrific sound effects) while she is away on her mistress’s business. Tenie goes mad in consequence. Uncle Julius’s acquisition of the haunted building, then, serves in his story as a small restitution for the torments of forced separation and bodily violence inflicted by a barbaric system. In this the tale is quite unlike Uncle Remus’s animal fables, which ascribe the acts of savagery they contain to a natural order that lies beyond the enchanted circle of the storyteller’s ersatz family: a community of generous whites and humble Blacks who live in perfect harmony and whose innocence is embodied by the old man’s most regular listener, a little white boy of seven or eight. Whippings and beatings don’t occur in this happily mixed enclave, and there’s no reference to them having occurred in the antebellum past where Uncle Remus spent most of his life; but they find expression in the acts of violence with which his animals threaten one another, and which from time to time get carried out in earnest – though only ever on the strong and cruel, not the weak and helpless.

One thing, however, unites Uncle Remus and Uncle Julius with their progenitor Aesop. For each of them narrative is a means to an end, a necessary form of persuasion, a way of making things happen in the immediate aftermath of the storytelling act – even if all that happens is that the little boy stops damaging Uncle Remus’s belongings and brings him cakes in exchange for more stories. Their tales are bound up with their lives in a practical way, just as the building Uncle Julius tells of is bound up with the suffering body of the man it was made from – or just as the tall tales told by Brer Rabbit serve to extract him from potentially lethal entanglements. The ligatures that bind story to world are embodied in the ‘morals’ traditionally attached to Aesop’s fables, which are replaced in Chesnutt’s book by the successive revelations of what Uncle Julius wants from his listeners in return for each tale. And as we shall see, that sense of an almost physical connection between the world of the story and the world of its teller is shared by Kindred to an unnerving degree.

The links between slavery and the fantastic grew stronger after Butler wrote Kindred. The African American writer Samuel R Delany started his epic Return to Nevèrÿon series at the end of the 1970s, much of it concerned with a rebellion of enslaved people led by a Conan-esque barbarian miner called Gorgik. In the late 1980s Toni Morrison published Beloved, which tells of another haunting, this time of a formerly enslaved woman by the young daughter she killed to prevent her being returned to slavery. More recently, Colson Whitehead’s The Underground Railroad (2016) reimagined the famous escape route from South to North as a physical track cut through rock and earth at the cost of thousands of hours of voluntary labour, an imaginary monument to the countless hours of involuntary labour suffered by African Americans on the historical plantations. The remarkable diversity of these fantastic representations of slavery, their experimental restlessness, which manifests itself most clearly, perhaps, in the various forms and styles tried out in his series by Delany, presents us with one of the reasons why the genre or mode of fantasy is so well suited to this topic. Slavery is an unfinished story, and one that can never be finished, in part because it can never really be imagined – and hence never really started – by those who haven’t been subjected to it. Using fantasy to speak of atrocity is to acknowledge that we who have not undergone such things can only ever dream of them, and shouldn’t be tempted into believing we fully understand their appalling causes and damaging consequences.

There’s another point here about fantasy which isn’t embraced by the crudely collective ‘we’ of that last sentence. With very few exceptions, African Americans have little hope of tracing their ancestry further back than a few generations. The forced removal of African names, the replacement of ancestral languages with the words of the enslavers, the imposition of bizarrely inappropriate sobriquets from classical history – Remus the murdered brother of the founder of Rome, Julius the conquering Caesar, Caesar in The Underground Railroad, whose name recalls the plantation name of the captive African prince in Aphra Behn’s Oroonoko – all testify to the fact that a white man’s fantasy made hideously concrete underlies the whole structure of North American slavery, a pseudo-Mediterranean rival for the pseudo-Nordic fantasies made real by the Nazi state of the 1930s. This systematic extirpation of traceable historical records leaves only the imagination available as a means of recovering the intimate details of African American history; and fantasy is the most open and honest rhetorical stratagem for asserting the role of imagination in conjuring up this painstakingly obliterated past.

At the same time, fantasizing about that past brings responsibilities with it. Slavery happened – slavery happens – and any attempt to address it needs to take cognizance of the facts as they have come down to us. There are plenty of counter-examples. Too many fantasies represent slavery as an unscrutinized fact of life, an exotic part of the scenery to be dismissed as uninteresting as soon as noted, or offer too easy channels of escape for their fictional characters, thus cheapening the appalling practical and psychological difficulties involved in any attempt to win freedom from a life of forced labour. A particularly noxious example of the representation of slavery as exotic fantasy is the series of Gor books by John Norman, which enjoyed some popularity in the 60s and 70s with their pornographic depictions of ‘naturally’ subservient women in the sort of post-decadent sword-and-sorcery setting that Delany mocks in his Nevèrÿon series. The original sword-and-sorcery tales published in the pulp magazines of the 1910s, 20s and 30s by writers like Edgar Rice Burroughs and Robert E. Howard are full of casual references to slavery not much less glibly eroticised than Norman’s piffling mimicries of these precursors. Less offensive, perhaps, but equally problematic are the representations of slavery as a state from which one can simply free oneself without major repercussions. The socialist William Morris can’t be accused of perpetrating this sort of myth in his romances of the 1890s. The heroine of his The Wood Beyond the World, for instance – one of several books by Morris published in Ballantine’s Adult Fantasy series – is first encountered by the male protagonist as an enslaved woman and later frees herself and him with her magic; and she goes on to suffer what sounds very much like post-traumatic stress disorder in later life. Nevertheless, she and her female successors in his late romances attain prosperity and lasting happiness without the torment of losing husbands, friends and children who remain enslaved. And even their condition under enslavement acquires a kind of exotic allure from its context in what is self-evidently a chivalric romance, whose ending is likely to be a happy one, whatever rough territory its characters may happen to traverse.

In Butler’s own lifetime, Ursula le Guin famously chose a dark-skinned man as protagonist of her Earthsea sequence – though she repeatedly saw him whitewashed in filmed adaptations of the novels – and the third book of the series, The Farthest Shore (1973), represents slavery in her world from the enslaved person’s perspective. At one point one of the protagonists, the young Prince Arren, finds himself chained in the hold of a galley. But he spends only a few pages in captivity before the inevitable rescue by magic:

The fog glowed over the deck like the moon behind thin cloud, cold and radiant. The oarsmen sat like carved statues. Crewmen stood in the waist of the ship, their eyes shining a little. Alone on the port side stood a man, and it was from him that the light came, from the face, the hands, and staff that burned like molten silver.

The Archmage Ged takes Arren from the ship with consummate ease, leaving the other prisoners unbound; and it’s some time before Arren’s thoughts return to his fellow captives, and the question of why Ged didn’t also take the enslavers’ weapons from them when he loosed the captives’ bonds. Ged replies that he did not unarm the enslavers or bind them because he refused to be made an enslaver in his turn; but the more complicated question of how far a band of freed men might be able freely to choose what is to be done with their former enslavers, or what choices they might be forced to make in the complex process of regaining their liberty, are never addressed. It’s characteristic of le Guin’s restless urge to revise and rethink her projects from fresh perspectives that she twice returned to the topic of slavery and its effects on the mind and body, first in the story ‘The Finder’ in Tales from Earthsea (2001), then in the dazzling third volume of her post-millennial fantasy series Annals of the Western Shore (Powers, 2007), which is all about the after-effects of enslavement. But at the time Butler wrote Kindred there had as yet been no serious attempts in fantasy (as far as I know) to inhabit the mind and body of an enslaved person, with the crucial exception of Chesnutt’s work and that brief passage of le Guin’s.

The trope Butler puts at the centre of her story, on the other hand – time travel – was a familiar one in both fantasy and science fiction. The best known early example of its use, H G Wells’s The Time Machine (1895), transported a white middle class protagonist into a slave state of the future, where infantilized human cattle provide food for their enslavers in return for a lifetime of creature comforts, and where the time traveller’s own imperialist aggression finds frequent outlets in his penchant for beating out the brains of the cannibalistic Morlocks. There is an irony about Wells’s vision which Butler must have appreciated. At one point the time traveller speculates that the master race in this future time must be descended from the industrial working classes, wage slaves (to use Marx’s term) who have exacted a hideous evolutionary revenge on the ruling classes who benefited from their labour by feeding on them for many generations. If he is right, then enslaved people have merely replaced enslavers in an aeon-long cycle, and there is no prospect of the socialist liberation from this cycle of which Wells was dreaming at the time his book was published; freedom is a fantasy and varieties of slave state may be humanity’s ‘natural’ condition. The fear that history may indeed be cyclical finds a clear echo in Butler’s book, and the struggle to free oneself from its nightmare has never felt more urgent.

A later example of the time-travel sub-genre, Jack Finney’s Time and Again (1970), is in effect a nostalgic tourist excursion into turn-of-the-century New York, its theme tune of ‘jingle bells’ conjuring up all the pleasures of old time sleigh-rides unsullied by the period’s attendant torments and inequities. Butler touches only once in her novel on this kind of time-travel tourism, when the protagonist’s white husband starts to consider how delightful it would be to travel west in the early nineteenth century and witness at first hand the white man’s conquest of central and western America:

‘This could be a great time to live in,’ Kevin said once. ‘I keep thinking what an experience it would be to stay in it – go West and watch the building of the country, see how much of the Old West mythology is true.’

‘West,’ I said bitterly. ‘That’s where they’re doing it to the Indians instead of the blacks!’

He looked at me strangely. He had been doing that a lot lately.

This exchange takes place when the narrator, Dana, has become uneasy about how straightforward she and her husband have found it to settle into their new life in the early nineteenth-century slave state of Maryland. ‘For drop-ins from another century,’ she comments immediately beforehand, ‘I thought we had had a remarkably easy time. And I was perverse enough to be bothered by the ease.’ The problematic nature of their ease is confirmed by Kevin’s enthusiastic allusion to the ‘building of the country’, a metaphor that elides the materiality of the building process: the slaughter of the land’s previous inhabitants, the forms of more or less forced labour involved in the physical construction of farms and buildings, the violence, racism and patriarchy that underlie the ‘Old West mythology’. Only a white man speaking from the privileged position of the enslaving classes could use the metaphor so glibly, and the strange look Kevin gives Dana when she points out the perspective he has just adopted emphasizes the wedge he has inadvertently driven between them by failing to consider his utterance from her point of view. A single statement has made them strange or foreign to each other, and in the process pointed up what the novel has to say about the fantasy of a single unified ‘country’ on which the state of America has been founded.

Finney’s Time and Again represents its journey as a trip home to a less complicated and more humane period of American history – utterly blanking the racism and anti-feminism of turn-of-the century New York. Butler’s novel foregrounds the complexity of the term ‘home’ in its opening sentence: ‘I lost an arm on my last trip home’, it begins, and it’s not until some way into the book that the reader begins to appreciate the difficulty of ascertaining which ‘home’ she refers to. Does she mean the house in Altadena, California, into which she and her husband were moving at the time of her first experience of time travel? Or does she mean the enslaver’s house in Maryland to which she is repeatedly transported, and which she and her husband problematically begin to think of as ‘home’ in the course of their adventures? The Maryland house is more tightly bound up with Dana’s family history than the Californian house is, and when Kevin too gets taken back in time and forced to live there for several years he has appalling difficulty in readjusting to the twentieth-century environment on his return. More drastically, Dana’s experience of being enslaved teaches her that she must find a home for herself in the enslavers’ household if she is to survive at all. Dragged repeatedly to it by the mysterious link between herself and the son of its owner, Rufus – whose unusual name recalls the Black central character of James Baldwin’s Another Country (1962), thus underlining the kinship between the white boy and the Black narrator which is gestured at in Butler’s title – Dana needs to build lasting alliances with her enslaved companions as well as with the child as a means of protecting herself from the cultural isolation that would inevitably destroy her. Her recognition of the need to make herself at home, so to speak, also drives home to her the devastating consequences for enslaved people of being sold away from the home they have been born into – the fate of Po’ Sandy’s first wife in Chesnutt’s story. Two such sales of enslaved people who leave family behind lead to deadly confrontations between Dana and Rufus, and the only clue she finds at the end of the novel as to the fate of the enslaved people she met in the previous century occurs in a list of people’s names who were put up for sale on the death of their enslaver. Home, then, for an enslaved person, is a place to be clung to and cultivated as well as to escape from, and the contradictions built into it are summed up in the way Dana’s arm gets bound up with the wall of her twentieth-century home at the beginning and end of the novel – both making her part of the building, like Chesnutt’s Sandy, and inflicting terrible pain.

