Magic Houses at a Time of Covid

Howl’s Moving Castle, from the Studio Ghibli Movie

At a time of Covid, fantasy has provided a refuge for the housebound, a means of travelling vicariously to lands free from disease where social distancing is either entirely absent or a function of plot, not necessity. As we read in the beleaguered safety of our beds, or curled up under blankets on a shabby sofa, or stretched out on patches of grass between forbidding banks of Victorian tenement blocks, it would hardly be surprising if our attention had been drawn with unusual persistence to fantasy’s obsession with houses. This, then, is a wandering meditation on the magic houses of fantasy fiction, which begins with ordinary buildings made bizarre – interspersed with some very strange dwelling places indeed – and ends with a series of domiciles that succeed in domesticating the odd, the wayward and the impossible, recognizing these as in effect the conditions under which we have lived in the long decades since the Second World War. Brace yourselves. As the Wizard Howl observes in Diana Wynne Jones’s Howl’s Moving Castle (which is where we end), ‘It should be hair-raising’.

The Domestic Roots of Fantasy

Fantasy fiction begins and ends with the domestic house, no matter how far it strays in between. The foundational epic of the modern fantasy tradition, The Lord of the Rings (1954-5), has its roots in a house buried in the ground, and this homely structure provides the epic’s preface or springboard – The Hobbit (1937) – with its much-loved opening paragraph:

In a hole in the ground there lived a hobbit. Not a nasty, dirty, wet hole, filled with the ends of worms and an oozy smell, nor yet a dry, bare, sandy hole with nothing in it to sit down on or to eat: it was a hobbit-hole, and that means comfort.

Tolkien’s own picture of Bilbo’s Hobbit Hole

Here the hobbit’s underground dwelling invokes comfort, stability, security, a place of one’s own with literal roots, perhaps with a room of one’s own inside it to read or write in – the room, for instance, where Bilbo Baggins later writes his memoirs, which Tolkien imagines as blossoming into the book of family records from which The Lord of the Rings is taken. But a hobbit’s house is also a kind of adventure in itself, with its tunnel-shaped hall lined with circular doors leading to innumerable rooms, which by the end of the novel are reputed to be filled with treasure. All those doors make it a place for adventures to start from; each of them might serve as the portal for a different quest, and Bilbo’s own quest is full of equally magical houses, from the Last Homely House with its mischievous, diminutive elves – rebranded as Rivendell in The Lord of the Rings – to Beorn’s wooden hall at the edge of Mirkwood, outside whose doors and windows hosts of bears go snuffling at night, or the Wood King’s underground house in Mirkwood itself, or the cavernous halls of the dragon Smaug, which were once the halls of the Dwarf King Thorin Oakenshield and his ancestors, and which thus provide a disturbing illustration of how adventures can infiltrate and destroy the family home. Many of these houses are variations on the hobbit’s hole, fulfilling the promise of adventure hidden in its many unvisited rooms and subterranean location. Bilbo’s hole was invaded by dwarves in the opening chapter, and it continues to occupy his thoughts through all the chapters that follow, providing both a parallel and a contrast to the many houses he visits before his adventures end. That’s the key to the allure of fantasy: in most cases a house something like the place where the reader sits when she begins to read, and to which she returns after dipping her toe into the perilous streams that run through the forests of romance, remains central to the reading experience from start to finish. And fantasy’s acknowledgment of the house’s importance to the reader’s experience, with its strangenesses, its precariousness when disaster strikes, the dangers it contains as well as its attractions, has helped to make fantasy the genre of choice for the shielding citizens of the Covid crisis.

That other foundational epic of modern fantasy, C S Lewis’s sequence of Narnian chronicles (1950-56), also begins in a house which is both a comfort and an adventure: the old Professor’s home in the West of England. This building is ancient and interesting enough to warrant visits from curious sightseers, while also being filled with mysterious rooms containing suits of armour, libraries, or wardrobes made of wood from another dimension. Lewis tells us, O bliss! that there are masses of other stories to be told about the building, some of them even stranger than the one we are about to read, and the very fact that he does not hint at what these stories might be invests the house with an imaginative potency that confirms it as the starting place for unnumbered potential narratives: a Wood Between the Worlds to match the one in The Magician’s Nephew. Like Bilbo’s hobbit-hole, the Professor’s house is full of doors that might easily open onto alternative novels containing different universes, and there are books that quite deliberately mimic the experience of opening another one of these doors – such as James Treadwell’s Advent (2012), which takes as its central location a house in the West Country that bears a curious resemblance to the Professor’s residence at a later, more dilapidated stage of its long existence. Lewis’s own The Voyage of the Dawn Treader (1952) – the third of the Narnian chronicles to be published – contains a house that shares the mood and mode of the Professor’s mansion, with mirrors, decorations and books in it that seem as quasi-sentient and portal-esque as the famous wardrobe. In it, Lucy engages in an act of reading that confirms the link between houses and books in fantasy fiction: houses are places to be read as well as to read in, and books are capacious annexes of the houses, flats or rented rooms we occupy.

Deborah Kerr in The Innocents, dir. Jack Clayton, based on The Turn of the Screw

Lewis and Tolkien share their interest in domestic settings with some of the crucial taproot texts of fantasy fiction. The Grimm brothers recognized the house as a site of storytelling when they dubbed their great collection of fairy stories the Household Tales for Children (Kinder- und Hausmärchen, 1812). William Morris’s late romances (1888-98) constructed themselves around a succession of strange houses, described with the kind of loving attention to detail one would expect from an interior designer, while Dickens consciously invoked the Grimms when he dubbed the magazine he founded Household Words (1850-8). In the days of the Grimms and Dickens and Morris, fantastic stories were a winter activity, the outcome of long hours of darkness confined to the house, crowded round a fire. Christmas, coming as it did just after the winter solstice, was story season. Many of these stories summoned up ghosts, as Henry James suggests in the opening sentence of his great novella The Turn of the Screw (1898): ‘The story had held us, round the fire, sufficiently breathless, but except the obvious remark that it was gruesome, as, on Christmas Eve in an old house, a strange tale should essentially be, I remember no comment uttered till somebody happened to say that it was the only case he had met in which such a visitation had fallen on a child’. The rest of the book gives another example of a child being haunted or possessed – or rather two children, which gives an extra ‘turn of the screw’ to the delicious torment inflicted on the listener by the unrelated story mentioned in the opening sentence. And the screw is tightened further still by the setting of James’s ghost story largely in summer, with its apparitions manifesting themselves in glaring sunlight and in the expansive grounds of Bly House as much as among its twilit staircases, ponderous dining rooms and gloomy bedrooms. James extends the hauntings of Christmas through every season, suffusing every corner of the country house and its estate with their gruesome strangeness.

Dickens, of course, produced a series of Christmas fantasies, the most celebrated of which – A Christmas Carol (1843) – begins by bringing the house itself alive at the darkest time of year, in a grotesque pastiche of the new life promised by Christ’s nativity. When the knocker on Scrooge’s door metamorphoses into the face of his business partner, Jacob Marley – who is ‘dead as a doornail’, as the saying goes – it is just one example of the many moments in the book when inanimate objects acquire vitality. Indeed, Dickens’s energetic narrator is inclined to see life in all sorts of places where others don’t; such as in doornails (‘I don’t mean to say that I know, of my own knowledge, what there is particularly dead about a door-nail’), or old sayings like this that have had the life leeched out of them by repetition. The whole of his book, then, becomes a competition between his tendency to bring things to life and Scrooge’s efforts to deaden and dull them. By the time Scrooge slams his door after seeing Marley’s face – waking echoes in every part of the building it serves, so that ‘Every room above, and every cask in the wine-merchant’s cellars below, appeared to have a separate peal of echoes of its own’ – Dickens has already animated a succession of other buildings, along with all the objects in them, to an extent that challenges the limitations of Scrooge’s narrow understanding of what’s possible. ‘Phantom’ houses have been glimpsed through the fog near Scrooge’s office, like supernumerary ghosts awaiting the protagonist’s trial and conversion. The bell in the church tower has peeped down ‘slily’ at Scrooge as he makes his way home, vibrating as though its bronze ‘teeth were chattering in its frozen head’. And the house that encloses Scrooge’s apartment has been described as so out-of-place in the yard it occupies that the narrator needs to give it a biographical back story to account for its presence there: ‘a lowering pile of [a] building up a yard, where it had so little business to be, that one could scarcely help fancying it must have run there when it was a young house, playing at hide-and-seek with other houses, and forgotten the way out again’. Scrooge himself has no truck with such anthropomorphic antics as Dickens plays with the buildings and objects in this list. His medium, or so he imagines, is the deadness of doornails and the frostiness that brings about and attends the end of life: ‘He carried his own low temperature always about with him; he iced his office in the dog-days; and didn’t thaw it one degree at Christmas’. Yet Scrooge is mistaken, since his symbiotic relationship with the buildings he occupies – his office as well as his suite of rooms – seems to extend his chilly influence into the surrounding streets, like a malignant form of life. As a result, the conversion of Scrooge becomes a question of the conversion of an entire city, the City of London, where the vigorous good cheer of Scrooge’s nephew joins the narrator in a war of attrition against his uncle’s tendency to frosty immobility, seeking to unlock what the old man locks, to warm what he freezes, and to animate what he seeks to render lifeless.

Things and buildings support the narrator and nephew in their efforts by opening up and acquiring flexibility despite all Scrooge’s attempts to shut them down and make them rigid. Bolted and fastened doors give way before the Ghost of Christmas Present, who can accommodate his size to any dwelling in existence, so that he ‘stood beneath a low roof quite as gracefully and like a supernatural creature, as it was possible he could have done in any lofty hall’. In this the Ghost embodies the life of houses at Christmas time, which are always releasing and admitting new occupants as if their walls could expand, contract and dissolve at need. The festive permeability of buildings is enacted when the house fronts seem to disintegrate as Scrooge passes them in company with the Ghost, enabling the ill-matched pair to see ‘the brightness of the roaring fires in kitchens, parlours, and all sorts of rooms’, as if through the hinged facade of a doll’s house. Scrooge’s conversion involves a similar architectural dissolution. As the novel goes on he finds that he can go everywhere, through doors and walls and windows like a genial spirit himself, in anticipation of his closing promise to live simultaneously in Times Past and Present and to Come, in defiance of the Victorian laws of physics. In the final pages of the book, ‘He went to church, and walked about the streets, and watched the people hurrying to and fro, and patted children on the head, and questioned beggars, and looked down into the kitchens of houses, and up to the windows, and found that everything could yield him pleasure’; and by the final paragraph he has become an embodiment not just of his own ‘good old city’ but of ‘any other good old city, town, or borough, in the good old world’. National and local boundaries cannot contain him any more than walls can – and the same can be said of Dickens’s story, which has burst out of the architecture of its pages and transformed itself into films and TV serials, inspired as much by the vivid original illustrations of John Leech as by Dickens’s words.

In freeing himself from the confinements of architecture, Ebenezer returns to the condition he inhabited in his boyhood when he first read fantastic stories, such as the tales from the Arabian Nights. The first image shown him by the Ghost of Christmas Past is that of the schoolhouse where he read them, ‘a large house, but one of broken fortunes; for the spacious offices were little used, their walls were damp and mossy, their windows broken, and their gates decayed’. Here in a ‘long, bare, melancholy room’, Ebenezer sees himself as a lonely boy being visited by different phantoms, whose presence makes the walls of the broken building melt away: ‘a man, in foreign garments […] stood outside the window, with an axe stuck in his belt, and leading by the bridle an ass laden with wood’. The man reveals himself as Ali Baba, and is swiftly followed by the medieval romance heroes Valentine and Orson, followed in their turn by Robinson Crusoe, Friday, and the desert island on which they were marooned. Stories animate the dead of winter, bringing a tropical or Orientalist warmth to dilapidated houses, and A Christmas Carol re-enacts this process for a Victorian readership by warming up the bodily tenement occupied by the old man’s chilly soul. Reading fantasy for Scrooge was salvation in his youth, and reading Scrooge’s adventures enables the reader to participate in his salvation. In the process the houses of London are saved too, and rendered integral parts of the salvific narrative.

Going back to the early modern birth of the fantastic – when a change of faith opened up the possibility of appropriating the imaginary of the supplanted Catholic religion – Richard Johnson, author of The History of Tom Thumb the Little (1621), opens his book with an invocation of the house as the location for similar reviving or regenerative stories:

The ancient Tales of Tom Thumbe in the olden time, have beene the onely revivers of drouzy age at midnight; old and young have with his Tales chim’d Mattens till the Cocks crow in the morning; Batchelors and Maides with his Tales have compassed the Christmas fire-blocke, till the Curfew Bell rings candle out; the old Shepheard and the young Plow boy after their dayes labour, have carold out a Tale of Tom Thumbe to make them merry with: and who but little Tom, hath made long nights seeme short, and heavy toyles easie?

Alexey Repolsky Illustration of Tom Thumb

Johnson’s marvelous opening paragraph, a rival to Tolkien’s in its evocativeness, invites us to concentrate on the odd community that inhabits many houses: old, middle-aged, young, workers and unemployed, married and single, whose diverse concerns must be somehow unified by the tales told round the ‘Christmas fire-blocke’. The selection of a tiny person for a hero is an obvious way to unite this diverse audience, because everyone has been tiny in their time, and tininess makes the sort of housebound existence that dominates the lives of the very young and the very old as exciting and dangerous as the adventures of the fit and strong beyond the building’s walls. Mary Norton understood this when she wrote The Borrowers (1952), which is set in a house occupied by a prosperous invalid and her housekeeper, and where a young boy, also an invalid, comes across a family of tiny people – the titular Borrowers – for whom the stairs are even harder to negotiate than they are for a normal-sized child with damaged lungs, or an elderly woman with arthritic limbs. Clocks, dressers, fireplaces, stairs and cabinets become in this book the site of perilous quests; floorboards for giants become ceilings for midgets; the garden and the fields beyond it become a limitless wilderness where predators roam. All through, there is a recognition of the way houses have been transformed by the recent war into unstable structures liable to instant demolition, hiding places for fugitives from unnamable terrors, decaying memorials to stable times long left behind. No wonder the book was so easily transferrable from one culture to another, being rewritten and reimagined as well as translated for the benefit of various countries shattered by conflict. In Japan (for instance) Norton’s book transformed itself into The Secret of the Blue Glass by Tomiko Inui in 1967, a book as haunted by the Second World War as its British counterpart; and the Studio Ghibli film adaptation of Norton’s novel, The Secret World of Arrietty (2010), transforms Norton’s English house once again, this time into a Japanese building left over from an earlier epoch, marooned by modernization in the selfsame suburb of Tokyo where Studio Ghibli is located. Similar suburbs provide the setting for the struggle between human lives and the lives of other, more fragile creatures in earlier Studio Ghibli movies, including Pom Poko (1994), where the other lives are those of tanuki or raccoon dogs, and Whisper of the Heart (1995), where the other lives are those of cats, cicadas and adolescents, the latter of whom occupy a border between the human and the non-human through the liveliness and flexibility of their imaginations. Raccoons, cats and adolescents populate The Secret World of Arrietty, too, converting the house and garden the Borrowers occupy into a junkyard each of whose elements can be put to an utterly different use from the one intended for it by its first makers. Even the doll’s house that was built for Borrowers by the elderly owner’s ancestors (a detail not present in the book) proves in the end not a dwelling-place for them but a much-needed catalyst for their departure from the building, as a human boy befriended by Arrietty transfers the tiny furniture from the doll’s house to the Borrowers’ refuge under the floorboards, and in doing so inadvertently reveals their hiding-place to the malicious housekeeper. A household kettle becomes the ship that aids their escape. Migrating populations, both human and animal, can find houses and their contents threatening, and the film ends with a dilemma, not having found a stable way for humans, Borrowers and wild animals to co-exist in the architecture of late capitalism.

Fantasy Houses and the Gothic

Raymond McGrath’s map of Malplaquet, drawn for Mistress Masham’s Repose

Fantasy could be said to have arisen at a time in history when the British became fascinated by domestic architecture. The early modern period, when Richard Johnson was writing his stories of Tom Thumb, was not particularly interested in the house as object – at least in literature. The human being rather than the human dwelling place was the focus of its interest, even if Edmund Spenser succeeded in reimagining the human body and brain as a mighty building in The Faerie Queene (his account of the House of Alma – the house of the soul – contains an early representation of the imagination itself in the form of Phantastes, a madman who bedaubs the walls of the house’s tower or head with images spawned by his own ravings). People enjoyed designing houses but don’t seem to have spent much time writing about them. Even the Country House poem, such as Marvell’s wonderfully weird ‘Upon Appleton House’ (1651), is more concerned with the estates it celebrates than with the buildings that preside over the surrounding fields, farms, forests and lakes (though Marvell’s poem does contain a memorable house that adapts itself to its owner as a turtle’s shell adapts itself to the growing reptile, its walls and ceilings expanding and contracting as the giant-spirited General Fairfax marches restlessly from room to room). The House of Solomon in Bacon’s New Atlantis (1627) is more of an intellectual system than a habitation, while the houses in More’s Utopia (1516) – which provided Bacon with his model – are strictly functional, being transferred from one set of occupants to another at regular intervals, and so never invested with any distinctive aura or personality. Houses themselves began to be an object of imaginative attention in the eighteenth century, when reforms in farming led to radical changes in the structure of rural estates, while country people displaced by the same reforms crowded into cities, necessitating a radical shake-up of urban building practices. T. H. White paid charming homage to this epoch of experimental housing design in another post-war masterpiece, Mistress Masham’s Repose (1946), where a small girl finds a colony of Lilliputians (or rather Blefuscans) on an island in the grounds of her ancestral home, a Palladian mansion called Malplaquet. Through them she learns how not to tyrannize over people smaller and weaker than herself, unlike the dictators of the 30s and 40s, or British landlords at the time of the agricultural revolution, or the girl’s grown-up guardians, who plot to steal Malplaquet from her for their own enrichment. Margaret Irwin paid similar homage to eighteenth-century housing innovations in her adult novel She Wished for Company (1924), in which a woman of the 1920s, alienated by the frenetic bustle of the modern metropolis, finds herself drawn back, both spiritually and physically, to the time when idealized homes were being constructed by the ruling classes as a model of the happy class relations they hoped to achieve in their private territories. Irwin identifies the end of this Palladian dream with the outbreak of the French Revolution; but in Britain it was the industrial revolution that exposed its fragility, its ghostly tendency to melt into air like the ‘cloud-capped towers and gorgeous palaces’ of Prospero’s island.

The industrial revolution quickly triggered a series of mass migrations, with cities expanding to ten or more times their former size in a matter of decades, and a radical rethinking of the basic nature of the house itself. New means had to be found to cram as many dwellings as possible into a limited area, and even greater ingenuity had to be applied to the question of providing these houses with adequate sewerage and other kinds of infrastructure. Social mobility brought vast sections of the population into proximity with strangers, disrupting ancient communities, creating new ones, and inspiring sometimes bizarre and unnerving efforts to render the expanding suburbs humane as well as habitable. The design of domestic buildings became increasingly inventive as the century wore on, and increasingly fanciful. By the 1890s the English suburbs were filled with terraced houses that wittily mimicked the styling of Elizabethan or Jacobean rural cottages or manor houses, as if in a bid to transplant the half imaginary, newly marginalized rural idyll into the urban centre of the British Empire. Social classes found themselves squeezed up against each other in adjacent streets. The middle classes aspired to associate themselves with the aristocracy, but also feared slipping swiftly down the social scale into poverty, and the geographical proximity of both alternatives in the shape of working-class and upper-class districts intensified their sense of being unsure of their own identity (does a ‘middle’ class, defined by its positioning between clearly defined upper and lower classes, in fact have any identity at all?). Their houses expressed both their aspirations and their fears, their fanciful prettiness or elegance pointing upwards towards the possibility of ascent to wealth and power, their identikit similarity indicating the likelihood of decline into anonymity. Victorian houses were oxymorons, announcing their link with a long, proud national past while at the same time self-evidently serving the purposes of the most rapid and radical set of social mutations in human history. They were fantasies, proclaiming an impossibly comfortable fusion of old and new, while actively drawing attention to the radical disparities between them.

This revolution in housing found literary expression in the Gothic mode, where domestic buildings are always dangerous, especially when imbued with recollections of an older, supposedly more stable social order. At the climax of the first Gothic novel, Horace Walpole’s The Castle of Otranto (1764), one wall of the titular fortress suddenly collapses to let in a giant, anticipating the total collapse of Edgar Allan Poe’s outmoded House of Usher (1839), along with the aristocratic way of life it represents. Otranto and Usher demonstrate how unwise it is to live in large, isolated, poorly-maintained ancient buildings, whose hidden cellars, unoccupied bedrooms and forgotten chambers provide the perfect setting for clandestine violence, and whose joists and lintels are no longer equal to the task of sustaining the weight of feudal history. The late Victorian Gothic story, meanwhile, takes particular aim at houses that have been rented or temporarily occupied by migrants. Dracula (1897) begins with a visit by an estate agent to an ancient, dilapidated castle in Transylvania, and the rest of the novel is dominated by the Count’s forlorn attempt to transfer his eccentric household to urban England, mirroring the urbanization of the industrial world and the opportunities this affords for illicit nocturnal feasting. Edith Nesbit’s ghost story ‘Man-Size in Marble’ (1887) opens with a couple’s lengthy search for a country residence which is ‘sanitary and picturesque’ as well as affordable (impossible combination!), and like most such searches for perfect real estate this one turns out to be doomed – though in a much more drastic way than is usual with house-hunting. Her first great children’s fantasy, Five Children and It (1902), similarly starts with a change of residence from city to country; indeed, many of her stories and novels open with a house move, with all the economic and social changes this entails. The Governess in The Turn of the Screw is a stranger in a country house, like Jane Eyre before her, and her inferiority complex when faced with the magnificence of Bly may help to explain the speed with which she comes to see its youngest occupants as haunted. Walter de la Mare’s ‘Out of the Deep’ ascribes appalling supernatural powers to a simple bell-pull in a newly inherited house, while Edith Wharton’s ‘The Lady’s Maid’s Bell’ does something similar, this time from the point of view of a newly appointed servant.

At times of war, meanwhile, every house is a strange one; and Doris Lessing described the twentieth century in Shikasta (1979) as the Century of Destruction, when houses were visited by violence on an industrial scale. Elizabeth Bowen’s Second World War story collection The Demon Lover (1945) is full of buildings rendered unstable by bombing; in one story a bomb-blast hurls a home-owner into the past, while another sees the emergence of an alternative city from the bombed-out ruins of the metropolis as a whole, named ‘Mysterious Kor’ after the subterranean home of Rider Haggard’s immortal Ayesha in She and its sequel. Bowen’s story contains an echo of one of the great architectural ghost stories of the late Victorian period, Margaret Oliphant’s novella A Beleaguered City (1900), in which an entire city’s population become migrants, driven from their houses by the appalling presence there of the unseen dead – disembodied judges of the people’s inability to live well together in an urban context. In these last two stories, ‘Mysterious Kor’ and A Beleaguered City, the house opens out to encompass the city of which it is part, and the city becomes a representative of all modern cities, as London does in the final paragraphs of A Christmas Carol; so that we readers find ourselves connected to something larger, stranger and more unsettling through the simple act of sitting in our living room or bedroom, envisioning a boundary-dissolving strangeness we have never experienced except in our heads and hearts.

The metamorphosis of Victorian housing confirms that the domestic environment is an intensely political space. When H. G. Wells wanted to describe the Victorian social attitudes from which the twentieth-century petit bourgeoisie sought to liberate itself in his Edwardian novel Tono-bungay (1909), he used the model of a country house to sum up the entire class system. For Wells’s protagonist as a child, Bladesover House is ‘a little working-model—and not so very little either—of the whole world’, occupied by a population in which ‘every human being had a “place”’, and it’s only with adolescence that he comes to realize that the Bladesover ‘system’ of rigid class distinctions, as he calls it, has fallen into decay like the wizened old ladies who ruled the Bladesover estate in his youth. Yet class structures can long outlast the physical structures that once contained them. Wells’s Gothic science fiction novel The Time Machine (1895) anticipates the messing with time and space that would take place in twentieth-century physics, using the medium of the Time Traveller’s house as a way to embody the experience of moving forward through history at a rapidly accelerating speed:

As I put on pace, night followed day like the flapping of a black wing. The dim suggestion of the laboratory seemed presently to fall away from me, and I saw the sun hopping swiftly across the sky, leaping it every minute, and every minute marking a day. I supposed the laboratory had been destroyed and I had come into the open air. I had a dim impression of scaffolding, but I was already going too fast to be conscious of any moving things.

Yet when his journey comes to an end, many thousands of years in the future, the architecture of the class system has consolidated itself at the expense of domestic architecture, with two distinct species inhabiting separate communal dwelling spaces, one above and one below ground, as belated embodiments of the working and ruling classes of the nineteenth century – though the subterranean working classes now have the upper hand. And the persistence of the Victorian class system is again embodied in houses in two of the great Gothic fantasy novels of the late twentieth century. In Angela Carter’s The Magic Toyshop (1967), the insistently working-class toymaker Philip Flower takes a perverse revenge on the children of his middle-class brother by trapping them in a Victorian household that incorporates the toyshop of the title, where he seeks to transform the children into puppets or toys, submitting them to an oppressive patriarchal regime that rejects all the social developments that have taken place between the death of Queen Victoria and the mid-to-late 1960s, when the novel is set. And in Alasdair Gray’s Poor Things (1992) a large Glasgow house in Park Circus gives shelter and a political education to a late Victorian working-class woman, who may or may not have been manually constructed, like the house she lives in, by a clever middle-class man with a gift for surgery. Bella Baxter or Victoria McCandless, as the woman is called at different times, undergoes an education in the nature of the class system at the hands of her mentor, Godwin Baxter, through the medium of a doll’s house, which must surely be a nod to Bladesover House in Tono-bungay:

See me open the hinged front door of this big doll’s house and fold it back. Look into all the rooms. […] The servants live mostly in the basement and attics: the coldest and most crowded floors with the smallest rooms. Their body heat, while they sleep, keeps their employers in the central floors more snug. […] Tell me, Bella, what the scullery-maid and the master’s daughter have in common, apart from their similar ages and bodies and this house.”

“Both are used by other people,” I said. “They are allowed to decide nothing for themselves.”

“You see?” cried Baxter delightedly. “You know that at once because you remember your early education. Never forget it, Bella. Most people in England, and Scotland too, are taught not to know it at all – are taught to be tools.” (pp. 262-3)

Alasdair Gray’s mural at Hillhead Subway Station

The doll’s house here embodies complicity, the problem Gray wrestled with throughout his career as a writer-artist. Whatever your politics (so the thinking goes), no matter how fiercely you uphold revolutionary principles, the building you live in has the shape and machinery of the class system built into it, as does the city that building occupies, its infrastructure depending on inequalities of pay and status which cannot be overthrown except by a radical reconstruction of the city itself and each of the houses it contains. Everyone who lives in a house, then, can be seen as complicit, despite themselves, in the economic and social system that brought that building into being, or that lets the building continue to function as a domestic mechanism. As a result, studying your house can be a means to understand the economic and social processes you live by – something Baxter demonstrates when he explains the design of the doll’s house to his student. And Alasdair Gray, too, took the notion of using houses as a means of education more seriously than most. Throughout his career he designed murals and mosaics that now bedeck buildings throughout Glasgow and the West of Scotland, from a private flat in West Prince’s Street, which houses his mural of the Book of Jonah, to the entrance of Hillhead Subway Station, the Oran Mor Bar on Byres Road, the Ubiquitous Chip Restaurant in Ashton Lane, and the café at Palacerigg Country Park. Each mural or mosaic tells a tale, for the most part a political one. Meanwhile his books are designed like murals or mosaics, with decorations from jacket to index, a typography devised by Alasdair himself, and a place on the shelves of many homes in Glasgow and elsewhere, from which they invoke the spirit of place by bearing his motto: ‘Work as if you lived in the early days of a better nation’, or a better world, or a house that has been decorated in anticipation of both. Gray’s buildings and books invoke the spirit of that other great writer-designer, William Morris, and the species of practical political dreaming he invented.

Magic Houses in Victorian Children’s Fiction

The King of the Golden River, illustration by Richard Doyle

Poor Things and The Magic Toyshop pay homage to the Victorian Gothic tradition, invoking its continued domination of twentieth-century culture long after the regime that brought it into being has become redundant. Children’s literature – as Nesbit’s Five Children and It suggests – owes a great deal to the Gothic tradition in its attitude to houses. In their Children’s Fantasy Literature: An Introduction (2016), Michael Levy and Farah Mendlesohn rightly contend that Victorian fantasy fiction for children was obsessed with domestic architecture; but for them, houses are fundamentally safe spaces and their use is designed to contain and control the children whose adventures take place within their walls:

Perhaps the most striking aspect of mid to late nineteenth-century children’s fantasy is the degree to which the fantasies can seem contained and bounded. Furthermore this containment is presented as desirable. Colin Manlove argues that the character of British fairy tale gave to British children’s fantasy one of its major characteristics, domesticity […] ‘House-based action’ is a striking feature of nineteenth-century fantasy: it can be argued that even Never-Never Land is situated in the bedroom.

However, the eye-deceiving shiftiness of houses – their tendency to imply the presence of bounds and orders and systems which dissolve, collapse and reassert themselves under the pressure of changing times – is as present in fantasy fiction for children as it is in adult fantasy. John Ruskin’s The King of the Golden River – first written in 1841 and published nine or ten years later – is a case in point. Despite being among the first ‘literary’ fairy tales written in English, Ruskin’s story is set in Germany, home of the Gothic, in a rural house much like the ones in the Household Tales of the Brothers Grimm. Like many Grimm households, this cottage is the locus of systemic abuse, where the youngest member of a family, twelve-year-old Gluck, is treated by his older brothers as an unwaged labourer or slave, controlled by the threat of violence. The house, meanwhile, is used as a tool to support the brothers’ obsession with accumulating wealth at the expense of their neighbours. Gluck is strictly forbidden to let strangers into the building when his brothers Schwartz and Hans are away from home, and he believes the pair will kill him if he disobeys. Its walls, doors and windows operate as impermeable barriers between the rich and the folk they feed on, obstructions to hospitality, giving and lending of all kinds. So when a diminutive, rain-soaked stranger taps on the front door seeking shelter, the boy has to inform him through the window that he can’t come in. And when Gluck finally relents and allows the stranger to share fire, food and shelter, his gesture is quickly reversed when Schwartz and Hans get home and tell the little man to go away. The man consents, but promises to visit again at midnight; and sure enough when the clock strikes twelve he reappears, mounted on a magical cloud of foam, having blown off the roof to effect his entrance. As it turns out, he is none other than the South West Wind, and his second appearance effectively demolishes the physical and verbal obstructions Fritz and Hans have erected to distinguish themselves from the world they see as hostile competition in their lifelong quest for capital.