Language, then – written or spoken – is the first source of difficulty for the writer of African American history. A casual reference to the building of a country can become an act of complicity with the slavery that made it possible. The word ‘home’, often seen as cognate with ‘nation’ or ‘country’, becomes loaded with unwelcome connotations. The same is true of the reference to kinship in Butler’s title. We have already seen how the plantations used familial titles to naturalise the possession of human beings: ‘Uncle’ Remus, ‘Uncle’ Julius, in this book ‘Aunt’ Sarah. Unsettlingly, these titles sometimes identified concealed or even openly familial relationships between Black people and their white enslavers. The most disturbing aspect of Dana’s journey into her family history, as she is hauled back in time by a series of crises in the life of one of her ancestors, is the discovery that she is related to the enslavers as well as the enslaved people of the early nineteenth century. She finds this out because of the boy Rufus’s surname: an unusual one which has been inscribed in the list of her ancestors recorded in the only book handed down by her family, ‘a large Bible in an ornately carved, wooden chest’. Rufus Weylin is set down alongside Alice Weylin as parents of Hagar Weylin, the woman who bought that Bible and began that list; and as soon as Dana recognizes Rufus as her ancestor the nature of his connection with her family, as recorded in the list, becomes problematic. It is inscribed alongside the name of a Black woman, Alice Greenwood, who is Rufus’s childhood friend; and when Dana begins to think about the eight-year-old Rufus and his potential future wife, she begins to find the familiar names fraught with unexpected difficulties: ‘Alice Greenwood. How would she marry this boy? Or would it be marriage? And why hadn’t someone in my family mentioned that Rufus Weylin was white?’ In nineteenth-century Maryland the word ‘marriage’ as applied to a bond between a white man and a Black woman – and marriage of some sort is implicit in the fact that Alice Greenwood has, in the list, assumed Rufus’s surname as well as her own – is barely possible. The plain words mask a story of rape, enslavement, abuse and eventual suicide in which Dana finds herself a player against her will; an inadvertent pimp, so to speak, between her ancestral parents; an accomplice to sexual violence. Home, marriage, kindred, family history – all the words that help to make Dana who she is are thrown into confusion, and the way she understands herself and her place in the world is radically changed as a result.

As it turns out, the family Bible also provides testimony (or a testament) to Dana’s link with another white inhabitant of the boy’s household: his mother, Margaret Weylin, a frustrated and abused woman who takes exception to Dana as soon as she meets her, in part at least because she can read so much better than she can, despite her inferior status as an enslaved domestic worker. Later in the book, when Margaret Weylin suffers a physical and mental breakdown, she conceives a passion for the scriptures and becomes reconciled to Dana, asking her to read from the Bible daily to her as if to cement the unwelcome connection between them by a still more unwelcome intimacy. In the process the good book becomes a mark of ownership; Dana has no choice but to read it when she’s ordered to do so. If words are difficult, slippery things when considered in relation to history, then so is the Word, the divine scripture that gave Margaret’s granddaughter Hagar her name. After all, Hagar was enslaved by Abraham before she became his wife, and thus testifies to the complicity of the dominant American religion with the system of bondage into which she was born.

Many commentators have pointed out the plainness and lucidity of Butler’s prose style; but her narrative of tangled relationships and disconcerting connections makes every word complex. More than this, it invests every word with a devastating forcefulness by virtue of its deployment in a narrative that literally brings home the horrors of the past. The Bible, the Word of God, begins as a receptacle where the words that define Dana’s family are recorded. It becomes a token of the link between Dana and Margaret – a link that is defined both by their kinship and by their status as mistress and enslaved subject. And it ends as a vehicle for Dana’s grief when Alice Greenwood Weylin commits suicide to escape from her abusive relationship with Rufus, its words brought to life for the first time since her childhood by her new understanding of the pain they articulate:

The minister was literate. He held a Bible in his huge hands and read from Job and Ecclesiastes until I could hardly stand to listen. I had shrugged off my aunt and uncle’s strict Baptist teachings years before. But even now, especially now, the bitter melancholy words of Job could still reach me. ‘Man that is born of a woman is of few days, and full of trouble. He cometh forth like a flower, and is cut down: he fleeth also as a shadow, and continueth not…’

Reading Kindred is, then, a learning process, for us as for Dana. We learn to read the world afresh both through the act of reading it and through the effect of the many other acts of reading that fill its pages. Most remarkably, reading and writing in it become matters of life and death. Each time Dana finds herself hurled into the past by some mysterious agency whose nature we never find out, she is confronted by a situation in which Rufus’s life is in danger: he is drowning in a river, he has fallen from a tree, his room has caught fire, he is being beaten to death, he is dangerously sick or suicidal. Metaphorically speaking, she must read the situation as fast as she can in order to save him – and not just Rufus but her entire lineage as inscribed in the list, including herself, since she will not be born if the boy should die before he fathers Hagar.

Literal reading, too, and its corollary the study of words, gains a new urgency from Dana’s relationship with Rufus. When they first meet she begins to believe that she can educate him, that he can learn from her, acquiring some of the more enlightened attitudes of her generation and thus helping to alleviate some of the suffering he will otherwise inflict. She tries to dissuade him from using offensive terms for Black people like herself; to teach him to read and thus open his mind to other ways of living; to encourage him to respect other African Americans as he respects her. But her efforts at pedagogy find themselves countered by an appalling alternative education, whose force makes itself increasingly felt with every visit. Like the enslaved workers on his father’s plantation, the boy’s mind has been shaped by violence: his father’s violence to the workers and him, as he was growing up; his own verbal violence to his mother Margaret; the acts of violence he is exposed to in the daily running of the plantation and the wider slaving community. Even what she reads him is full of images of slavery, like the Bible: Robinson Crusoe, which begins in a slave ship and ends with a relationship between Crusoe and Friday which looks very much like that of enslaver to enslaved man; Gulliver’s Travels, with its representation of the Yahoos as rightly enslaved by the wiser Houyhnhms; The Pilgrim’s Progress, in which the protagonist Christian seeks deliverance from the slavery of sin. And as well as teaching him – he is a very slow learner – Dana is forced, at her own slow pace, to learn from Rufus: to undergo a crash course in that violent alternative education that shapes him alongside her own. The final lesson she learns in this tough school is to take his life: to stab him with a knife she carries when he tries to rape her. Before meeting Rufus she could never have done this; and there are many occasions in the course of her visits when she fails to do it or resists the urge. By the end of the book, however, he has learned to write and she has learned to kill; the pen and the blade have discovered a kinship as toxic and ineradicable as Dana’s kinship with young Rufus and Alice, her other ancestor, whom he rapes, enslaves and finally drives to self-destruction.

Writing and reading, as practised by enslaved people in the nineteenth century, are acts of defiance. These skills give the captive power: the power to write their own destiny by recording their thoughts and reading the subversive thoughts of others, or by forging a pass that will help them escape to freedom. This power must be countered by the enslavers with another kind of writing: the marks on a human body of the whip, which impart knowledge to their recipients, knowledge of the system in which they are trapped and a deep-seated sense of their own entrapment. Teaching a young Black boy to read earns Dana her first whipping, and as she receives it from the boy’s enslaver, Rufus’s father, he ‘curses and lectures’ like an angry schoolmaster. Dana faints under his lashes and is transported home to California; and by this time in the story we know that this only happens when she thinks she’ll die. Later, however, she learns more about whipping; it’s not such a crude or merciful measure as she thought at first. No intelligent enslaver, she finds, would kill a valuable piece of human property with his blows if he can help it; and the discovery means that next time she’s whipped (after an attempted escape) she remains where she is, enslaved in Maryland. The second whipping is embedded in the vocabulary of knowledge through pain, pitched directly against the vocabulary of learning. ‘Educated nigger don’t mean smart nigger, do it?’ says Rufus’s father, commenting on Dana’s ineffectual efforts to run away. ‘You’re going to get the cowhide,’ Rufus then tells her, ‘You know that’ – and at this point she realises that she ‘hadn’t known’, that the young man’s gentleness had led her to think he would let her off lightly. She knows more than she wants to, however, about the function of cowhide. As Rufus’s father beats her,

I tried to believe he was going to kill me. I said it aloud, screamed it, and the blows seemed to emphasize my words. He would kill me. Surely, he would kill me if I didn’t get away, save myself, go home!

It didn’t work. This was only punishment, and I knew it.

She has, in other words, learned her lesson; she has taken another step towards becoming a naturalised citizen of a slave state. Her literacy in the ways of violence keeps her away from her own time and place, preventing her from finding escape in the fear of death that would send her home, barring her from the art of writing by which she defined herself in modern California. One knowledge drives out or supplants another, and she spends the rest of the book seeking desperately to win back her identity as a writer, and with it what she increasingly identifies as her life.

In her own time, Dana’s talent for writing helps her forge a community: the miniature community of husband and wife and their potential offspring, the family of the future as against the family inscribed in the Bible and thus embedded in the past. Both she and her husband Kevin are professional writers, and their capacity for writing – and for the meticulous research which is everywhere apparent in Butler’s novel, the quest for truth in other writers’ texts – is both part of what draws them together in the first place and part of what enables them to imagine a future for themselves which departs from the cyclical entrapments of a traumatic history. The temerity of their decision to live by writing is signalled by the fact that they meet in a factory, where they are forced to work because they can’t make a living from their pens. The temerity of their decision to become partners in the 1970s is signalled by the fact that they are both disowned by their nearest relatives when they get together. But a living can be made from the pen with sufficient commitment, just as a new family can be formed by a meeting of minds and bodies against all odds. The new home into which they move is proof of this; they buy it together with the proceeds of Kevin’s most successful book. Living in it, though, once they have bought it, is not so easy. The fact that it’s Kevin who bought it – the straight white male in their relationship – suggests that it doesn’t belong to both of them equally when they move in. Kevin finds it hard to write there, even before the first time travelling episode. And it’s while unpacking books, the tools of their trade, that Dana first gets hurled into the past, as if to show that the words they use, the knowledge they draw on, the possibilities they imagine for the future, remain interwoven with unresolved issues from the past which must be confronted before the future can begin. In the course of her adventures, Dana’s marriage becomes a kind of utopia, the one possibility she clings to of a brighter future when her troubles and travels are over. The serious business of making it properly utopian, however, must be deferred till the time travel ends – and hence till after the end of Butler’s book.

Which brings us back to fantasy fiction, and why Butler chose it as the vehicle for her tale, as against the science fiction with which she made her name.

Fantasy is often defined as the literature of the impossible: a kind of writing that takes as its starting point an acceptance on the part of the reader that she will choose to believe, throughout the act of reading, in events, people, things and places that could never exist in past or present or the conceivable future. This is where it differs from science fiction, which is concerned with the possible – or rather takes as its premise the possibility that what it describes might really take place at some point in the future, or might have done in an alternative version of the universe we know. Possibility versus impossibility; this is the difference between SF and the fantastic. There is just one impossible thing in Butler’s book: the series of unexplained events that take Dana back from her own time, the 1970s, to the early nineteenth century. The rest of the book is a model of realism; the kind of realism that stresses the material necessities and practical difficulties with which it confronts its characters. Dana is always asking herself how to take objects and clothing with her when she leaps through time, how to alleviate the bodily and psychological damage she suffers in her beatings, how to persuade Rufus to suppress his desire for her and think instead about his responsibilities to the people he enslaves and to his own children. She simply has no time to wonder how she keeps making those leaps; there are too many more important things to consider.

At the same time, she keeps coming up against the impossibilities of slavery. Her leaps through time are each caused by the fact that she believes she is about to die, having reached the limits of what the human body can endure. As those limits get more extended, as her body learns to endure greater punishment, she is confronted with different impossibilities – psychological ones; above all, how to reconcile herself to the increasing ease with which she is adapting to the intolerable conditions in which she finds herself. She begins to choose to return to her time by committing suicide, again and again, in dreadful anticipation of the eventual suicide of her body double, her ancestor Alice. Ease itself becomes a problem for her, as it does for Kevin when he returns from his one extended trip to Maryland. ‘Everything is so soft here,’ he tells Dana, ‘so easy. […] It’s good. Hell, I wouldn’t go back to some of the pestholes I’ve lived in for pay. But still…’ Concealed behind that final ellipsis is the thought that ease is difficult for him, an uneasy nostalgia for the titanic efforts required of him from day to day in the past he’s left behind for ever. That ellipsis, in fact, represents the terrible possibility that he might by now feel more at home in the days of slavery than in the days of the automobile and the electric oven.

Ease, in fact, is what finally drives Dana to kill Rufus in self-defence. The brilliance of Butler’s portrait of this enslaver, abuser and rapist is how strangely attractive she makes him seem – largely, perhaps, because we’ve seen every detail of how he was made into what he is, but also because of his awkward fusion of kindness and cruelty, aggression and thwarted affection. At the point when he’s about to rape her Dana is suddenly struck by the fact that she could partially consent; that she could become his mistress, bear his children, integrate once and for all into his perverse pastiche of a loving family; after all, she is already ‘Aunt Dana’ to his son by Alice.:

He lay with his head on my shoulder, his left arm around me, his right hand holding my hand, and slowly, I realised how easy it would be for me to continue to be still and forgive him even this. So easy, in spite of all my talk. But it would be so hard to raise the knife, drive it into the flesh I had saved so many times. So hard to kill…

If the whip represents the pen of the enslaver then the knife could be said to represent one of the pens available to those who have been enslaved: a pen whose use involves automatic self-destruction, but which also writes freedom in death for those who choose to wield it. For Dana, imminent death is a key to life – it will take her ‘home’; yet killing remains the difficult option. When Kevin tried to persuade her it was necessary, back in California, he couldn’t even utter the word. The easy option is the happy ending, Tolkien’s eucatastrophe; a false reconciliation which is embodied in the parody of an affectionate embrace described in the passage. Dana’s decision to use the knife instead is not a triumph; it is, like Tenie’s decision to transform Po’ Sandy into a tree, the counsel of desperation. It’s a refusal of something that had once seemed impossible, but has somehow made itself possible in the course of Dana’s adventures. It’s an acknowledgment that simple happy endings, too, are impossible, like utopias; they exist no place, and the best we can do to achieve them is to reject the grim alternatives when we have power to do so.

The end of Kindred constitutes a series of ellipses, of gaps in the narrative. Dana never finds out the fate of most of her friends from the nineteenth century, never learns what became of her ancestors Hagar and Joe, Alice’s children by the rapist Rufus. At the end of the book, as at the beginning, she knows only their names, although she can conjecture some of the paths they might have taken on the long road to liberty. But her quest to bring them to life – through her dealings with Rufus, through her writing of the novel – have made the past immeasurably closer for her readers. Immeasurably closer, and a lot less easy.

Change in William Morris’s The Wood Beyond the World (1894)

In her fine biography of William Morris Fiona McCarthy claims that his late romances are unlike anything else written in the nineteenth century.[1] One could just as easily say that they’re unlike anything else written at any time, including the post-Tolkienian fantasy fiction with which they’re so often compared. They articulate radical attitudes to women, class and sexual desire in an archaic prose that seems to anchor them in what is often taken to be the conservative past of the medieval romances. Their strange plots repeatedly turn romance conventions on their heads while seeming to conform to them; and they convey a dreamlike atmosphere, largely again through Morris’s prose style, which resembles his verse in its tendency to treat all incidents – crises and pastoral interludes, loving conversations, quarrels and apparitions – with the same fluid smoothness, seldom varying its rhythm whatever emotional terrain it traverses, much as a dream tends to inhabit the same mood throughout its length no matter what bizarreries or horrors it conjures up. Many incidents in them are never explained, and as a consequence the onus rests on the reader to decipher their significance, to an extent that simply isn’t true of many other contemporary narratives. George MacDonald wrote that he intended his own fairy tales to awaken something in their readers, not to direct them;[2] and the same statement might well have been made by Morris, whose interest in dreams was as intense as MacDonald’s, and whose romances helped to stir modern fantasy into wakefulness.[3]

The Wood Beyond the World (1894) is as strange and enigmatic as any of these late romances. It takes us on what seems to be a journey through the mind of its central character, Golden Walter, in which he finds himself playing a range of contradictory roles in a narrative whose form and content violate expectations in a number of crucial ways. An examination of its experimental features may help to debunk the still persistent perception of fantasy and romance as fundamentally reactionary genres. It may help, too, to point up the extent to which they can sometimes match modernism in their readiness to reinvent the past with an eye to the challenges of the present and future. The book’s form has political implications, and it’s these political implications that I want to tease out in the reading that follows.

Before setting out, though, it’s worth pausing to take note of the remarkable range of medieval and early modern prose romances to which Morris had access, thanks to the tireless labour of Victorian scholars. Stimulated in part by the international success of Walter Scott’s historical novels – Waverley, Ivanhoe, The Monastery and the rest – nineteenth-century scholars worked to put into print a huge amount of prose fiction from the sixteenth century and before which had been in many cases unavailable since early modern times, or never printed at all. Bibliophiles like Henry Huth, editors like F. J. Furnivall, Edmund Gosse and Alexander Grosart, book clubs like the Chetham Society, the Hunterian Club and the Roxburghe Club, and book series like the Globe editions, ensured that prosperous readers like Morris had access through mid-to-late Victorian libraries and bookshops to a wider range of old prose romances in English (Malory, Boccaccio, Bandello, Marguerite de Navarre, Lyly, Sidney, Lodge, Greene, Cervantes, Rabelais, and of course Anonymous) than at any other time in history. As a result he must have known the sheer diversity of the genre, its stylistic and formal inventiveness, its frequent refusal to follow pre-existent patterns, its preoccupation with topics neglected in official discourse – above all with women, desire, and desiring women – and its wayward way with historical and geographical fact, to an extent that would have been impossible for writers before him, apart from Scott and a few of his fellow antiquaries. Morris writes, in other words, free from the presuppositions about ‘chivalric’ romance that may have been entertained by many of his readers, but also intensely conscious of those presuppositions and prejudices. He plays with them even as he flouts them, and this knowing playfulness with accurate and inaccurate perceptions of the past is one of the characteristics he confers on the best examples of the fantasy tradition that followed him.

The title of The Wood Beyond the World helps to highlight the impression it gives of opening a door from one space – the everyday, mercantile, urban space in which it begins – into another: the enchanted wood where the bulk of the action takes place. ‘Wood’ and ‘world’ are so nearly homonyms that it’s easy to imagine one as being buried or concealed within the other (as C. S. Lewis did later in The Magician’s Nephew [1955]). This effect is intensified by the recurrent visions that trouble the protagonist, Golden Walter, taking him far away from the familiar surroundings of his place of origin, Langton on Holm (whose name punningly refers both to its homeliness and to its location, a holm being an island in a river – as well as to its dullness, since Langton invokes the German langweilig, boring). Three times Walter sees two women and a dwarf processing through the familiar everyday landscape; on one occasion, they seem to be leaving his father’s house moments after they have boarded ship and set sail for distant lands (p. 9).[4] Each time the threefold apparition ends by vanishing without a trace, and each vision intensifies his desire to track down the originals of the figures in it, despite his fear that they may have been illusions, the seductive symptoms of a catastrophic breakdown in his mental faculties. When the third occurrence of the vision is witnessed by his father’s matter-of-fact scrivener, Arnold, Walter is half convinced that it has substance, but even then will only concede that ‘there was at least something before my eyes which grew not out of mine own brain’ (p. 19). The question of whether what he sees is inside or outside his head – or of how far what he sees with his material eyes is affected by his mental state – continues to disturb his mind for much of the narrative, raising the question of what space the door through which the visions proceed might open into.

The behaviour of the visions doesn’t conform, then, to everyday notions of cause and effect, and so anticipates the degree to which Walter’s quest for the originals will operate in defiance of conventional narrative logic. Another way in which these visions anticipate this defiance is in the protagonist’s inability to decide which of the women fascinates him most: ‘For he said to himself that he desired not either of the twain; nay, he might not tell which of the twain, the maiden or the stately queen, were clearest to his eyes; but sore he desired to see both of them again, and to know what they were’ (p. 10). The contradiction in the young man’s thinking here – he tells himself he does not desire either woman, yet ‘sore he desired to see both of them again’ – predicts the continued confusion over identity (his own, as well as those of the two women) which will be a marked feature of his later adventures. Confused identity is a familiar romance motif, but it doesn’t generally manifest itself at the point when the romance hero first sights his future lover. On these occasions it’s expected that the knight will fall head over heels in love with a single woman, and that he will know full well from the first that it’s love or desire that draws him to her. Walter’s confusion may arise from two causes. The first is that he is no knight, and therefore presumably not subject to the usual rules of chivalric fiction. The second is that the mental state he finds himself in when he sees the visions is a singularly unromantic one, and that this sets him at odds from the outset with the narrative trajectory of traditional romance.

Walter’s situation at the beginning of the narrative is, in fact, a mass of contradictions. His nickname refers both to his current prosperity and to the long line of his prosperous forebears: his father ‘was of the Lineage of the Goldings, therefore was he called Bartholomew Golden, and his son Golden Walter’ (p. 2). But his gilded past and glittering present serve as a mask for an unhappy marriage to a wife whose barefaced adultery effectively puts him in two minds:

he hated her for her untruth and her hatred of him; yet would the sound of her voice, as she came and went in the house, make his heart beat; and the sight of her stirred desire within him, so that he longed for her to be sweet and kind with him, and deemed that, might it be so, he should forget all the evil gone by. (p. 2)

This sentence pits a bevy of romance conventions against each other. The young man loves a young woman who doesn’t love him back, so that disparate ages and inter-generational conflict are not a factor in their relationship as they so often are in stories. They are married, rather than barred from marriage either by circumstance or their elders; love and hate are fused in Walter’s attitude to his spouse; and while he would seem to have obtained his ending before his adventures begin, it’s anything but a happy one. Summarized like this it’s easy to see why the situation might give rise to the threefold vision that haunts him: two women who are equally desirable, one a slave, the other her mistress, attended by a malicious servant whose grotesque appearance differs from Walter’s beauty as much as his marriage differs from the public appearance it presents to the world, or from marital ideals in general as promulgated by fairy tale and sentimental fiction. Both Walter and the Dwarf are linked with the colour yellow (the former is ‘yellow-haired’ [p. 1], the latter ‘clad in a rich coat of yellow silk’ [p. 7]), as if the latter is the mirror image of Walter’s self-disgust at his failure as a husband and lover.[5] Walter later tracks the Dwarf and his companions to a far-off place called the ‘Golden House’ whose name echoes his own sobriquet, and whose magnificent appearance recalls the opulent life he led in Langton. The Dwarf carries a bow, which makes him a malevolent adult version of the childish love-god, Cupid. There is a second male lover at the Golden House who competes with Walter for the attentions of the two women of the vision, just as his wife’s lover had earlier competed with him for her affections. The central plot of the romance, then, represents a twisted double of Walter’s marriage situation, as if it has been deliberately offered to him as a nightmarish alternative model of human desire and its workings to set alongside the idealized versions of love and marriage offered by traditional forms of fiction.

But the Golden House is only one of a series of unsettling doubles that punctuate the narrative. The first of these – the first that Walter becomes aware of – is a pair of ships in the harbour at Langton. One is a vessel boarded by the threefold vision when Walter first sees it (pp. 6-8); the other is his father’s vessel, which Walter boards before setting out on a long sea-voyage intended to free him from his loveless union. As the second ship casts off, Walter notes how the sailors repeat with unnerving precision the routines already carried out on board the ship he noticed earlier:

it all seemed but the double of what the other ship had done; and he thought of it as if the twain were as beads strung on one string and led away by it into the same place, and thence to go in the like order, and so on again and again, and never to draw nigher to each other. (p. 11)

Doubling here becomes a metaphor for the repetitive nature of routine itself: the daily comings and goings in the household of wives, lovers and husbands, as mentioned in Chapter I (‘as she came and went in the house’ [p. 2]); the mercantile traffic that follows identical routes from land to land in quest of profit; the daily routine of the marketplace; the cycles of history, which repeat the same triumphs and tragedies in successive generations. Walter’s fear is that routine will undermine any effort on his part at escape or innovation – new encounters, the resolution of past difficulties, liberation from his hostile partner – and that the two ships will instead follow the same preordained trajectory for ever without any significant variation, much as his marriage has followed the same routine of hatred and renewed desire throughout its duration without any sign of rapprochement or reconciliation between the spouses.