The King of the Golden River, illustration by Arthur Rackham

The rest of the story dedicates itself to the further demolition of these obstructions, setting against the fortress-household of Schwartz and Hans the benign influence of the free-flowing wind and the mountain valley in which the house is situated. This is called the Valley of Treasure, formed by the passage of the Golden River, and both names conjure up hard objects made of precious metal, usually stored in windowless vaults protected by guards. But the valley’s treasure is its fertility, which is quickly blasted by the vengeful Wind, and the Golden River gets its name from the play of light on its rushing waters. The Wind dims the light, too, thus revealing to the brothers how their fortune relies not on rigid architectural structures but on wayward natural forces they can’t control. Their concern with material things is based on an arbitrary set of values, which is informed in turn by a certain way of seeing the world, and of interpreting what they see in very limited terms. Later, the three brothers – Hans, Schwartz and Gluck – are sent on a quest to restore their fortunes by the titular King of the Golden River, a kind of shape-changing elf; and the success of the youngest brother in this quest depends on the difference between the way he looks at things and the way his brothers see them. When they go up the valley to pour holy water in the Golden River, as the King instructs them, Hans and Schwartz are unable to fix their eyes on anything except their economic objective, despite the glorious alpine scenery they must pass through in order to reach it. Ruskin describes this scenery with the kind of meticulous precision he brought to his watercolour sketches of buildings and landscapes:

Level lines of dewy mist lay stretched along the valley, out of which rose the massy mountains, their lower cliffs in pale grey shadow, hardly distinguishable from the floating vapour but gradually ascending till they caught the sunlight, which ran in sharp touches of ruddy colour along the angular crags, and pierced, in long, level rays, through their fringes of spearlike pine. Far above shot up red, splintered masses of castellated rock, jagged and shivered into myriads of fantastic forms, with here and there a streak of sunlit snow traced down their chasms like a line of forked lightning; and far beyond and far above all these, fainter than the morning cloud but purer and changeless, slept, in the blue sky, the utmost peaks of the eternal snow.

The brothers’ indifference to these constantly changing effects of light on stone and snow extends to the presence in it of desperate people who need their help: an old man, a parched child, a dog dying of thirst, to whom they refuse even a drop of their holy water. Gluck’s responsiveness, on the other hand, to the effects of light on the mountains finds a correlative in his responsiveness to the material needs of the people he meets en route to the river. Ruskin effectively reverses in this story the concepts of substance – a term associated by capitalists with economic prosperity – and insubstantiality, pointing up the false human consciousness that bestows value on material possessions (such as real estate) while dismissing humans themselves as valueless. The materialism of Hans and Schwartz leads in the end to their being turned to unchanging stone by one of the people they neglected, the dying dog, who turns out to be the King of the Golden River in animal form; while the same dignitary ensures that Gluck’s name fulfils its promise of bringing him lasting happiness. Hans and Schwartz are reduced to the component materials of the house they made their fortress, while Gluck returns to live in the Valley of Treasure, restored to its former prosperity by the impact of his attitude to his fellow valley-dwellers, his benevolent way of seeing. Ruskin’s light tale, then, is designed to carry political weight as both a celebration and democratization of what he thought of as the proper artistic perspective, and the power of this perspective to drive social change, as the power of the Golden River drives the prosperity of the valley it waters. There couldn’t be a much more explicit illustration of Tolkien’s notion of recovery, the ability to see the natural world and its population in a fresh new light, as a child might see them. And there couldn’t be a much more lucid exposition of the political applications of that recovery, either, or a clearer foreshadowing of Ruskin’s account of the politics of the household in his socio-economic manifesto Unto This Last (1861).

The brother’s house in The King of the Golden River suffers a partial collapse because of its impractical rigidity, like the Castle of Otranto or the House of Usher. Other fairy tale houses of the period undergo more subtle forms of destabilization. Frances Browne’s much-reprinted fairy tale collection, Granny’s Wonderful Chair (1856), for instance, concerns itself with the mobility of populations and its impact on domestic buildings and their occupants. A frame narrative tells of a little girl called Snowflower who lives with her Grandmother in a cottage that closely resembles the domestic buildings in Donegal, where Browne grew up and from which she migrated during the Hunger. It is a house that melds with the local fauna and flora to such an extent that there seems to be no barrier between the interior and the outside of the building, in sharp contrast to the house in Ruskin’s story:

[It was] a little cottage built of peat, and thatched with reeds, on the edge of a great forest; tall trees sheltered its back from the north wind; the mid-day sun made its front warm and cheerful; swallows built in the eaves; daisies grew thick at the door; but there were none in all that country poorer than Snowflower and her grandmother. A cat and two hens were all their live-stock: their bed was dry grass, and the only good piece of furniture in the cottage was a great arm-chair with wheels on its feet, a black velvet cushion, and many curious carvings of flowers and fawns on its dark oaken back.

This one ‘good piece of furniture’ turns out to be magic, and to be good in more ways than one: aesthetically attractive, useful and instructive, it tells marvellous stories about faraway places very different from Snowflower’s home. And it is also geographically mobile, like the population of rural Ireland in the middle of the nineteenth century. When the Grandmother leaves the cottage to go on a long journey, and the food begins to run out, the chair magically transports Snowflower to the palace of King Winwealth where food is plentiful and shelter can be found, however grudgingly it’s offered. Here the little girl earns a living by instructing the chair to tell its stories to the King; and as story follows story through the collection, Snowflower is rewarded with a succession of promotions to better and better locations in the royal building: from a dusty corner in the worst kitchen to a pallet in the best kitchen, a bed in the servant’s hall, the housekeeper’s parlour, a ‘wainscot chamber’ and finally ‘one of the best chambers of the palace’. She is granted these rewards because each story reminds the King of the halcyon days of his youth, when he ruled alongside his intelligent and imaginative brother, Prince Wisewit. Each story, too, tells of traffic between cottages and royal palaces, between the houses of the peasantry and the houses of the governing classes; from ‘The Christmas Cuckoo’, in which two poor cobblers travel from a ‘hut built of clay and wattles’ to the king’s residence and back again, finding the hut a more congenial home than the palace (at least in times of prosperity); to ‘The Story of Merrymind’, in which a vagrant boy with a broken fiddle transforms an entire kingdom obsessed with constant labour and amassing huge profits, thanks to a chance encounter in a ruined cottage. Like Ruskin’s King of the Golden River ‘The Story of Merrymind’ celebrates the power of aesthetic participation – in this case, the performance of music and storytelling – to lighten the heavy business of work and change dreary or squalid buildings into pleasant homes. The inhabitants of the ruined cottage who help young Merrymind effect this change are the so-called ‘night-spinners’: ‘two fair maidens, all in white spinning on silver wheels, and singing together a blithe and pleasant tune like the larks on May-morning’. Light-hearted, light-clothed, high-spirited young women, their work and the ‘blithe’ music they sing to accompany it is considered of no worth by their profit-minded compatriots. But thanks to their song-driven spinning, the boy Merrymind gets golden strings for his violin; thanks to his violin the ruler of the work-obsessed country, Dame Dreary, learns to dance again; and thanks to her dancing the spell that kept the country in bondage to labour is broken, and the land itself restored to its original identity. It becomes a place where the night-spinners ‘spun golden threads by the hearth of every cottage’, where the people ‘wore homespun, and drank out of horn’ but ‘had merry times’, where ‘there were May-games, harvest-homes and Christmas cheer among them’, and ‘Shepherds piped on the hill-sides, reapers sang in the fields, and laughter came with the red firelight out of every house in the evening’. Attention to the marginalised economies of small buildings, with the industries they harbour such as spinning and smallhold farming, and the popular artistry they encourage such as storytelling and singing, keeps a country alive and well in a world increasingly given over to alienated labour. And Browne’s fiction implies in particular that her own country of Ireland could regain its lost national identity by paying the same close attention to its marginalised communities, and to its popular culture as embodied in her fairy stories.

The houses of Lewis Carroll are more fluid even than Browne’s cottages and palaces, and their fluidity derives from the changing bodies rather than the developing imaginations of their occupants. Radically detached from the social, political, religious or economic grand narratives to which other Victorian buildings pay tribute, they dedicate themselves instead to exacerbating the monstrous difficulty of accommodating a growing child’s body and mind within the architectural and ideological limits of a conventional middle-class home. Alice’s Adventures in Wonderland (1865) opens with the representation of a book very unlike the novel itself, as young Alice’s older sister reads to her from a volume which seems to have been written from the exclusive perspective of a third-person omniscient narrator, unembellished by dialogue or decoration: ‘“and what is the use of a book,”’ Alice thinks to herself, ‘“without pictures or conversations [in it]?”’ As a result of the volume’s drab uniformity the girl’s attention strays from the rational route it’s expected to follow, and the rest of the novel can be read as an extended distraction from and commentary on the various official discourses which are supposed to shape her. Alice finds herself chasing a white rabbit down a hole which transforms itself into a vertical house, whose curved walls are ‘filled with cupboards and book-shelves’ with here and there among them ‘maps and pictures hung upon pegs’, in homage to the conventional techniques used to store the brain of a growing child with appropriate knowledge. But the circularity of the house’s walls, together with its uncertain depth, make any attempt to systematically organise this knowledge decidedly awkward – as does the difficulty of picking out any particular object from the shelves when one is falling rapidly past them.

Alice in Wonderland, illustration by John Tenniel

Carroll’s own mind tended to stray from the systematic method of developing and organizing narratives as represented by shelves and maps. In his prologue to Sylvie and Bruno (1889) he explains how his fanciful work, such as the ballad The Hunting of the Snark (1874-6), sprang from ‘random flashes of thought – as being suggested by the book one was reading, or struck out from the “flint” of one’s own mind by the “steel” of a friend’s conversation’. It also contains certain passages ‘which occurred in dreams, and which I cannot trace to any antecedent cause whatever’. The structure of the subterranean house in which Alice finds herself proves as unruly as Carroll’s procedure in assembling his narratives. The girl’s attempts to open and pass through one of its doors into a beautiful garden are constantly thwarted, while the interior spaces she wanders through exist in a state of constant flux, often thanks to her own repeated changes of size. The hall with the door to the garden in it gets suddenly filled with water when Alice grows to gigantic proportions and begins to cry. The white rabbit’s house (when she eventually finds it) shrinks to the size of a hutch as she grows again, and she has to put its architectural features to unusual uses, sticking her foot up the chimney and her arm out of the window in a quest for additional space. Later, the house of the Duchess to which the rabbit was hurrying when she first saw him turns out to be full not of aristocratic decorum but of pepper, broken crockery, and babies who refuse to keep the same shape from one moment to the next. Outside and inside flow together, as rabbit burrows become well-furnished wells, treacle wells become domestic houses, front halls become high seas, al fresco tea parties take place in perpetuity thanks to a broken watch, croquet parties happen near the seashore, and the seashore transforms itself first into a schoolroom and then a courthouse. Alice’s social role flows too, from schoolchild to maid to nanny to lady-in-waiting to schoolchild again to prisoner-in-the-dock. The constant fluctuation of houses, bodies and roles in the book is recorded in a giddily fluctuating language, where the meanings of words and the logic of sentences constantly intersect, hurling the reader from one train of associations to another. Most disturbingly of all, perhaps, every architectural, horticultural and linguistic space in the book plays its part in a judicial process which is wholly arbitrary, punctuated by shrill cries of ‘Off with his head’ or the barks of a terrier who plans to act as judge, jury and executioner for an unfortunate mouse.

Alice in Wonderland, from the movie by Jan Svenkmajer

In this narrative, then, the faculty of judgement, understanding or reason, as depicted by Spenser in the House of Alma, has been utterly overwhelmed by Phantastes, the untrammelled fancy, who has continued the process of breaking down the boundaries between the domestic house and the outside world which he began in The Faerie Queene. And yet the book is funny, coherent and compulsively readable despite its refusal to follow familiar patterns of cause and effect, or proposition, proof and conclusion. This is because its representation of the abrupt and bizarre transformations being imposed on the Victorian population, as embodied by Alice, through the combined agencies of industrialization and free market capitalism, is defused by the affectionate tribute it pays to its feisty heroine. Alice refuses to let herself be crushed by the various monsters she encounters – in marked contrast to the unfortunate teenager Conrad in The Castle of Otranto, who got himself crushed by a giant flying helmet. It’s a testament to Alice’s resilience that she is able to wake from her dream, at the end of the novel, quite unmarked (it seems) by the traumatic experiences to which she has been subjected. In the Alice books, a new generation in the shape of a young girl comes to understand fantasy as the medium she lives in – the stuff and substance of the Victorian epoch – and shows herself entirely capable of keeping herself afloat in it, as she kept herself afloat in the sea of tears.

Plural Magic Houses of the Twentieth Century

Alice’s experience with houses, as represented both in the mutating rooms and gardens of Alice in Wonderland and the house of mirrors in Through the Looking Glass, provides the template for the plural magic houses of the twentieth century. The most fascinating of modern fantastic houses embody the increasing mobility of twentieth-century populations, the increasingly rapid social changes taking place within and around them, and the ingenious techniques house-dwellers and house-designers have discovered for replicating Alice’s resilience in the face of these challenges. But where Scrooge, Dracula, Gluck, Alice and the rest often feel like strangers in the bizarre domestic spaces they inhabit, and their post-Victorian descendants – Melanie in The Magic Toyshop, Bella Baxter in Poor Things – share their unease in these unsettling enclosures, many residents of magic houses in the later twentieth century seem to have become somehow naturalised to the wayward structures that surround them.

Three examples will suffice to illustrate the strange plurality of these houses, their capacity to embody several identities at once, and the remarkable adaptability of their occupants. The first is the apartment in Doris Lessing’s The Memoirs of a Survivor (1974), from which the unnamed narrator watches closely as the city outside breaks down, filling with refugees, travellers, gangs, radical communes, and groups of aggressive feral children. Each change in the city outside finds its reflection within the narrator’s apartment walls, in her relationship with her cohabitants – a teenage girl called Emily and her pet, a strange yellow cat-dog by the name of Hugo. Emily teaches the narrator how to interact with the new societies springing up in rapid succession beyond her front door, while the narrator teaches Emily that older people can have a productive understanding of and scepticism about radical change, and Hugo teaches them both that they are animals, and so have needs very similar to his, no matter how grandiose their hopes and fears for the society they are part of. Furniture and household objects are requisitioned for new uses, new members of the household community come and go, the building that houses the apartment changes into a vertical city in itself, whose economy reproduces in miniature the new economy of barter, adaptation and recycling that has sprung up all over the decaying city as a whole. And meanwhile…

Julie Christie in David Gladwell’s movie of The Memoirs of a Survivor

Meanwhile, behind the walls of the narrator’s apartment another space begins to reveal itself, a space in which she sees reflected in alternative forms the personal, social and environmental crises taking place in the city and in her own household. Passing through the wall of her living room, at times she finds herself in rooms that reproduce the experiences of Emily and her mother in childhood and young adulthood, experiences that have conditioned Emily’s emotional response to the current social collapse, partly inhibiting her power to rise above the continual crisis of the day-to-day. At other times the narrator finds herself wandering through her living room wall into a wholly different set of rooms: rooms in which are played out in alternative terms – through games, images concrete and abstract, gardens, experimental architectural and artistic structures – scenarios that suggest alternative, healthier ways of living, utopian escape routes from the ecological and socio-political nightmare that is eating up the city from inside. The narrator’s work as a householder, a survivor intimately concerned with the nitty gritty of living from day to day, gives her the wherewithal to understand the utopian possibilities enshrined in these scenarios, so that in the end she can lead Emily, Hugo and the rest through the wall of her apartment towards the possibilities they represent. At this point, the dissolving mirror of Alice Through the Looking Glass becomes not a wayward reflection of the insanities of contemporary culture but a portal to a new kind of future, a migratory corridor to hope. And the seeds of this future have been planted by simple house-dwellers in our own timeline, cultivators of the friendships, observations, interactions, affections, careful thought and ingenious solutions that might one day bring such a future about, if we can find a way to break through the brick and plaster that hems us in.

The Memoirs of a Survivor is full of references to the children’s fantasies that have shaped so many voracious readers, from its obvious allusions to Alice in Wonderland and Through the Looking Glass to the presence in it of Emily’s boyfriend Gerald, who is both Peter Pan, with his gang of murderous Lost Boys, and the Pied Piper, who leads populations of unsuspecting children to potential destruction. The implication is, I think, that these children’s fantasies can have two alternative functions: to keep us trapped, through continual nostalgic return to their familiar contours, in a mindset of the sort Carter’s Philip Flower seeks to cultivate in the children in his Magic Toyshop, a condition of arrested development, of perpetual Victorian infancy, unable or unwilling to imagine better ways to exist than the ones that have been handed down to us; or to assure us that we can think outside the domestic box, somehow dream our way through innovations in our daily living to a worldwide state of collaboration and mutual support. Something similar can be said about John Crowley’s seminal fantasy Little, Big, or the Fairies’ Parliament (1981), which contains one of the most intriguing magic houses of the twentieth century, the house called Edgewood, which is a portal to fairyland, to Alice’s Wonderland, and to the new place radical reformers and revolutionaries dream of, which has its roots in the distant past.

Edgewood is the home of the Drinkwater family, constructed by the nineteenth-century architect John Drinkwater as a set of interlocking samples of the domestic styles he can offer potential customers. As a result, it is a house which is ‘all fronts’, designed ‘so people could come and look at it, from any side, and choose which kind of house they wanted; that’s why the inside is so crazy’. This is how the architect’s great-granddaughter, Daily Alice, explains the building to her future husband, Smoky Barnable, and when he expresses incomprehension she proceeds to show him what she means:

He looked where she pointed, along the back front. It was a severe, classical façade softened by ivy, its gray stone stained as though by dark tears; tall, arched windows; symmetrical detail he recognised as the classical Orders; rustications, columns, plinths. Someone was looking out one tall window with an air of melancholy. ‘Now come on.’ She led him by the hand along that front, and as they passed, it seemed to fold like scenery; what had looked flat became out-thrust; what stuck out folded in; pillars turned pilasters and disappeared. Like one of those ripply pictures children play with, where a face turns from grim to grin as you move it, the back front altered, and when they reached the opposite wall and turned to look back, the house became cheerful and mock-Tudor, with deep curling eaves and clustered chimneys like comic hats.

Inside this plural house whose ‘crazy’ interior combines all the different styles performed by its multiple façades, Drinkwater’s family lives through the alternative history they call the Tale, in which the things humans dream of awake or asleep are real and have a direct and indirect impact on politics, economics, society, culture. Daily Alice is the grown-up descendant of Carroll’s Alice, her height, quiet self-confidence and strength affirming her importance in a world that has not yet learned to recognise it. She and her family exist in communion with the fairies of Europe, who followed the Drinkwaters from the Old World to the New, enabling ancient narratives involving their ancestors to continue to work themselves out in their descendants’ words and actions. Here they found Edgewood, with its innovative fusion of familiar architectural elements into a new kind of complexity, the ideal centre from which to begin their secret invasion of the rational and mundane. From it other magical spaces emerge, such as Old Law Farm in the nearby city: an urban version of Edgewood, made of the space formed by a city block whose interior has been opened up to become a single communal space, within which an urban farm has been created, superintended by a helpful brownie and pervaded by supernatural manifestations.

Edgewood functions, too, as a looking-glass for those who seek to recognize the operation of myth and legend in modern times, so that when the Emperor Frederick Barbarossa returns, as legend says he will, he can be recognised by the Drinkwaters and their relations in the person of a modern politician known as the Tyrant, whose agenda seems to be to advance the fairies’ cause at the expense of the unsuspecting human inhabitants of the New World. Edgewood, in other words – and Old Law Farm, and any other outposts of its arcane aesthetic – dedicates itself to reading the world in multiple terms, from the terms provided by folk wisdom and ancestral beliefs to the arcane terms of the Tarot pack, astrology, and other forms of occult knowledge. For the Drinkwater family who built it, the world cannot be properly understood in the crude terms dictated by late capitalism or science. Alternative means of understanding it have been provided by books of magic, picture books, fairy tales, and even the history-cum-guidebook written by Edgewood’s builder, John Drinkwater, Architecture of Country Houses (1880). Only a comprehensive view of things provided by combining all these different forms of understanding can properly describe the patterns being created by everyday events. And the best means of achieving such a view is to inhabit the domestic space with due attention to its complexities: the way houses are able to accommodate multiple personalities with diverse interests, different kinds of imaginative energy, alternative historical perspectives (based on their different ages or their varying levels of awareness of their family’s past), rival aesthetic tastes, and so on. For Crowley, as for the Drinkwaters, a house can be the model for a new society, and the presence of Old Law Farm in the city – Edgewood’s outpost and double – affirms the possibility of extending this new society to entire urban and national communities.

The chief attraction of Edgewood is the absence from it of a patriarch or tyrant. John Drinkwater built it largely to the specifications of his clairvoyant wife, Violet Bramble, who could commune with the fairies while he could not. Variations on this couple’s relationship coexist through the lives of their descendants, some of whom see the world in material terms, some of whom are deeply familiar with the supernatural, but all of whom are willing to recognise and support the alternative perspectives of their spouses, children, friends and odd relations. The importance of the house to achieving this psychological cooperation is reinforced by some of its occupants’ interest in the early modern Art of Memory, which encouraged those who wished to remember certain things with absolute accuracy to map the contents of their minds onto the architecture of a familiar building, usually their home. All the Drinkwaters effectively use the same building as their Memory Mansion, the structure onto which they map their minds. The building is of course Edgewood, but each of them reads the building differently, and as a result the house is enriched, becoming the ultimate working model of happy coexistence in a modern world where such models are in short supply. Edgewood’s enrichment via the presence in it of so many forms of imaginative and intellectual eccentricity – marginalised thinking, which may be one way of accounting for the building’s name – means that when at last the Drinkwater family and their associates move on from the house, travelling into the depths of the fairyland they have helped to sustain into the twentieth century, the house takes on a mythical status. Buried in the heart of ever-expanding woodlands (Crowley’s America undergoes a collapse like Lessing’s Britain, and a similar reversion to wildness), its many lights blazing thanks to the efficiency of its occult lighting system, Edgewood becomes an enduring symbol of hope, a hope which gets clearly articulated in the many fantastic stories that spin themselves around it. But unlike most such myths:

It could be found. There it was: at the end of a neglected drive, in a soft rain, not what had been expected at all and however long-sought always come upon unexpectedly, for all its lights; sagging porch steps to go up, and a door to go in by. Small animals who thought the place theirs, long in possession, sharing only with the wind and the weather. On the floor of the library, by a certain chair, face down at a certain page, a heavy book spine-broken and warped by dampness. And many other rooms, their windows filled with the rainy gardens, the Park, the aged trees indifferent and only growing older. And then many doors to choose from, a juncture of corridors, each one leading away, each ending in a door that could be gone out by; evening falling early, and a forgetfulness with it, which way was the way in, which now the way out?

The house’s many corridors here deny the notion of forward progress; instead it celebrates the multidirectional mazes constructed by the meeting of many hearts and minds, the concept of community that so often gets lost in the face of geographical mobility and social change.

The third twentieth-century magic house can be found in Diana Wynne Jones’s novel for children Howl’s Moving Castle (1986). This is a house which in a number of ways is the opposite of Edgewood. Where Edgewood is larger on the inside than it is on the outside, like many magic houses, Howl’s Moving Castle is much smaller, its modest two-up two-down internal construction belying its forbidding external appearance as a wizard’s fortress, tall, black and grim. Where Edgewood is widely regarded as unique, the moving castle is unexpectedly ordinary, despite its magical properties; its life revolves around the daily rituals of cooking, cleaning, sleeping, arguing. Where Edgewood is old and full of close relatives whose story stretches back through generations, the castle has been recently constructed to shelter Howl and his extended family, whose component members – the old woman Sophie, the demon Calcifer, the apprentice Michael, and later a dog who is also a man – are connected not by a common ancestry but by common needs, many of them generated by their disconnection from their blood relatives. And where Edgewood is firmly rooted in a certain place – an estate on the edge of woods, not far from the City – the Moving Castle is always shifting from place to place, both literally, in that it can propel itself round the landscape by demonic magic, and metaphorically, in that its owner has many functions: as local magic-worker, king’s sorcerer, faithless lover, no-good brother, and so on. The castle contains the tools of each of these trades, has a magic front door that opens onto locations associated with each of them, and provides shelter from the consequences of Howl’s actions in each role. Like Edgewood, then, it is a complex space where many functions and narratives interpenetrate; yet it is a small and ordinary space in appearance, the kind of space a reader might really occupy, a proper domestic sphere, unlike most of the magic houses we have looked at till now.

What interests Diana Wynne Jones is the house as the starting point of all adventures – its domestic function as a catalyst as well as a material and emotional launching pad for social and political action. The events that take place in the Moving Castle’s modest front room drive all the action in the novel, from the threat posed to the land of Ingary – where the castle is mostly located – by a malicious sorceress called the Witch of the Waste, to the threat of war that is brewing in the background as the citizens of the country go about their daily business. Howl’s magic, which is involved in both these national crises, is rooted in his contract with the demon Calcifer, who occupies the house’s hearth and lends it the mobility that gives it its name. Also in the hearth, we learn in the end, resides Howl’s heart, which binds the contract, so that Howl’s emotional life – a whirlwind affair that involves successive romantic entanglements, multiple parallel jobs, and many complex relationships with his various friends and relations – has a direct effect both on conditions within the castle and in the land beyond. The novel’s protagonist Sophie, too – a young woman transformed into an old one by the jealous Witch’s curse – similarly has a direct effect on the wellbeing of the nation, by virtue of her instant impact on the guardian of Howl’s heart, the demon Calcifer, and on Howl himself. As the book goes on she finds herself having interviews with the King, fighting the Witch in the wasteland where her own castle is located, and stimulating Howl to put his magic to useful and attractive purposes – greening the desert, correcting the effects of curses, and fighting the Witch with the help of Sophie and the various allies she has attracted to the castle’s front room. Sophie sees herself as the embodiment of the Victorian view of the woman as the Angel of the House, tied to the hearth by bonds of duty as well as affection. Wynne Jones demonstrates that such a role is a massive one, linking its occupant by elaborate threads to almost every conceivable aspect of the world outside her home’s front door.

At the same time, Wynne Jones is interested in the extent to which these powers of the domestic house and its keeper – the person who keeps it running smoothly, so often a woman – have been occluded or hidden away by history, storytelling convention, language, and the trappings of social custom. The power of Howl’s Moving Castle is carefully concealed thanks to Howl’s determination to hide it; this is why the castle is always shifting from place to place, in a futile bid to evade responsibility by making it seem unconnected to any given location it settles in, its occupants unattached to any local or national population or concern. The same motive has led Howl to conceal the source of his magic, the heart that binds him to the demon Calcifer – and with it his genuine care and affection for his fellow creatures. As well as concealing the source of his power and his sense of duty and affection from others, Howl seeks to hide them from himself, by living like an adolescent in a building that he never bothers to clean, and by refusing to allow Sophie – when she arrives by chance at his front door and decides to move in as his cleaning lady – to come near his bedroom, with its thick patina of dust and its unruly swarms of spiders. Sophie shares Howl’s impulse to conceal her own powers, to hide her own feelings, to evade her responsibility for other people, despite the centrality of all these things to her personality and actions. Her transformation into an old woman is worked at first by a wicked Witch, but it merely confirms Sophie’s view of herself, and she reinforces it with increasing determination as the novel goes on – in the process transforming herself into a witch very nearly as powerful as the woman who changed her. Sophie’s strenuous evasion of herself is what makes the castle her natural home, the location where evasions can be most successfully carried out, thanks to its construction as Howl’s hideout and protective shield.

The nature of a house and its occupants can be disguised or altered by many other kinds of movement besides traversing the ground: by being tidied up or redecorated, for instance, or by having its contents shifted around, or even by being moved from one building to another (after all, the same household with the same possessions in two different buildings makes these in effect the selfsame building, for all the minor distinctions between them in terms of location and internal geography). Disguise, in fact, can become material change, and the castle is always moving in the sense that changes are always taking place within its walls: new occupants arriving in the shape of Calcifer, Michael, Sophie, the dog; new problems throwing its occupants into frenzied new activities; new moods covering its floors and walls with heaps of magic slime, the physical manifestation of Howl’s periodic bouts of depression. Putting on clothes can be a disguise – like the magic cloaks donned by Sophie and Michael when they leave the house, which transform them into a large red-bearded man and an ungainly horse. But clothes can also effect change, attracting people to their wearers, for example – as one of Howl’s enchanted suits can do – or in the case of seven-league boots, enabling the wearer to cover many miles at a single stride. And people can be disguised or changed by other people’s view of them. People can assume us to be what we are not, based on appearance combined with prejudice: an old woman instead of a young one, a wicked magician instead of a generous local benefactor, a scary scarecrow or a dumb dog instead of a decent human being, and so on; and we can respond to these perceptions of us by taking on some of the characteristics that have been assigned to us. In other words, we are all performing feats of magic every day, transforming ourselves and other people by every trick of the eye or mind we have at our disposal. And the house is the potent hub within which our capacity for magic germinates, and where its operations are at their most powerful.

Wynne Jones’s method for drawing attention to the magic potential of the house is by two gestures of estrangement, performed at the beginning and in the middle of her novel. To begin with, she sets her book in the land of Ingary, ‘where such things as seven-league boots and cloaks of invisibility really exist’, and where ‘it is quite a misfortune to be born the eldest of three’, because in fairy tales the eldest child is always destined to fail, the youngest to succeed, if all three set out to seek their fortunes. This is the first gesture of estrangement: in Ingary fantasies are real and magic operates in the everyday. And it emerges that there are positives and negatives to living in a fantasy world like this – just as there are to living in the ‘real’ world of the reader. On the one hand, vast distances may be covered in an instant, thanks to those magic boots, and bodily limitations overcome with ease, thanks to that magic cloak. On the other hand, certain narrative rules (such as the rule of three) impose themselves like locks on the population, and it requires real ingenuity – and a lot of good luck – to work your way around them. The protagonist, Sophie, finds that her mind and body are cramped and distorted by her assumption that thanks to fairy tale logic she can never get anywhere as the eldest of three; so when the witch turns her into an old lady it seems only to fulfil a destiny she has already assumed to be hers: to age without noticing, and to achieve nothing in the process. Yet the limitations of being an old lady turn out to be not so extreme as Sophie expected. She can speak her mind freely, she doesn’t worry so much about what other people think, she is no longer afraid – or not as much and not as often – and she has certain powers she never suspected, above all the power of talking life into things, such as household objects, clothing, buildings, even people. As the book goes on, Sophie transforms the house she arrives at – the moving castle of the title – thanks to her energetic acting, thinking, dreaming and talking; and in the process she becomes a powerful sorceress herself, without even noticing the transformation. And she gradually accumulates a rich community of her own, an eccentric but affectionate composite family, an extensive network of friends, relations, contacts and allies. If magic in the land of Ingary is everyday, the everyday too is clearly magic, and astounding things can be accomplished within the confines of a modest building.