The structure of the adventures that follow both reaffirms this anxiety and works against it, as Walter moves from one location to the next, at each point confronting the notion of preordination or predestined activity, but at each stage also breaking the cycle, freeing himself from the chain of repetition, and bringing about new chapters in his own story and (finally) in the history of the lands he moves through. The Wood Beyond the World doesn’t follow the there-and-back-again format of Tolkienian fantasy or classic medieval romance (in this it differs from its successor, The Well at the World’s End [1896]); and its refusal to do so can be read as a sign of its radical agenda, that is, of Morris’s determination to liberate his protagonist and readers from the reactionary view that a romance ending should always restore the status quo established at the beginning – or indeed that the future can be confidently predicted on the basis of the past, a foundational principle of conservatism as well as of the capitalist marketplace with which Walter’s family is affiliated.

The notion of predetermination is worth considering further, since it’s a concept that gets taken up by the later fantasy tradition, and one that’s cleverly problematized in Morris’s book. The repeated vision may suggest to the reader, on the basis of previous experience, that there is some sort of destiny or fate that links Walter with the women he keeps seeing. Walter, however, sees the vision as liberating him from his apparent destiny, which is to remain unhappily married and to follow in his father’s footsteps as a merchant and local dignitary. This becomes clear when he sees the vision for the third and final time, in the nameless city to which his vessel conveys him on his father’s business. Just before this third encounter he learns from his father’s scrivener that the old man has been killed by his wife’s relatives, the Reddings, in revenge for sending her home in disgrace after his son’s departure. The news at once prompts Walter to get ready for the voyage back to Langton, where he expects to ‘enter into the strife with the Reddings and quell them, or die else’ (p. 18) – that is, to carry on the feud for the foreseeable future, in an ugly variation on the routine he has so far been slave to. His duty seems clear, along with the two equally unattractive endings available to him: death at the hands of or victory over his father’s killers. But his third sighting of the women and the Dwarf negates his view that these are his only options. He yearns to follow the women instead, as a third way (like the third way shown to Thomas the Rhymer in the ballad) whose uncertain outcome will free him from the familial duties by which he feels bound. The archaic term ‘boun’ is used by Morris to describe the destination of the ships that conduct the business of the Langton merchants (p. 13), as if to stress the limitations of the mobility they seem to offer. Sure enough, the next stage of Walter’s liberation from his past can only come when his ship is driven off its ‘bounden’ course. Shortly after his departure for Langton, the new vessel in which he finds himself – again, symbolically, one of his father’s – becomes ‘unboun’, so to speak, from its route, when a sudden storm drives it to the shore of an unknown island. As it turns out, this is the country where the women and the Dwarf dwell in the Wood Beyond the World, a place beyond all known maps, and beyond reach, too, of the business transactions often referred to in medieval texts as worldly affairs (as against spiritual ones). Walter’s pursuit of the women, then, takes him away from his destiny, not towards a predestined or ‘bounden’ ending. It therefore seems entirely appropriate that the experiences he has with the women should defy expectation, literary or otherwise.

Before he reaches the Golden House, Walter’s arrival at the unknown island sets up another set of expectations that appears to bind him to a specific course of action. He and his ship’s company, which includes the scrivener Arnold, meet an old man who lives by himself on a farm in an otherwise unpopulated part of the unknown country. The man tells Walter how he ended up in this lonely state, and as he does so the young man becomes convinced that the route the old man took to his youthful adventures – through a gap or ‘rift’ in the nearby mountains – will also take him, Walter, to the women in his vision. The problem is that the old man deems his adventures to have brought about only ‘evil’ (p. 35), and to have set him on course for his eventual seclusion; he therefore does all he can to dissuade his young visitor from following the same course of action, and the prophetic terms he uses, together with the image we may still hold in our minds of the beads forever following each other along the same piece of string, make his forebodings plausible. As Walter sets out for the gap in the mountains, then, the reader may well assume that he is condemning himself to an ‘evil’ outcome, and perhaps to lifelong loneliness on the farm where he met the hermit. The reader is, however, given a number of clues that this is not in fact the case. For one thing the old man was a knight in his youth, as opposed to a bourgeois merchant, so that his destiny might be expected to be of a different kind from Walter’s (knights are destined to rule where merchants trade; errant knights may expect to end up on a preordained patch of land, while the fortunes of merchants fluctuate with the market, making their eventual destinies less certain). For another, the old man killed his predecessor on the farm before setting out on his journey, whereas Walter does not. In fact, the old man’s knightly status and his manner of acquiring his land would seem to be connected. In killing his predecessor the old man describes himself as succeeding to the dead man’s property ‘as though this were a lordly manor, with a fair castle thereon, and all well stocked and plenished’ (p. 34). Walter, by contrast, is un-lordly in his origins, non-violent in his habits and above all unconcerned with his inheritance, since his quest for the women diverts him from the legal process of succeeding his father in his ‘goodly house’ in Langton (p. 9), just as it involves parting company with his father’s legal representative, the scrivener Arnold. Morris has, however, planted in our minds the possibility of ‘evil’ presiding over Walter’s journey, and as a result the reader can’t be assured of the happy outcome of this romance until she’s reached the final page.

The gap in the mountains leads Walter, of course, to the titular Wood Beyond the World: an idealized setting redolent of fertility and wealth, presided over by the Golden House, a building ‘carved all about with knots and imagery’ which Walter considers ‘beyond compare of all the houses of the world’ (pp. 72-3). At the same time, the setting is dominated by ambiguities of many kinds. Walter approaches the House by way of a series of encounters: with the Dwarf, with the younger of the two women known as the Maid, and finally with the ruling Lady, whom he meets in the House itself with her current lover, a young man wearing a royal ‘chaplet of gems’ as a sign of his rank (though he looks in Walter’s eyes ‘nowise […] chieftain-like’ [p. 74], so that his appearance is itself contradictory). Each meeting feeds Walter with preconceptions about the meetings to come. The Dwarf, who occupies an ambiguous halfway house between human and animal (he even moves in a fusion of styles, ‘whiles walking upright […] whiles bounding and rolling like a ball […] whiles scuttling along on all-fours like an evil beast’ [p. 56]), convinces Walter that the Maid is a kind of monster (a ‘Wretch’ or ‘Thing’ [pp. 54-5]), whose hidden ‘knife’ may not be trusted. When he meets the Maid she fills him with anxiety first about the Dwarf, who becomes ‘that one’ (p. 60), a nameless monstrosity too horrible to be mentioned, and then about the Lady, whose identity seems somehow multiple: an ‘evil mistress’ who ‘by some creatures’ is ‘accounted for a god, and as a god is heried [worshipped]; and surely never god is crueller nor colder than she’ (p. 65). The encounter with the Lady and her royal lover suggests that the reference to her as being ‘accounted for a god’ may be the familiar hyperbole of Petrarchan love discourse; her coldness to Walter on his first arrival reads like a conventional game of desire as practised in the early modern romances of Lyly, Greene and Gascoigne, and it’s only the Maid’s words that suggest there may be something more sinister afoot. This perception is intensified if the reader remembers what Walter learned from the old man at the farm: that his neighbours, the stone age ‘Bear-folk’, worship a bloodthirsty female deity (p. 29) who demands human ‘blood-offerings’ from them (p. 40). The Lady, then, like the Dwarf and the Maid, may be mixed in the reader’s mind of compound elements, human, bestial and supernatural, and this mixture puts us perpetually in two minds as to which of these elements will become foregrounded in any given episode set in the Wood of ‘lies’, as the Maid calls it.

One can see by now why Morris, like his successor Tolkien, was averse to the notion that he might have written allegories (as McCarthy tells us, he reacted angrily when an editor suggested that The Wood was a socialist allegory of labour’s struggle with capitalism). Allegories such as Bunyan’s hugely popular Pilgrim’s Progress (1678) assigned singular, limited roles to each of their characters; the identities and moral standing of Worldly Wiseman, Little-Faith, Hopeful and the rest are obvious at once from their names. Walter’s meeting with the Maid, on the other hand, is all about uncertainty; not least, the Maid’s uncertainty as to Walter’s own nature, her uncertainty as to whether the Lady lured him to the Wood for some dark purpose, her cogitations as to how to proceed, and finally her uncertainty about what Walter will think of her if she succeeds in carrying out the plan she finally comes up with. The reader doesn’t share in all these uncertainties; by this stage of the narrative, for instance, we may well have decided that Walter is an upright citizen, exactly as Morris describes him in the opening paragraph (‘rather wiser than foolisher than young men are mostly wont; a valiant youth, and a kind’ [p. 1]). The Maid’s fears spring in part from her status as a slave, a condition of which we’re constantly reminded by references to the steel ring on her ankle: subject to the whims of a volatile mistress, unsure as to whether any given situation is an ingenious trap devised to remind her of her servitude. And one element of this trap consists of the Maid’s concerns about Walter’s potential attitude to her, conditioned as she assumes it is by romance conventions concerning female behaviour. Should she display excessive wisdom or courage – qualities associated with Walter’s character as a man in the opening pages – she fears that he may judge her to be as the Dwarf described her: a dangerous monster forever set apart from the rest of her sex, a kind of inverted Blessed Virgin. Walter does indeed doubt the Maid at various points in their subsequent adventures – not surprisingly, really, since he has only known her for a short time, and has already been betrayed once by a woman he loved. But then, he also begins to doubt himself, largely thanks to his ambivalent attitudes to the Maid and the Lady. Identities in the Wood seem not to be fixed, and it’s the complexity of the women’s roles there, in particular, that points up its refusal to be bound by allegorical or romance regulations.

The Maid lays out the rules of the game she will play – a deadly serious game of the sort played by slaves conspiring to win their freedom – when she first meets Walter. ‘Thou hast cast thy love,’ she tells him, ‘upon one [i.e. the Maid herself] who will be true to thee, whatsoever may befall; yet is she a guileful creature, and might not help it her life long [in other words, her cunning has been forced on her by lifelong captivity], and now for thy very sake must needs be more guileful now than ever before. And as for me, the guileful,’ she continues,

my love have I cast upon a lovely man, and one true and simple, and a stout-heart; but at such a pinch is he, that if he withstand all temptation, his withstanding may belike undo both him and me. Therefore swear we both of us, that by both of us shall all guile and all falling away be forgiven on the day when we shall be free to love each other as our hearts will. (pp. 69-70)

Such a speech spoken by a woman to a man is more or less unprecedented in the annals of romance, at least in my limited experience.[6] For medieval and early modern writers an admission of guile would invariably be tantamount to an admission of guilt, and the guileful woman would quickly betray her true colours by seeking to beguile or bamboozle her lover (as Lucilla does, for instance, in Lyly’s Euphues [1578]).[7] At the same time, the Maid also professes truthfulness in the sense of fidelity (she will ‘be true to thee, whatsoever may befall’), and so insists that a consistent set of values will underpin her deviousness. She then sets up a clear distinction between herself and Walter. He is ‘true and simple’ by nature, she says, but must cultivate deviousness if he is to survive; he must strategically give way to ‘temptation’ if either or both of them are not to be destroyed by the ‘evil mistress’. So far so Machiavellian; this might be Lady Macbeth enjoining her husband to ‘Look like th’innocent flower, / But be the serpent under it’, with the crucial difference that the Maid is enjoining Walter to seem duplicitous, even to be duplicitous, but to cultivate a secret simplicity in his intentions and commitments. This troubling advice comes hard on an earlier reversal of Walter’s preconceptions about romance behaviour, where the young man promised to deliver the Maid from her enslaving mistress and she retorted that ‘it is more like [i.e. more likely] that I shall deliver thee’ (p. 67). On their first encounter, in fact, the Maid seeks to instruct Walter in a new kind of narrative, where the knight is less effective in a crisis than the damsel in distress, where lying may be necessary rather than immoral, and where trust and forgiveness are bestowed with difficulty rather than with the ease that so often characterizes their attainment in chivalric romance. Walter is not a rapid learner; he promptly agrees with everything the Maid has said on the grounds that she is his ‘Hallow’ (p. 70), that is, his saint, which makes her sound dangerously perfect, in direct contradiction to everything she has just told him about herself. But the Maid has given him a key to interpreting or reading her subsequent actions which promises to convert him to her way of thinking, should he choose to accept it, before the story’s end.

Most strikingly, her advice closes with an insistence that both of these would-be lovers learn to cultivate a commitment to change rather than consistency if their relationship is to flourish. The Maid has learned to change guilefully in order to protect herself from the Lady’s cruelty. She can also change her own and other people’s physical appearance, which is a skill the Lady does not possess (perhaps she does not need it, being a slave-owner rather than a slave). Walter must learn to change (from simplicity to duplicity, from fidelity to promiscuity, from the assumption of male dominance to reliance on a woman) in order to protect himself and the Maid. And both must promise to change again, for one last time, when the need for changefulness is over. Her insistence ‘that by both of us shall all guile and all falling away be forgiven on the day when we shall be free to love each other as our hearts will’ could be taken as Morris’s manifesto: his romances recognize the need for compromise in adversity, acknowledging partial or apparent complicity with the dominant power as a necessary part of the struggle for freedom from it, as against the idealistic purism of traditional chivalric codes. At the same time, the original principles of chivalric romance remain important to him: fidelity (to those who are worthy of it), simplicity (a clear set of social and moral values underlying one’s actions), and devotion to truth (even when one is forced to lie in the interests of self-preservation). He wants his readers to recall traditional chivalric romance even as they recognize the various departures from it in his narrative. There’s an idealism here, in other words, concerning the possibility of keeping faith in the worst of circumstances, which the Maid is concerned to assert even as she spurns the kind of idealism based on arbitrarily-assigned gender roles that has dominated past narratives of this kind.

Sustaining this clandestine idealism proves as difficult as one might expect in the adventures that follow. Walter continually doubts the Maid’s fidelity, distrustful of her increasing intimacy with the King’s Son even as he self-consciously fulfills his own obligation to be physically intimate with the Lady. His relationship with the Maid is complicated by the fact that he finds the Lady equally attractive, as also by the fact that he is continually mistaking the one for the other, so that at times the only distinction between them seems to be the ring of steel on the Maid’s ankle which marks her out as the Lady’s property. Even when the Maid eventually frees them from the Lady’s power – by magically disguising the King’s Son as Walter and luring him to the site of an assignation, where the Lady kills him in a jealous rage after being tipped off by the Dwarf – Walter suspects her of excessive intelligence and courage (or deviousness and boldness), exactly as she predicted he would. Changing attitudes to gender prove as difficult in Morris’s romance world as they were in the actual struggle for women’s equality in which Morris took such a marked if problematic interest.[8]

The confusions of identity that occur in the Wood are exacerbated by the uncertainty as to how terms are used and phenomena explained. We’ve already noted how the term ‘yellow’ occurs in the descriptions both of Walter and of the Dwarf – that is, of the most ‘virtuous’ and ‘vicious’ male figures in the narrative – and how the sobriquet ‘golden’ applies at once to Walter, his father, and the enchanted House where Walter finds himself after abandoning his father’s ship. Similarly, the term ‘Enemy’ gets regularly applied to different inhabitants of the Wood, Maid, Dwarf and Lady; and its capitalized initial ‘E’ aligns it with the names denoting qualities in allegories like The Pilgrim’s Progress, as if to point up the danger of assuming a stable correspondence between signifier and signified. We’ve seen, too, how the origins of the visions Walter sees are never confirmed (were they sent by Lady, Maid, or some other influence?); so that it’s hardly surprising we never learn their purpose either (were they devised by the Lady to ensnare a new lover, by the Maid to procure a rescuer, by destiny to ensure that the story unfolds as it does?). Another incident that never gets explained is Walter’s killing of a lion on a hunting expedition with the Lady. Was the lion conjured up by the Lady as a test of Walter’s mettle? This would explain the fact that it is yellow, like her servant the Dwarf who shares so many of its properties, and that its body disappears, leaving no trace, after its killing. But if so, why does the Lady associate it with her Enemy (presumably the Maid), and react to its appearance with seeming terror? The Maid asserts that since the Lady is a liar her behaviour and words on this occasion cannot be trusted; but of course the Maid too is a mistress of false appearances, as her final plot against the Lady demonstrates. Finally, the Maid mistakes Walter for the King’s Son on at least one occasion, and the Lady mistakes him for her royal lover when she stabs the latter (using a knife of the kind the Maid carries about with her – as she claims, for purposes of self-defence and possibly suicide, though the Dwarf identifies it as the sign of the Maid’s monstrosity). The Lady commits suicide, in the end, just as the Maid proposed to do if her bid for freedom failed. Walter, meanwhile, ends up as a serial adulterer (he is successively unfaithful to his wife, the Maid and the Lady), a bigamist (he marries the Maid while still, apparently, married to his wife in Langholm), a voyeur (he is always spying on the Lady and the Maid, like the Dwarf he hates), a killer (he stabs the Dwarf to protect the Maid from his arrows), and a liar, and hence in some sense akin to the Lady, the Maid, the Dwarf and the King’s Son. The Wood, then, is a veritable labyrinth of resemblances and echoes, with each of its inhabitants repeatedly usurping the other’s role and partner in a dance of power that renders any notion of any one of them having a unique destiny, or preordained moral function, profoundly questionable.

It seems appropriate, then, that Walter’s moment of triumph in this romance is not an act of prowess (his killing of the Dwarf is a botched job at best, and he does little to rescue the Maid from her captivity) but instead an acceptance of his own complicity with the faults of which he suspects her. Having engineered the death of the Lady and the King’s Son, the Maid approaches the difficult task of explaining to Water what she has done – the chief difficulty being that she has behaved like the wicked witch of conventional romance – with hesitation; a hesitation that seems fully justified when Walter allows himself to half believe the Dwarf’s account of what has happened before he has even heard the Maid’s side of the story. It’s at this point, however, that Walter suddenly recalls the lesson in reading that the Maid taught him when they first met. The lesson involved pointing out to him how each of them must behave if they are to stand a chance of escaping from the Lady’s clutches; and how they must act in similar ways, and accept equal responsibility for their own and each other’s actions, if they are to have any chance of developing an adult relationship after their escape. Her lesson taught him, in fact, to rid himself of the double standards applied to men and women in fiction; and he shows he has learned the lesson when he affirms, as the Maid hesitates to speak freely to him, that he too has been guilty of any crimes she may confess in her account of the Lady’s death:

Yea, said he, and true it is that if thou hast slain, I have done no less, and if thou hast lied, even so have I; and if thou hast played the wanton, as I deem not that thou hast, I full surely have so done. So now thou shalt pardon me, and when thy spirit has come back to thee, thou shalt tell me thy tale in all friendship, and in all loving-kindness will I hearken the same. (pp. 157-8)

This statement of pardon before the Maid has told her tale certifies that Walter has learned to read in a new way, with an egalitarianism or ‘loving-kindness’ regarding gender (and ‘kindness’ suggests similarity or kinship in medieval English) that’s pretty much alien to the romance tradition, which tended to apply such different standards to men and women, especially in sexual matters [though this isn’t altogether true of Philip Sidney or Mary Wroth]. This is not to say that these standards have yet been fully naturalized either in Walter or in Morris’s readers. Morris is careful, for instance, to ensure that the Maid remains what her title suggests, a virgin, so as not to alienate his more conservative readers. But the passage, like the romance as a whole, also asserts the possibility of accepting an authoritative, cunning, powerful, active and passionately desiring female figure into the storytelling tradition, and in doing so paves the way for the yet more powerful women of Morris’s later romances, The Well at the World’s End and The Water of the Wondrous Isles (1897).[9]

Walter doesn’t remain entirely convinced by his own rhetoric of loving-kindness. His assertion of trust in the Maid is sorely strained when she later takes on the Lady’s former role as goddess of the Bear folk, and he fears that she will take the opportunity to have him sacrificed like previous visitors to the Bear country. Later a similar fear afflicts him when he is seized, stripped, washed and fed by the people of a city called Stark-wall, and again presumes that these are preparations for ritual murder to appease some sanguinary deity. As it turns out, however, both acts of sacrifice are averted thanks to the equal commitment of the Maid and Walter to changing things for the better. The Maid uses her power as a substitute goddess to dissuade the Bear folk from the practice of human sacrifice rather than to encourage it (though she also instructs them to enslave weak or sickly strangers instead of sacrificing them; the historical moment would not yet seem to have come for the total erasure of slavery). Similarly, Walter’s ordeal in Stark-wall turns out to be a test of his fitness to be crowned king – a test he passes with ease; and he immediately uses his newfound power to institute change, inviting the Maid to be crowned as his Queen while symbolically inviting her to choose the clothes in which she will be installed alongside him. Again the change he implements is not as radical as it might be; it seems clear that the Queen doesn’t wield the same authority in Stark-wall as her husband. But their personalities and experience ensure that they make a difference in the World beyond the Wood (as the Lady at one stage calls it), extending the principles of loving-kindness beyond the charmed circle of their marriage.

Walter’s legacy, like his reformation of Stark-wall, is finally limited. When he dies he leaves behind ‘no needy’ subjects, but the quasi-democratic practice whereby he was crowned king after emerging ‘poor and lonely from out of the Mountains’ (p. 250) is forgotten, to be replaced, one guesses, by patrilineal succession. And the Maid’s actions, too, leave an ambiguous legacy. The skills she taught the Bear folk in her capacity as their goddess – which include tillage as well as relative kindness to strangers – eventually give rise to warfare between them and their neighbours, the people of Stark-wall, though ‘that was a long while after the Maid had passed away’ (p. 250). And after her coronation she continues to suffer from what sounds like post traumatic stress disorder, since under certain circumstances ‘her heart waxed cold with fear, and it almost seemed to her that her Mistress was alive again, and that she was escaping from her and plotting against her once more’ (pp. 249-50). Like all the great socialist writers, Morris was no glib optimist; he harboured no illusion that the changes he advocated through his experimental ‘plotting’ would come into being any time soon, or that the damage inflicted by the past would leave no trace on the psychology of its victims and their descendants. Change, nevertheless, lay at the heart of his literary programme, and he had the vision to trace the roots of potential change in the language and artistry of the past, as a miner traces a vein of ore through the rock of bygone ages.

Morris’s attitude to change is perhaps best exemplified in The Wood Beyond the World in his attitude to religion. Medieval Catholicism is more prominent in this text than it became in his later romances; in The Water of the Wondrous Isles, for instance, it has more or less disappeared, as I recall, whereas in the Wood his characters are constantly invoking the name of God or the Blessed Virgin. At the same time religion is firmly rooted in human urges. We have seen how the Maid becomes Walter’s ‘Hallow’ or saint when he pledges his love to her; and later, one of the residents of Stark-wall predicts that her name will be hallowed in future generations ‘little less than they hallow the name of the Mother of God’ (p. 244). Yet only shortly before this scene she was associated with a harsher religion, that of the Bear folk, who had been instructed by her predecessor, the Lady, to sacrifice strangers to appease their goddess. And when Walter first encountered the people of Stark-wall he suspected them of practising the same religion: ‘Surely all this [ritual],’ he comments, ‘looks toward the knife and the altar for me’ (p. 229); an opinion that’s rendered plausible by an elderly citizen’s reference to the ‘God-folk’ they formerly worshipped (p. 233), who seem to be equivalent to their ‘Fathers’ or male ancestors (p. 235). Like the characters in his romance, then, Morris’s gods blend qualities traditionally associated with human beings, beasts and deities; they can be gentle and supportive or fatal to strangers; they can wield power with arbitrary violence or dispense blessings on their followers freely, as the Maid-goddess does on the Bear folk when she makes believe to bring them much-needed rain without recourse to the usual murderous rituals, or when she sends the people of Stark-wall to teach them husbandry. This combination of qualities is most disturbingly embodied in the Lady, who is referred to by the Dwarf as a creator (‘it is like that she made me, as she made the Bear men’ [p. 55]), and who veers between disdain for and erotic dalliance with her human subjects. For Morris, religions give rise to both purposeless violence and altruistic acts of generosity, and the way he mixes pagan and Christian elements in his story suggests that he holds this to be true of all religions, ancient and modern. As a result what might be termed missionary work, such as the Maid’s among the Bear-folk, doesn’t have an unambiguously positive effect on its recipients, and certainly not an enduring one. The measure of any given civilization, he implies, is the social and political impact of its religious beliefs, and these beliefs are generated by its living mortal citizens rather than by any external influence or pre-planned programme, divine or otherwise.