The other gesture of estrangement is the unexpected appearance in the middle of the book of suburban Wales. One of the multiple locations to which the magic front door of the castle leads is the Welsh housing estate where Howl’s sister lives – part of the community where Howl was born and bred, and from which he departed for the magic land of Ingary, in defiance of his sister’s expectation that he take on a well-paid job and thus enhance his family’s wealth and reputation. This wholly conventional Welsh setting, ruled by expectations as strong as those of a fairy tale, is a magic place for Sophie Hatter when she visits it in the exact centre of the novel. Upstairs in the suburban house of Howl’s cross sister is a room where her son plays computer games with his friends, unconcerned by anything beyond the enchanted circle of their gaming:

Sophie was not even sure the two boys crouched over the various magic boxes on a big table by the window would have looked up even for an army with a brass band. The main magic box had a glass front like the one downstairs, but it seemed to be showing writing and diagrams more than pictures. All the boxes grew on long, floppy white stalks that appeared to be rooted in the wall at one side of the room.

Before he leaves the house, Howl gives his nephew a new game – presumably created in Ingary by magic – which reproduces the conditions surrounding Howl’s moving castle, and presumably bears some resemblance to the text-based game by Roberta Williams, ‘Wizard and the Princess’ (1980). As the boys start to play it, the opening text reads: ‘You are in an enchanted castle with four doors. Each opens on a different dimension. In Dimension One the castle is moving constantly and may arrive at a hazard at any time’. In Wales, in other words, life in the castle is a fantasy, something that does not and cannot exist except in a narrative fit for children, adolescents and adult dreamers. At the same time, certain residents of Ingary are Welsh. Howl is one of them (his original name is Howell), and another is a wizard called Suliman, his original name Sullivan having been rendered exotically oriental in a bid to make him seem more suitable to his new role (names, too, are agents of disguise and change in Wynne Jones’s novel). Meanwhile, the demon of the Witch of the Waste is hidden in Wales, in the shape of Miss Angorian, the local English teacher. Miss Angorian sets homework for Howl’s nephew which consists of an analysis of John Donne’s poem ‘Song: Go and Catch a Falling Star’. But the analysis is not easy, given Miss Angorian’s own straddling of different dimensions. In Wales the poem is nothing but a list of impossibilities: ‘Go and catch a falling star, / Get with child a mandrake root, / Tell me where all past years are, / Or who cleft the Devil’s foot’. In Ingary, by contrast, everything it describes can actually happen, so that its misogynistic climax – whereby Donne declares that it is just as impossible that a woman can be both faithful and attractive – must automatically be discredited. In Ingary the poem is also efficacious in another way, in that it serves as a curse on Howl, drawing him into the toils of the Witch of the Waste and leading to the showdown at the end of the novel, which unexpectedly takes place in the castle’s front room – the sort of location where English homework might be completed, and where the apprentice Michael carries out the homework assigned him by his teacher, Howl.

For Wynne Jones, in other words, the house or home is interpenetrated by wonders, which are constantly disrupting and overturning conventions and other forms of expectation. No one gifted with mobility need feel trapped in any house, since it is the beginning of every journey as well as its destination. No one need feel bored by being enclosed by its four solid walls, since alternative worlds can be imagined, constructed and interacted with inside their confines. The houses we live in are magical places, whether they’re in housing estates, on open moorland or above a hat shop – like the house from which Sophie sets out on her adventures and to which she returns when the moving castle is magically fused with it. Houses are strange spaces, always surprising us with the incidents, moods and activities they can accommodate. And houses are also political spaces, as every fantasy writer from Ruskin to Brown to Stoker to Crowley has never ceased to remind us. We should delight in them and nurture them as best we can, since they form an integral part of our identity. And we should ensure that decent housing is available to all – in this world as well as in the many dimensions of the fantastic.

Charles W. Stewart, Steerpike surveying Gormenghast

 

 

 

Richard Hughes, A High Wind in Jamaica (1929) and The Spider’s Palace (1931)

[I was introduced to A High Wind in Jamaica by my high school history teacher, Dick Woollett, in the late 1970s. This post is dedicated to him. Warning: it contains references to subjects readers may find upsetting.]

Two of my recent posts looked at Lord Dunsany’s Irish fiction, which is rarely considered fantasy. In them I argued that all three of the novels I discussed were directly preoccupied with the way the ‘real’ world is dominated by the fantasies of its inhabitants, and that they could therefore be said to address fantasy directly as an integral part of Irish life in the 1930s. This does not make them fantasies as we usually understand the term, of course, since nothing fantastic is said to have happened in them – apart from the rising of an Irish peat bog against its industrial exploiters in The Curse of the Wise Woman (1933). But it suggests that the discussion of fantasy might benefit from being opened out a little, to reflect on the way the genre or mode exerts a gravitational pull on other kinds of narrative. The period between the wars is full of examples of ‘realist’ texts with fairy tales and fantasies embedded in them, as a means of identifying something crucial about contemporary culture and politics. Evelyn Waugh’s A Handful of Dust (1935), with its riffs on the Arthurian legends, examines the impact on masculinity of the Great War and the rise of capitalism, as well as the flagging potency of Victorian ideas in the age of Modernity. Waugh’s novel takes its title from Eliot’s Modernist masterpiece The Waste Land (1922), which also embeds Arthurian legend – reduced to broken verbal fragments, emblems of the fragments left of old certainties after the War – in the English landscape, pointing forward to the successive engagements with Arthurian narratives by Tolkien (who planned for a while to retell those tales as a myth for modern England), T. H. White (in the series of novels that became The Once and Future King), Charles Williams (in his poetry sequence Taliessin Through Logres) and C. S. Lewis (in That Hideous Strength). Meanwhile, the first section of Woolf’s To the Lighthouse (1927), ‘The Window’, centres on a mother reading a fairy tale to her son – the story of the Fisherman and his Wife, from the Household Tales of the brothers Grimm – which draws out the book’s concern with problems of communication between men and women as embodied in the Hebridean island where the action takes place, surrounded as it is by the severing sea. There’s a story to be told, I think, about the dialogue between the fantastic and the realistic at a time when fantasy was coming into its own as a distinct way of writing; and this story might help us account for the complex dialogue between the modes embedded in fantasy narratives of the 1950s, from The Lord of the Rings to the Narnian chronicles and the Borrowers books.

This post, too, is dedicated to a work of fiction that addresses the relationship between fantasy and the ‘real’ world: Richard Hughes’s A High Wind in Jamaica (1929). On the strength of his novel’s immense popularity between the wars, Hughes is often described as one of the most influential writers on childhood in the twentieth century. High Wind is said to have influenced Golding’s The Lord of the Flies (1954) in its debunking of the Victorian cult of the child, its merciless dissection of the myth of childhood innocence. What isn’t often mentioned, though, is that Hughes also wrote fine fantastic stories for children, and that one collection of these stories, The Spider’s Palace and Other Stories (1931), came out just two years after High Wind was published. High Wind self-consciously adopts an adult perspective on children’s thoughts and actions, narrated as it is by a sardonic Victorian commentator. The Spider’s Palace gives us direct access to the children’s imaginative world, makes us natives of it, so to speak. Setting the books side by side paints an arresting picture, I think, of Hughes’s ambivalent attitude to fantasy as it manifests itself in two different age groups: young children and adults. For Hughes, fantasy dominates the lives of adults as well as children, and in both cases this domination can be playful, seductive and lethal. In saying so he marks the radical break that has taken place between his own lifetime, on this side of the Great War, and the supposedly halcyon days of the British Empire in the middle years of the nineteenth century, when the Empire throve on waking dreams of power, order, racism, class divisions and segregation between the sexes, and when the so-called Golden Age of children’s fiction was in full flood. But he also points the way to a recognition of how the invasion of the ‘real world’ by murderous fantasies like those of fascism, which was taking place as he wrote his book, had roots in the Victorian culture of his own country.

Anarchy

The Spider’s Palace is one of the oddest children’s books from a decade of often highly experimental children’s writing. The 1930s, after all, saw the publication of Mary Poppins (1934), The Hobbit (1937), The Sword in the Stone (1938), J. B. S. Haldane’s scientific extravaganza My Friend Mr. Leakey (1937), and the radical Irish fantasies of Patricia Lynch such as The Turf-Cutter’s Donkey (1934) and The Grey Goose of Kilnevin (1939); but each of these narratives is profoundly comforting in comparison with Hughes’s bizarre collection. Described in some editions as a book of ‘modern fairy stories’, the collection dedicates itself to undermining the reader’s sense that they know what fairy stories are. The style is the most fairy-story thing about them, as terse as the language used by Joseph Jacobs or Andrew Lang, a thousand miles from the lyrical flourishes of Hans Christian Andersen or George MacDonald. The narratives are anarchic; anything at all can happen in them, and there’s simply no knowing how a story will end. At the end of the decade, Tolkien argued that fairy stories need to close with a eucatastrophe, a sense of something having been satisfactorily completed – as invoked by the famous formula ‘they lived happily ever after’. When Hughes obliquely refers to that formula, it becomes a source of strangeness as intense as a surrealist painting. In one story, for instance, a prematurely aged gardener (who works so hard he only gets one hour’s sleep a night) decides to chase an equally aged rabbit out of his garden – as if a minor character from Alice in Wonderland had decided to rebel against the monarchist system by tracking down the royal herald and subjecting it to vigilante justice. The rabbit is too fast for him, so the gardener decides to taste some of the rose leaves it has been eating, instead of cultivating or painting the roses like the obedient gardeners in Alice. On eating the leaves he finds that they make him young again, which enables him to chase the rabbit all the way to its burrow, where it has imprisoned twenty or thirty white elephants, which the gardener liberates by strangling the rabbit. The story ends with a ‘happy ever after’ that goes like this:

Now that he had all these white elephants the gardener, of course, was rich, and didn’t have to work in the garden any more. Instead he had a small but comfortable house for himself, and a perfectly enormous stable for all the white elephants: and there they lived happily together for ever after: and this was the strange thing, that though when the rabbit had eaten the rose leaf it had only made him young for one night, when the gardener ate his it made him young for ever, so that he never grew old again at all. (p. 37)

Expensive and useless things, which is the traditional definition of a white elephant, define their possessors as wealthy – and in this story they seem to attract riches to them by simply existing; but the gardener seems as egalitarian in the use of his riches as Hughes is in choosing an elderly gardener as his protagonist, providing the animals and himself with homes that are strictly proportionate to their needs. The ‘strange thing’ in the story, however, is not the gardener’s decision to set up a household with thirty elephants, or the rabbit’s transformation in its final fight with the gardener into a monster with fiery eyes and teeth like a tiger’s, or even the rose’s rejuvenating qualities, but the fact that the rose leaves do not work in the same way for the gardener as they did for the rabbit: the rabbit was only made young for a night, but the man remained young for ever, ‘so that he never grew old […] at all’. That, of course, is the literal meaning of ‘they lived happily ever after’; but it takes Richard Hughes to make the formula strange again by allowing it to work for some people in his story world but not for others. Something like this happens in conventional fairy stories, too – the villain never gets to live happily ever after, the hero always does – but Hughes points up the disparity by having both hero and villain consume the same magical food, and experience different results from its consumption. An imaginative tale that breaks its own rules is utterly unlike the traditional magic tale, which explains exactly how a spell or magic object operates and makes sure that this is how it works from beginning to end. Hughes’s fairy tales are full of such instances of rules that get broken arbitrarily – and in doing so they transplant their readers to a far more dangerous imaginative zone than the one they are familiar with from the fairy tale collections of the nineteenth and early twentieth centuries.

The happy-ever-after gets broken more disturbingly in the story of the title, ‘The Spider’s Palace’. In it a little girl gets invited home by a friendly spider, awaking echoes in the reader’s mind of the story of Bluebeard (will she be murdered like a fly?), or Beauty and the Beast, or Cupid and Psyche. The Bluebeard analogy comes closest at first, since the spider’s airborne palace is wholly transparent apart from one room, into which the spider creeps for an hour each day. The girl enjoys her time there, playing in clouds which support her weight, taking pleasure in the spider’s company; but of course she is desperately curious to find out what he does in the hidden room; and when she hides in the room one day she sees him change into a handsome prince, a shape he retains throughout the hour of his concealment. Once the transformation has been witnessed the spell is broken, and from that moment the spider ceases to be a spider, his see-through residence becomes a conventional palace on the ground, and the little girl and the handsome prince go on living together as if nothing has happened. Neither the prince nor the girl, we’re told, ever mentions the change in their living conditions that has taken place. But this is no Tolkienian eucatastrophe. The girl goes on hankering after the days when she lived in an airborne, see-through palace, where she could play among the clouds and do what she liked. Living with a prince in a conventional palace is just no substitute for living with a spider in its magical web. In this story the traditional fairy tale loses its loveliness and an altogether stranger narrative takes its place. It is both a challenge to the usual assumptions about fairy tales – that the conventional forms of happiness they contain will appeal to their readers – and an accurate summary of the reader’s feelings at the end of the story of Beauty and the Beast, which is that life in an ordinary marriage (even a fairy tale one) is not a patch on life in an enchanted castle with a mournful, mysterious, possibly murderous monster (at least, in the context of a story).

Other stories in the collection add further twists to Hughes’s demolition of the Tolkienian eucatastrophe. A little girl who can travel down telephone lines escapes her unpleasant step-parents and gets herself adopted by a strange couple, who have phoned her house by mistake and so inadvertently granted her access to their home. But she tyrannizes over the couple, taking over room after room in their house until they have only an attic left to live in, and later forcing them to remove the roof so she can let off fireworks in her room. Luckily the couple have a friend with a magic rocket; the little girl sets the rocket off on Bonfire Night and it promptly carries her back to her neglectful step-parents, where she lives unhappily ever after on a diet of silence, tapioca pudding and cold mutton. The theme of awkward cohabitation within an unevenly divided domestic space is further developed in the story ‘Inhaling’, in which two small children are given a mysterious substance by a huge policeman. The substance has the property of making things grow to giant proportions, like the Food of the Gods in Wells’s novel, and the two children turn into giants when they pour it into their bath and inhale the steam. Meanwhile the steam also affects their nurse and their father to different extents, while their mother – who inhales nothing – remains the same size. As a result, the mismatched family has to construct a strange new house as experimental as anything by a modernist architect: ‘The nursery, of course, was enormous,’ Hughes explains, ‘Then came the study for their father, that was just about double size […] But the poor little mother had just an ordinary-size drawing-room and bedroom, and had to be ever so careful, when she went into the nursery, that the children didn’t tread on her’ (p. 120). The over-sized nurse, meanwhile, is simply sent away as an inconvenience. As a model of a domestic hierarchy the household is as disturbing as it is strange, and Hughes gives no hint that the situation will ever change. Magical restorations of things to their proper proportions don’t always happen in his fairy tale landscape, any more than they do in the ‘real’ world the child reader will inherit.

The collection ends with two of Hughes’s most unsettling non-happy-endings. In ‘The Old Queen’ the titular monarch is granted the gift of eternal life, but her beloved husband is not, with the result that after his death she is left in dreary solitude in her palace, ‘reigning and reigning’ for ever after without hope of closure (p. 145). And in the final story, a couple of teachers find themselves without a school and are reduced to teaching one another until a lost little girl turns up at their door and they adopt her as both pupil and daughter. The girl proves marvelously biddable except in the matter of getting out of the bath; so in the end one of the teachers flushes her down the plughole, which prompts the last few sentences in the book:

‘OH, what have you done,’ cried the schoolmaster. ‘You have lost our only child!’
‘I don’t care!’ said the schoolmistress in a stern voice. ‘She should have got out of the bath when she was TOLD!’ (p. 158)

The typographic eccentricities of the final sentence (in the original, the last two words are in italic fonts of increasing size) mimic the eccentricity of the story, which breaks free from the traditions of British children’s narratives by subjecting the disobedient child not to chastisement and repentance but to a dreadful and irreversible doom. In the process, the tale provides an unhappy ending to the collection as a whole, which begins in a very different mood. The opening story tells of a determined little girl who decides to go and live in a whale – like an impenitent Jonah – free from any controls at all; but the final story ends with the re-imposition of absolute adult control over a recalcitrant youngster. At the same time, the schoolmistress who punishes the little girl can be seen as anarchic in her impulses, meting out a wholly disproportionate punishment to her disobedient adoptive daughter, who merely acts on a perfectly natural preference to stay in the comfortable bathwater for a few minutes longer than her new mother deems appropriate. Adult order is as much an illusion in this collection as the fantasies conjured up by the wildest child’s imagination; and the fact that the book is not cast as a dream, unlike its most obvious model, Alice in Wonderland, gives it an air of radicalism, of having something to say about the nonsensical nature of accepted conventions, that Carroll’s great novel never quite aspired to.

Portmeirion

It’s perhaps for this reason that contemporary readers referred to the fables in Hughes’ collection as distinctively ‘modern’. The tales refuse to be bounded within the constraints of ordinary literature for the nursery, and refuse to suggest that the world they contain can be distinguished from the world beyond the book’s boundaries. Even the opening story segues very neatly from an everyday situation. An architect who has built a ‘model village’ in Wales (p. 9) – presumably Portmeirion – invites people everywhere to come and live in his country, and a little girl mistakes this for an invitation to live in whales, which is why she ends up moving into the belly of a seagoing mammal. Hughes does not differentiate between her eccentric choice of habitation (a whale) and the eccentric choice of habitation suggested by the architect (an Italianate model village on the Welsh coast). In the same way, the wild behaviour of the children in Hughes’s stories is not distinguished from the wild behaviour of the rabbit-wrestling, white-elephant-collecting, magic-rocket-owning adults. The Spider’s Palace was written before surrealism came to Britain, but its tacit acceptance of the domination of human culture by the riotous unconscious is entirely of a piece with the surrealist activities going on at the time in France.

Its politics, too, is at times as radical as that of the surrealists. Being a prince, a queen or a child does not guarantee its characters a happy ending, and cooks, maids, gardeners, farmers and poachers have as ready access to magic adventures as the youngest children of reigning monarchs. The most openly political story in the book is ‘The Glass-Ball Country’, which focuses on the political implications of ignoring limits and boundaries. A charcoal burner and his wife live in the almost inaccessible ruins of a castle on a cliff, where they shelter from the pointless wars being waged between the nations that surround them. At one point an elderly pedlar seeks shelter with them in the castle, and in their paranoia about discovery they almost kill him as a spy. Instead they reluctantly let him go free, and in return he gives them a glass ball as a present for their daughter. When a band of soldiers approaches the castle, threatening the charcoal-burner’s family with discovery and death, the little girl informs her parents that there is a country inside the glass ball, ‘only about an inch across’ (p. 60), where the family can hide from their military oppressors. They do so at once by reducing themselves to a suitable size, and live happily there for a while, until one of the soldiers decides to throw the ball from the castle window and watch it smash on the rocks below. The tiny country falls out of the globe and begins to grow, and as it grows the little girl invites a wounded soldier to take shelter with her family inside its expanding borders. The soldier soon reveals himself as the pedlar who gave her the ball, and explains that the land is called the Peace Country, a place where no citizen is permitted to fight. The Peace Country continues to expand, absorbing ‘farmers and other quiet people’ as it does so, and soon covers the whole of the ‘old warry country’, pushing its occupants into the ocean where they drown (p. 62). The charcoal burner and his wife are elected king and queen, while their daughter – now a princess – seeks out the soldier to be her husband as a way of sealing the happy ending, only to find that he has ‘disappeared for good’. The trajectory of this narrative is from confinement to liberation, from narrow limits to the removal of all unnecessary borders and constraints, a process orchestrated by a strange man who cannot be restricted to a single role (he is first a pedlar, then a soldier, then one of the ‘quiet people’, then an enigma) or time of life (he fluctuates between old age and youth). It provides a miniature working model – like the glass ball it describes – of a non-militaristic democratic community, whose exemption from the rules of physics and geography aligns it with anarchism. Anarchy here is liberating – just as elsewhere in the collection it is intimidating, allowing the spontaneous dissolution of restraints on the sometimes antisocial behaviour of children, adults and animals, such as rabbits, goats and spiders. The anarchist credentials of the collection are nowhere more evident than in its recognition that anarchy itself can be a force either for mutual support or for untrammeled Hobbesian brutality.

Performance

A High Wind in Jamaica pits the anarchy of childhood play against the most anarchic of adult communities, that of pirates. A group of white British children on their way to England from Jamaica – sent ‘home’ to prevent them being transformed into ‘savages’ by the joint influence of the tropics and emancipated Black people, formerly enslaved – gets accidentally abducted by pirates, and the story traces the relationship between these two sets of outlaws, ending with the execution of the entire pirate crew for a murder they did not commit. Innocence, then, is on trial in this narrative, as its original title (The Innocent Voyage) makes quite clear: the innocence of the children, the innocence of the pirates, both of which are problematic. The murder for which the buccaneers are executed was in fact committed by one of the children, but the pirates were certainly responsible for the accidental death of one child, the sexual assault of another, and the rape and attempted murder of a third. At the same time, the pirates are represented as in some ways more responsible and sympathetic in their treatment of the children than the respectable adults who had charge of them on land. Yet both pirates and respectable adults are united in their abhorrent treatment of the girl who is raped. The girl’s chief offence (it seems) is that she is both adolescent and a person of colour, and therefore aware of sex, racism and male violence in a way that the younger children are not; so she does not fit neatly into the categories of innocence and experience which govern the Victorian perception of childhood, and thus becomes an outcast both on the pirate ship and in the British society into which she is transplanted from her Caribbean birthplace. In this novel, the notion of innocence and experience, innocence and guilt, savagery and civilization, as simple binaries clearly distinguishable from one another by easily understood signs, is exposed as a pernicious fiction – even a fantasy, in that it cannot be safely applied to the complex business of existing in a stubbornly non-binary world.

Innocence, as a concept, tends to distract its loyal adherents from what is happening under their noses, and like The Spider’s Palace Hughes’s novel is designed to draw attention to the disparity between what’s expected or imagined by conventional minds and what ‘really’ takes place in both adult and childhood settings. The book explores a series of spaces that exist in the interstices between recognized structures or conceptual frameworks – the economy, class, gender, and especially race, as we shall see. Like the story collection it’s full of dwellings that get utterly transformed by the intransigent refusal of things to fit into the preconceived cultural shapes they are meant to occupy. A British house in Jamaica, with the delightfully Home Counties name of Ferndale, is abruptly torn to pieces by a violent hurricane on the same night that a half-tame cat called Tabby is torn to pieces by his wild cat-cousins. A pirate ship gets transformed into an elaborate playground-cum-circus by the children on board, then seamlessly transitions into a murder scene, much as a playground can imaginatively metamorphose into a scene of carnage or a circus into the setting for a horrific accident or a bloody assault by carnivores. The relative size or prominence of different characters in the book changes constantly, as different figures dominate a setting by becoming its focus, then recede into the background – sometimes disappearing entirely, as happens to the child called John when he falls to his death while watching a show and is at once expunged from the memory of his traumatized siblings. The land proves as unstable as the sea, with earthquakes and high winds shaking the ground and demolishing jungles. Victorian society conceives the world in terms of orderly hierarchies, clear divisions, architecturally rigid conceptual containers, all capable of being accommodated within the organized parameters of scientific, legal and philosophical discourses. The book’s world, by contrast – like the world of The Spider’s Palace – is in constant flux, and no philosophers or scientists exist who can make consistent sense of it.

This resistance to philosophical consistency or control is emphasized by the voice of Hughes’s narrator, who fades into and out of focus constantly, refusing ever to take up a stable position in relation to his characters or the events that overtake them. He identifies himself as Victorian in the opening chapter, where he tells us he hasn’t visited the Caribbean since 1860, ‘which is a long time ago now’ (p. 7); his text, then, is well out of date by the time High Wind was published in 1929. The phrase also implies that he is very old, since other comments in the text imply that he is still alive in the 1920s. The world-weary tone he adopts – together with his impatience for conventions he has too often seen flouted – confirms this impression. And his narrative style is torn between the stances of the 1860s and the 1920s. At times he seems to have the unimpeded spatial vision of the Victorian omniscient narrator, telling us exactly what the children’s parents are thinking, what the children are thinking, what the pirates are thinking, even when reporting incidents he could not possibly have had access to: as when John is the only child to catch a glimpse of an amateur operation on a ship’s monkey – an experience he could not possibly have conveyed to the narrator, since he dies a few pages later. At other times the narrator professes perfect ignorance, most often about the motives of the children in his story. He is dismissive of adult attempts to make sense of their actions and words, and freely confesses when he himself cannot explain why they do the opposite of what he might have anticipated. At one point he implies that there is simply ‘no means of knowing’ why children act as they do – why the youngest child Laura, for instance, conceives a passionate affection for the pirate Captain (pp. 99-100) – because adults have not yet learned to understand how a child’s mind works, caught as it is between the nascent consciousness of a human adult and the animal mind of a tiny baby: ‘babies have minds which work in terms and categories of their own which cannot be translated into the terms and categories of the human mind’ (p. 99). At the end of the novel the narrator withdraws completely from all his characters, becoming a detached observer who makes no claim to special knowledge about any of them, until in the final paragraph he loses sight even of his protagonist, the young girl Emily, professing himself quite unable to read ‘her deeper thoughts’ (p. 169), or even to distinguish her from the other children in the English boarding school where he leaves her. This fading out at the end balances the fading in that takes place at the beginning, where he describes the situation in Jamaica through a series of vignettes – the death of a pair of elderly plantation owners at the hands of the people they once enslaved, the gradual disintegration of the plantation buildings – then gradually homes in on the English family, the Bas-Thorntons, which will be his subject in the rest of the novel, as if his verbal picture of them will be just another vignette, or as if they are nothing more to him personally than the decaying buildings of the estate they live on. Overall, then, the narrator’s position is one of sceptical detachment, born from a recognition acquired over a long lifetime that most human ‘terms and categories’ are frankly inadequate as analytical instruments, knocked to pieces by (among other things) the publication of Darwin’s theory of Evolution in 1857, which smashed the biblical boundaries between humans and beasts.

The fluctuating world of the novel, whose terms and categories are always changing in response to changing circumstances, is underpinned by the references to stage performances with which it is filled. Each episode is cast as a piece of theatre: a pantomime (p. 61, p. 65), a peep-show (p. 68), a nativity-play (p. 69), a movie (p. 69), a religious ceremony (p. 122), a melodrama (pp. 23-4), a tragedy (p. 168) or a circus (p. 108). An earthquake witnessed by young Emily early in the novel takes place in a natural arena, a semi-circular bay called Exeter Rocks, and elicits an impromptu performance by the children who witness it: Emily breaks into a dance, John turns ‘head over heels on the damp sand, over and over in an elliptical course, till before he knew it he was in the water’ (p. 18). The attack of the wildcats on Tabby is played out before the children’s horrified eyes like a Roman gladiatorial combat, and Emily seeks to exorcise the horror of it from her mind by another kind of dramatic ‘performance’ (p. 25), retelling the tale of ‘her’ Earthquake to the ‘awed comments’ of an ‘imaginary English audience’. Meanwhile the hurricane destroying the house plays out as a ‘lightning-lit scene’ glimpsed through the ‘gaping frames’ of windows bereft of shutters – a melodrama seen through several proscenium arches. Mrs Thornton seeks to distract her children from it by reciting a poem by Walter Scott, the versified fairy tale The Lady of the Lake (p. 26). In each of these performances, however, the fourth wall of the theatre gets broken down. The children who witness the Earthquake are also in the middle of it, since the arena in which it happens ‘had no outside, it was solid world’ (p.17). The wildcats refuse to confine their murderous hunt for Tabby to the ‘lightning-lit scene’ of the garden, but burst through a skylight above the front door and land in the middle of the dining room table just as the family are settling down to dinner. The storm forces its way into the house, tearing shutters from windows and pictures from walls; while outside fairy tales get murderously enacted on members of the Thornton household, such as the nameless Black servant, a ‘fat old beldam’, who gets ‘blown clean away’ by the mounting wind, ‘bowling across fields and hedgerows like some one in a funny fairy-story, till she fetched up against a wall and was pinned there, unable to move’ (p. 26). We never find out if the ‘beldam’ survived being bowled like this, though we do know that another servant, Old Sam, has been killed by lightning, since his dead body is brought into the house by Mr Thornton. As the white man carries it in, the Black corpse becomes yet another spectacle; the children examine it in fascination, entranced by the old man’s limpness in death as compared with the arthritic stiffness of his limbs when he was alive. Like a circus audience they are ‘thrilled beyond measure’ by the unusual behaviour of his arms and legs (p. 24), and have no sense of him as a person whose life has just ended. By this time in their adventures, in fact, the distinction between performance and reality has fallen apart, with lethal consequences. And as the book goes on, those consequences get increasingly visited on the children.

The schooner from Alexander MacKendrick’s movie of the novel

The pirate schooner places the children at the centre of the performances rather than largely outside them. It makes them performers rather than spectators, in other words; and by the time this happens we should perhaps be conscious of the implications of this transition, since several performers – possibly the beldam, certainly Sam, the unfortunate Tabby and a sick ship’s monkey on the ship to England – have already been killed in shows like the ones the children now take part in. The schooner itself is a kind of performer, since it repeatedly masquerades as something it is not: an ordinary passenger ship full of attractive women, for instance, which is the pose it takes when it attacks the Clorinda, the ship that is carrying the children home; or a merchant ship called the Lizzie Green of Bristol, which is the guise it adopts when approaching a British steamship with the aim of persuading its reluctant captain to take the children off the pirates’ hands. And the captains of the vessels attacked by the schooner help to enhance its theatrical qualities. The pirates’ ship carries no guns, but the captains whose cargoes it purloins tend to reinvent it as a full-scale warship, capable of opening ‘ten or twelve disguised gun-ports’ and thereby unmasking ‘a whole broadside of artillery trained upon us’, as the master of the Clorinda puts it in his report to the children’s parents (p. 39). The behaviour of the pirates is also transformed in the report into the kind of casual brutality expected of marauders. The master asserts that they have murdered all the children in cold blood, and that he watched it happen; and this tendency to turn them into pantomime villains proves ultimately fatal to them in the arena of the courtroom.

Meanwhile the ship’s potential as a circus is first discovered by Emily’s brother John, who writes in a letter to his parents that he can ‘hang from the ratlines by my heels which the sailors say is very brave’ (p. 37). Later in the book he is killed by falling on his head from a height of forty feet, in the process neatly demonstrating the danger involved in hanging upside-down from the ratlines. John is an inveterate seeker after thrilling spectacles to witness as well as take part in: the operation on the gangrenous tail of the Clorinda’s monkey, for instance, which involves sailors plying the beast with rum until it’s so drunk it falls on its head and breaks its neck, in eerie anticipation of John’s demise; or the nativity play put on by a priest in the pirate town of Santa Lucia, which John also manages to be the only child to witness, burrowing through an excited crowd to reach his vantage point – then inadvertently completing the spectacle himself with his fatal dive. In between, John takes part in a spectacle mounted by the pirates when they auction off the goods taken from the Clorinda (he is the child who weighs the coffee offered for sale). This show begins as a ‘pantomime’ performed by the haughty Spanish-speaking dignitaries who come to view the goods on offer (p. 61), and the children are delighted when the mate of the schooner, Otto, decks them out in ‘fancy dress’ to join the performance (p. 63). But things later get unnerving as the adult actors consume a potent cocktail mixed by the pirate captain, Jonsen, until eventually there is ‘something a little nightmare-like in the whole scene’ (p. 67), and the children retreat from the drunken mob to the relative safety of the ship’s hold. In this incident the distinction between theatre and auditorium, performer and spectator blurs again, pointing the way to John’s terminal performance as actor-spectator. Later still, a circus spectacle completes the disintegration of the distinction between theatre and life, play and earnest. The pirates seize control of a ship full of circus animals and try to goad a couple of big cats into a fight for the children’s amusement. Eventually a tiger loses patience with Otto’s goading, and ‘Quicker than eye could see, it had cuffed him, rending half his face’ (p. 110). The first mate survives, none the worse for his ‘rending’; but the last performance he takes part in – the pirates’ trial for kidnapping, robbery and murder, avidly watched by the British public and the press – ends more drastically, largely as a result of a child’s dramatic departure from the prepared script she has been assigned, a spontaneous transition from an act of theatre to the articulation of inward trauma.

Each of these dramatic episodes summons up visions of the death of Tabby on the night when the high wind struck, a performance that ended in bloodshed and that reshaped Emily’s understanding of the world she lived in. As the book goes on, Emily finds herself increasingly conscious of her own affinity with poor Tabby: only half tamed, but deeply vulnerable to far wilder and more lethal forces than the ones she embodies. Her response is to defend herself by any means at her disposal, from telling herself stories to committing murder. One of the modern fairy tales in The Spider’s Palace provides an analogy for the various shifts she undergoes between passive audience and dynamic actor. It concerns a man with a bright green face who works in a circus and is horribly bullied by the circus owner, and who later teams up with a performing elephant and an engine driver to exact revenge. The story ends with the circus owner being magically transformed into a weird giraffe with the face of a man, then displayed to paying customers by his former victims, including the titular ‘Man with a Green Face’. ‘Everybody came to see him’, Hughes concludes,

and paid [a] whole shilling each; and they kept him in a cage. There were soon so many shillings that the man with the green face and the elephant and the engine driver got very rich indeed, and were ever so happy. (p. 45)

But the ending is not so happy, perhaps, for some of its readers. After all, it leaves them pretty much where it found them: in a world where performers are forced to take part in shows and where the happiness of one person is always obtained at the expense of another. A rich man with a green face who claims to own another man is an authentic monster; conversely, a one-time bully trapped in a cage can be seen as a victim; and the grotesque institution of the circus freak show remains untouched by Hughes’s narrative, its function as a vehicle for justice hardly detracting from its nastiness or from the nastiness of the world that lets it exist. It’s a similar world to the one in which Emily finds herself, even if the physical laws that govern it – where some men have green faces and others can be turned into giraffes with human heads – seem very different.

At the end of the book, Emily herself becomes a performance, a stage show suffused with all the strangeness such shows can encompass. Her testimony is essential to the pirates’ wrongful conviction for murder, and she delivers much of it in the eerie sing-song tones of an amateur actor. But when she departs from the script written out for her by her lawyer she releases the dramatic potential that has been in her since her rescue. Her father sees this potential clearly before the trial; he thinks of her as ‘the stage of a great tragedy’ (the analogy coming naturally to him, since he works as a theatre critic), and while he pities her for what she has endured he would not have missed her performance in court ‘on any account’ (p. 168). Of course, actors in tragedies are never really the victims or perpetrators of the events they act out on stage, so the analogy does not in fact work for Emily. Her father is superimposing the tragedy on her body, so to speak, like a director organizing actors ahead of a show, or a puppet master investing his dolls with life. And when Emily departs from her script at the pirates’ trial, the audience – including her father – reads into her broken shrieks of horror (‘He was all lying in his blood… he was awful! He… he died, he said something and then he died’, p. 171) the hackneyed story they have in their heads: the pirates’ murderousness, the girl’s abuse, the children’s courage, all the ingredients of a Victorian melodrama. At the same time, like that of an actor Emily’s mind remains impenetrable to them despite her outburst, and their assumptions based on her shrieks are quite mistaken. The narrator knows this, and the father suspects it, half conscious that his view of her as tragic is no more than a symptom of his own ‘fantastic mind’ (p. 170). His knowledge that he has no real access to her thoughts and memories comes into focus when he admits, ‘with a sudden painful shock’, that he is in fact ‘afraid of her’ (p. 170). As a child subjected to experiences adults neither expect a child to suffer nor can really imagine her suffering, she poses a threat to the adult view of the world itself; and the theatrical metaphor can be seen as exposing the radical break between the way she acts and the way she thinks, or feels, or remembers, as well as the fantastic nature of most adult assumptions – about children, about pirates, or about the orderly, ethical, tranquil lives they themselves lead.

Edward Lear, illustration from The Story of the Four Little Children Who Went Round the World

The relationship between A High Wind in Jamaica and fantasy is in fact a close one. Fairy tales intrude on the narrative several times. We’ve already witnessed Scott’s fairytale poem The Lady of the Lake play a crucial role in distracting the children from the hurricane. On another occasion the cross-dressing Cuban men who help the buccaneers fool the crew of the Clorinda into letting them on board are referred to as ‘Fairies’ (p. 59), rendering them strange as well as lovely in the children’s eyes. Later still, Emily is wandering around the pirate ship ‘thinking vaguely about some bees and a fairy queen’ (p. 85) when she is suddenly struck by a recognition of her own identity as a separate person, a distinct individual; after which she at once returns to the bees and the fairy queen, perhaps with a new awareness of the relationship between the hive’s lonely leader (also a queen) and her many subjects. At various points in the narrative the children tell themselves and one another fantastic stories to divert their attention from things they can’t cope with. At other times their occasional outbursts of random behaviour take on all the traits of a nonsense narrative, like Alice in Wonderland or Edward Lear’s extraordinary Story of the Four Little Children Who Went Round the World; and this randomness reflects their refusal on many occasions to acknowledge the cause-and-effect relationships between actions and their consequences – at least until the moment when Emily’s newly-acquired self-consciousness begins to change her attitude. Even then, however, she remains an enigma, like the stranger with the glass ball in The Spider’s Palace. A young woman on the steamship tries to get to know her, but when she dubs her a ‘Little Fairy-girl’ (p. 154) it’s not so much a piece of affectionate whimsy as an oblique acknowledgment of her oddness, the impenetrability of her mind, the possibility, even, that she is some sort of changeling, her conventional girl-nature switched on the pirate ship for something less comforting, less apparently familiar.

The strongest link in the book with fantasy, not surprisingly, is with a story that started out as a theatrical performance: J. M. Barrie’s Peter Pan. Hughes’s narrator shares with Barrie’s narrator in the novel of the play, Peter and Wendy, a willingness to shatter myths of childhood; and Barrie’s protagonist, Peter Pan, has a lot in common with the Thornton children. Peter is always forgetting things as he transfers his attention to new interests, and sometimes his forgetfulness is almost fatal to other people – as when he is flying with the Darlings on the long journey to the Neverland and keeps disappearing to take part in other adventures, leaving his inexperienced companions literally hanging in mid-air. In the same way, Hughes’s children are always changing tack, both imaginatively and physically, and their forgetfulness is sometimes fatal: not so much when they forget about John after his death as when they forget, or even consciously set aside, the pirates’ instructions not to say anything to the passengers on the steamship about their abduction. Peter’s delight in killing is transferred to Hughes’s Edward, who is constantly enacting in his mind far bloodier adventures than those of the buccaneers among whom he lives. The Darling children and the Lost Boys, meanwhile, are always changing affiliations and swapping roles in their games on Peter’s island – becoming pirates, Indians, or feral children as the mood takes them; and Hughes’s children too are always discarding and resuming loyalties, as when Emily spontaneously decides that all men and boys are disgusting – which makes her confidentially inform her new female friend aboard the steamship about the abduction – or when Edward stops describing his adventures on the pirate ship as if he were one of the pirates and instead starts to tell them as if he had heroically resisted his abductors. There are major differences, meanwhile, between Hughes’s Emily and Barrie’s Wendy. Wendy is cloyingly maternal, and this quality is transferred in A High Wind to one of Emily’s younger siblings, Rachel, who is always making babies out of random objects, and whose motherly instincts very nearly kill her older sister, when she accidentally drops a heavy spike she has been nursing and it slashes through Emily’s calf as it falls to the deck (in the process producing useful evidence of the pirates’ brutality for the trial). Emily, by contrast, likes to imagine herself as a pirate, though she is increasingly concerned that this career path may be closed to her because of her sex (p. 117). She also gets increasingly concerned that real-life pirates are much less easily contained than the pirates of her dreams – something that gets driven home to her when Captain Jonsen, in a drunken haze, tries to assault her, prompting her to bite his thumb and make her escape, like Peter Pan evading Hook (though in Barrie’s book it is Hook who bites Peter Pan, p. 150). The discrepancies between Emily’s imaginings and the cold hard facts of the adult world align her with Peter, too, in her mounting resistance to maturation: ‘Why must she grow up?’ she asks herself, ‘Why couldn’t she leave her life always in other people’s keeping, to order as if it was no concern of hers?’ (p. 118). Admittedly, Peter is deeply opposed to being ‘ordered’, but so too is Emily, as it turns out. Her resistance to adult control is what finally kills the pirates, just as Peter’s tendency to resist any limitations placed on his pleasure in violent play ends up by destroying Captain Hook, whose status as the villain of the piece means he can never, in Peter’s world, be granted mercy.

The grown-up characters in Hughes’s novel, meanwhile, both pay homage to and mock the adult characters in Barrie’s narrative. In Peter and Wendy, Mrs Darling has an almost supernatural insight into her children’s minds, to the extent that she can even tidy up their mental landscapes after putting them to bed (pp. 72-3). Mrs Bas-Thornton, on the other hand, is constantly making wrong assumptions about her children; in fact she is ‘constitutionally incapable of telling one end of a child from the other’ (p. 30), the narrator claims. She is certain the children idolize her, when in fact they feel much closer to the doomed cat, Tabby. When parting with her offspring on the ship bound for England she is convinced that her eldest son is too full of grief to say goodbye: compared with his sister Emily, she tells her husband, ‘John is so much the more sensitive’, since he is clearly ‘too full to speak’ (p. 37) at the point of parting. The narrator, meanwhile, has already told us that John’s silence stems from his eagerness to get away and climb the rigging. Mr Bas-Thornton, meanwhile, is very much like Mr Darling, not least in his poor head for business. Mr Darling spends long hours trying to calculate whether he and his wife can afford to have children, but his conclusions have little bearing on the final decision (pp. 70-71); while Mr Bas-Thornton has ‘every accomplishment, except two: that of primogeniture, and that of making a living’ (p. 30). Like Mr Darling he feels a great deal but cannot express his emotions freely without compromising his manhood, which means that both men are always breaking out in fits of temper and making sarcastic comments, sometimes to their own embarrassment and chagrin. Hughes’s pirates, meanwhile, are promiscuously constructed from Barrie’s crew of assorted misfits. Captain Jonsen is an amalgam of Captain Hook and his shipmates; like the mild-mannered bosun Smee he is genial but dangerous, shuffling around in home-made slippers wringing his hands and whimpering a little at times of crisis (p. 66), but capable too of a drunken assault on a ten-year-old girl – just as Smee is capable of tying up Wendy while insisting he will release her if she promises to be his mother. Jonsen’s appearance has the grotesqueness of the rest of Hook’s associates, with a ‘sad, silly face, […] great spreading feet’ and a perpetual stoop, ‘as if always afraid of banging his head on something’ (p. 47). Most distinctive of all, he carries ‘the backs of his hands forward, like an orang-outang’, which recalls Hook’s shipmate Noodler, whose hands are ‘fixed on backwards’ (p. 114). Jonsen is full of cunning stratagems, like Hook himself, and like Hook’s they all go wrong, most spectacularly his plan to return the children to their parents without revealing his complicity in their abduction. Like Hook, again, his origins are respectable – he has served on English vessels and acquired the language before quietly drifting into illegal habits. As with Hook, conventions plague him and can be said to be his downfall; Hook becomes convinced at Eton that he can never possess gentlemanly ‘good form’ or even understand what it is (pp. 188-9), while Jonsen is killed, in effect, by the myth that pirates behave less like gentlemen than legitimate sailors, as represented by the master of the Clorinda, whose report on the children’s abduction is a tissue of lies from start to finish.

Jonsen could even be said to be plagued by a crocodile. The Bas-Thornton children are fascinated by reptiles: Emily collects lizards in Jamaica, and when she and her siblings arrive at port to board the Clorinda they hear that crocodiles have been sighted in the vicinity, and keep peering around the town in the hope of spotting one (p. 33). Much later, when taken on board the English steamship, Emily borrows a baby alligator from a boy named Harold. The alligator’s baby teeth are harmless, but it snaps at Emily’s finger just as she snapped at Jonsen’s, and when the pair of them stare at one another the narrator stresses the resemblance between beast and child, and the reptilian inscrutability of both:

What possible meaning could Emily find in such an eye? Yet she lay there, and stared, and stared: and the alligator stared too. If there had been an observer it might have given him a shiver to see them so – well, eye to eye like that. (p. 146).

Alligators, the narrator concludes, are ‘utterly untameable’ (p. 147), and so are young children. Barrie implies something similar in the famous last sentence of Peter and Wendy: Peter’s adventures will go on, he tells us, for ever, ‘as long as children are gay and innocent and heartless’ (p. 226). Emily’s fascination with the predatory reptile suggests that she shares its untameable heartlessness at some level; and although she does grow up, unlike Peter Pan, the radical difference she exemplifies between adults and children – Hughes seems to suggest – will always remain. Which is not a promising prospect for adults or children.

Race

Peter Pan is now recognized as a racist text, its hackneyed view of native Americans reaffirming the myths that sought to justify their oppression and erasure from history. High Wind, too, has racism at its core. The book’s central characters – a group of white British children – have imbibed racist assumptions from their infancy, and underpinning all their adventures is the contempt they have been taught to feel for Black Jamaicans. At the same time, as the book goes on they become increasingly identified with the African victims of the slave trade as well as its perpetrators. Violent episodes in the book point up the status of violence as the unacknowledged founding principle of the country that shaped them, and Hughes implies that this same violence continues to drive the British imperial machine decades after the purported ending of the slave trade. As the children mature – in particular the older girls, the teenager Margaret and ten-year-old Emily – their awareness of this fact increases, and they find themselves caught up in the cycle of violence and oppression, feeling it in and on their bodies just as Emily felt the Earthquake in her ears (‘a strange, rushing sound’, p. 17), her lungs (‘the children held their breath’, p. 18), her nervous system (‘things vibrated slightly’, p. 18) and her belly (afterwards Emily felt ‘like a child who has eaten too much even to be sick’, p. 21). The girls internalize British racism and imperialist violence in the course of the book, carrying it forward with them into adulthood, just as the heritage of Victorian colonialism gets carried forward into the time of the book’s composition, the second decade of the twentieth century.

The opening of the novel drifts across the landscape of Jamaica, noting the impact of emancipation on its geography (‘ruined slaves’ quarters, ruined sugar-grinding houses, ruined boiling houses’, p. 5) and its inhabitants (the narrator tells about the elderly white sisters, the old Miss Parkers, who were starved to death or possibly poisoned by their ‘three remaining faithful servants’, p. 5). Later, Black Jamaicans do their best to educate the Bas-Thornton children in aspects of African culture. Old Sam teaches them how to set snares for birds and tells them stories about the trickster-spider Anansi, which Emily remembers vividly later. The kids find out about duppies – vengeful spirits of the dead – a concept which they initially deride as a silly superstition, but which later returns to haunt them after the murder of the Dutch captain. On her tenth birthday Emily discovers a lost community of formerly enslaved people hidden in the jungle near her home. An elderly man tells her the history of the community, giving its name as Liberty Hill – a beacon of hope in a time of British tyranny; but Emily is interested only in the worship offered her by the community’s children, or what she takes as worship, though the narrator assures us they are not so much worshipping as vastly curious. Emily returns from this adventure confirmed in her conviction of her own importance: ‘Her heart bubbled up, she swelled with glory: and taking leave with the greatest condescension she trod all the long way home on veritable air’ (p. 13). The attitude that ranks Black families below white families and their pets is reflected in the Bas-Thornton children’s response to the deaths of several Black servants in the hurricane. The woman who gets blown away is merely comic, and even the death of Sam dwindles to nothing compared with the death of Tabby: as the narrator sums up, ‘there is, after all, a vast difference between a negro and a favourite cat’ (p. 29). The hurricane episode, in other words, underscores the endemic racism of the climate in which the children grew up, and sets itself against the sentimental vision of the relationship between Black adults and white children in a post-slavery setting in the hugely popular Uncle Remus books, which were still being read in vast numbers by British children between the wars.

As the book goes on, however, the children’s racism gets turned against them, much as the wild cats turn against Tabby, their half-tame relative – or as the children turn against the pirates in the final chapter. The process begins when the Bas-Thornton children are sent to meet another white family on the island, whose name – Fernandez – marks them out as not ‘purely’ Anglo-Saxon. The Fernandez family are Creoles, defined by the narrator as white families who have lived in the West Indies ‘for more than one generation’ (p. 13). They have been somehow contaminated by their long stay, the Bas-Thorntons believe: the children ‘would often run about barefoot like negroes’, and they have a governess ‘whose blood was possibly not pure’ as well as a ‘brown nurse’. The Fernandez child who most clearly suffers from the racist attitudes of the Thorntons is the girl Margaret, who at thirteen is three years older than Emily, and three years more knowledgeable, both about Jamaica and about the changing female body. Emily’s jealous contempt for this older girl is obvious from the moment they meet, when she is disgusted by Margaret’s finely-tuned sense of smell – another piece of evidence, as far as she is concerned, for her suspected racial ‘impurity’. Margaret can tell by smell that there is going to be an earthquake, and when the earthquake duly strikes shows little recognition of its massive impact on Emily’s feelings. Emily frames the older girl’s familiarity with earthquakes as a racialized sign of obtuseness: ‘How funny Creoles were! They didn’t seem to realize the difference it made to a person’s whole after-life to have been in an Earthquake’ (p. 20). She later associates it with Margaret’s ability to tell by smell which item in the family’s washing belongs to which family member. Ironically, Emily shares this ability – she can tell by smell, for instance, which towel belongs to her and which belongs to her older brother; but she doesn’t articulate such matters, and in her view ‘it just showed what sort of people Creoles were, to talk about Smell, in that open way’ (p. 19). Clearly the distinctions between the Bas-Thorntons and the Fernandez children are both minimal and vastly exaggerated by the British immigrants, in the interests of confirming their own sense of their superior position in Jamaica; a position which has been threatened both by the end of slavery and by their own financial precariousness, their uncertain position as middle-class landowners in a land that refuses to submit to their incompetent efforts to control it.

Margaret in the movie, played by Viviane Ventura

The racist perception of Margaret gets intensified on the pirate ship, where her Creole identity becomes mixed up in Emily’s mind with the older girl’s awareness of sex, and above all with her fear of rape. Non-Creole white people, Emily claimed, do not talk about bodily functions, and not talking becomes a prominent feature of the children’s life among the buccaneers – a way of imaginatively protecting themselves from danger by not mentioning it: not talking about a child’s death, not talking about sex, not talking too directly about the fact that the sailors on board might possibly be pirates (Emily tells the younger children they are in fact pilots, though she has only the vaguest notion of a pilot’s function). Margaret, by contrast, has the fear of rape in mind from the moment she sets foot on Captain Jonsen’s schooner. The girl’s awareness of erotic desire and its economics first emerges on the Clorinda when she notes the handsome appearance of Mr Bas-Thornton – come on board to see his children off – as well as his lack of money. When the children get transferred to the schooner, she is the only one aware of the sexual threat posed by their piratical captors. She sobs in the darkness of the fore-hold, and tells the others they are ‘too young to know’ why she is upset (p. 57) – but again not talking prevents her from stating exactly what they are too young to know. Later still, when the inebriated Captain Jonsen confirms her fears by entering the children’s quarters with rape in mind, Margaret alone has any inkling of what is going on. She turns as ‘yellow as cheese’ (as if to confirm her ‘racial difference’ from the other children), her eyes grow ‘large with terror’, and at that moment Emily remembers ‘how stupidly frightened Margaret had been the very first night on the schooner’ (p. 90). Afterwards, Emily finds her behaviour even more puzzling, as the older girl first seems ‘exaggeratedly frightened of all the men’, then takes to following them around like an affectionate dog, especially Otto, the first mate. She soon transfers all her possessions to the cabin Otto shares with Captain Jonsen, and from this moment her fate is sealed. She is no longer a ‘child’, and so no longer protected (however precariously) by the social obligation to support the weakest in the community. But she is also still somehow a child who has been ‘spoiled’ or rendered ‘impure’ by her sexual awareness. From this point in the book she ceases, in effect, to be part of the conversation between the pirates and the children. She loses her voice, both literally – in that she very seldom speaks – and symbolically – in that the pirates and later the law-abiding British rescuers of the children cease to listen to her. To save herself from rape she has ‘submitted’ to rape, thus ceasing to be ‘innocent’ in the eyes of the patriarchy, becoming instead invisible and inaudible, like a ghost; and nothing she says or does can restore her innocence.

This is largely a result of the consensual silence around what has happened to Margaret – that is, around the fact that she has now become Otto’s sexual partner, effectively enslaved by him. The pirates never mention it, and neither do the children’s rescuers on the steamship, while both adult communities make it perfectly clear that they are always picturing for themselves the sordid details of this ‘debauchment’ – while always presuming that it was in some sense a willing act, that Margaret somehow ‘debauched’ or spoiled herself. Silence is also, of course, a widely practised response to the slave trade after abolition, a means of erasing all evidence of slavery from a country’s past in the interests of absolving its citizens from guilt: whether the silence of misnaming, such as describing the people formerly enslaved by the old white ladies who starved to death as ‘faithful servants’ (p. 5), or the silence of concealment, like the hiding of Liberty Hill in the heart of the jungle, or the silence of oblivion, like the silence that sidelines Sam from the children’s memories in favour of Tabby. The event that leads to the silencing of Margaret – Jonsen’s assault on Emily – is effectively described as if it, too, had been erased from history. The only episode in the novel that’s narrated in retrospect, out of its proper chronological position in the sequence of events that befall the Bas-Thornton children, it is placed immediately after the moment when Emily becomes self-conscious for the first time, as though her discovery of her independent mind and body were a direct result of the attack. The dawn of Emily’s self-awareness takes place at the beginning of Chapter 6 – pretty much in the middle of the novel – and is described as being ‘of considerable importance’ to her, occurring as it does after a period of time when things have apparently ‘ceased happening’, when Emily and the other children have simply ‘settled down […] to grow’. Only after gaining self-awareness does Emily recall the other event that happened recently, an event that an adult reader might well expect to have greater ‘importance’ in her mind, but which she has evidently suppressed. This is the moment, one week earlier, when the pirate Captain she worshipped betrayed her by coming down into the fore-hold and laying hands on her, lifting her chin and stroking her hair. That was when she bit him and made her escape, after which the other children refused to speak to her for several days, horrified by her unwarranted assault on their grown-up friend. Emily’s period of being sent to Coventry is only temporary, unlike Margaret’s; her ignorance of exactly what happened, of what the threat was to which she reacted, allows her to reintegrate herself quite quickly among her ignorant siblings. But it’s also the point in the book when she comes closest in her mind to the status of the enslaved people from whom she has been taught to consider herself entirely distinct – comes closest, in fact, to the historical facts that have been jettisoned by the culture that raised her.

The reason for Emily’s closer approach to the experience of slavery is the ongoing threat of violence exposed by Jonsen’s attack. The event in the fore-hold redefines the Captain in Emily’s mind as a deadly feral cat, a ‘waiting tiger’ rather than the bumbling be-slippered father-figure she has always thought him. In the process it reveals the endemic aggression that underpins not only the pirate’s trade but the wider culture inhabited by children, especially girls. As we’ve seen, Margaret was already aware of the presence of this aggression before the attack took place; and the teenager expresses this awareness in the tales she tells. Asked by the younger children for a story at bedtime, she conjures up a narrative more like a nightmare than a fairy tale,

A very stupid story about a princess who had lots and lots of clothes and was always beating her servant for making mistakes and shutting him up in a dark cupboard. The whole story, really had been nothing but clothes and beating, and Rachel had begged her to stop (p. 89).

‘Stupid’ though it may be, the tale proves prophetic. The attractive protagonist of fairy tale tradition, the princess, becomes a tyrant in it, and in the middle of the narrative the kindly Captain comes down the ladder with some other sailors, who are urging him to do something that fills his voice with ‘suppressed excitement’ – urging him, that is, to act the tyrant himself. Emily’s swift and violent response puts a stop to his actions; but all the same her world is turned upside down, her fairy tale existence transformed into something closer to Margaret’s house of horrors or the unpredictable tales of The Spider’s Palace. Biting the Captain makes her a ‘wicked girl’, one of her younger sisters tells her (p. 90) – though something tells Emily that the Captain too had been doing something ‘wicked’, which makes her own behaviour harder to judge. But the incident also changes the Captain’s attitude to Emily. The bite doesn’t lead to punishment or retribution; instead it fills Jonsen with remorse, so that for a long time – between his shame and Emily’s embarrassment – they cannot resume anything approaching friendly relations. The episode changes Margaret too, as we’ve seen – she becomes Otto’s silent, unacknowledged sexual partner; and about a week later it seems to effect a change in Emily herself. Part of her discovery of her own identity involves a new interest in her body: ‘The contact of her face and the warm bare hollow of her shoulder gave her a comfortable thrill, as if it were the caress of some kind friend’ (p. 86). The ‘thrill’ may seem ‘comfortable’ to her, but there’s an uncomfortable echo here, too, of Jonsen’s predatory touch in the fore-hold, which might also be described as the ‘caress of some kind friend’. Shortly afterwards, Emily’s awareness that she can decide things for herself without recourse to adult authority leads her to speculate that she might in fact be a kind of God. But the discovery of independence also brings fear. If her body is no longer organically connected to its surroundings – which can carry on without her when she is absent, as the life of the ship carries on without her when she’s aloft in the rigging – then when she comes down from the mast there might be ‘disasters’ waiting for her on deck, perhaps at the hands of stronger bodies like those of Otto and the Captain (p. 87). Being distinct from the other children makes her noticeable, and being noticeable puts her at risk; and when the narrator goes on to describe the attack in the fore-hold, we can see what has made her think so.

A little after the account of the attack, we learn how Emily now remembers her time in Jamaica. Suddenly the story of her life has become a sequence of connected events that provides a scenario for vivid nightmares. She recalls the Earthquake, and suddenly thinks it may have contributed to the collapse of the house at Ferndale. She recalls her visit to Liberty Hill ‘with a startling clearness’ (p. 95); but she also remembers the death of Tabby at the teeth and claws of his monstrous relatives. In her dreams, the wild cats become embodiments of the deep-seated fear of Black people experienced by white enslavers: they are ‘horrible black shapes’ which have ‘flown in through the fanlight and savaged [the tame cat] out into the bush’ (p. 95). Also in her dreams Tabby turns into Jonsen, staring at her ‘with the same horrible look on his face the captain had worn that time she bit his thumb’. Margaret, meanwhile, completes her transformation into the Black Jamaican she has always been associated with in the Bas-Thornton children’s minds. As Emily flees from Tabby down endless avenues of soaring cabbage-palms, ‘Margaret sat up an orange tree jeering at her, gone as black as a negro’. By this stage in her dream-life, the Captain’s attack has become for Emily a reenactment of the horrors of the British slave trade, with Emily the representative white girl against whom the formerly enslaved people seek retribution. Jonsen’s assault, then, leads not just to Emily’s self-recognition as an independent person but to a faint apprehension on her part of British atrocities in Jamaica; atrocities with which she has aligned herself by her treatment of Margaret.

As a result, Emily sees herself as both complicit with and potentially subject to the treatment she has always seen meted out to Black people in Jamaica. Her new sense of vulnerability gets confirmed when her leg is injured by a falling spike, accidentally dropped from the mast by her sister Rachel; and this in turn leads to her confinement in the ‘comfortable’ yet disturbing setting of the captain’s cabin. The cabin also happens to be the scene of Margaret’s rape, and hence the indirect cause of the older girl’s silencing and the mood of the crew that has turned against her ever since. This change of mood is exemplified when Jonsen carries the injured Emily into the cabin and snarls at the teenager ‘Get out!’ in a ‘low, brutal voice’ (p. 104). Margaret is mending clothes at the time, ‘humming softly and feeling deadly ill’, but the men show no interest in her illness, and when she disappears from the room the narrator can only proclaim his ignorance of her fate: ‘Heaven knows what hole [she] had been banished into’ (p. 105). This erasure of her experiences again aligns the teenager with the victims of slavery, and Margaret’s unwilling demonstration of what happens to a girl when she reaches puberty has already been preying on Emily’s unconscious. Then, soon after the younger girl’s instalment in the cabin, something happens that brings her fear of becoming a second Margaret to a crisis. The Dutch captain of a ship seized by the pirates is trussed up and left alone in the room with Emily, while the pirates set up a circus show on the captured vessel. The Dutchman is bound and helpless, but he resembles Jonsen to some extent – as a nautical ship’s master who is both funny and frightening in equal measure; and the fact that he’s a prisoner makes him somehow more of a threat than if he were free: ‘There is something much more frightening’, the narrator suggests, ‘about a man who is tied up than a man who is not tied up – I suppose it is the fear he might get loose’. An enslaver might well agree. Emily’s terror of the struggling captive contrasts with the pleasant feeling of power she felt as she approached the hidden Black community, Liberty Hill, on the day she turned ten. Entering the village behind a crowd of fleeing children, she felt ‘Encouraged by the comfortable feeling of inspiring fright’ (p. 12). In the cabin, by contrast, she herself is frightened, aware that the man on the floor may break his bonds, and that if he does he may prove as vindictive as Margaret was in her dream, as well as too strong for Emily to resist, even with her teeth. The scene becomes another ‘nightmare’ (p. 109), and Emily reacts for a second time with a burst of violence. Leaping from her bunk, she seizes a knife and stabs the captain ‘in a dozen places’ (p. 110). He dies under the horrified gazes of Emily and Margaret, who appears at this moment in the entrance to the room with her ‘dulled eyes staring out from her […] skull-like face’ (p. 111). Emily leaps back into bed and faints at once from the pain of her newly-opened wound. And soon afterwards it becomes clear that other old wounds have been newly opened by the murder: the wounds inflicted by the British slave trade.