It’s hardly surprising, then, if religious language gradually dropped away from his romances as an irrelevance. His concern was with constructing earthly paradises, not heavenly ones, as the title of his most celebrated book of poems affirmed.[10] And paradise, like hell, inhabits people’s minds and bodies, as it inhabits the Maid’s body in the brief period of history when she inhabits Stark-wall. ‘It seemed to me as she went past,’ says one of the citizens at her coronation, ‘as though paradise had come anigh to our city, and that all the air breathed of it’ (p. 244). The Wood Beyond the World was also described as a paradise, though a deadly one that killed the wanderer who entered it without due caution. Distinguishing one kind of paradise from the other is a task Morris leaves to his readers; and his romance provides an invaluable guide to that difficult process.

[1] Fiona McCarthy, William Morris: A Life for our Time (London: Faber and Faber, 1994), p. 634.

[2] George MacDonald, ‘The Fantastic Imagination’ (1893), in The Complete Fairy Tales, ed. U.C. Knoeplmacher (London: Penguin Books, 1999), pp. 5-10. See especially pp. 9-10: ‘It is there not so much to convey a meaning as to wake a meaning […] If there be music in my reader, I would gladly wake it’.

[3] See e.g. his utopian dream-vision narrative The Dream of John Ball (1888).

[4] All quotations are taken from William Morris, The Wood Beyond the World (London etc.: Longmans, Green and Co., 1904).

[5] It’s important to note here, and to condemn, the racism and disability discrimination involved in Morris’s depiction of the Dwarf. In certain ways he was distinctly a white male able-bodied writer of his time.

[6] There may well be equivalent speeches in Sidney’s two highly sophisticated romances named Arcadia, the Old and the New (c.1580 and c. 1586), and in Mary Wroth’s Urania (1621).

[7] See my analysis of the duplicitous language of Lyly’s Euphues in Elizabethan Fictions: Espionage, Counter-espionage and the Duplicity of Fiction in Early Elizabethan Prose Fiction (Oxford: Clarendon Press, 1997), chapter 5.

[8] On Morris’s and the contemporary women’s movement see Ruth Kinna, ‘Socialist Fellowship and the Woman Question’, in Writing on the Image: Reading William Morris, ed. David Latham, (Toronto etc.: University of Toronto Press, 2007), chapter 13, pp. 183-96. See also the essays by Florence S. Boos and Jane Thomas in the same collection.

[9] For a fine analysis of Morris’s most powerful and complex romance heroine see Florence S. Boos, ‘The Water of the Wondrous Isles: Morris’s Socialist “New Woman” Romance’: http://morrisedition.lib.uiowa.edu/WaterWondrousIntro.html

[10] Morris’s major anthology poem The Earthly Paradise was published between 1868 and 1870.

T. H. White, The Sword in the Stone (1938)

Swordstone[This post should begin with an explanation. The version of The Sword in the Stone being discussed here is the first British edition, which differs from the first American edition mainly in the chapter about Robin Hood. It differs still more from the version that opens The Once and Future King, which incorporates two episodes from The Book of Merlyn (the final book of the sequence, posthumously published in 1977). That’s the reason many readers will find episodes discussed here that aren’t in the version they read. I’m still convinced that the first British edition is the best, but then that’s the one I read in my childhood…]

MTE4MDAzNDEwMjQ2NDY5MTM0No writer before T H White, I think, had been so flamboyantly anachronistic in fantasy. The Sword in the Stone (1938) is rooted in anachronism, steeped in it, inhabits it as its element. The clash of periods is embodied in Merlyn, the ancient wizard, who not only lives backwards (like the White Queen in Through the Looking Glass) – meaning he is a little confused as to the conventional order of events – but seems to have lived for hundreds of years, since he remembers all the major incidents and changes of fashion between White’s lifetime and the fifteenth century. But Merlyn represents only one small strand of the book’s enmeshed anachronisms. Another is the date in which it’s set. The technology described in the narrative is clearly that of the late medieval period, when Sir Thomas Malory wrote the Morte D’Arthur, despite the fact that the roots of the Arthurian legends are usually traced to around the fifth century. Robin Hood turns up in the guise of Robin Wood – a less outrageous anachronism, since the earliest surviving rhymes of Robin Hood are from the fifteenth century, when Malory was writing, though by the end of the following century he had been firmly relocated to the reign of King John (1166-1216). White’s sources, then – the works of Malory, the rhymes of Robin Hood, the educational tracts, technical manuals and natural histories he draws on – are as enthusiastically blind to what we’d now call historical accuracy as he is. They were reader-facing – primarily concerned with the tempestuous times their writers and their first readers inhabited, rather than with the often impossibly remote times when the events described took place. Malory’s Arthur resembles a participant in the English Wars of the Roses, the civil war between the noble Houses of Lancaster and York which was being waged in Malory’s lifetime. And White’s version is clearly the product of the late 1930s, when dictatorships were flourishing in Europe and the Second World War loomed on the horizon.

IMG_1832The pre-war period is most clearly alluded to in White’s own illustration to Chapter Nineteen of the first edition, where the giant Galapas has the Nazi swastika and the Soviet hammer-and-sickle embroidered on his clothes. White lived in an age of murderous bullies – Hitler, Stalin, Franco, Mussolini – and he was not alone in using children’s fiction to combat their aggression. A few years later Eric Linklater penned a sort of wartime companion piece to The Sword in the Stone, The Wind on the Moon (1944), in which a pair of badly-behaved sisters rescue their father from a dungeon very like that of Galapas, where he has been incarcerated by a tyrant called Count Hulagu Bloot. Like White’s protagonist, the Wart, the sisters turn into animals (they spend most of the first part of the novel as kangaroos), and enlist beasts to help in the rescue – most notably a Golden Puma and a Greenland Falcon, who they meet in a local zoo. And as in The Sword in the Stone, the comparison between animals and humans elicited by this interspecies contact is not very flattering to the latter. When the girls-as-kangaroos admit to being children the Falcon thinks it’s brave of them to ‘admit such a lowly origin’; and both the Falcon and the Puma assume that as children they have little experience of ‘freedom’. In fact the girls, unlike the Wart, never know what it is to be animals, despite their transformation, because they never meet a real kangaroo, never learn how you see the world when you have a pair of powerful legs, a muscular tail, and no limits to your freedom of movement. Anarchic though they are in their behaviour (the title of Linklater’s book refers to their periodic bouts of naughtiness, which happen, their father says, whenever there’s a wind on the moon), they never really escape the condition of being young girls, with all its restrictions. Instead it’s the falcon and the puma who forego their freedom to help them in their quest to free their father, and one of whom pays a heavy price for giving its assistance.

SwrdStne-07The Wart’s transformations, by contrast, enable him to immerse himself in the state of being an animal; and his immersion is a form of technical as well as social, political and moral instruction. This is because White’s animals are first and foremost highly sophisticated pieces of technology. Each of them has a specialist function or set of functions, as is brought out in the episode where a scholarly badger explains to the Wart ‘why Man has become the master of all the animals’. Having created the embryos of all living creatures, God invites them to choose the tools that will be attached to their adult bodies, whereupon each species makes its selection at the eternal throne: ‘They were allowed two or three specialisations, so that some chose to use their arms as flying machines and their mouths as weapons, or crackers, or drillers, or spoons, while others selected to use their bodies as boats and their hands as oars’. Only Man chooses no accoutrements at all and remains a ‘naked tool’ all his life, though a user of tools; always having the potential to be something, never fully achieving that potential; ‘able,’ as God points out, ‘to see some of Our sorrows and to feel some of Our joys’, like a half-made thing – though in compensation he is half of something astonishing, a deity. Having correctly guessed what God wanted when he allowed the embryos to choose – that is, acknowledgement that his creatures should be contented with the way he made them – Man is duly placed in charge of the rest of Creation. But the notion of beasts as technological marvels has already become clear in the course of White’s novel, and their specialisms don’t diminish them in White’s eyes; they are perfect, in their various kinds, as Man is not. Swimming as a small fish, Wart finds, is both an efficient and a tricky accomplishment. Flying as a bird is as hard as flying an aeroplane – which White could do, as he explains in his memoir England Have my Bones (1936) – and as delightful. Deploying the tools of a badger properly – the forks of its arms, the weapons of its mouth – needs experience and craftiness. Being a snake is technically easier than being (say) an owl (though it’s not that easy to know how venom works), but it also entails the learning of endless stories to fill one’s dreams in the months of hibernation, a by-product of the snake’s seasonal operating system. To be an animal involves no less ingenuity than to be a human being, though the ingenuity is of a different kind.

White’s use of anachronism does something similar for the Middle Ages to what his account of the technical difficulties of being a fish does for the beasts: it helps to shatter the sense of superiority the twentieth-century reader is apt to bring to his or her reading of old texts. White makes Malory our contemporary, just as the critic Jan Kott sought to do for Shakespeare. William Morris did something similar in his late romances, which show an admiration for the technology of the fifteenth century – in particular the making of clothes, a central theme in The Water of the Wondrous Isles – very like White’s. Morris’s romances, however, root themselves firmly in the past through their language, which expertly mimicks the language of Malory’s knights and ladies even while rendering them utopian, representatives of a perfection that never existed and has not yet been achieved. White loved his Malory as much as Morris did, but he wasn’t wedded to the past; as I said, he learned to fly as well as to hawk, and wrote well about both experiences (for the former see the fine passage on flying a helicopter in The Master (1957), chapter 22, for the latter see The Goshawk (1951)). His knowledge of new technology surfaces quite often in The Sword in the Stone, most particularly, perhaps, in the section where the Wart learns to fly as an owl. And he writes about the technology of the Middle Ages with the same care and attention as he does about the more modern problem of propelling yourself forwards and backwards underwater, another skill the Wart has to master, this time as a perch. Quite simply, he doesn’t give you a moment to consider the arts of jousting, hawking, or hunting any less complex than the art of landing a helicopter. His anachronism brings his middle ages alive, both as a location where real skill and artistry can flourish and as a place you can laugh about with pleasure rather than superiority. His knights, peasants and scholars may be funny but they can’t be mocked, because their lives are clearly quite as complex as the life of the twentieth- or twenty-first century reader.

merlin_lgAnimals and human beings live in a symbiotic relationship in The Sword in the Stone, best expressed in King Pellinore’s relationship with the Questing Beast. The Beast exists only to be hunted, and pines away when Pellinore decides to accept Sir Grummore Grummursum’s invitation to sleep in a feather bed for a while and forget his lifelong quest. The quest itself is not violent but playful; Pellinore’s attempts to catch the Beast are doomed to failure, not just because his tools are inadequate – he’s dressed in full plate armour that restricts his vision, his dog is better at tying him up in its lead than following a scent, the King himself knows very little of the art of hunting – but because the Beast itself is so good at hiding its tracks (it walks backwards, scuffs the ground with its tail, and performs a dozen other tricks to confuse its already confused pursuer). But the very inequality of this relationship – in which the Beast is so clearly the superior intelligence – is what makes it innocent, the ideal representation of the quest celebrated in so many chivalric romances. The knight rescues the Beast from the depths of despair by consenting to abandon his feather bed and return to the chase; the Beast reciprocates by rescuing the knight from the dungeon of the giant Galapas; and witnessing these things presents the Wart with a model for chivalry which will never be matched in all the history of the Knights of the Round Table which he later sets in motion.