The murder in the cabin, after all, has been the outcome of several forms of entrapment or bondage. In it, Emily is trapped in her bed by her injured leg, as well as by the subliminal fear of men that was planted in her by Jonsen’s betrayal. The Dutch captain is trapped on the floor by the ropes that bind him. Margaret is trapped in her role as the despised outsider, hovering in the entrance to the cabin, neither inside the room nor outside it, symbolically replicating her exclusion from both communities on the schooner – the adult community and that of the children. Emily’s violence, then, could be seen as springing from two causes: a desire to free herself from entrapment – entrapment by fear, entrapment by the risk of becoming Margaret – and a desire to stop the man she kills from gaining his freedom. Instead it entraps the pirates, who are doomed by it to atone with their lives for the crimes of the slave-trade, while also trapping Emily herself in the nightmare prison of her guilt.

‘The Slave Ship’ by Turner, representing the Zong massacre

Meanwhile, the two girls both suffer a further descent towards the condition of enslaved Black Africans in the earlier part of the Nineteenth Century. When the pirates discover Margaret at the scene of the murder, they assume at once that she is the murderer and toss her overboard in a fit of retribution, fear and disgust. The girl is only rescued by sheer chance when a passing boat, full of pirates who aren’t aware of the murder, finds her swimming in the ocean and returns her to the schooner, physically unharmed but emotionally traumatized. The episode recalls a number of notorious incidents in the history of the British slave trade, most notably the murder of more than 130 Africans by the crew of the slave ship Zong in 1781, who threw them overboard when the ship ran out of drinking water. After this, Margaret’s own erasure from history is complete, as adults increasingly assume (without much evidence) that she has been driven mad by her ordeal, and hence an unsafe witness of what happened on the schooner. Emily, meanwhile, takes refuge in telling stories as a means of blotting out the memory of murder; and the tales she tells are the ones she learned from Sam, the Black servant who died in the hurricane. ‘She could recall the Anansi stories Old Sam had told her,’ the narrator informs us, ‘and they often proved the point of departure for new ones of her own’ (p. 115). She recalls, too, the stories of duppies or vengeful spirits which she and her siblings had mocked when they first heard them in Jamaica. Her experience of violence makes the stories suddenly convincing, and she even catches herself ‘wondering what the Dutchman’s duppy would look like, all bloody, with its head turned backwards on its shoulders and clanking a chain’ (p. 115). But this kind of tale is of course less comforting than the trickster stories of Anansi, and she swiftly replaces them with an imperialist fairy tale in which she sits ‘on a golden throne in the remotest East’, as if in an Orientalist revision of the Thousand and One Nights. The narrator even refers to the Arabic classic, using it as an analogy for the endless stories the young girl conjures up in her bid to stave off nightmares (p. 114). But although the notion of occupying a throne may be pleasurable – a welcome return to the state of power she imagined for herself on her return from Liberty Hill – the situation of the storyteller Scheherazade is not so attractive, given that she told her tales as a means to stave off death. Emily’s nightmares accordingly come back with increasing frequency, and she responds by retreating from any kind of power, whether monarchic or simply adult, instead taking refuge in early childhood to the extent that any stranger who met her would have considered her, the narrator observes, ‘rather young for her age’ (p. 119). Despite this apparent immaturity, she is disturbing to Jonsen and Otto. She sings and shouts too loudly and too often, ‘like a larger, fiercer lark’ (p. 119), and the effect is presumably less like Shelleyan strains of unpremeditated art than the noise of a second madwoman on the schooner.

Jonsen’s disturbance at the girl’s behaviour may be partly at least the effect of guilt. Of course he is guilty of the attempted assault in the hold; but at other times, too, his actions bring him close to the caricature of the pirate captain from which he so assiduously seeks to dissociate himself. In one incident, soon after the murder, Captain Jonsen chases Emily’s younger brother Edward round the ship’s deck with an iron belaying-pin in hand, and is only prevented from doing him fatal damage by an unexpected display on the part of Edward’s sister Rachel (p. 122). Later, Jonsen tells Otto as a joke that he plans to murder all the children and drop them overboard (‘sew them up in little bags […] and put them over the side’, p. 137); and though he is chuckling as he says it, Otto half believes him, an assumption presumably based on the time when he and Jonsen threw the unfortunate Margaret into the sea. And all the time Jonsen harbours a terrible secret that gets mentioned only once, and with studied casualness, by the narrator. The pirate captain, it turns out, has first-hand experience of working on a slave ship – an illegal one, which was still shipping enslaved people after abolition. The sighting of a frigate recalls this time to his memory with sudden vividness: ‘He remembered another occasion, fifteen years before. The slaver of which he was then second mate was bowling along, the hatches down across her stinking cargo, all canvas spread, when right across the glittering path of the moon a frigate crossed, almost within gun-shot’ (p. 131). On that occasion the ship’s ‘stinking cargo’ had been men, women and children on their way from Africa to the Caribbean; this time it is abducted white children from Jamaica. Like the Africans, the white children are stowed away in a hold as ‘hot as an oven’; and later in the book, when for reasons of his own the Captain again battens down the hatches, the heat makes the hold into a potentially lethal space, a latter-day ‘Black Hole’ (p. 135). The reference here is to the Black Hole of Calcutta, an incident when racial tension in British India led to the imprisoning of multiple British soldiers and Indian civilians in a cell meant for one or two prisoners, which resulted in the deaths of most of the incarcerated men and women. The phrase also recalls the narrator’s remark about Margaret’s new sleeping arrangements when banished from the cabin: ‘Heaven knows what hole [she] was banished to’ (p. 105). There are times, then, when the children’s experiences among the pirates explicitly echo major atrocities in British colonial history. And the echoes continue after their transference from the schooner to the British steamer. A British lady imagines the children on the pirate ship as being ‘Chained, probably, down in the darkness like blacks, with rats running over them, fed on bread and water’ (p. 151). For this white woman, even after abolition the natural place for ‘blacks’ is to be chained up in darkness, while the thought of white children being treated likewise is so appalling precisely because of the imagined difference between people from Britain and people from Africa. Representing their plight in these terms ensures that the lady continues to highlight the enduring presence of the British slave trade in British minds long after it has been expunged from British history books.

There’s no sign, however, that the slave trade ever gets mentioned in so many words by anyone in the book – no more than that the word ‘rape’ gets uttered in relation to Margaret. Shrouded in silence, slavery acquires the status of a childish fantasy – a nightmare or a fairy tale, the sort of thing that only happens in the Thousand and One Nights. Children, however, the narrator tells us, are supremely good at keeping secrets, despite adult assumptions that they are not: ‘A child can hide the most appalling secret without the least effort, and is practically secure against detection’ (p. 88). They know far more than adults give them credit for, and are far better at keeping their knowledge to themselves. Children, meanwhile, believe that adults are even better liars. As Emily contemplates Jonsen and Otto in the cabin, she thinks: ‘It would be so easy for adult things like them to dissemble to her. Suppose they really intended to kill her: they could so easily hide it’ (p. 118). The narrator is not so sure, believing that ‘Grown-ups embark on a life of deception with considerable misgiving, and generally fail’ (p. 88). In fact, however, both adults and children fail and succeed with equal frequency to keep their secrets in Hughes’s novel. Emily spills out verbal evidence of her act of murder at the trial, but it isn’t properly heard; Margaret’s behaviour convinces her rescuers she has been raped, but this is not acted on; Captain Jonsen fails to keep his identity as a buccaneer under his hat, his scheme to get the children to say nothing about it falling apart with fatal rapidity. The slave trade, too, is both silenced – kept under hatches, like the enslaved Africans or the white children in the schooner’s hold – and constantly issuing stark reminders of its enduring presence. The fairy story of British imperial history that keeps it suppressed, stressing only the role of Britain in its abolition, cannot be sustained in face of the evidence of persistent racist attitudes. In The Spider’s Palace, a little girl can attend a clandestine party thrown by mice in an upside-down palace, and return to her bed without being detected (‘no one heard her’, p. 106). In High Wind, fairy stories like the Anansi tales or the Thousand and One Nights are circumstantial proof of past atrocities and their survival in the storyteller’s imagination. Few white British writers of the twentieth century better illustrate these things than Richard Hughes.

Cooks

It’s worth ending, I think, with a few more thoughts on race in Hughes’s novel and story collection, with special reference to cooks. Almost the last word in High Wind uttered by anyone but the narrator is almost the first word uttered in the book by a Black character. When the pirates are led out to execution, it’s the ship’s cook who shows the greatest courage, according to a report Hughes quotes from The Times. Until now, the narrator has barely mentioned the cook except as the man who accidentally threw his whetstone overboard in a misguided attempt to rescue a pig, and on that occasion the colour of his skin was never mentioned. Suddenly, however, the Black sailor’s story comes to the fore in the final chapter, with an effect as startling as if Margaret had suddenly been invited to utter her opinion of her life at sea. In The Times’s account, the cook has eloquence and wisdom as well as courage, though neither can save him from execution – despite the fact that several other members of the crew were ‘reprieved and transported’ at the last minute. These are his words – translated, it’s implied, from his native Spanish:

We shall certainly end our lives in this place: nothing can save us. But in a few years we should die in any case. In a few years the judge who condemned us, all men now living, will be dead. You know that I die innocent: anything I have done, I was forced to do by the rest of you. But I am not sorry. I would rather die now, innocent, than in a few years perhaps guilty of some great sin. (p. 173)

The cook’s execution, this implies, is the final murder in the book that can reasonably be ascribed to the toxic influence of the slave trade. He was effectively enslaved by the pirates, forced to work for them against his will, and his innocence has been noted by the law-abiding Britons working for a major newspaper, though not by the magistrate who condemn him. The other pirates, then, may be innocent of the murder for which they are hanged, but they are not innocent of practising slavery. The British legal system, too, is not innocent, being more guilty of murder than Jonsen: the Captain only attempts to execute Margaret, while the judges successfully execute an entire shipload of foreign nationals. The passage reminds us, then, that innocence is an unstable term; but it also emphasizes the fact that criminal acts have long been practised by the British state, and that institutional racism is a major factor in such acts. By 1929, seizing the opportunity to die with a clear conscience had never been trickier for white British subjects.

Mervyn Peake’s rendition of the sea cook, Long John Silver

In The Spider’s Palace, cooks are deeply implicated in the racism of 1920s British society. In the story ‘Nothing’, a cook chooses to conceal the fact that seven children living in a white middle-class household have among their toys a ‘dead Chinaman’ and a ‘live Chinaman’, in defiance of the wishes of their parents. The erasure from scrutiny of these unsettling playthings is referred to in the story’s title, and while the presence of two Chinese people in the list of the children’s toys is clearly meant to be comic, their concealment by the cook – who ‘hid them under her apron, and when the father and mother were gone […] gave them back to the seven children’ (p. 67) – might invoke for a twenty-first century adult reader the concealment of racist incidents in British history from adult knowledge, through their exclusion from the curriculum in schools and universities as well as from family anecdotes. In another story, ‘The Dark Child’, a boy who exudes darkness when he stands upright and brilliant light when he stands on his hands is saved from his condition by a resourceful cook, who mixes the darkness and light together in a bowl with a wooden spoon, thus rendering the child completely ‘ordinary’ (p. 22). The child is definitely not Black, the narrator tells us: ‘He wasn’t just black like a Negro, either: he was much blacker than that’ (p. 17). Indeed, he spreads darkness around him like a miasma, to the consternation of his relatives, and it’s implied that his restoration to ‘ordinariness’ involves a return to the condition of being a white middle-class schoolboy, a state that makes his family ‘pleased as pleased as pleased’ (p. 22). A twenty-first century reader of this story might well think about racism in white middle-class families, as exemplified in the covering up of interracial relationships and offspring that took place in white households in the early twentieth century. The presence of a cook in both these stories that touch on race points towards the inside knowledge of private family affairs acquired by these working-class interlopers in middle-class homes, the kitchen servant in each case being privy to awkward racial facts that have been shunted aside or covered up – much like, in historical terms, the scandalous fact of British interference in the Chinese economy from the Opium Wars to the 1920s, or the widespread refusal in the same period to acknowledge Black citizens as fully British. It seems appropriate, then, that it’s a cook who ensures that the narrative of High Wind ends with a focus on race as well as gender. Of all people in the bourgeois household, the cook has the most unfettered access to the various ingredients that go into the occupants’ bodies. Hughes’s cooks also have unfettered access to the contents of middle-class minds. As a result, they are acutely conscious of the disconnect between the rules by which British society claims to abide and the hidden prejudices and obsessions that really drive its actions. Hidden, often, in the basement of the family home – its ‘hold’, so to speak, or underground regions – kitchen servants gain a unique insight into what has been suppressed and silenced by their masters and mistresses. Hughes enjoins us to listen closely to what they have to say.

Richard Hughes

 

Editions

J. M. Barrie, Peter Pan in Kensington Gardens and Peter and Wendy, ed. Peter Hollindale, Oxford World Classics (Oxford: Oxford University Press, 1999).

Richard Hughes, A High Wind in Jamaica (aka The Innocent Voyage) (St Albans: Triad/Panther Books, 1976).

Richard Hughes, The Spider’s Palace and Other Stories (Harmondsworth: Penguin Books, 1974).

Fantasy 1939: Science Fiction

Howell Davies/Andrew Marvell, Congratulate the Devil; R C Sherriff, The Hopkins Manuscript

Sam Haile, Woman and Suspended Man (1939)

The 1930s saw a vast range of fantasy published in the United Kingdom and Ireland. But this is a claim that needs interrogation. What do we mean by fantasy in a decade before the term has come to denote a literary genre, before fantasy (invariably yoked up with science fiction) has acquired a section of its own on the shelves of bookshops? My series of blog posts marked ‘British and Irish Fantasy 1939’ are an attempt to answer that question; and more importantly, they’re a bid to show that the question itself – what do we mean by fantasy? – played a central role in British and Irish fiction in the decade that saw the rise of fascism and the outbreak of the Second World War.

Leonora Carrington, The Pomps of the Subsoil (1947)

As I’ve noted elsewhere, the word ‘fantasy’ was widely used in criticism that decade. Herbert Read defined it in his book English Prose Style (1928), which kept being republished and revised throughout the 1930s and 40s, while J R R Tolkien subjected it to more extended scrutiny in his Andrew Lang lecture ‘On Fairy Stories’ in 1937. For Read, fantasy was a sustained work of ‘caprice, whim, fanciful invention’ – with the emphasis on the word sustained – concerning itself with ‘things which are concrete, clearly perceptible, visibly defined’, and developing its caprices in a scrupulously logical manner. Tolkien chose to define fantasy (which as a philologist he knew very well to have a wider range of meanings) as one aspect of the faculty that mediates between the imagination – the capacity to form mental images of things not actually present, as Tolkien and the Oxford English Dictionary put it – and the external world, or rather its human population. That is, it’s ‘the power of giving to ideal creations the inner consistency of reality’ (pp. 46-7), the ‘operative link’ between the imagination and its expression in a work of art. More specifically, it’s that aspect of this power or operative link which is concerned to generate ‘a quality of strangeness and wonder in the Expression, derived from the Image: a quality essential to fairy-story’. Fantasy, for Tolkien, is the capacity to make works of art that convey a sense of ‘“unreality” (that is, of unlikeness to our Primary World), of freedom from the domination of “observed fact”, in short of the fantastic’ (p. 47). It’s the art of the impossible, in other words: art that flamboyantly violates the laws of physics, biology, geography, or space and time, where ‘art’ is being used in the old sense of a skill as well as the product of that skill. Taken in this inclusive but quite specific sense, fantasy fiction of the 1930s is quite astonishing in terms of the sheer diversity of its experiments, and suggests the extent to which the imaginations of writers were being troubled and transformed by the turbulent times they lived in, when world-wide recession, totalitarianism and the spread of conflict across the globe threatened to wipe out all traces of the past – and rewrite the terms on which people lived the present – in what must have looked something like a slow tsunami.

Michael Ayrton, Sleeper in Flight (1943)

Fantasy as the art of the impossible found itself in a strange position in that decade. All certainties about what was impossible, or conversely about what could be described (in Read’s terms) as ‘concrete, clearly perceptible, visibly defined’, were in dispute, caught up in the struggle between opposing philosophies and political positions. Tolkien expresses anxiety about the operations of the faculty called fantasy – ‘the power of giving to ideal creations the inner consistency of reality’ – in part because it could so easily serve the interests of falsification, in particular the falsification of history beloved of the fascists. This is why he stresses (a) the importance of incorporating the qualities of strangeness and wonder into the products of the fantasy, emphasizing its self-segregation from consensus reality; (b) the fairy tale’s subservience (as ‘sub-creation’) to the primary, substantial creative work of making planets, living creatures and so on, which is the exclusive province of God; and (c) the preservation of a rigorous sense of history in one’s treatment of it – even while he acknowledges that the history of fantasy’s most familiar literary product, the fairy tale, is next to impossible to write. This final point was a tricky one in the 1930s – I mean, the preservation of the rigorous historical perspective for which an etymologist or historian of words like Tolkien prided himself. In the between-war period the distinction between the primary world – whether or not one took it to have been intentionally created by a singular God – and the strangeness of what cannot and never could exist, was constantly being challenged in fantastic fiction, in an obvious and often deliberate reflection of the breakdown of political, social, economic, religious, philosophical and scientific certainties taking place in these two decades. A rigorous historical perspective – an account of the past or indeed the present based on the concrete evidence available, uncontaminated by baseless speculation – was not so easy to define or maintain under the circumstances.

Conroy Maddox, The Lesson (1938)

At the same time as societies were undergoing radical changes, the human mind was being revealed by psychoanalysts as a complex repository of conscious and unconscious fantasies, many of them concerned with exerting some level of control over people, actions, situations and sensations. For Freudians, fantasies were always interposing themselves between the individual’s mind and the world, determining how one interacted with one’s fellow human beings, so that what was ‘real’ was difficult to determine or access. This difficulty underpins many contemporary interpretations of the artistic movement known as surrealism, which took root in Britain in the 1930s. British surrealist apologists like Herbert Read insisted that the set of conventions known as ‘realism’ or mimesis could not properly take account of human experience in the world, since our unconscious desires, dreams and obsessions always direct the way we perceive or interact with our environment.[1] Surrealism, for Read, meant ‘super-realism’: going beyond the notion of objective reality, as befitted artists or creators realistic enough to know that fantasies invariably mediate between ourselves and the material spaces we inhabit, the objects and living creatures with which we interact. The word’s prominence in 1930s Britain, where a wide range of British and Irish artists joined artists from the continent in the International Surrealist Exhibition of 1936, underlines the extent to which an awareness of fantasy as a faculty or a product of that faculty was helping to destabilize the very concept of the ‘real’.

One way of grasping the sheer diversity of fantasy literature in the 1930s is to take a snapshot of the fiction that might be termed ‘fantastic’ in any given year. For the purposes of this post and those that follow it I’ve chosen the year when war broke out between Britain and Germany, 1939, selecting a small number of texts from that year – many of which we would now see as belonging to different genres – that demonstrate a sustained engagement with ‘fantasy’ in one or more of the senses given above. Each post deals with a different kind of fantastic fiction: science fiction, Irish rural fantasy, children’s literature – though it doesn’t claim to deal with all examples of these kinds, even in the year under discussion.[2] Instead the books have been chosen because they speak to each other in some way, and because they collectively speak to the state of fantasy at the time of writing.

Two significant books we would now call science fiction came out that year, both of which have a clear association with fantasy and the fantastic. One was by Andrew Marvell: Congratulate the Devil, about a drug that gives its user power over other people’s minds, enabling him or her to realize the desire for absolute control which for anyone else must always remain a daydream. The other is by R C Sherriff: The Hopkins Manuscript, about the collision of the moon with the earth and the social chaos that ensues, as seen through the eyes of an Englishman living in rural Hampshire. Two experimental fantasies were also published: Clemence Dane’s little-known satire The Arrogant History of White Ben, about a scarecrow that becomes fascist dictator of Britain, and Flann O’Brien’s celebrated first novel At Swim-Two-Birds, about a medley of characters in a book who rebel against the tyranny of the author. I’ve written elsewhere about both Dane’s book and O’Brien’s, and introduce them here to give a sense of how Marvell’s and Sherriff’s novels share a number of features with other kinds of fantastic texts published at the same time. To begin with, three of the four books I’ve just listed were published under pseudonyms: Andrew Marvell was the Welsh editor and theatre critic Howell Davies, Clemence Dane the English novelist and playwright Winifred Ashton, while Flann O’Brien was the Irish civil servant Brian O’Nolan. The use of pseudonyms gives some sense of the constraints under which writers felt themselves to be practising their craft at this point in history. All four books concern abuses of power in the form of the dictatorships imposed by the author, the scarecrow and the British government in the books by O’Brien, Dane and Sherriff, as well as through mind control in Marvell’s novel. In all four novels a form of social breakdown takes place, and in every case this follows on from the rise of fascistic forces in the writer’s own country: O’Brien’s Ireland, Sherriff’s United Kingdom, Marvell’s Wales and England (as a Welshman he makes a clear distinction between them), and most grimly of all Dane’s Britain, where after the scarecrow takes control a growing number of social groups begin to be classified as ‘crows’ and condemned to death. All four novels localize the root causes of social and political calamity not in some overseas nation – Fascist Italy or Spain, Nazi Germany, Stalinist Russia – but in the fields, towns and cityscapes of home (even The Hopkins Manuscript does this, as we shall see). Clemence Dane’s totalitarian scarecrow, White Ben, is peculiarly British in his origins, constructed by a child and clothed in a random selection of garments that between them represent a cross-section of British society. He springs from the soil of England like the plant that grows in the field where he acquires sentience, and from which he takes his surname, campion. His dictatorship, then, is a British one, forged exclusively from British materials, tailored to British culture. He can stand for many of the adult fantasies written in the late 1930s in his disastrous transplantation of the fascistic dreams that were sweeping through continental Europe into the receptive ground of his native island.

Andrew Marvell’s Congratulate the Devil offers a particularly interesting perspective on the breakdown of boundaries between the fantastic and the real in contemporary Britain. The story tells of a young chemist, William Roper, who discovers a version of the drug mescal which enables him to take control of other people’s minds, and hence to realize his own private fantasies in the actual world (at least to some extent: the drug only works within a certain distance of its user). Roper is a man who bears a marked resemblance to the devil, both in his appearance – he has ‘two glistening lumps’ on his forehead like incipient horns – and his personality, since he loves playing malicious tricks on random strangers. He himself, then, is corporeally linked to the supernatural or impossible, and the drug gives him the chance to demolish the walls between the immaterial religious world whose chief antagonist he resembles and the material world he lives in. The comic possibilities of this demolition of boundaries are obvious, and Roper begins by using his new drug impishly, for his own amusement. He first feeds it to a dog, whose doggish mind then forces all human beings within range to behave like dogs, an episode described in something like the comic style of Lord Dunsany’s charming novella My talks with Dean Spanley (1936). Dunsany’s book is about a clergyman who keeps remembering his former life as a spaniel; it has nothing too serious about it (though there’s a drug involved: he only revisits his past lives when he drinks the Hungarian sweet wine Tokay). In Marvell’s novel, by contrast, Roper’s behaviour quickly transitions from the impish to the diabolical. He falls in love with an artist’s model and forces her to love him back by means of the drug; and from that point on, driven by his no-longer-repressed desires, the chemist’s powers get used for increasingly disturbing purposes: rape, murder, robbery, an incipient revolution. But it also becomes increasingly clear that the young man’s devilry is merely an extension of a range of diabolical activities that are already endemic in British society; that Britain itself, in fact – as a community and an institution – has a barely repressed unconscious which is always breaking through in acts of more or less authoritarian violence. Roper’s incipient horns are the physical manifestation of a widespread tendency throughout the nation he inhabits; and correspondingly, Roper’s adventures make the incipient horns of contemporary Britain clearly visible to Marvell’s readers.

Mervyn Peake, Rumpelstiltskin

For Marvell, the English language itself acknowledges the omnipresence of diabolical tendencies among its users. As you read the novel, count the incidence of diabolical terms such as ‘devil’, ‘hell’, ‘infernal’ and ‘damnation’ in the text, often in commonly used phrases whose submerged religious or moral sense is reawakened by their context: ‘’Old ’im, Sir, ’old the devil’ (p. 8); ‘I […] pelted down the lane as if the devil were at my heels’ (p. 117); ‘Women were the devil’ (p. 185); ‘What the devil is Mayfair running away from?’ (p. 258). Roper’s devilishness, then, is native both to Britain and its dominant language. So too is his coercive attitude to women. The model he desires, Anita, is a married woman, whose husband asserts his power over her through violence, which is effectively condoned by those who know her, since there is little recourse in British law for victims of domestic abuse. As the artist who paints Anita puts it, ‘There have been bruises, now and again, but she hasn’t said anything’ (p. 104) – presumably because nothing she says will make any difference. Roper’s exertion of power over Anita with the help of his drug is just another version of the male violence to which she is already subjected, thanks to the tacit acceptance in British society of the husband’s right to attack his wife whenever he chooses.

Leonora Carrington, The Pine Family (1940)

The relationship between Anita and her husband, then, is as much of a devil’s bargain as her relationship with Roper; and again this is pointed up in Marvell’s infernal references. When the narrator, Jim, first meets the husband, he asks: ‘What the devil do you want? Who are you?’ (p. 153), and the husband’s response exposes the hell of marriage for many wives. He wants to make a business deal with Roper, using the narrator as an intermediary and his wife as a bargaining chip; he knows Roper has been sleeping with Anita and insists on being paid not to divulge it, and when the narrator refuses, the husband beats her up ‘like a maniac’, as Roper puts it (p. 157). From one perspective, this is blackmail reinforced by assault; but from another it’s capitalism in action, as the husband implies when he describes himself and the narrator as ‘men of the world’ (p. 155). In other words, it’s a way of doing business that’s not just accepted but fiercely defended by governments and institutions all over the planet. And when Roper finally kills him – leaving Anita ‘free’, as Roper puts it, though not free to resist Roper’s wishes – the chemist insists it is not murder but justice, and that the narrator’s disapproval brands him a hypocrite (p. 160). Not acting to put a stop to the husband’s violence is more diabolical, Roper implies, than Roper’s own decision to end that violence through violence, so that Roper is in some respects less devilish than the Britain that condones misogynist abuse. By this stage it’s become clear, in fact, that the chemist’s devilish use of mind control – the fantastic impossibility at the heart of the novel – provides a kind of key to reveal the devilish forms of mind control already at work in British society, as well as the intricate hypocrisies – the ‘compunctions and evasions’, as Marvell puts it (p. 89) – that work to sustain them.

Mervyn Peake, Mr Hyde (1948)

As Roper implies, the narrator’s penchant for hypocrisy makes him not just a double for Roper but perhaps even his superior in the hierarchy of wickedness. Jim is a playboy, by his own admission. He claims to be studying the politics of labour in countries round the world, a useful project, one would have thought, at a time of global recession like the 1930s; but his ‘studies’ are merely an excuse for tourism and philandering, and his contributions to political thought or economic planning are non-existent. His identity, too, is almost non-existent. His name is Jim Starling, which suggests a flightiness, a penchant for imitating other people and a liking for bright shiny things without much awareness of their value. We don’t know a great deal about him or his family – and it’s implied that there is little to know – but we’re aware that his money is running out and that his days as a playboy are therefore numbered, thus effectively erasing his identity, since he is defined by his indecisiveness and self-indulgence, both of which are made possible by his fortune. His days themselves are numbered in any case, as we know from the opening sentence: ‘In seven days I shall be killed’, it announces, turning the tumbling pace of the novel into a sprightly gallop towards Jim’s death.

But Jim has already been effectively erased from the world of the book some time before this happens. From the beginning of the novel, his fate is indistinguishable from Roper’s, since he has no story outside of Roper’s story, and there is even a point at which Roper occupies Jim’s body with the help of his drug – when Jim becomes Roper, so to speak. Marvell makes it clear that this occupation is a form of rape; Jim insists, ‘I didn’t want him to do it’ (p. 88), and later tells him directly ‘I would rather not’ (p. 88), but Roper does it anyway, just as he later forces Anita to become his lover. As with Anita, too, Roper represents his violation of Jim as tantamount to an act of love: ‘It’s the kind of thing lovers long for: complete union with the beloved’ (p. 88) – though he adds with characteristic irony, ‘I don’t suppose it would be a healthy experience’. Oddly, though, it’s Roper who claims to feel violated by Jim as a result of their joint occupation of Jim’s body: ‘I think I shall always bear you a grudge for this rape’, he tells him afterwards (p. 90). His resentment stems from a number of sources. First, there is Jim’s stated unwillingness to describe the experience of sharing Roper’s identity, which both Roper and the reader might ascribe to Jim’s cowardice, his reluctance to expose the unsettling cynicism, resentment and lack of conscience he has found in Roper’s mind. Partly, too, the chemist’s resentment stems from his belated wish to preserve what he calls a ‘privacy of self’ (p. 90). Most disturbing of all for Roper, though, is the evidence Jim might provide of the instability of his own identity. During Roper’s occupation of Jim’s body, Jim sees clearly the distinction between himself and Roper: ‘I had never imagined that someone else could feel so different,’ he writes, ‘that his “being” should vary so profoundly from my “being”’ (p. 88); and he confirms that Roper’s personality has what he calls ‘weight’, or gravity, in stark opposition to his own vapid ‘lightness’. But his friend’s mind is also described as existing in some sort of ‘bondage’, exuding a sense ‘of being swathed round and of a desperate stretching against the bandages, as though he were buried alive’, of being in ‘constant strife’ – a phrase that neatly encapsulates the devil’s nature as the arch-fiend or universal enemy, trapped by his own opposition to the whole of creation. Shortly afterwards Jim describes him as ‘a bold, dark, striving spirit, constantly disintegrating and re-cohering’ (p. 89), like evil in Milton’s Comus.[3] Roper, then, like Jim himself, has no consistent being; he can’t distinguish himself from his own victims, and is as subject to coercive binding as anyone he binds with his drug. The breaking down of boundaries between minds, which is made possible by the drug, reveals the permeability of the boundaries between one identity and another, and hence perhaps the difficulty of assigning responsibility for any given action, of determining its moral status. No wonder, then, if Jim tells us that Roper’s brief possession of his body leaves him (and presumably Roper) with a powerful unease about what he calls the ‘mystery of personality’ (p. 88), as well as a ‘furtive sense of shame’, as if his refusal to describe Roper’s mind to its owner makes him responsible, in some sense, both for what Roper has done in the past and what he will do in future.

Mervyn Peake, Dr Jekyll (1948)

Sure enough, Jim condones Roper’s actions again and again in the book, first by failing to describe the state of Roper’s mind to him at this early stage in his addiction, then by repeatedly refusing to condemn them to his face, and finally by failing to report the murders he commits to the authorities – aiding and abetting him, in other words, out of a misplaced sense of loyalty. His own unstable identity transforms him at times into a dead ringer for his more forceful friend, while his hypocrisy makes him as responsible for Roper’s actions as Roper himself; perhaps more so, since he could have brought them to an end more easily than Roper, given the chemist’s self-confessed condition as an ‘addict’ to his new drug (p. 114).

But Jim is not alone in his complicity with Roper’s actions. The book sees the chemist’s personal devilishness manifested in nearly every other character: from the police constable whose mind Roper makes use of to club an unfortunate servant to death with his truncheon (p. 135), to Jim’s elderly aunt, who shows an unseemly fascination with the details of the servant’s murder (p. 112); from Cousin Flo, an unmarried relative of Roper’s who gets hold of one of the pills and transforms a Vicar into the husband of her dreams (p. 144), to the narrator, who is accused by Roper of having designs on the pills himself (p. 138). When Jim insists that Roper give him the pills after the servant’s murder, Roper tells him that he is behaving just like Hitler: ‘with you they’d be safe,’ he observes ironically; ‘It sounds like Hitler’s argument for taking away the colonies’ (p. 138). Britain is filled, in fact, with little Hitlers, whose claims to benevolence are indistinguishable from the dictator’s desire to exercise absolute power. The pills do no more than underline this affinity between the outwardly good-natured English or Welsh citizen and the Nazi dictator of Germany, by giving some of them the means to incarnate their ‘secret desire […] for conquest and capitulation’ (p. 144).

Leslie Hurry, Café Bar (1946)

Despite Jim’s insistence that he is a playboy, then, with no serious political or intellectual commitments; despite the ‘lightness’ of his prose style as first-person narrator of Marvell’s book – full of short paragraphs, rapid-fire dialogue and swift transitions; Jim’s narrative is in the end a political one, as perhaps all narratives had to be in 1939. The political aspect of the book is revealed quite gradually, but comes to a head in the final pages, when the British government stands revealed as the worst of devils in that devilish nation. As the self-appointed watchdogs of global capitalism, the British authorities, it turns out, are willing to sacrifice any number of innocent citizens to protect its interests; and the people they destroy by violence include members of their own forces, policemen and soldiers. The irony is that these innocents are killed to put an end to a professedly benevolent revolution, involving the forcible spread of ‘human kindness’ through the agency of Roper’s friend, a saintly Welsh street singer called Bert who is the chemist’s polar opposite in terms of his moral proclivities. When Bert gets hold of the pills he is persuaded by Roper (for the young man’s private amusement) to conduct an experiment on the British public by forcing them through mind control to be relentlessly ‘kind’ to one another. Kindness, however – it turns out – is inimical to property laws, the hoarding of gold reserves by banks, and hierarchies of every kind; so the government cannot possibly accept its imposition on the populace. The book ends with a devastating artillery attack that kills Roper, Bert, policemen, soldiers and a host of bystanders. As Howell Davies, Andrew Marvell was a veteran of the Great War; so the termination of his novel with the indiscriminate shelling by his government of its own people, in a year when global conflict was about to break out for a second time in the author’s lifetime, makes bona fide devils of the British state.

George Frampton, Peter Pan statue, Kensington Gardens (1911)

The authorities’ erasure of Bert’s revolution also erases Bert and Roper from the annals of history. The clothes of the dictator-scarecrow in Clemence Dane’s The Arrogant History of White Ben transform their wearer into a living emblem of the past: ‘He had been garmented’, Dane writes, ‘with religion, diplomacy, the art of war, the art of healing; for he wore a priest’s vestment, a soldier’s gauntlets and civilian mackintosh; a gentleman’s pleasure-hat, a surgeon’s coat. […] [M]en’s memories were buttoned about him’ (p. 20). The fate of Marvell’s characters, by contrast, is to be remembered (if at all) as the cast of a novel, and hence to be written out of the historical record altogether. This process of writing them out begins at an early stage in the revolution, as the government carefully vets the newspaper coverage of its spread; and later one of the ‘journalists’ reporting on Bert’s movements turns out to be a government spy, whose information enables the shell attack on the Welshman and his followers to be accurately targeted. The only reliable account of what happened to Bert and Roper is to be found in the pages of the seemingly fantastical story told by Jim, which he writes down while staying in a tiny village in Wales – on the margins of history, so to speak – and arranges to be smuggled to Roper’s father after his death. The fact that we are reading this posthumous account in the form of a work of fantastic fiction suggests that the father chose to release it as a product of the imagination rather than of history, presumably to protect the contents from censorship. Indeed, the decision to release it as fantasy seems to be anticipated by the choice of setting for Bert’s last revolutionary headquarters: the tea-house in Kensington Gardens – now the Serpentine Gallery – located in a section of Hyde Park whose best-known associations are with that most influential of British fantasies, Peter Pan. Peter’s first literary appearance famously took place in Kensington Gardens, in J M Barrie’s The Little White Bird, and his statue by Sir George Frampton still stands on the other side of the water from the former café. In Congratulate the Devil, then, the fantastic and the historical are in constant dialogue or exchange, so that the distinction between them is at times more or less impossible to make.

Edward Burra, Dancing Skeletons (1934)

The disintegration of boundaries between fantasy and reality is for Marvell profoundly damaging. He reflects this formally by refusing to divide his novel into chapters, as (for instance) R C Sherriff did in The Hopkins Manuscript. As a result the comic episodes at the beginning, where humans behave like cheerful dogs, exist in a continuum with the much more troubling incidents that follow: the murder of one of those humans – the servant Dobbs; the bank robbery; Roper’s murder of Anita; the destruction of the teahouse by shelling. As we’ve seen, Roper’s mescal breaks down the boundaries between the imagination and material life; Bert’s conviction that human kindness provides the key to a better world, for instance, is described as one of his ‘fantasies’, and the pills let him put this fantasy into practice. But for powerful people – newspaper magnates, rich men, politicians – the world is already a ‘fine hot-pot of fact and fantasy’, which is how Roper describes the ‘inaccurate’ coverage of his killing of Dobbs in the national press (p. 130).

The bank robbery staged by Roper shortly after the murder demonstrates the central role played by fantasy in economics. With his pills he forces the bank manager to think of the money in his vaults as worth less than a pile of leaves: ‘Pieces of paper,’ he calls them, ‘silly little pieces of paper with pictures on them. Gentlemen, you are welcome to them. […] Take them all. […] Leave not a wrack behind’ (p. 125). As the banker expatiates on this new perspective, the notion that ‘pieces of paper with pictures on them’ should have some sort of intrinsic value becomes increasingly absurd; yet it’s in the interests of defending this absurdity that the British government bombs the tea-house in Kensington Gardens. In other words, Roper’s imposition of his fantasies through the operation of his new drug underlines the far more successful imposition of fantasies on human beings by the world’s businesses and the governments that serve them, a form of mind control that reduces people of all nations to helpless dupes.

Alfred Kubin, Caliban (1918)

The bank manager’s phrase, ‘Leave not a wrack behind’, comes from Shakespeare’s The Tempest. It’s from the scene where the enchanter Prospero acknowledges the insubstantial nature of his magic, and aligns it with the insubstantial nature of the ‘great globe itself’, which will fade away at last and leave no trace of its passing. This is the first of two key references to The Tempest in Marvell’s novel. The second is Roper’s, when he contemplates what would have happened if the islander Caliban had got control of Prospero’s wand and used it to reshape the world around him (p. 152). Roper thinks of himself as a second Caliban: a misshapen, marginalized individual, enslaved by pointless conventions, who lusts after Anita just as Caliban lusted after Prospero’s daughter Miranda. At first the young chemist claims to have no interest in gaining Anita’s affections through the mind-controlling ‘magic’ of mescal, and insists that Caliban, too, would have been uninterested in forcing Miranda to love him. But Shakespeare’s play does not bear this out this assertion. Caliban did in fact try to rape Miranda – according to her father – and Roper follows in his footsteps. With the help of the drug he forces Anita to sleep with him, then when the effects wear off and she recoils from him in horror he strangles her in a paroxysm of rage, resentful of her inability to go on embodying his erotic daydreams without the drug’s intervention. In both play and novel, then, magic is the expression of the desire to shape the world in accordance with one’s fantasies, a project whose eventual failure is rendered inevitable by the incompatibility of one person’s fantasies with another’s – except in an impossible utopia, of the kind Marvell’s Bert or Shakespeare’s Gonzalo conjures up.

Ithell Colquhoun, Song of Songs (1933)

Roper’s willingness to ‘force’ Anita to service his desires is represented as devilish, but no more so than the world’s tendency to ‘force’ her to embody an androcentric vision of femininity. The young chemist first sees the girl in a painting executed by an artist named Joubert, who also happens to supply Roper with the drug which is the source of his problems. In the painting – presumably executed under the influence of the drug in question – Anita stands facing the viewer, naked, ‘hands turned towards us’, looking off into the distance at an indeterminate object (‘It might be a lover, it might be God’, p. 102). It is Roper who suggests a title for this picture: ‘the moment of truth’; but in fact, of course, it’s another fantasy, the image of a young girl as freely and willingly available for all men’s pleasure. The street singer Bert correctly identifies the painting as exploitative, but couches his objections to Anita’s nudity in the same possessive terms that the picture invites all men to use about her: ‘I don’t like you doing that’, he tells her (p. 103). Both Roper’s and Bert’s perceptions of Anita are based on the painting’s representation of her as somehow ‘made’ by and for the male viewer:

‘Look, you made me, here I am. I have nothing to hide. The beauty is yours, all yours.’ She seemed to be saying that, and glorying, too, that the beauty was there to bestow, utterly, without reservation. (p. 103)

Bert later liberates Anita from both Joubert’s and Roper’s influence, but in doing so places her in a setting that infantilizes her – a sweet shop – as does his refusal to acknowledge her adult desire for Bert himself. Later still, Roper murders Anita because she refuses to act out the role of ‘the beauty [that is] there to bestow, utterly, without reservation’ in life as she did in the painting. Both men, in fact, use the drug to ‘make’ or remake Anita as they wish her to be, just as the painter did, and both find themselves unable to cope when she insists on following her own desires and inclinations. In this they are the exact opposite of Roper’s father, a man who the chemist describes as the ‘only complete realist I know’, who ‘knows exactly what he wants from life, never asks more of it than it can give, and is always prepared to find that it gives less than he expects’ (p. 92). The father’s decision to release the narrative of Roper’s drug as a fantasy novel, as against a historical account, is ironically a more realistic choice than any made by the drug’s users, who persist in believing that the world can be reshaped by the transient influence of the magic it contains. Roper and Bert are fantasists, and their treatment of Anita underlines the tendency of fantasists in the 1930s to force their damaging dreams on the world, always asking ‘more of it than it can give’, and roused to rage, in Roper’s case – like Wilde’s version of Caliban – when it doesn’t mirror their dreams and expectations with servile faithfulness.

Oswald Mosley and the British Fascist Blackshirts (1936)

Ironically, Roper’s own death is brought about for a similar reason to his murder of the woman who obsessed him. Bert’s revolution, which Roper first suggests to him and then helps to orchestrate, exposes money and social inequality as manifestations of false consciousness; that is, as fantasies devised to keep the ruling elite in power. It is, in fact, an attempt on Roper’s part to return to the ‘realism’ he was taught by his father, and which he abandoned by treating Anita as an ideal; and as we’ve seen it proves insupportable to the government, which destroys him as he destroyed Anita. This would seem to be Roper’s intention from the beginning: a suicidal desire to atone for his killing of Anita with his own destruction, though as a devil-figure he inevitably brings down his friends Bert and Jim along with him. Roper knows very well how the revolution of kindness is likely to end. When Jim suggests at one point that the government is reluctant to fire on the revolutionaries because of the crowd of innocent people gathered round them, Roper asks him: ‘What do you think you’re up against, the Peace Pledge Union?’ (p. 256) – referring to the pacifists who opposed a military response to the Nazi threat. The real reason for the government’s reluctance, Roper insists, is that the revolutionaries are out of range of the army’s machine guns; and the bombing of the café confirms his suspicions, while also signaling to Marvell’s readers the end of the democratic dream of government as a beneficent force at the service of its electors. World leaders share the obsessive self-interest of other men, a self-interest that devours those who refuse to serve it as a cannibal devours other members of its own species. Roper himself describes his obsession with Anita as a kind of hunger: ‘Ever been hungry, really hungry?’ he asks Jim (pp. 195 and 200), as an analogy for his yearning for her body. This hunger finally consumes her, and it’s in response to this act of metaphorical cannibalism that Roper allows himself to be consumed in his turn by dying in a famous eating-house. Marvell’s novel finishes, in fact, by implying that the mind control imposed on individuals or populations by fascist populism is a form of anthropophagy, and that it is practised everywhere in Europe by governments determined to sustain themselves by consuming the citizens they govern. T H White had made a similar point just one year earlier in The Sword in the Stone (1938).

Bela Lugosi in Chandu the Magician (1932)

In his essay on fairy stories, Tolkien’s unease with the power exerted by fantasy over its readers comes to a head in his discussion of the difference between Magic and Enchantment. Magic makes a change to the world we live in, he tells us, and ‘its desire is power in this world, domination of things and wills’. Enchantment, on the other hand, is the art of sub-creation – of inventing new worlds as imaginative subsets of this one – and is ‘inwardly wholly different from the greed for self-centred power which is the mark of the mere Magician’ (p. 53). But Enchantment too can be ‘perilous’, Tolkien warns (p. 53), because ‘Men have conceived not only of elves, but they have imagined gods, and worshipped them, even worshipped those most deformed by their authors’ own evil’ (p. 55). Congratulate the Devil is a book about Magic, in Tolkien’s terms, whose protagonists are as greedy for power as Tolkien’s Magician. But Tolkien also believes that Enchantment, as the human craft he calls Fantasy works it, can be abused to such an extent that we think our sub-created secondary worlds to be somehow real: ‘[Men] have made false gods out of other materials: their nations, their banners, their monies; even their sciences and their social and economic theories have demanded human sacrifice’ (pp. 55-6). From this perspective, Congratulate the Devil is a work of Enchantment, and as such the product of Fantasy. It draws attention, as I’ve argued here, to the totalitarian abuses of Fantasy that pervaded Europe in the 1930s; and in the process it reminds its readers that they themselves might be worshipping deformed gods of their own invention – the Ropers of their minds.

How, I wonder, does Marvell imagine the effect of his book on its readers? Does he see it as practising mind control on us, experimentally forcing us to root for the devil, Roper, and to congratulate him in the end for the morbid entertainment he has afforded us? There’s a clue, perhaps, in the connection with Wilde I’ve already touched on in connection with Caliban. If Roper is Caliban, he will produce a dual effect on his readership, according to Wilde’s preface to The Picture of Dorian Gray, since ‘The nineteenth century dislike of realism is the rage of Caliban seeing his own face in a glass’, while ‘The nineteenth century dislike of Romanticism’ – for which read deliberately unrealistic narratives, like modern fantasy – ‘is the rage of Caliban not seeing his own face in the glass’. Roper as a representation of contemporary Britishness will make readers angry; Roper as an unrealistic character, with his devilish horn-stubs, will arouse readers’ contempt; though all the while readers will fail to note that they are as much Caliban as Roper is, if we take Wilde’s dicta seriously. Meanwhile the portrait of Anita can be seen as a version of the Picture of Dorian Gray, mirroring the faults of its painter (who worshipped a fake version of Anita just as Basil Hallward worshipped a fake version of Dorian) as well as its spectators (who expect all women to act as the model is made to act by the painter). Marvell’s readers are as much the painters and avid spectators of Anita’s portrait as Joubert and Roper are. Marvell’s position as author, meanwhile, is that of Roper’s father: the realist who expects nothing more from life than it can actually give him, since he unflinchingly demonstrates the likely outcome of giving credence to such deadly fantasies. His fantasy speaks unpalatable truths to power – and to the people who willingly lend unscrupulous authorities what power they have; though like Roper’s father he has no expectation that power or the people will pay attention to it. For Marvell, as for Auden (also writing in 1939), fantasy ‘makes nothing happen’ – though in flamboyant and sometimes spectacular fashion.

*****

I’ve suggested that Congratulate the Devil concerns itself in part with the erasure of unpalatable happenings from the pages of history; but Sherriff’s novel The Hopkins Manuscript contains yet more unsettling revelations about the unreliability of human accounts of the past. Once again the novel presents itself as a form of documentary evidence for events that might seem far-fetched to its readers. Here, however, those events took place at a time so long ago that it has become known as a second Dark Ages. The frame of the novel – like the frame of Margaret Atwood’s The Handmaid’s Tale – transports the reader to a point many centuries in the future, after the population of Europe has been wiped out, first by the devastating effects of the moon’s collision with the earth, then by conflict over ownership of the shattered remains of the satellite among rival European nations. Lunacy, in other words, is its subject, and the moon serves in it both as a deadly menace – a giant bomb – and as a potent metaphor for the capacity of human beings to set aside reason and self-preservation in the quest for power, or for the illusion of power, since all power is finally lost in Sherriff’s narrative, including the simple power to light a candle in the darkness (the book is written by the light of ‘feeble home-made lanterns’, p. 5). The imminent moon crash is the focus of the first two thirds of the novel; but as it turns out, the cataclysm proves eminently survivable. What destroys Europe is the madness of war, and the complex network of fantasies that bring this madness about, as both embodied and critiqued by Sherriff’s narrator, Edgar Hopkins: the man who gives the book its title and becomes the last lost voice of vanished Britain, ‘a thin, lonely cry of anguish from the gathering darkness’ (p. 3).

R C Sherriff

Sherriff’s choice of narrator is inspired. In the introduction, an unnamed historian from the future describes him damningly as ‘Edgar Hopkins […] a man of such unquenchable self-esteem and limited vision that his narrative becomes valueless to the scientist and historian’ (p. 1). He is, in other words, a fantasist, incapable of adjusting his perception of himself in the light of the catastrophe to which he is subjected – or so the historian claims, though the summary is not fair to him. In a number of ways, Hopkins is a perfect representative of British culture in the 1930s. As a middle-class white man who lives in the countryside, he is a type who is disproportionately represented among the protagonists of English literature – a representative of the fantasy Englishman who never existed – although his self-esteem has rarely been as devastatingly cut down to size as it is by Sherriff’s catastrophe. Despite his high opinion of himself, his marginal status is made obvious from the beginning, as well as his ordinariness (Sherriff’s first title for the book was An Ordinary Man). Retired very early from his job as a teacher (we learn at a late stage in the novel that he was bullied by his pupils, which explains his decision to withdraw his labour), and more interested in breeding chickens than in politics or astronomy, Hopkins becomes a member of the British Lunar Society pretty much by accident; yet he considers his membership of the society – and the early awareness it gives him of the problem with the moon – to mark him out as a person of consequence, specially selected by virtue of his intelligence, birth and education to be the custodian of secret information vouchsafed only to the cream of the British ruling classes. Sherriff brilliantly conveys the strain on Hopkins of maintaining this fantastic view of himself over the months that elapse between the revelation of the coming collision, at a private meeting of the Lunar Society, and the release of the news to the general public. At times during this period Hopkins succeeds in seeing himself as the elite guardian of what he calls The Secret. At others he teeters on the brink of madness, as he notes the horrible disparity between the everyday goings-on around him and the approaching annihilation of life on earth. Christmas brings out this disparity in drastic fashion. It’s a feast that centres on the fantastic, in the form of myths of universal brotherhood, Father Christmas on his sleigh, God’s love for all humanity and so on. It’s also a ritual which is annually repeated – or would be if the world were not about to come to an end. And it’s the yearly high point of consumer capitalism, when economic inequalities are both at their most pronounced and most assiduously occluded. As a result, the Christmas before the crash becomes for Hopkins an almost unbearably ironic pantomime, full of scenes he can’t help but contrast with the devastation that will shortly be unleashed. A family passing Hamley’s toyshop, for instance, ‘brimming with the best that life can give’, fills him with ‘impotent rage’ because ‘this monstrous thing could not happen in a world that harboured such people as these’ (p. 74). Hopkins’ idealized vision of the family, whom he imagines returning ‘to some quiet house in a tree-lined road’, is as palpable a fantasy, perhaps, as the idea that the moon won’t strike the earth, despite the science; and in harbouring it Hopkins displays his own ordinariness at the very point when he wishes to present himself as most elevated by his exclusive lunar knowledge.

Yet on the whole Hopkins manages to preserve his sense of being exceptional, largely by concentrating from day to day on his chicken-breeding – another irony, of course, since breeding prize chickens is hardly regarded even in rural populations as the most significant of occupations (with apologies to my Galloway cousin who breeds ducks). Even in his sense of exceptionalism, however, he is ordinary, since the British people seem largely to share his ability to see themselves as somehow special. In a passage that resonates strikingly with early British responses to Covid 19, Hopkins describes the threefold reaction of the country’s citizens when news of the lunar strike is finally released. For a substantial portion of the populace, he explains – the so-called ‘country gentlemen’ –

‘the moon business’ was all a scare. Nothing would happen, but if it did, it would happen in China where that sort of thing always happened. In their opinion, it would not affect England. Things like that did not happen in England. We should ‘muddle through’ as we always had done in other troubles. We had a Government with a strong majority and the police were equal to anything. (p. 113)

Another portion of the British people anticipates the moon’s arrival as a public spectacle, something to be witnessed from a safe distance and remembered for a lifetime, since they are convinced that the satellite will merely ‘graze’ the earth before glancing off again into space:

They were prepared to see the stately beech trees of Burgin Park come crashing down like nine-pins; they were ready for a deluge, a hurricane, a terrific blowing about of dustbin lids, and a very fine sight as the moon passed overhead almost within touching distance (p. 113).

This portion of the public is seduced each night, he tells us, by their own ‘fantastic imaginings’ (p. 114), which successfully divert their attention from the ‘huge, glittering ball’ of the moon itself. The third part of the British people – only about ‘one in ten’, as Hopkins calculates – are convinced that the world is indeed about to end, and either fall back on religious faith for comfort, as the village Vicar does, or collapse into a state of existential despair which is as fantastic (in Hopkins’s view) as the imaginings of the ‘moon will graze us’ party. The chief representative of these fatalists is the landlord of the local inn, Murgatroyd, whose vision of the end of the world ‘reeked of hearses, musty black plumes and grave-clothes […] the spade of the sexton – the toll of the bell – blackness – dirt -corruption’ (p. 115); a magnificently inappropriate set of images for encompassing universal destruction. Of course as readers of a first-person narrative we have no idea whether Hopkins’s account of Murgatroyd’s views on the crash is in any way accurate, though we are made aware that the ex-teacher dislikes the publican intensely, so it’s probably biased. Each of the three reactions listed here, in other words, as well as Hopkins’s account of them, is more or less an illusion; but then again, the concept of the end of the world is so extreme that it’s hard to envisage a way of describing it that did not fall back on delusions and fancies.

Paul Nash, Eclipse of Sunflower (1945)

This makes it seem particularly suitable for Sherriff to have set his story of the moon-crash in the context of what for many of his readers would have looked like a pastoral fantasy: a prosperous village in rural Hampshire several miles from the nearest town. Such a place is used to seeing itself as on the margins in the best of ways, mostly untroubled by the national and global events that loom so large in the metropolis. That this sense of existing on the margins is an illusion becomes increasingly clear as the book goes on, and the policies of central government begin to take effect in the rural community. First comes the order to build an underground shelter or ‘dug-out’ on village land, capable of holding the whole village. The reason initially given for constructing the dugout – issued before the moon crash has become general knowledge – is that war may soon break out between Britain and some nameless ‘foreign enemy’ (p. 63). This, of course, is an illusion, rather like the notion of national superiority entertained by some of the villagers; though a far greater illusion, as it turns out, is the idea that the dugout will protect its builders. The construction of the shelter does, however, serve a practical purpose: it gives the community something to work on in the weeks before the crash, and by drawing them more closely together than they have ever been before – a process which is made particularly clear by Hopkins’s situation, as he finds himself increasingly reluctant to leave the construction site for his lonely hilltop home after work each evening. The communal nature of the construction process similarly brings out the illusory nature of the social divides that separate the villagers in normal times. All the villagers must cooperate to finish the shelter, which makes it all the odder when Hopkins finds himself reluctant to share his Christian name with the working-class men and women who are working on it by his side; this in spite of the fact that the man in overall charge of the project is a working-class Welshman, Sapper Evans. The dugout is, in fact, both a fantasy and a focus for fantasies, and its fantastic nature is confirmed when it largely fails in its intended function. The moon’s collision with the earth opens up cracks in the walls, letting in seawater and drowning most of the occupants.

The teacher’s dependence on fantasy to sustain his picture of life in the English countryside, and of his own significance as the human race speeds towards extinction, is beautifully pointed up by his choice of reading in the final moments before the moon strikes. The night before, he reads The Wind in the Willows and ‘roamed again in the fragrant meadows with Badger, Mole and the immortal Toad’ (p. 175). On the day itself he begins by revisiting Huckleberry Finn, and in the final hour manages ‘to read, even to enjoy, the first chapter of Treasure Island’. Hopkins regresses to childhood at this time of crisis, setting aside religion and politics in favour of comfortable adventures removed from his own particular moment in history by time, geography and a lack of significant consequences for the events that unfold in the course of the narrative. Each book describes adventures with an all-male cast-list whose ends he knows, and which he regards, ironically enough under the circumstances, as somehow ‘immortal’. Toad’s battle with the working classes of the Wild Wood, Huck’s travels with the African American Jim, Jim Hawkins’s struggle against pirates on behalf of his middle-class friends, Dr Livesey and Squire Trelawney, reassure him that the Britain he loves and the class and race relations it sustains will endure beyond the end of the world itself.

As Hopkins works on the dugout he does in the end begin to set aside some of his snobbery – most obviously in his admiration for the energetic, well-organised Evans. He also begins to emerge from self-inflicted loneliness, a loneliness imposed on him by his sense of aloof superiority to most of his village neighbours and shy inferiority to the local representatives of the ruling classes. The period after the calamity, when he effectively adopts the son and daughter of a local dignitary (tellingly based at The Manor House), reinforces his new sense of belonging. In the first place it gives him an ersatz family and a social status he has never felt before (their adoption of him makes him their replacement father, which means he is now in effect the Lord of the Manor); and in the second (ironically enough, in view of the first) it continues to erode the social divisions by which his life has been guided. The new society established in the two-year ‘Epoch of Recovery’ after the calamity has an Arcadian quality about it, reinforced by the fact that it fulfills Hopkins’s lifelong fantasies, through his effective rise in social status, his acquisition of two affectionate young companions, and the recognition by the entire neighbourhood of his unparalleled importance as a chicken breeder, along with his seeming immortalization in the name of a new breed of hen: the ‘Beadle-Hopkins pullets’. Hopkins is even convinced (despite ample evidence to the contrary, such as his own employment of two farm servants) that in this new order ‘Distinctions of class were gone for ever’, something he illustrates by his willingness to sit side by side with his social inferiors at a civic banquet: ‘I sat with Mrs Smithson, the wife of a plumber, and Miss Bingham of the drapery store, talking to them almost as if they were my equals’ (p. 273).

Georges Méliès, A Trip to the Moon (1902), still

At the same time the status of this two-year period as a continuing pipe dream is reinforced by the fact that is punctuated by a trip to the moon, which has landed in the Atlantic Ocean and become something of a tourist destination. A trip to the moon has traditionally been the term for an absurd impossibility, as Hugh Lofting recognized when he sent Doctor Dolittle there, mounted on a moth, in 1928;[4] and the British enthusiasm for indulging in moon tourism serves in this section of the novel as a metaphor for a peculiarly British capacity for social and political self-delusion. At the same time, the trip itself proves disappointing for Hopkins and his adoptive son and daughter. All they find on the shore of what was once the ocean is ‘what appeared to be the edge of an immense slag-heap of grey, broken slate stretching as far as we could see across the land and far into the distant sea like some gloomy, ghostly continent of primeval times’ (p. 249). The image resembles a post-industrial wasteland as well as a primordial desert, or else the landscape of a battlefield in Flanders, and its blankness also predicts the erasure of history that is to come; so it’s no surprise that Hopkins leave it with a sense of ‘indefinable dread: a haunting conviction that the terrors of its arrival were trivial beside the horrors that it held in store for us’ (p. 250). His premonition proves accurate; the moon turns out to be a storehouse of vast wealth in industrial and monetary terms, laden with gold, coal and other valuable minerals, which leads inevitably to a struggle over which nation has the primary claim to its resources. These industrial fantasies about moon-minerals lead, through the equally toxic fantasy of nationhood, to all-out war, in Britain’s case waged in the name of the most evanescent fantasy of all, the illusion of a continuing global Empire. The war itself ends with the annihilation of European culture and the obliteration of all traces of its past, with ‘The Hopkins Manuscript’ as one of the few pieces of material evidence (thanks to its preservation in a Thermos flask) for British or even European identity. Hopkins, in other words, really does acquire a kind of immortality, and the name of the Hopkins-Beadle pullets really is remembered centuries after the breed first saw the light. His reference to the ‘immortal Toad’ in The Wind in the Willows becomes one of the last pieces of evidence for the existence of a literature in English, a fact whose irony is intensified by the fact that Toad embodies the toxic absurdity of the British class system. Hopkins’s private fantasies become the historical epitaph of the fantasy which is Britain.