More serious symbioses occur elsewhere: in the relationship between hawker and hawk, which explains the immense pride of Hob the austringer when the Wart succeeds in bringing home the errant goshawk, Cully; in the relationship between the professional huntsman Master Twyti and his dogs, so movingly demonstrated at the death of his favourite hound; in the appointment of a boy to live in Sir Ector’s kennels with the hounds; in Master Twyti’s passion for the humble hare, which he describes with as much admiration as if it had been the rarest of mythical creatures (and indeed it is mythical, since Master Twyti’s hares can change sex, ‘which […] no beast in the earth did except it’). This takes us to another point White makes about animals: that the medieval attitude to them was as intellectually challenging as our own scrupulous efforts at taxonomy and empirical observation. For medieval people beasts, like history books, were designed to be made respectful use of by human beings, for moral and philosophical purposes as well as for food. Scientific accuracy about their behaviour wasn’t important; what mattered was how they were read. White knew this from the medieval bestiaries (he translated one, magnificently, in 1954), where the panther’s ability to attract its prey with the sweetness of its breath was likened to Christ’s ability to draw humanity to him, while the beaver’s practice of biting off its testicles and flinging them at hunters became an exhortation to pious men to fling their sins at the devil as a means of discouraging him from his pursuit of their immortal souls. No matter that panthers don’t hunt with their breath, or beavers castrate themselves; the memorable strangeness is what matters, and the morals, often surprising, which that strangeness calls to mind. White even includes a scene in The Sword in the Stone where the local priest exerts all his intellectual energy to find a suitable moral to a story from that peculiar compendium the Gesta Romanorum, in which beasts and people alike become arcane books whose contents must be expounded by the learned for the benefit of their unlearned listeners, who could never have imagined how a white cow could stand for the Church or a pack of noisy dogs be a mob of slanderers. An actual bestiary makes its appearance in the second book of The Once and Future King, Queen of Air and Darkness (originally The Witch in the Wood, 1939), when the Orkney boys, Gawain, Gaheris and the rest, use its instructions to catch a unicorn. But those boys inhabit a world like ours, where the reading of animals such as the unicorn’s body is not practised, so they can’t think of anything to do with it once it’s caught but kill it and cut off its head. The deed foreshadows the loss of innocence that always threatens and finally destroys King Arthur’s Round Table. Later in the same book, King Pellinore accidentally beheads the boys’ father, King Lot of Orkney; and this innocent accident (the old knight was chasing the Questing Beast, as usual, and had nothing further from his mind than assassination) sparks off a feud that leads to his eventual murder, one of a series of murders by the Orkney brothers that escalates with horrible inevitability till it evolves into the final battle between King Arthur and the Orkney boys’ half-brother Mordred.

This brings us to the third theme that runs through The Sword in the Stone alongside exuberant anachronism and instructive animals. The theme is cannibalism: the process by which human beings convince themselves that it is acceptable to treat other human beings like beasts – but without the respect that’s due to beasts according to the medieval rules of the chase – and eat them for dinner. All the episodes in the book that don’t involve beasts contain cannibals: Madam Mim, who keeps boys and beasts in cages ready for the table; the Anthropophagi, who trap the two most animal-friendly humans in the book – the Dog Boy and the wild man, Wat – and plan to devour them; Galapas the giant, who keeps ‘several corpses of human beings hanging up in [his] game cupboards until they should be ready to eat’, and wants to wring a ransom out of another animal-friendly man, King Pellinore. In the version of The Sword in the Stone which he revised as the opening section of The Once and Future King, White abolished the Anthropophagi but replaced them with a witch, Queen Morgan Le Faye, who lives in a castle made of meat, apparently under the illusion that its malodorous walls and roofs will be as attractive to passing strangers as fragrant gingerbread. In The Queen of Air and Darkness Merlyn becomes a vegetarian – though with a lingering and guilty love of hawking – because all human carnivorousness, at least, has become for him a form of cannibalism. To know animals as Merlyn knows them is to find it impossible to eat them, as the Wart discovers when he meets one of the wizard’s pet hedgehogs in the form of a badger. Conversely, to kill men is effectively to be a cannibal; which means that White, like Merlyn and Arthur, found himself living surrounded by cannibals for much of his life.

6a00e54fcf73858834017d3cde93e0970c-800wiWhat this brings home is the sense of a fully-functioning holistic ecology that runs through The Sword in the Stone in all its versions. The anachronistic Middle Ages of the book – rooted as it is in historical sources – is a time when rules of courtesy and scrupulous good conduct govern the relationship between men and beasts, between men and women, between men and men. The later books of The Once and Future King expose the fragility of this ecology; but the Wart’s discovery of its principles in his childhood lays the foundations for his efforts to establish a similar ecology when he ascends to the throne as King Arthur, the king that was and will be. That title – The Once and Future King – identifies the element of utopianism in White’s book; the idea of a way of life from the past (the Wart’s childhood, a reimagined Middle Ages) that may furnish a model for the future, as it did for Morris. White’s, though, is a tragic utopianism, not the Good Place (eutopia) of Morris’s News from Nowhere (1890) but the No Place of More’s bittersweet satire, rendered the more painful because of the affection in which we hold its protagonist after living with him through his education.

sword-stone-live-action-movie-disneyThe Wart represents a community – the birds, beasts, trees, stones and human friends he assembles in his adventures, whose imagined presence helps him draw the sword out of the stone at the end. He assembles this community in much the way that Merlyn assembled the assorted hedgehogs, mice, owls and assorted clutter in his cottage; or as Pellinore assembled the various materials – horse, dog, quarry, equipment – which he needed for a lifetime of questing. Arthur seeks to keep his community close by him when he becomes king, by inviting King Pellinore and Sir Ector to join his Round Table, and by opening a menagerie for the animals to retire to when they get old. But we know, and he learns, that he will never establish a similar community among his human subjects. The attempt, though, is worthwhile – as he says of his adventure with Galapas when he and Merlyn are about to be chopped to pieces by the giant dictator.

Mind you, Merlyn disagrees:

‘Good-bye,’ whispered the Wart. ‘It was worth it.’
‘Good-bye,’ said Merlyn. ‘I don’t think it was at all.’

Most readers of White, I suspect, will agree with the Wart. But then, most readers don’t live backwards.

William Morris, The Well at the World’s End (1896)

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And now I’ve finished the epic journey from Upmeads to Utterbol, as recounted in The Well at the World’s End.

For a long time this was a book I shunned because of its style. I didn’t like what I took to be the fake medievalism of it, preferring T. H. White’s decision to modernize comprehensively, or Tolkien’s ingenious technique of seguing into medieval language by careful stages. But the language of fantasy has interested me for a while now, and the various revivals of early English in major fantasy texts – from William Hope Hodgson’s bizarre take on it in The Night Land, with its endless and inexplicable use of infinitives, to E. R. Eddison’s baroque mannerisms in The Worm Ouroboros – now seem to me to be an important part of their ingenuity and charm. Morris is an expert user of late Middle English, steeped in Chaucer and Malory (as his Kelmscott editions of those writers show), and one of the reasons he chose it for his romances may have been to make a point about how he was disrupting both Victorian and Medieval conventions as he wrote. For instance, he would have known that the second person singular, ‘thou’, was used in Medieval times to signify familiarity, and never for formally addressing one’s social superiors. So when woodsmen, bandits, shepherds, merchants and craftsmen persistently address Ralph of Upmeads as ‘thou’ they are asserting the dignity of their social positions by addressing him as an equal. And he would have known that Ralph’s habit of addressing men and women of all classes with the elaborate tropes of chivalric courtesy – along with his decision to marry a cross-dressing innkeeper’s daughter rather than a princess – signals his acquiescence with their egalitarian assumptions. At the same time, Morris’s use of outmoded language meant he could imitate certain Medieval attitudes to gender and sexuality rather than Victorian ones – Malorian attitudes in particular. As Helen Cooper has shown, Malory didn’t tend to condemn women for showing desire – witness the fair Maid of Astolat, or Lancelot’s lover Eleanor, or even Guinevere. That Morris recognised Malory’s interest in and sympathy for women is demonstrated by one of his earliest poems, ‘The Defence of Guenevere’, which takes a radically different view of Lancelot’s royal mistress than Tennyson did in The Idylls of the King. So the choice of Medieval language may have been partly intended to liberate Morris to write about desiring women without arousing the wrath or distaste of his contemporaries; and he seized this opportunity in The Well at the World’s End in a big way.

That’s what struck me this time I read it – I think because between this reading and the last I’d read Morris’s brilliant feminist fantasy, The Water of the Wondrous Isles. That book has a female protagonist – the first and last in epic fantasy before the work of Patricia McKillip in the early 70s, I think, though I’d be happy to be proved wrong (it partly depends on your definition of epic fantasy, of course). So I knew he was a champion of women’s empowerment, in theory at least, and that he could write magnificently about female desire. Re-reading the Well, I was bowled over by the centrality of women to it. In fact, for most of the romance the male protagonist, Ralph, does almost nothing of his own volition – he’s sent out on his quest by one woman, furthered in it by another, and enabled to complete it by a third, and he encounters numerous other remarkable women along the way. And Morris’s representation of them follows the path he trod in ‘The Defence of Guinevere’, making heroines of women who in other writers’ hands – writers of both sexes – in the 1890s would have been dismissed or condemned without a moment’s hesitation.

The first is Ralph’s ‘gossip’ or godmother: a merchant’s wife old enough to be his mother, gifted with second sight, and deeply in love with her godson – while fully conscious of the impossibility of that love being consummated, given the disparity between their ages (disparity of stations is barely mentioned), and the fact that she already has a loving husband. Her love for him is clearly sexual in nature, yet it is neither condemned not mocked by Ralph or the narrator. More remarkably still, the woman’s husband is fully aware of it, and doesn’t suffer from jealousy; instead he does everything in his power to satisfy his wife’s wish to spend time in Ralph’s company and to ensure the young man’s wellbeing. I can’t think of a three-way relationship quite like this in literature – let alone Victorian literature, which would tend to make the desiring older woman either comic or monstrous.

The second woman is even more remarkable as a heroine figure. She’s richly ambiguous, being adored by men and loathed by women – largely because women know that no man, including their lovers and partners, can resist her. Like the merchant’s wife she’s much older than Ralph and married to another man, but this doesn’t stop her choosing to become his lover. She has magical powers, has ruled as a queen and leads a band of outlaws like Robin Hood’s; she is also a kind of goddess figure to an isolated community, their ‘Lady of Abundance’ whose appearances are said to bring fertility to the land. She is loathed by many of the clergy, though many others desire her as much as their secular male counterparts. Each of these things individually would have earned her the name of a wicked enchantress in another narrative. In this one, she remains the presiding genius of the book, even after her death; the standard against which every other character is measured. One way in which she serves as such a standard is the extent to which she has been slandered and abused in the course of her long life; the impression one gets is that she has been driven to acts of violence and treachery by the violence and treachery of the men who surround her – so she is a living witness to the corruption of the violent, patriarchal world through which Ralph is travelling. But remarkably, she also becomes the architect of its transformation. Both before and after her death (sorry for the spoiler) she sets Ralph on the track to the Well, and to the relationship with a third woman that will make a decent man of him.

The third woman, the cross-dressing Ursula, could be said to be a safer alternative than the Lady of Abundance as a lifelong companion for Ralph to settle down with. Given that she is effectively bequeathed to Ralph by the dying Lady, one would expect her to be a feeble, conventional being, fit only to be rescued from frequent deadly perils and comforted in adversity. One would expect her to be dully chaste, bereft of desire except of the most decorous kind, and to be willing to submit to Ralph in every situation. In fact, she’s nothing of the kind. She dresses in armour, watches over the sleeping Ralph with her sword unsheathed, frees herself from the tyranny of Utterbol (Ralph never even gets there, despite his plan to free her), and saves Ralph’s life when they reach the terrible Dry Tree. After the couple drink from the Well she settles into a more conventional role – she is even rescued at one point by Ralph, though this rescue seems to be symbolically accomplished for the sole purpose of atoning for the fact that he earlier failed to rescue the Lady. But Ursula travels side by side with him as he returns to root out the would-be conquerors of Upmeads, refusing to stay in safety when he goes to war; and the equality of their partnership continues to be implied to the end of the book. She is also repeatedly mistaken for the Lady, which confirms that she is the inheritrix of the Lady’s powers – of active desire as well as of foresight.

The conclusion one reaches, after reading The Well at the World’s End, is that Morris wants his readers to understand that a society is only ever as civilized as the way it treats its women. The tyrannies Ralph encounters are defined as such by the women who live under them: the captive women in the Burg of the Four Friths, the merchant towns that collude with Ursula’s enslavement, the unhappy Queen of Utterbol and her devious maid Agatha, both of whom have had their personalities deformed by the aggressive patriarchal culture they find themselves in – a point driven home by the fact that both succeed in redeeming themselves when they’re freed from oppression. Women, Morris implies, deserve to share power with men in exactly the way that men deserve to share power with each other. The climactic battle of the book is fought not by a single mighty leader, as so many history books imply, but by an egalitarian army made up of farmers, shepherds and outlaws; Ralph barely lifts a finger in it. He is a catalyst, not an agent; and what he brings about is health, the healthy society that drinks, like Ursula, from the same Well as he does.