It’s not too surprising, then, that one of the last scenes in the book takes place in that hub of the fantastic, Kensington Gardens, where Congratulate the Devil also ended. Here Hopkins discusses with an acquaintance, Professor Bransbury – who is said to resemble another character familiar to children, Robinson Crusoe – the invasion of Europe by the forces of an Iranian general called Selim. Selim and his Asian and African followers aim to erase all traces of ‘Western civilization’ from the world (p. 1), a project whose successful completion is confirmed by the description of a Europe bereft of history in the opening pages of the novel. Selim’s success is partly a consequence of in-fighting among nationalist European leaders such as Britain’s fascist prime minister, Jagger. But it also takes advantage of the fantasies made available by the lunar crash, which enables Selim to identify the moon as the ‘god of oppressed peoples’, who descended to earth in order ‘to destroy their hated white oppressors’ (p. 308). One fantasy, in other words, has effectively driven out another in a world dominated by the conviction that fantasies can be realized, made real: the world of the 30s, extrapolated into the 40s by Sherriff’s almost unbearably convincing little future history.

Charles Bittinger, Earth as seen from the moon, National Geographic (1930s)

Appendix: Abyssinia in The Hopkins Manuscript

It’s worth noting that the ‘Foreword’ to The Hopkins Manuscript is said to have been written by a scholar from Addis Ababa in Abyssinia (modern Ethiopia) at some point in the far future. At the time of the novel’s publication Abyssinia was under occupation by fascist Italy, having been invaded in 1936. The League of Nations failed to condemn the invasion, but a speech to the League of Nations by the Abyssinian Emperor in exile, Haile Selassie, became internationally celebrated as an outstanding example of anti-fascist oratory. Sherriff’s decision, then, to have his conquered, culturally bereft version of Europe studied by scholars from a country currently under occupation by European fascists was a carefully considered political gesture.

NOTES

[1] See Michael Remy, Surrealism in Britain (Aldershot: Ashgate, 1999), Foreword.

[2] For example, under science fiction I could have included H G Wells’s The Holy Terror and Aldous Huxley’s After Many a Summer, and under children’s fantasy Enid Blyton’s The Enchanted Wood.

[3] I’m thinking of this passage:

But evil on itself shall back recoil
And mix no more with goodness, when at last
Gather’d like scum, and settl’d to itself,
It shall be in eternal restless change
Self-fed, and self-consum’d (Comus, lines 593-7)

[4] The moon’s association with lunacy is also exploited in Eric Linklater’s wartime classic of children’s fantasy, The Wind on the Moon (1944). As a follower of H G Wells, Sherriff will have been familiar with The First Men in the Moon (1901), in which the insane aggression of humankind trumps the horrors of the Selenite dystopia found on the moon by the travellers of the title.

Editions Used

Howell Davies / Andrew Marvell, Congratulate the Devil, The Library of Wales (Cardigan: Parthian Books, 2008)

R C Sherriff, The Hopkins Manuscript, Penguin Modern Classics (UK: Penguin Random House, 2018)

 

David Jones, In Parenthesis (1937): ‘a kind of space between’

Mervyn Peake, David Jones (1939)

I’ve been reading David Jones’s In Parenthesis lately, a book often referred to as a poem (though it’s largely in prose) written by a brilliant artist who illustrated Coleridge’s The Ancient Mariner in 1929. I’m reading it as part of a project on Mervyn Peake, because Peake drew Jones’s portrait in January 1939, two years after In Parenthesis was published. I presume the portrait was commissioned by The London Mercury in response to the impact the book was having in literary circles. Prominent writers had praised Jones’s epic prose poem in fulsome terms, including W H Auden (whose portrait Peake also drew in the late 30s), Graham Greene (who selected Titus Groan for publication by Eyre and Spottiswoode), and Herbert Read, the theorist of surrealism and a veteran of the Great War like Jones himself, whose work Peake must have known well as a professional artist and teacher. I can hardly imagine, then, that Peake did not read Jones’s Anglo-Welsh prose epic. He was fascinated by poetry, by book illustration – he too illustrated The Ancient Mariner in 1943 – and by Welshness, thanks to his Welsh mother and his friendship with Dylan Thomas; and like everyone else in 1939, he lived in the shadow of war. He was later in the habit of reading books he illustrated with close attention; I don’t know if this practice extended to the books of men and women whose portraits he drew, but this seems likely. Of course it’s not fair to look at Jones’s work merely through the lens of my interest in Peake, but it seems to me that In Parenthesis has much to tell us about how the Great War helped shape the emergence of fantasy as an artistic mode or practice between the wars. Jones forms, then, part of the picture that includes Tolkien’s emerging The Lord of the Rings, Peake’s development as a fantasy writer as well as an artist, and a number of important fantasy texts I’ll be looking at in future blog posts. Reading In Parenthesis in relation to fantasy, then, may be worthwhile, and that’s what I want to try briefly here.

As I said, the book is often described as a poem, despite the fact that it’s written in prose. This may partly be because of T S Eliot’s championing of it, and because of Jones’s regular references to Eliot and other poets in his preface and throughout the text; but it’s mainly an acknowledgement of Jones’s scrupulous attention to the verbal medium he uses – its rhythms, its sounds, its punctuation, its layout on the page. It tells the story of eight months in the Great War, from December 1915 to July 1916 – a journey from the training of new recruits in the British army to their first major engagement, the attack on Mametz Wood in which Jones was injured. This chronology takes us from Christmastide to High Summer, from relative innocence to hard-won experience, from the largely familiar to the deeply strange, from the nature-oriented past to the mechanized future. It’s told in a kind of verbal collage made up of dialogue in English and Welsh, technical military language including numerous acronyms, painterly descriptive passages, quotations from literature and snatches of song. The dialogue brings together numerous dialects used by different classes in various localities – most often in London and Wales. The narrative is divided into seven parts, each of which has its own pace, rhythm and stylistic techniques, which have been selected to match the subject matter: training and travel, marching, arriving at the front by night, contemplating no-man’s land, the routine of army life, the eve of battle, the battle itself. By the end of the book a transformation has taken place – multiple transformations, in fact, which are too complex to summarize briefly, but which echo the fantastic metamorphoses and ungainly fusions that took place in fiction, art and poetry after the war.

David Jones, Frontispiece to In Parenthesis

The text’s point of view is mainly that of a private called John Ball. Ball is named for the leader of the Peasant’s Revolt of 1381, who also appears in one of William Morris’s first socialist fictions, The Dream of John Ball (1888), where he embodies the brand of neo-medieval socialism Morris sought to articulate and promote. There is a link here to fantasy as well as politics, since Morris famously wrote a series of neo-medieval romances in the 1890s which strongly influenced Tolkien. Morris’s romances were widely read in the trenches, especially The Well at the World’s End (1896), with its deft mimicry of the prose of Thomas Malory and its vision of a largely egalitarian, meticulously reinvented Middle Ages. Jones had another reason, though, for admiring Morris. The Victorian designer-poet’s theories about the dignity of craftsmanship as embodied in medieval craftsmen’s guilds, and the importance of substituting these for the alienated labour of industrialism, strongly influenced Jones’s mentor the sculptor and designer Eric Gill, founder of the Catholic Guild of St Joseph and St Dominic, to which Jones belonged. It’s no surprise, then, if the point of view in the book is more collective than specific. The personal pronouns throughout the book are always changing their referent, so that ‘he’, for instance, can refer at different times to Private Ball, the German enemy, the sun (p. 59), or one of Ball’s comrades or superiors, while ‘she’ can mean a specific woman, or the moon (p. 27), or a ship’s figurehead (p. 51), or Ball’s rifle, or the spiritual embodiment of the wood where the final battle takes place. ‘They’ can be members of other units, distinguished from yours by the supposed cushiness of their living standards (p. 47); or else you and your comrades as you discover the alienness of your bodies after a poor night’s sleep (p. 63). The second person, ‘you’, meanwhile, gets used everywhere, drawing the reader into the narrative by weirdly investing her or him with the status of honorary veteran of a war they didn’t experience.

The most important feature of the book, however – at least from the point of view of understanding its relationship to fantasy – is its title. For Jones, the Great War took place as it were between brackets, separated by imaginary punctuation marks from every other experience he or anyone else involved had undergone. ‘This writing’, he tells us in the Preface,

is called “In Parenthesis” because I have written it in a kind of space between – I don’t know between quite what – but as you turn aside to do something; and because for us amateur soldiers […] the war itself was a parenthesis – how glad we thought we were to step outside its brackets at the end of ’18 – and also because our curious type of existence here is altogether in parenthesis. (p. xv)

The final part of this paragraph seems to extend the wartime experience to the whole of human life (‘our curious type of existence here’); but the text itself marks out the difference of wartime existence from other kinds in a number of ways. The process of reading it is much like entering an invented world of the kind Tolkien started to construct in the trenches; the language, in particular, is distinctive, punctuated by technical military terms which make it necessary for Jones to provide the ignorant reader with detailed notes, and the strangeness of war is constantly being associated with the impossible events and mythic resonances that have come to characterize the genre or mode now known as fantasy. And in the bracketed ‘space between’ that is the war, or the part of the war Jones chose as his subject, many more bracketed spaces occur: turnings aside, as the Preface puts it, ‘to do something’ distinctly different from the monotonous routines of army life. Each of these parentheses has its particular atmosphere and organization, so that it resembles what John Clute has called a ‘polder’ in fantasy fiction: a place where the rules are either subtly or radically different from the ones that govern the world in which the overall narrative takes place.

David Jones, The Mariners, from The Ancient Mariner

Jones prepares us in the Preface for the fantastic nature of what occurs between his book’s pages. ‘I think the day by day in the Waste Land,’ he writes, ‘the sudden violences and the long stillnesses, the sharp contours and unformed voids of that mysterious existence, profoundly affected the imaginations of those who suffered it’ (p. x). He adds, with wonderful unexpectedness: ‘It was a place of enchantment’. Before heading over to France, he tells us, ‘The air was full of rumour, fantastic and credible’ (p. 14), so that the impossible is already starting to be accepted by soldiers as the binding condition of their future lives. Rumour here is the preliminary ritual that sets aside the charm or spell or invocation from ordinary transactions, like the resounding hand-claps that alert the Japanese gods to the prayers of the faithful. Later, as the soldiers disembark from their trucks not far from the front, they receive ‘in their nostrils an awareness and at all their sense-centres a perceiving of strange new things’ (p. 18): a sentence that makes wonderfully concrete the bodily process of encountering and absorbing strangeness. The landscape they find themselves in is a matter of wonder – sometimes, Private Ball discovers, because of its very ordinariness, its stubborn persistence in being at once quotidian and the theatre of unprecedented atrocities.[1] One of the things that make it strange is the shifting light- and sound-patterns caused by natural or man-made weather, which is always rendering the everyday transcendent. Ball ‘marveled’, we learn early on, ‘at these foreign clouds’ (p. 20); and later he witnesses a sunrise like a revelation, the emergence of something divine from behind the cloud-cover: ‘Behind them, beyond the brumous piling the last stars paled and twinkled fitfully, then faded altogether; this beautiful one, his cloud garments dyed, ruddy-flecked, fleecy stoled; the bright healer, climbing certainly the exact degrees to his meridian’ (p. 62). In the bizarre nocturnal of Part 3, lit by flares and gunfire – where the language of the narrative shifts abruptly towards radical modernistic fusions of disparate idea and sound and image, in its efforts to invoke the state of being half-asleep while striving to stay alert and watchful while on sentry duty – the transition to fantasy is made explicit: ‘his mess-mates sleeping like long-barrow sleepers, their dark arms at reach. Spell-sleepers, thrown about anyhow under the night. And this one’s bright brow turned against your boot leather, tranquil as a fer sidhe sleeper, under fairy tumuli, fair as Mac Og sleeping’ (p. 51). The soldiers here resemble the legendary sleepers under mounds – King Arthur and his knights, the Seven Sleepers and the rest – in that they are both fully armed and unconscious, buried alive, so to speak, in roughly-executed trenches, precariously suspended between life and death, their very capacity to sleep under such circumstances a miracle, sure proof of enchantment. At the end of the book, the dead remain for ever in this fairy state, having been invested as ‘secret princes under the trees’ by the mysterious Queen of the Woods, who chooses ‘twelve gentle-men’ from among them to ‘reign with her for a thousand years’ (p. 185). The implication is that the strangeness of the ‘Waste Land’ of war has in some sense persisted beyond its temporal boundaries, enacting the ‘ever after’ of conventional fairy stories through the continuing presence of the twelve chosen sleepers in the mind of the man who saw them, thanks to the alchemy of memory. His memories of the dead, however, are framed in the language of fantastic narratives: dream reportage, folk tales, neo-medieval romances, bedtime stories. Fantasy is what makes it possible to recall them without self-damage, and what lends their casual slaughter point and purpose, giving their abruptly terminated narratives shape. The fantastic references throughout In Parenthesis alert the reader to the fact that the narrative is not a memoir, but a means of making memory bearable, in the sense of being transferrable to new, better contexts where the horror of war can be transmuted into art.

David Jones, page from the manuscript of In Parenthesis

As I’ve already implied, the resemblance of the parenthetical ‘space between’ of war to the secondary world of high fantasy is partly achieved by the cultural difference of army life in wartime from the lives of ordinary citizens, whatever their trade. This cultural difference imposes a clear distinction between readers of the book who were there at the front with Jones and those who were not. The distinction is emphasized, as I suggested, by the necessity for notes. Old soldiers will not need them, at least not the notes explaining army terminology. In the same way, Welshmen won’t need the translations from Welsh, nor Londoners the interpretations of cockney rhyming slang – at least, they won’t need these if they belong to the working classes, or have lived and fought alongside them, as Jones did. This bracketing-off of the veterans, in particular the set of veterans Jones fought with – as well as of the different kinds and phases of veteranship (Jones informs us that some of the terms he uses in the book belong to specific phases in the War, falling into and out of use as the conflict wore on) – may be what’s being referred to in the final sentence: ‘the man who does not know this has not understood anything’ (p. 187). Non-combatants or even combatants who never saw the Somme cannot hope to share the weird knowledge Jones has to impart, and the strangeness of Jones’s patchwork style is designed to emphasize the impossibility of a stranger’s ever achieving comprehension.

David Jones, sleeping soldier (1915)

At the same time, Private Ball himself is quickly initiated into the alien culture of the front after first encountering it as an outsider. Arriving at the trenches he discovers a distinctive ‘folk-life’ embedded there, ‘a people, a culture already developed, already venerable and rooted’, and it’s only with time that he gets initiated as a full member of this order or community: ‘And you too are assimilated, you too are of this people – there will be an indelible characterization – you’ll tip-toe when they name the place’ (p. 49). The sentence emphasizes the exclusiveness of membership of this war-torn people, but its use of the second person also ensures that Ball’s own initiation is shared by the reader. This is not, then, an elitist text, despite its moments of obscurity and its use of unfamiliar cultural references – such as the early medieval Brittonic poem Y Gododdin, quotations from which open each of the seven sections, alongside the much better-known text Morte Darthur by the fifteenth-century soldier Sir Thomas Malory, which crops up everywhere. Jones laments, for instance, the fact that convention forbids him from using swearwords in the text, about which he says in the Preface: ‘The very repetition of them made them seem liturgical, certainly deprived them of malice, and occasionally when skillfully disposed, and used according to established but flexible tradition, gave a kind of significance, and even at moments a dignity, to our speech’ (p. xii). The demotic is elevated to liturgy by the stresses and strains of war, rendering socially ostracized discourse as precious as the language of the training ground, the law court or the parlour.

David Jones, Periscope

The democratic aspect of conflict is intensified by Jones’s acute awareness that every soldier at the front, whatever his background, is unique and therefore valuable in light of the particular cultural referents he contains, as it were in brackets, within his body. No one soldier is more unique and hence significant than anyone else, as the slippery pronouns demonstrate, and this radical egalitarianism cannot help but impose itself on Jones’s readers – re-acculturating us as we read until by the end we are forced to inhabit an egalitarian space, no matter what space we came from at the beginning. The rich specificity of each individual’s assemblage of experiences, cultures and histories is brought out with greatest force at the point of death, when the casual demolition of people we have come to know well in the course of the narrative – such as the young lieutenant Mr Jenkins, sinking to the ground with his revolver swinging from its pendulum like ‘the clock run down’ (p. 166), or Private Wastebottom, who is killed waiting in the trenches for the last assault, yet ‘maintained correct alignment with the others, face down, and you could never have guessed’ (p. 158) – is set alongside the deaths of anonymous soldiers whose lives are briefly lit up, so to speak, by the names of the places and people that helped to make them: such as the German killed by Private Ball in the wood, who in dying ‘calls for Elsa, for Manuela / for the parish priest of Burkersdorf in Saxe Altenburg’ (p. 169). Conversely, one Welsh soldier’s death links him to the deaths of all soldiers everywhere, thanks to his being the namesake of the poet Aneirin who wrote Y Gododdin, the poem that provides In Parenthesis with its epigrams:

No one to care there for Aneirin Lewis spilled there
who worshipped his ancestors like a Chink
who sleeps in Arthur’s lap
who saw Olwen-trefoils some moonlighted night
on precarious slats at Festurbet,
on narrow foothold on le Plantin marsh –
more shaved he is to the bare bone than
Yspaddadan Penkawr.
Properly organized chemists can let make more riving power than ever Twrch Trwyth;
more blistered he is than painted Troy Towers
and unwholer, limb from limb, than any of them fallen at Catraeth
or on the seaboard-down, by Salisbury,
and no maker to contrive his funerary song. (p. 155)

Here Aneirin’s personality or personhood – most marked earlier in the narrative by his propensity for singing constantly under his breath, as if transforming the experiences we are reading into song – gets mixed in with those of earlier poetic memorialists of warfare. These include Shakespeare (in the reference to Arthur’s lap, mentioned as Falstaff’s final resting-place in Henry V); the writer of the Culhwch and Olwen section of the medieval Welsh anthology the Mabinogion; the Arthurian storytellers and poets from Nennius to Chrétien de Troyes; the many poets and dramatists who have written about Troy; and the fifteenth-century soldier-storyteller Malory, whose style is echoed in the phrase ‘let make’ and whose story of Arthur’s final battle on Salisbury Plain is referred to in the penultimate line. At the same time, Aneirin is elevated above and separated from these distinguished predecessors by the excessive destructiveness of his demolition. He is more ‘shaved […] to the bare bone’, more ‘blistered’ and rent ‘limb from limb’ then any soldier on the battlefield of Catraeth, where the tragic action of Y Gododdin takes place. Unlike his predecessors, too, after this horrible unmaking he has no poetic ‘maker to contrive his funerary song’ – he is not remade, so to speak, in verbal form. Not, at least, until Jones started writing; and the success of Jones’s exercise in commemoration depends on the reader’s participation in it, their willingness to subject themselves to the dreadful account of Aneirin’s dismemberment, to understand both where it connects with and where it is bracketed off from the past dismemberments Jones lists in this passage. The reader’s importance is acknowledged in the final broken paragraph of the book, from which I quoted earlier: ‘The geste says this and the man who was in the field… and who wrote the book… the man who does not know this has not understood anything’. Understanding is associated with the man who ‘wrote the book’, which makes the book we have just read a means of connecting us with the material reality of the ‘field’, through a combination of the act of writing, the act of reading, and the act of imagining – all of which take courage. Aneirin’s remaking is achieved through Jones’s connection of the field of the Somme with the field of Catraeth, which most of his readers will not have heard of before that too was remade, so to speak, in the epigrams and notes to In Parenthesis. Making Aneirin anew is possible, then, despite the radical dissimilarity of his death from those in the texts alluded to – the tales of Troy and Catraeth and Arthur – and despite the unfamiliarity of most readers with the time and place where it took place.

The most moving moment in the passage occurs when Jones conjures up an intimate detail of Aneirin’s life at the front line: the time when the soldier noticed a certain species of flower, a trefoil, despite his own precarious perch on moonlit slats in a trench under enemy observation. The flower had for Aneirin an association with a story from his homeland, that of Culhwch and Olwen in the Mabinogion: it is ‘Olwen-trefoil’ (my emphasis). So this perception on the part of Aneirin brings life, so to speak – imparts urgency and vividness – to a tiny fragment of Welsh culture; and this process of bringing a fragment of culture to life would have been lost to the world if Jones had not recorded it. The association between a fragile, easily-missed blossom and personal and cultural memory recalls the opening tale in Lord Dunsany’s 1918 collection Tales of War, in which soldiers from a small Kentish village called Daleswood – all the grown men left in the community apart from the very old – expecting to be wiped out at any moment, seek some way to record what matters to them most about their village. They seek not to register their own names or the grand historical events they and their ancestors have taken part in, but the tiny everyday details which are crucial, in their opinion, to the place’s identity, and which will be lost for ever if none of them survive (the women of the village, they claim, have different priorities from the menfolk, and would choose to remember different things). But the men cannot agree on what those crucial details are; whether the foxgloves in the wood at the end of summer, or the time of year when they cut the hay with scythes, or the ‘valleys beyond the wood and the twilight on them’, or the ‘old village, with queer chimneys, of red brick, in the wood’. In the end they record on a lump of chalk only the sentiment: ‘Please, God, remember Daleswood just like it used to be’. As it transpires, the men survive; but the question of commemoration – of what’s worth preserving about a culture, a place, a person – remains; and the men’s sense that they lack the verbal means to perform the commemorative act, or even a consensus on what should be mentioned in their memorial, lingers on in the reader’s mind long after the story is finished and the men from the village are unexpectedly spared. The death of Aneirin is of course a tougher proposition. Salvaging the details of his death from Jones’s memory, with other wartime matters, was achieved at the expense of a nervous breakdown on the writer’s part, and the details Jones gives us about him are no more than fragments of the man who died. But they form part of a larger structure of great beauty, while being parenthetically bracketed off from the rest of the book by their specific application to a single soldier, now gone for ever. If it does not succeed in memorializing Aneirin adequately, the passage makes quite clear what has been lost by this inability to memorialize – just as Dunsany’s story makes quite clear what would have been lost if the men of Daleswood had died without being able to pass on their small observations of the village to their children and grandchildren.

The parentheses of Jones’s book, in other words, do not segregate his text from the understanding of its ‘lay’ readers – though that understanding will include, for most of them, the awareness that there is a clear distinction between the man ‘who was in the field’ and the man or woman who was not. Parentheses, in fact, are for Jones the condition we all inhabit, not just soldiers: ‘our curious type of existence here is altogether in parenthesis’. Our lives are parenthetically bound in by non-life, before birth and after death, and war serves only to stress their parenthetical nature by means of its difference. The most startling example of a wartime parenthesis – the kind that accentuates parentheses of other kinds – comes in Part Seven, when the enemy artillery gets increasingly accurate in its aim at the British troops waiting in the trenches. As Private Ball stands motionless, listening and waiting, he observes – using one of those flexible pronouns that turn up everywhere, in this case denoting the enemy by way of the third person singular – how ‘He’s getting it more accurately and each salvo brackets more narrowly and a couple right in, just as “D” and “C” are forming for the second wave’ (p. 157). These are the salvos that annihilate Privates Wastebottom and Talacryn, in very different and individual ways: ‘Talacryn doesn’t take it like Wastebottom, he leaps up & says he’s dead, a-slither down the pale face – his limbs a-girandole at the bottom of the nullah [i.e. ravine or trench]’ (p. 158). Sandwiched between these murderous brackets, Private Ball finds the parenthesis of his life reduced to the fewer and fewer inexorable seconds before he finds himself within range of an enemy salvo; and his awareness of this extends his sense of time to encompass whole epochs: ‘Last minute drums its taut millennium out […] and seconds now our measuring-rods with no Duke Josue nor conniving God / to stay the Divisional Synchronization’ (p. 159). By the time he gets the command to go over the top, every second is a parenthesis packed full of stark terror, impotent denial of his own mortality, and a sense of the infinite preciousness of the tiniest temporal fraction of a man’s existence.

David Jones, rats shot in the trenches

The murderous bracketing of D and C companies by the double salvo can in turn be understood as an open parenthesis before the assault, for which the closing parenthesis for many will be death by violence. But this is just one of many temporal parentheses in the book. There is the opening bracket of the departure from England after training, bracketed at the other end of the war by the capitalized Big Ship that will ferry survivors home (p. 104). There is the parenthetical space of the night described in Part 3, with its own distinctive rules and visions and language; the night is bracketed by those wonderful passages in which Jones describes the slow departure of light and its equally slow return. There’s the parenthetical space of waiting between brief periods of action, the ‘King Pellam’s Laund’, No-Man’s Land or Wasteland of Part 4 – a location which is physically parenthetical, or unlike any other, in that it is stranded between the elements of earth and water (p. 88) and requires constant labour on the soldiers’ part to maintain its identity as solid land. The life led in this location by combatants on both sides aligns them with that parenthetical animal, the ‘rat of no-man’s land’ (p. 67); a parasite that exists in the interstitial spaces between the mapped regions inhabited by ‘real’ people and ‘real’ animals such as horses and mules. There’s the parenthetical space of Private Ball’s period of rest at the start of Part 6, in which he ties his own groundsheet to those of two comrades for extra comfort; a period that ends when one of the three is ordered away to act as a runner. This leads to the symbolic disengagement of the three groundsheets from one another, an act that gains significance from the friends’ awareness that their separation may well prove permanent: ‘such breakings-away and dissolving of comradeship and token of division are cause of great anguish when men sense how they stand so perilous and transitory in the world’ (p. 137). Private Ball’s meeting later that day with another two friends from different regiments takes place in a parenthesis which is grammatically as well as geographically distinct from their everyday lives: ‘These three seldom met except for very brief periods out of the line – at Brigade rest perhaps – or if some accident of billeting threw them near together. These three loved each other, but the routine of their lives made the chances of foregathering rare’ (p. 139). The final foregathering of the three is bracketed by intimations of mortality: the hammering of carpenters as they work to build coffins ahead of the assault (‘He wished they’d stop that hollow tap-tapping’, p. 139, my emphasis) and the parting shot of one of the friends: ‘don’t get nabbed tapping the Gen’ral’s wire – I’d hate to see you shot at dawn’ (p. 143, my emphasis). Each parenthesis, in other words, is a miniature reflection of the great parenthesis which is an individual lifetime, here all too often curtailed by the cold machinery of war.

David Jones, Christ mocked by soldiers

The military body itself in the book is a kind of parenthetical enclosure, clearly distinguished by virtue of its discomfort – and the forms of violence visited on it – from civilian bodies, as well as from its contents, the thoughts and feelings that make up personhood (‘feet following file friends, each his own thought-maze treading’, p. 37). At each stage of its army existence the body is defined as mechanism, the mind as something sensitive, soft and alien to the machine that encloses it, and Jones repeatedly invokes this awkward disparity between the component elements of a soldier’s self. As Private Ball marches, ‘his loaded body moved forward unchoosingly as part of a mechanism’ (p. 19), while his mind roams in other directions. As he wakes up each morning with other members of his platoon, ‘delicate mechanisms of nerve and sinew, grapple afresh, deal for another day’ (p. 61). As stress sets in before the final battle, the machine falters: ‘the sensibility of these instruments to register, / fails; / needle dithers disorientate. / The responsive mercury plays laggard to such fevers – you simply can’t take any more in’ (p. 156). Then at the point of death the machine runs down and comes to a stop: Mr Jenkins sags to the ground like ‘the clock run down’ (p. 166); Private Talacryn’s ‘mechanism slackens, unfed’ (p. 158); their respective recollections, desires and sense impressions are lost irretrievably as their specific functions in the engine of war come to an end. In the last pages of the book, the body becomes increasingly fragmented: Private Lewis loses his limbs, Private Morgan his head (which ‘grins like the Cheshire cat / and full grimly’, p. 180), and Private Ball the use of his legs in a kind of industrial cataclysm, ‘as if a rigid beam of great weight flailed about his calves, caught from behind by ballista-baulk let fly or aft-beam slewed to clout gunnel-walker’ (p. 183). After the war, we’re told, injured men will learn to live without limbs and organs they once thought essential: ‘Give them glass eyes to see / and synthetic spare parts to walk in the Triumphs, without anyone feeling awkward’ (p. 176). The final scene finds us in a wood full of corpses, recumbent in a tree-made crypt where the body is finally liberated from the state of mechanization. The German dead – tall ‘strangers’ in ‘field-grey’ – resemble stone statues rather than broken engines:

Aisle-ways bunged-up between these columns rising,
these long strangers, under this vaulting stare upward,
for recumbent princes of his people.
Stone lords coiffed
long-skirted field-grey to straight fold
for a coat-armour
and for a cere-cloth, for men of renown:
Hardrada-corpse for Froggy sepulture. (p. 182)

The Welsh dead, by contrast, recall discarded clothing, their bodies reduced by war-damage to the condition of prehistoric bog-people or the occupants of Neolithic burial chambers:

And here and there and huddled over, death-halsed to these, a Picton-five-feet-four paragon for the Line, from Newcastle Emlyn or Talgarth in Brycheiniog, lying disordered like discarded garments or crumpled chin to shin-bone like a Lambourne find. (p. 182)[2]

Deprived of their mechanical rigidity, these resting bodies – some broken, some intact – remain as anonymous as memorials in churches or archaeological discoveries. But as the wounded Private Ball crawls through the wood where they lie he imagines a dryad figure ritually reaping their minds and memories as she selects from among the corpses heroes worthy to ‘reign with her for a thousand years’; and Jones’s own recording of this ritual reanimates the dead men by name and personality as a stone tomb or burial chamber never could.