Of course, The Well at the World’s End was a big influence on Tolkien – like a lot of Morris’s work (The House of the Wulfings is often mentioned). Names echo across both books (Gandolf; Silverfax); and it’s structurally very close, with a There-and-Back-Again plot that closes with a Scouring of the Shire. But it’s also radically different from The Lord of the Rings because of the women who drive it, and because of its fascination with ambiguous, redeemable characters; there’s no equivalent here of a one-dimensional orc. And its There-and-Back-Again plot isn’t a return to the status quo, but a radical cleansing, a democratizing of the past as a blueprint for a better future. That’s why Morris had to write fantasy at the end of his life; because no society had ever quite succeeded in doing what he wanted it to do. And it’s interesting to consider whether some aspect of this radically democratizing impulse was retained in Tolkien’s post-Morrisian vision.

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George MacDonald, Phantastes (1858)

PhantastesGeorge MacDonald’s Phantastes has always read to me like a journey into the heart of a Victorian house: the sort of journey experienced by the young heroine of his children’s book The Princess and the Goblin when she wanders through endless corridors full of doors till she finds the secret stairway leading to the forgotten room where her great great grandmother lives, surviving on pigeon’s eggs, air and wisdom. The middle-class Victorian house was insistently alive. Furniture was elaborately carved with foliage; cabinets full of pottery were displayed, often in the shapes of animals and people; cornices sprouted acanthus leaves and ceiling roses blossomed; book covers and frontispieces swarmed with flowers, beasts and trees. Phantastes opens with the unlocking of a desk in a study, whose interior turns out to contain a living being, a miniature woman of the kind you might find on a Victorian mantelpiece or casual table. A little later the narrator’s room, with its grass-like carpet, its foliage-carved table, its green marble washstand, morphs into the forest glade it was designed to resemble, like Max’s room in Where the Wild Things Are. The journey through Fairy Land that follows alternates between houses of different kinds – cottages, palaces, towers – and a pathless forest. But the forest is the kind of wilderness encountered in old romances, and calls books to mind rather than places, with its fairies, dryads, monsters and knights errant. Each chapter is headed by an epigram, duly attributed to its author; and the narrator’s adventures are punctuated by acts of reading, beginning with the fairy tale read to him by his little sister on the night before he opens the desk. In fact, the story never leaves the house in which it began, and the narrator keeps emerging from his adventures like a reader lifting his head from a book in which he has been immersed, to catch a fleeting glimpse of the life he led before he started reading – then plunging back into the story, where all the action that really matters to him is taking place.

One could say, in fact, that the story never leaves its narrator’s head – that it’s a kind of pre-modernist experiment in Woolfian stream of consciousness. As its title suggests, this book is the fantasy par excellence, because it concerns itself with the imagination, analysing its operations with the seriousness and concentration of a scientist. In Spenser’s Faerie Queene, where the word originates, ‘Phantastes’ is the part of the brain where the images collected by the senses are stored before being processed by the understanding and stowed away in the orderly cabinets of the memory. It’s an uneasy faculty, whose physical form is a gloomy young man with ‘hollow beetle browes’ and ‘sharpe staring eyes’ who claims to be able to foresee the future. The room he inhabits in the front part of the human head is painted with ‘infinite shapes of things’, including non-existent beasts like centaurs and hippodames (sea-horses); while the buzzing flies that fill it have a more worrying significance, since they represent:

…idle thoughts and fantasies,
Devices, dreames, opinions unsound,
Shewes, visions, sooth-sayes, and prophesies,
And all that fained is, as leasings, tales, and lies.

The linkage of fantasy or imagination with ‘lies’ and ‘opinions unsound’ articulates an anxiety about the imagination which is very specific to the period of the Reformation when Spenser was writing, when each religious faction saw this faculty as responsible for spawning the hordes of dangerous fictions that threatened to obscure and even obliterate the Gospel truth. Spenser’s House of Alma – the human body – is under siege by a ‘troublous rout’ who are associated both with the Catholic Irish, who resisted the Reformation, and with the troublesome flies that buzz around Phantastes’s chamber (the rout resembles a ‘swarme of Gnats at eventide’ rising out of the ‘fennes of Allan’). The imagination, then, spills out of its confines in the head and floods into religion, politics, social struggle. As well as receiving images the imagination bodies them forth (as Shakespeare put it), populating the world with the strange physical and philosophical fusions that bedeck its interior walls. It paints as well as being painted, colouring what its possessor sees until the absurdest propositions and most doubtful doctrines seem to be empirically demonstrable – objectively true. And all this without recourse to the more settled, rational portion of the brain, the understanding. No wonder Spenser and his contemporaries worried about its potential influence on religious doctrine and political dissidence.

Yet despite its suspicion of the imagination Spenser’s Faerie Queene is also a love song to it, as the Romantic poets recognized when they adopted variations of Spenser’s stanza form in place of the couplets beloved of the eighteenth-century poets. And MacDonald shares the Elizabethan poet’s view of the potential deadliness of the imagination, precisely because he finds it so infinitely seductive, and because he believes so strongly in its capacity to reshape the world by casting its own interior light upon it. When he first crosses the border into Fairyland the narrator discovers he has fairy blood, thanks to the empirical evidence of his vision. He can see fairies as only fairies can, both the pretty flower fairies of the Victorian decorative tradition and the hideously clawed tree-dwelling ogres of Gothic legend – both the benign woman of the beech tree and the vampiric woman of the alder. It’s his fairy vision, perhaps, that enables him to see the female ‘spirit of marble’ in a cave and release her from her prison, as a great sculptor might have done – in which case having fairy blood is equivalent to being a verbal or visual artist. But this vision can be distorted, as it is when he later releases a quasi-Jungian shadow from a cupboard, which interposes itself between his eyes and anything beautiful he encounters, rendering it ‘commonplace’ and ugly and encouraging him to damage it and drive it away. His vision’s capacity to shape the world, then, can operate in two directly opposite ways, that is, to beautify or defile it. The same is clearly true of art, for MacDonald – especially the verbal arts; and this is why he represents the act of reading in his novels as such an adventure.

Like The Faerie Queene, then, MacDonald’s narrative is full of beautiful visions and deadly traps, and it is difficult for the narrator to distinguish between them. This is not, however, true of MacDonald’s readers, who often have the horrible feeling that they could warn the young man against the dangers he is running into if he’d only listen. This is because the implied reader of Phantastes has been educated in the ways of romance, and above all of the fantastic romances of the middle ages and the early modern periods, which underwent so many reprintings in the nineteenth century. Romance writers like Spenser expected their audiences to take an active part in the narrative, identifying the nature of each new menace or potential ally through a host of clues embedded in the language of the poem or story. MacDonald’s implied reader knows exactly how to do this – and ironically so does the narrator, who is always recognizing retrospectively that he should never have fallen into what was in the end a thoroughly familiar act of folly. But the traps he springs on himself are as attractive to him as the elusive beauties he is always pursuing; it’s as if the possibility of the former is what makes the latter so alluring. Indeed he himself – MacDonald’s narrator – has two sides to him, as his name suggests, since ‘Anodos’ can mean (according to my rather dodgy source in Wikipedia) either ‘pathless’ or ‘ascent’.

In fact Anodos has more than two identities. If the structure of the book is like a nest of Chinese boxes – a mind within a book within a desk within a library within a house – then the narrator has a plurality of nested selves. He is both Anodos and Anodos’s shadow; but he’s also the Percival-like knight who has been disgraced, and who sets out to erase the stains of his disgrace through a lifetime of struggle. He reads about this knight at the beginning, in a cottage on the border of Fairyland, and keeps meeting him throughout the rest of the book, as if he is meeting his future self or some imagined alternative version of his current self, an alter ego. Again, Anodos is both the heroic young man in the last ‘act’ of the novel, one of three brethren who kill three monstrous giants, and the monstrous egoist who preens himself on this victory and sets out to capture and imprison weaker knights, like another giant, as further proof of his power. He is both the squire who humbly devotes himself to the service of Sir Percival in this final section and the youth who can clearly see the nature of a corrupt religion when the knight cannot, and gives up his life to destroy it. He ‘is’ effectively all the male characters in his story, in the same sense as a male reader or artist ‘is’ all the characters or shapes he conjures up.

It would be easy to conclude that all the female figures in the book are also constructs of the male reader-artist’s brain; but the book is dedicated, it seems to me, to the task of liberating them from him – of developing what may eventually turn out to be a grown-up relationship between the male narrator and the women he either meets or imagines. I suggested recently that William Morris’s The Well at the World’s End dedicates itself to creating a civilized relationship between men and women, as against the kind of hierarchical relationship between them privileged by Morris’s culture. The same could be said of Phantastes, since the narrator is again and again sent on his way by female potentates: the miniature woman he finds in his father’s desk (some kind of manifestation of Anodos’s dead mother?); the beech woman who is waiting to become a ‘real woman’, perhaps in the sense that she is waiting for the narrator to stop fetishizing women, making idols of them; and above all the great great grandmother figure he finds in a cottage on an island, who sends him out on successive adventures in an effort to shape him. As Iuean Ledger has pointed out to me, most of the readers in Phantastes are women, and we’ve already established that reading is for MacDonald an energetically active art. The evidence for this view of reading is in his tremendous essay on ‘The Fantastic Imagination’, where he says of his own stories: ‘It might be better that you should read your own meaning into [them]. That may be a higher operation of your intellect than the mere reading of mine out of [them]: your meaning may be superior to mine’. And the women in Phantastes are always reading their own meaning into things, to the consternation of the narrator, who cannot follow the operations of their intellects any more than he can follow the fiercely agile motion of their fleeing bodies.

He never succeeds in catching up with the marble woman he releases near the beginning of the story – I think because he never quite succeeds in thinking of her as anything other than his own creation, with the result that he is always looking for her in the wrong place. And the end of the story finds him alone, unpartnered, looking tentatively towards his future in England, but unsure as to whether he will be able to ‘translate the experience of my travels […] into common life’. The danger of the male imagination in this book is that it makes women what it wants them to be and cannot see what they are as independent beings. It also makes men into what they see themselves as being, which robs them of their own independence, their capacity for change. The real identities of men and women are multiple and mobile, and manifest themselves at odd moments throughout the narrative, as when the narrator encounters his alter egos (the shadow, Percival, the giant knight), and is thrown into confusion, no longer certain who he is. The constant shifting of a person’s identity is a recurring theme in MacDonald’s work: the impossibility of pinning a person down, of defining them without degrading them, is equally a concern of his celebrated story ‘The Golden Key’. But Phantastes is also about something else: the difficulty of achieving dialogue. And that brings us to the vexed question of MacDonald’s prose style.

It’s an awkward, knotty style, made up of many short clauses separated by far too many commas. There’s very little conversation in it (as Alice complains about the book she’s listening to at the beginning of Alice in Wonderland), which sometimes makes it hard to digest. But the absence of conversation also reinforces the impression one gets of inhabiting the inmost recesses of a person’s skull, peering out through the eyes without paying much attention to the evidence of the other senses, except sometimes for the hearing (MacDonald is a passionate lover of music). And the convolutions of each sentence reinforce the impression that MacDonald or his narrator is reporting back on inexplicable experiences he has really undergone, struggling to convey them with precision because they matter to him, although their meaning is elusive.

Here’s an example:

‘All this time, as I went on through the wood, I was haunted with the feeling that other shapes, more like my own in size and mien, were moving about at a little distance on all sides of me. But as yet I could discern none of them, although the moon was high enough to send a great many of her rays down between the trees, and these rays were unusually bright, and sight-giving, notwithstanding she was only a half-moon. I constantly imagined, however, that forms were visible in all directions except that to which my gaze was turned; and that they only became invisible, or resolved themselves into other woodland shapes, the moment my looks were directed towards them.’

The striking thing about this passage is all the buts, althoughs, notwithstandings, ors, and howevers with which it’s filled, as the narrator strives to explain to us the precise meteorological and luminescent conditions that make it surprising he couldn’t see anything precisely, or that what he saw when he did succeed in getting things into focus was nothing like what he had expected to see. The words ‘haunted’ and ‘imagined’ act here as lenses held up to the reader’s eyes in a kind of thought experiment, as a means of demonstrating how the state of a person’s mind affects their vision. MacDonald didn’t have to write like this; The Princess and the Goblin is a masterclass in stylistic clarity. It was only by using this style that he could give Phantastes its peculiar tone, which is that of a scientist trying to describe an experience for which all his training in logic and empiricism has not prepared him.

It’s satisfying, then, to think that the book was published the year before On the Origin of Species.