Mervyn Peake, The Ancient Mariner

If the body is a parenthetical ‘space between’, so too is what might be called the War Time into which Jones plunges as he leaves the training ground and travels to France. He tells us in the Preface, ‘I suppose at no time did one so much live with a consciousness of the past, the very remote, and the more immediate and trivial past’ (p. xi); and this fascinating fusion of the remote past of communities and the trivial past of the individual sets the place of war apart from other places in terms of the way it measures time. Time is distorted by the actions of war. Sentry duty distends it, rendering the phosphorescent dial of the soldier’s watch spookily inadequate to the task of marking its passage. The moments before the assault make the soldier yearn to stop time altogether, or somehow to evade the specific period in which the assault will take place, set it apart from himself in a parenthesis where only other soldiers die (p. 158). Transitions from day to night and from night to day are often used to mark the passage of time when clocks or watches are unavailable, but In Parenthesis is filled with twilight moments when day and night are in contention with each other, and where space too seems to collapse:

With the coming dark, ground-mist creeps back to regain the hollow places; across the rare atmosphere you could hear the foreign men cough, and stamp with foreign feet. Things seen precisely just now lost exactness […] Your eyes begin to strain after escaping definitions. (p. 98)

The past, too, ceases to be distinguishable from the present, because the soldier inhabits a continuous War Time which (as the Preface pointed out) seems to exist as a dark undercurrent that is always present behind or alongside the organized timetable of Peace. This is why Jones keeps straying into the language of the war poets, Aneirin, Malory, Shakespeare, the Chanson de Roland; their literary representations of war are always occurring to Private Ball as accurate statements about the strange world he has entered, despite the major changes that have taken place between their times and his own. History is erased or rendered null by War Time because no one has learned from it; men are still marching out to die as they did in Y Gododdin, in which case what is the point of differentiating 600 AD from 1916? The erasure of history is another of the many equalizing processes at work in Jones’s text. Any man in the army can take part in it, from Private Dai Greatcoat – who delivers himself of a long formal boast that links him to an endless line of fighters stretching back to Cain and the Trojan War (pp. 79-84) – to Private Donkin, whose personal history has brought him to France in a mission to avenge the atrocity whereby four of his brothers died at the front the year before (pp. 144-5); revenge being a process of balancing the books that effectively wipes the action you are avenging from the records, rendering it null and void. Outside War Time, killing is forbidden, or at least killing for personal reasons such as revenge. In War Time, every soldier finds himself exempt from such restrictions, encouraged to do things that would have got him imprisoned or hanged before he joined up – and which may still get him killed, imprisoned or maimed, as Private Donkin’s story shows. The clock of his life, in other words, has undergone an extraordinary metamorphosis. Long before it winds down and stops, it has entered a ‘space between’ and given itself over to Salvador-Dali-style dissolution, as inadequate for the purpose of measuring the distance between one moment and the next as the luminous watch-dial of a bored or frightened sentry.

David Jones, Capel-y-ffin

The final parenthesis in the book incorporates all the others, and seals the link between Jones’s record of wartime and the other great literary records of wars gone by. It’s the parenthesis of the Wood which is the objective of the assault in Part 7, and which becomes the paradigm of woods and forests everywhere in literature, the ‘spaces between’ where adventures take place, magic lurks, and supernatural people and creatures live and move and have their being. Private Ball identifies the Wood as a place apart as early as Part 4, where he contemplates it from a distance while on sentry-duty, observing: ‘To the woods of all the world is this potency – to move the bowels of us’ (p. 66). Woods, he recalls, are at certain times of year a place of holiday, to which men come ‘in heart’s ease and school-free’ or ‘perplexedly with first loves’; or the perfect hiding-place for an ambush; or a refuge for the justly or unjustly persecuted and the lost. They are associated with exiled ‘sweet princes by malignant interests deprived’, like Shakespeare’s Duke Senior, parenthetically barred from his hereditary role; or madmen running wild from grief and pain, as Lancelot did when Guinevere rejected him, or Merlin in certain Arthurian traditions, as well as ‘broken men’ of other kinds. Private Ball or one of his comrades – it’s not clear which – becomes such a ‘broken man’ at the beginning of Part 7, as Jones himself did while writing the poem: ‘He found him all gone to pieces and not pulling himself together nor making the best of things’ (p. 153), in the prelude to the assault on the Wood where he knows most of his company will be slaughtered. Woods, then, are where men are unmade, in that they are dismantled body and mind; but they are also where makings begin. Here unmade men will find a maker to commemorate them, since makers in the sense of poets and storytellers love the woods, which occur everywhere in old romances, lyrics and laments. Woods, then, are a place of destruction and reconstruction. They’re also a kind of neutral ground in wartime. They occur, we’re told in Part 4, on the maps of army draughtsmen, one of whom

Made note on a blue-print of the significance of that grove as one of his [i.e. the enemy’s] strong-points; this wooded rise as the gate of their enemies, a door at whose splintered posts, Janus-wise emplacements shield an automatic fire (p. 66).

Woods are liminal, in other words, Janus-faced like the first month of the year, facing at once towards past and future, death and life, the Germans and the British, making themselves available to anyone with the guts to approach and seize them for the flag. In addition, the Wood in Part 7 serves both as a gate that closes the parentheses within which the action of In Parenthesis takes place and a gate that opens out from the book onto the postwar era when it was written and published. As a portal of both kinds, it gives the lie to the notion of parentheses as sealing off what they contain from ‘normal life’. The world was deeply affected by the Great War; cultures changed radically in response to it; afterwards, as after Covid 19, there was a ‘new normal’. Parentheses in fact are always permeable, like portals, and In Parenthesis enacts this permeability through the uncanny skill with which it conjures up for a postwar readership the between-space of War Time.

Edward Burne Jones, Panel from The Legend of Briar Rose

Through the wood, as I mentioned earlier, stalks the enigmatic Queen of the Woods – whether in earnest or as a figment of Private Ball’s imagination. Her careful selection from among the dead of a representative twelve to serve as her knights makes that sample too a kind of parenthesis, in that it stands outside the categories of class and nation imposed on ordinary individuals by custom. She chooses for inclusion in her company both German and British soldiers, both privates and officers, both men like gods and men who are nothing more than jokes to their companions. And like the mad Ophelia, exempt by virtue of her broken mind from the restrictions that govern the sane, she presents each with some suitable woodland plant as a token of their admission into the culture of the strange:

Her awarding hands can pluck for each their fragile prize.
She speaks to them according to precedence. She knows what’s due to this elect society. She can choose twelve gentle-men. She knows who is most lord between the high trees and the open down.
Some she gives white berries
some she gives brown
Emil has a curious crown it’s
made of golden saxifrage.
Fatty wears sweet-briar […]
For Balder she reaches high to fetch his
Ulrich smiles for his myrtle wand.
That swine Lillywhite has daisies to his chain – you’d hardly credit it.
She plaits torques of equal splendor for Mr Jenkins and Billy Crower.
Hansel with Gronwy share dog-violets for a palm, where they lie in serious embrace beneath the twisted tripod. (p. 185)

In this scene, reminiscent of an arts-and-crafts painting – a panel, perhaps, from Burne Jones’s Briar Rose series of panels – men of all ranks and origins combine in quasi-erotic intimacy. Twelve of them are selected, like twelve apostles for some vegetable Jesus, twelve members of an assessing jury, none differentiated in terms of rank or importance from his copesmate. Balder the beautiful, the Christ-like Norse god who was killed with a mistletoe sprig through Loki’s trickery, is set alongside the pauper Hansel, driven by hunger to the woods with his sister to be murdered by a stranger; the German Hansel locked in ‘serious embrace’ with the Welshman Gronwy, all enmity forgotten; the unpopular commissioned officer Lillywhite alongside Lieutenant Jenkins and Private Crower, all bound together by daisy-chains ‘of equal splendor’, confirming their equal status in the Wood Queen’s universe, which lies well away from the social and military hierarchies that govern the spaces outside the parentheses of war and madness (‘wood’ means madness in Shakespeare’s time, as Demetrius’s phrase from A Midsummer Night’s Dream – ‘wood within this wood’ – might remind us).

John Everett Millais, Ophelia

A ‘prize’ is something that bestows meaning and value on a person’s achievements. The Wood Queen’s awarding of prizes, with its richly pictorial quality, may remind the reader of Pre-Raphaelite paintings of Ophelia as well as Burne Jones’s Legend of Briar Rose; above all the famous painting by John Everett Millais of the drowning Ophelia in the stream, singing as she sinks, and John William Waterhouse’s image of her sitting bolt upright on the river-bank, bedecking her hair like a sacrificial calf before she throws herself into the murderous waters. Millais was one of the founding members of the pre-Raphaelite brotherhood, while Waterhouse was one of its final generation of adherents, who worked alongside Burne-Jones and his good friend William Morris, whose guild socialism lived on in Eric Gill’s Guild of St Joseph and St Dominic, to which Jones belonged. Jones’s creation of a post-pre-Raphaelite scene in these final moments of his book anticipates Gill’s attempt to carry forward the ideas of Morris and his predecessor Ruskin into the postwar era.

David Jones, Ancient Mariner with Albatross. He compares his rifle to the albatross in Part 7.

But the end of the book also seeks to leave the past behind, perhaps by ensuring it undergoes a suitably radical transformation in response to the transformative horror of the war years. The work of setting the war and all that brought it about behind him is accomplished by Jones in the section where Private Ball decides to leave his rifle behind in the Lady’s Wood, where he was wounded. The rifle is his lover – just as the ‘many men so beautiful’ who died embracing one another among the trees are also in a sense his lovers (p. xxi). He has been taught by his training to treat this thing of wood and metal, this fusion of the organic and the industrial, as a bride (‘cherish her, she’s your very own’, p. 183); and the process of abandoning the rifle-bride is announced and then accomplished before and after the Wood-Queen’s ritual selection of her own retinue of dead heroes. Left behind at the ‘gate of the wood’ (p. 186) under an oak tree, like the bodies of Ball’s mingled enemies and comrades (‘Lie still under the oak / next to the Jerry / and Sergeant Jerry Coke’, p. 187), the abandoned gun represents the leaving-behind of a period that has brought both terrible violence and terrible beauty, like Yeats’s Easter 1916. But a gate, as we’ve seen, is Janus-faced, a limen or threshold that admits people both ways, both out and in. It’s a permeable boundary. Jones or Ball imagines the rifle becoming a future archaeological find, to be plundered by bloody-minded tourists on the lookout for souvenirs of mass slaughter (‘a Cook’s tourist to the Devastated Areas’, p. 186). And his account of the war experience ensures that it will be brought to life again, as his comrades will, each time a reader chooses to visit his pages. The gun that unmakes is remade, here, as a way to remake the dead, a tool as essential to the work of the maker as his pen.

In the preface to In Parenthesis, one of the transformations Jones imagines taking place in the wake of the war is the capacity to see the post-industrial world and its killing engines as stunningly beautiful – of giving guns and bombs and poison gas the romantic or magical associations of other murderous objects such as swords and fires, or of tarot cards, or of landscapes like the plains of Troy or Salisbury or the hills of Catraeth. ‘It is not easy,’ he observes,

in considering a trench-mortar barrage to give praise for the action proper to chemicals – full though it may be of beauty. […] We who are of the same world of sense with the hairy ass and furry wolf and who presume to other and more radiant affinities, are finding it difficult, as yet, to recognize these creatures of chemicals as true extensions of ourselves, that we may feel for them a native affection, which alone can make them magical for us. It would be interesting to know how we shall ennoble our new media as we have already ennobled and made significant our old – candle-light, fire-light, Cups, Wands and Swords (p. xiv).

One of the techniques by which Jones turns his War Time into a ‘place of enchantment’ is through the practice of radical anachronism: the running together of old and new, past and present, to produce a synthesis which is both disturbing and wonderful (disturbing because wonderful, I could have written). The experiments he practised among the parentheses of In Parenthesis anticipate the experiments practised by fantasy writers after the war, when they invented radically anachronistic, parenthetical secondary worlds as a means of understanding the strange new fusions that surrounded them, whose novelty the Great War threw so violently into relief. Jones helps us to understand, I think, how far these seemingly distant fantastic spaces can be read as responses to the equally anachronistic spaces through which their writers moved, within which they worked. Lovers of fantasy, then, should embrace his epic with the same enthusiasm as the modernists embraced it on its first appearance.

David Jones, Everyman

EDITION USED

Jones, David, In Parenthesis (London and Boston: Faber and Faber, 1978)

NOTES

[1] ‘It was not that the look of the place was unfamiliar to you. It was at one to all appearances with what you knew already. […] That’s a very usual looking farm house. […] The day itself was what you’d expect of December’ (pp. 18-19).

[2] The Seven Barrows and the Long Barrow at Lambourn (spelt Lambourne here) are thought to have inspired Tolkien’s account of the Barrow Wights in The Fellowship of the Ring. https://en.wikipedia.org/wiki/Lambourn

Fantasy 1939: Mervyn Peake, ‘September 1939’

The beginning of this month marked the 80th anniversary of Britain’s declaration of war on Nazi Germany, which took place at 11 am on Sunday 3 September 1939. Eleven years ago I published for the first time, in my edition of Mervyn Peake’s Collected Poems, a poem called ‘September 1939’.[1] The poem is short and not particularly distinguished, but it’s attached to the story of a remarkable coincidence – one of several that took place while I was editing the collection. And the coincidence provides an insight into the artistic and political milieu inhabited by Peake in the 1930s. Here, then, is a post about September 1939, the month and the poem, along with a meditation on how a tiny seed of information can begin to effloresce into a full-grown theory about a writer-artist’s friendships, influences and political sympathies.

When I first came across the poem ‘September 1939’ it was in a battered old exercise book full of poems, many of which had never seen print, stowed in a battered old suitcase in the London flat of Peake’s eldest son, Sebastian. The suitcase, as I remember it, was crammed to bursting with manuscripts and typescripts, mostly drafts of Mervyn’s poems, plays and prose of all descriptions. When Sebastian laid it on the table in his living room and opened it up I felt like a pirate suddenly faced with a heap of treasure: tongue-tied, goggle-eyed, caught between the lust of a child confronted by the treasures of a toyshop, with birthday money clutched in its grubby fist, and the astonishment of an adult who has stopped hoping that the world holds surprises like this, yet finds himself in attendance at the fulfilment of a lifelong fantasy. I still feel something of that extraordinary sensation twelve or thirteen years after Sebastian shut the suitcase again and put it away.

I haven’t experienced anything quite like that before or since. Except once, when the internet worked a little magic for me.

Not long after finishing my edition of the Collected Poems and sending it off to Carcanet, at a loss for anything to do with my hands and mind after the white hot excitement of the editorial process, I found myself idly typing a few words from the poem ‘September 1939’ into the search engine of my computer.

I wasn’t really thinking as I did so. I have no idea what made me do it, in fact. The poem from which the words came had never been published before, so there could be no expectation at all of getting a hit. Except that I got one.

The line came up word for word as I had typed it.

Leslie Hurry, ‘September 1939’

I can’t now recall which line it was from the poem, but there it stood, the opening entry in the short list of results for my search terms. And when I clicked on the link I found that the whole poem had somehow been transcribed and put online. I may be remembering this wrong; it may have been only the first few lines of the poem that had been transcribed, while the rest could be read with some difficulty in a low-definition PDF on the webpage I had stumbled across. But the fact remains: there was the poem, and there was I, and once again the impossible had come to pass and the shape of the world had been subtly changed by an unexpected encounter.

Leslie Hurry, This Extraordinary Year, 1945

The webpage on which I found the poem belonged to an online auctioneer, and the creator of the page had ascribed the poem to a man called Leslie Hurry – quite reasonably, since Hurry had incorporated the poem into a painting of his which had recently been sold. A quick search for Hurry’s name revealed that he was a painter and illustrator of considerable promise in the 1930s who later moved into theatre design at the instigation of the director, dancer and actor Robert Helpmann – most famous now as the Childcatcher from Chitty Chitty Bang Bang. At that time there were not many paintings of Hurry’s to be seen online – partly, it seems, because of a dispute over copyright; but in 2019, as I type these words, you can find a great many paintings, drawings and set designs by Hurry scattered across a range of different websites. One of his best-known paintings is ‘This Extraordinary Year, 1945’, which is on show in Tate Britain. It’s a picture that owes a lot to Blake, and that celebrates the end of World War Two and the election of a Labour Government. The painting I found with the poem in it was also concerned with a significant year, this time less auspicious: 1939. The two paintings, then, stand at the opening and closing moments of World War II, and the one I had just found online provided a kind of gateway or portal onto the dreadful time to come.

Leslie Hurry, ‘Self-Portrait 1944’

In fact, a gate or portal features in the painting. In the middle of what seems to be an ocean stand two white pillars side by side, which rise into blue plantlike growths gradually curving towards each other until they meet overhead to form a lintel. Each pillar has a door and two windows in it, giving it the appearance of a lighthouse or the turret of a medieval castle. Two long staircases approach each door, changing direction twice before they reach it. Between the pillars, through the gateway they form, you can see another ocean with a rock or island in it. There is something small and pale in front of the island-rock but I can’t make out what it is; it could be a boat, a whale, or another rock. The island-rock seems to have another tower on it – possibly two – but they are sketched in pen rather than fully painted.

Behind each of the two towers or pillars in the foreground there is what seems to be an upright, reddish rock, whose curve undergoes a very different metamorphosis from that of the pillars. The pillars grow upwards into cool blue plants or flowers. The rocks instead get extended below the gateway into a pair of clashing scimitar blades, which form another lintel under the doorway, this time painted red. The sea we are looking at through the doorway – or alternatively in a mirror, since the two lintels, above and below, could form the frame of a painting or looking glass – seems itself, as I said at the beginning, to be in the depths of another ocean, whose surface appears at the top of the painting, with the gateway underneath, as if immersed.

We’re looking into the depths, in other words, and the doorway or mirror we are looking through is threatening us. While the blue plants are thrusting upwards towards the lightest part of the sky, the blades are sweeping out towards the viewer. It looks as though they could cut us if we weren’t careful.

There is another island in the sea at the top of the painting, and in the lowering sky above the island Hurry has included what look like technical diagrams drawn in pen: a radio mast on the left, a flying machine above it whose wings recall the pages of an open book, a gun sight in the middle, a web of cables. The ocean at the top of the picture could represent the present, when such diagrams are widespread; or it could represent the consciousness. The portal, with its old-looking towers, could represent the past, or alternatively the subconscious, since it’s immersed in the depths. One thing is certain, though: the portal itself enacts two movements, one upwards towards new growth, the other downwards and outwards towards destruction. It’s a Janus-faced painting, even if the date it refers to is September rather than January. And the aggressive outward gesture of the blades suggests that theirs is the direction the world has chosen to take on this side of the picture – the side the viewer stands on.

As for the poem, as I’ve said, in the exercise book it was titled ‘September 1939’, and that’s the title I gave it in my edition. The painting, however, doesn’t give it a title at all. The lines are laid out differently, too, from the way they were in the exercise book:

This is the year of our Lord;
One thousand
And nine hundred years
And thirty-nine
Once the blood was wine
And the flesh was broken
Like bread.

The men of the equal tread
Have come into their own
And the bayonets shine.

This is the year of our Lord;
One thousand
And nine hundred years
And thirty-nine.

It might be better, I think, if there were a break between ‘thirty-nine’ and ‘Once the blood was wine’, which would make the poem into a mirror image like the mirror image implied by the painting, with two stanzas of four lines framing two stanzas of three lines just as the portal frames the painting’s interior sea. The word ‘Once’ in this version doesn’t quite make sense, at least to me; the exercise book has ‘Since’ in its place. I love, though, the way the poem (and the picture) draws the eye to the three central lines: ‘The men of the equal tread / Have come into their own / And the bayonets shine’. In the exercise book version this is slightly different: ‘And the men of the equal tread / Have come into their own / And their bayonets shine’; but the extra repetition of ‘the’ in Hurry’s version (‘the bayonets’) makes the soldiers more impersonal, conjuring up the familiar newsreels of the 1930s showing lines of Nazi soldiers marching in mechanical triumph through Berlin and Poland. And these three lines represent the mid-point in what seems an inexorable movement throughout history, from the moment of Christ’s birth (‘the year of our Lord’) to his death (‘Once […] the flesh was broken’) and on to the present, when the ‘men of the equal tread / Have come into their own’, with bayonets as sharp as Hurry’s scimitars. Having read it, one can also see something bladelike about the metal-blue plants into which the towers have grown, something sinister about the conjunction of defensive towers, radar, flying machine and gun sight at the top of the painting. Hurry’s picture may indicate two alternative directions, one leading to peace and one to war, but with the declaration of war in September 1939 both directions might be seen as always having pointed to the same destination. The breaking of Christ’s flesh and the spilling of his blood pointed the way to the breaking of flesh and the spilling of blood at the mid point of the twentieth century. This was the only possible fruit, one might imagine, that could be produced by that particular sacrificial tree.

Hurry may well have decided that Peake’s poem resembles a set of double doors, which fits into the frame provided by Hurry’s illustration. The repeated four lines at the beginning and end form a verbal counterpart to the painting’s doorframe, while the two sets of three lines form a door each – the door relating to Christ and the door relating to the rise of Nazism. But another way of looking at the poem is as the representation of a fulcrum, the point on which a bar or seesaw balances. The fulcrum lies in the space between the lines ‘Like bread’ and ‘The men of the equal tread’, with Christ’s sacrifice occurring on one side of it, the Nazis on the other; what the poem says is that the world of 1939 has tipped towards the Nazis. Peake’s mind was much preoccupied with fulcrums in the late 1930s. A number of poems from the exercise book – which I’ve dated to 1939 at latest, since it contains sketches of Peake’s mother on her deathbed in October of that year, and no pictures at all of Sebastian, who was born in January 1940[2] – a number of poems in it speak of a sense of precarious balance, or more accurately of having reached a tipping point, beyond which lies an unknown and troubling future.

Three of these poems are short enough to quote in full. The first is ‘Balance’:

In crazy balance at the edge of Time
Our spent days turn to cloud behind today –
And all tomorrow is a prophet’s dream –
This moment only rages endlessly
And prime
Is always the long moment of decay.[3]

This poem insists on the illusory nature of past and future, the turbulent present being the only moment that exists. Hurry’s painting could be read as a response to this sentiment too, with the clouds at the top representing either the ‘spent days’ of the past or the ‘prophet’s dream’ of the future, while the double door-posts – the two ambiguous towers divided between growth and destruction – symbolize the moment of ‘prime’, always engaged in the acts of furious self-destruction which make decay inevitable. A second poem speaks of Peake’s acute sense that it is his own life in particular that is in danger of ending just as it reaches the ‘prime’ of maturity:

O heart-beats – you are rattling dice –
My rattling dice
Proclaim the edge of precipice
At whose hid boulders stands a soundless sea –
These dice
Endanger me,
And spice
My days with hazards of futurity.[4]

The landscape of this poem clearly resembles the rocky, sea-bound islands of the painting, while the diagrammatic drawings in Hurry’s painted sky might be seen as summoning up the ‘hazards of futurity’ in the blueprints they offer for flying machines and gun sights which might so easily be appropriated for military uses. The third poem commemorates another ominous moment in the ticking time-bomb which was the approach to the Second World War. Exactly one year before ‘September 1939’ Peake wrote a poem to mark the September Crisis of 1938, when the appeasers of Europe granted the Nazis free access to the German-speaking region of Czechoslovakia:

Au Moulin Joyeux

September Crisis, 1938

Here with the bread
We tasted anguish; here
The wine was grief,
While dynasties
Swung from a thread.
Yet, while we stared
Blind at a shifting fulcrum,
While our loves
Loaded the bleedy scales
And when to laugh
Were mockery,
Here with their burning flags
Of pride unfurled,
All women raised bright goblets to the world.[5]

The poem opens with the image of bread and wine which recurs in ‘September 1938’. Here the eucharistic sacrifice doesn’t mark a long-past historic event but a process that has only just taken place, in a present which is no longer endlessly raging but rather grief-stricken at the betrayal that has just been perpetrated by the appeasers. The moment of crisis occurred, it seems, while the world was at a party, so that the party food – bread and wine – became suddenly and incongruously symbolic, the partygoers’ ‘loves’ – romantic or erotic – helped to weigh down the scales on the side that denotes war, while their laughter replicated the mockery of the onlookers at Christ’s crucifixion. But the poem ends in the present, not the past; a present in which the women at the party collectively raise a toast to the world which is about to be bathed in bloodshed, while their own ‘burning flags / Of pride’ fly in bright opposition to the military flags which have been raised as opposing standards by Europe’s armies. The women’s gesture of defiance insists on the unity of the world at the point when it is about to be divided; it insists, in fact, on the continuance of hope when all the men in the room are frozen into helplessness.

There is no equivalent of the defiant women in Hurry’s picture, but the unfurling blue vegetation at the top of the doorway could be seen as raising defiant flags of hope at the point when desolation threatens. Each poem I’ve just quoted, then, represents the world in the late 1930s as precariously poised on the brink of ‘precipice’, as ‘O Heart-beats’ puts it, caught at the point of plunging into the oceanic depths of a dark future. And Hurry’s islands, seas and rocky islands – held in a state of precarious calm before the stormy outbreak threatened by the gathering darkness overhead – show a remarkable consonance with Peake’s concerns in the late 1930s and the images he used repeatedly to express them . The rocky islands in particular speak to the recurring island imagery in Peake’s work, stimulated in part by his boyhood obsession with Treasure Island and reinforced by his lifelong fascination with the island of Sark, where he spent two years or so as a member of an artist’s colony in the early 30s, and to which he returned as often as he could in the years that followed.[6]

One more poem of 1939 points the way towards Peake’s future artistic direction, as represented by the Gormenghast novels. Peake’s wife, Maeve Gilmore, tells us that this poem too was written to mark the outbreak of war;[7] and its repetition of a word from the poem ‘Au Moulin Joyeux’ invites us to consider that word’s significance as an expression of what war meant to Peake.

We Are the Haunted People

We are the haunted people.
We, who guess blindly at the seed
That flowers
Into the crimson caption,
Hazarding
The birth of that inflamed
Portentous placard that will lose its flavour
Within an hour,
The while the dark deeds move that gave the words
A bastard birth
And hour by hour
Bursts a new gentian flower
Of bitter savour.
We have no power… no power…
We are the haunted people,
We…
The last loose tasselated fringe that flies
Into the dark of aeons from a dark
Dynastic gown.[8]

This poem represents the present not as a tipping-point but as an act of erasure, whereby the out-of-control if short-lived ‘gentian flower’ of propaganda – the ‘crimson caption’ and the ‘portentous placard’ – overwhelms the senses of the ‘haunted people’, leaving them unable to guess at the real ‘dark deeds’ that may underlie this sudden proliferation of false news. The adjective ‘haunted’ suggests the ‘haunted people’s’ attachment to the past, whose traces are being submerged beneath the militant outbreak of vegetation. A haunting implies the intrusion of the past on the present; but the past in question is a nebulous, fragmentary, frail affair – possessing the sort of evanescence or fragmentariness that is also evoked by the unfinished line ‘We have no power… no power…’

Mervyn Peake, ‘Steerpike’

It’s the last three lines of the poem, however, that point the way to Peake’s later project, Gormenghast. In this conclusion the ‘haunted people’ themselves become apparitions, loosely attached like the tasselated fringe of an ancient gown to a sombre, aeon-long history, which is rapidly disappearing into obscurity just as an ancient building might disappear under the weight of ivy, bindweed or Virginia creeper. Hurry’s twin white towers are undergoing a similar transformation, though in their case the stone is becoming vegetation instead of being overwhelmed by it. In both cases, something enduring and dynastic – the towers, after all, look like castle turrets – is being replaced by something temporary; and the colour of the turret-plants is the same bright blue as the most common varieties of ‘gentian flower’.  The idea of propaganda as a ‘bastard birth’ underlines the break with the past, since dynasties depend on continuity as enshrined in legitimate genealogies. Steerpike comes to mind: that interloper of uncertain origin who inveigles his way (through increasingly hazardous throws of the dice) into a position of power in the dark dynastic castle, assuming the gown of the Master of Ritual in the process, while dispensing his ideas in the form of what might be called ‘crimson captions’. The confrontation between past and present, figured as a collision between the dark, old and ritualistic and the callous, young, and functional, is exactly the clash worked out in the first two books of the Gormenghast sequence. Gormenghast, too, is described on several occasions – most notably in the flood that breaks out in the second novel of the sequence – as a stony island, its contours closely resembling the contours of Sark; so closely, indeed, that parts of the castle are even named after well-known features of the Channel Island. The doors and towers of Hurry’s painting, surrounded by sea and darkness, point the way towards Gormenghast with as much prescience as ‘We Are the Haunted People’, and both works of art – all the works of art I’ve discussed in detail here – identify the Gormenghast books as products of the war that broke out in September 1939, grotesque offshoots from that year’s bitter seed.

Peake saw drawing itself as a dynastic activity – even the drawings of rebels and iconoclasts, which define themselves as revolutionary by virtue of their opposition to established authorities and orthodox lines. He sketched out his conception of the dynasty or genealogy of drawing in the introduction to The Drawings of Mervyn Peake (1949):

We expect authority in a drawing. The authority which is doubly alive, firstly through its overtones and echoes which show it to be born rapidly or languorously along one of the deep streams that wind back through time to a cave in Spain. The authority, as it were, of a chorus of voices; or of a prince, who with a line of kings for lineage can make no gesture that does not recall some royal ancestor. The repercussions of the dead disturb the page: an aeon of ghosts float by with charcoal in their hands. For tradition is the line that joins together the giant crests of a mountain range – that links the great rebels, while in the morasses of the valleys in between, the countless apes stare backwards as they squat like tired armies in the shade. But we expect, also, the authority of the single, isolated voice. That the body of a work is common heritage in no way drowns out the individual note. To work with pen and paper is in itself a common denominator from the outset. But it is the individual twist that haunts us.[9]

The passage suggests we might read the ‘haunted people’ as artists, who are still conscious of the ‘dark of aeons’ which lies behind each mark they make on a page; a darkness that lends each mark resonance by waking comparisons with the ‘aeon’ of artistic ghosts who have made marks on paper before. In The Drawings of Mervyn Peake this very consciousness of their dynasty is what identifies certain artists as rebels, lifting themselves above the massed armies of ‘countless apes’ – the ‘men of the equal tread’, perhaps – to take command of the ‘giant crests’ of artistic and literary endeavour. And the quality that lifts them, Peake tells us, is a sense of balance:

Those threadbare terms ‘classic’, ‘romantic’, have little meaning when the finest examples of any master’s work are contemplated, for the first thing one finds is that they have that most magisterial of qualities, ‘equipoise’. They are compelling because they are not ‘classic’ and because they are not ‘romantic’. They are both and they are neither. They are balanced upon a razor’s edge between the passion and the intellect, between the compulsive and the architectonic. Out of this fusion there erupts that thing called ‘style’. […] The finest painters express themselves through their styles. It is as though they paint, draw, write, or compose with their own blood. Most artists work with other people’s blood. But sooner or later aesthetic theft shows its anaemic head.[10]

Mervyn Peake, ‘Reclining Figure by Hitler’

From these remarks we get a sense of what the outbreak of war might have meant to an artist of the kind Peake admired. If the world has been taken over by the ‘men of the equal tread’ – armies with a determination not to mimic the past but to erase it altogether – then the possibility of making art itself stands in danger of being lost, as history is shunted aside in favour of propagandistic placards and fatuous catchphrases. A balance has been upset, not just between the dynastic past and a troubled future but between passion and intellect, the compulsive and the architectonic. Given the mechanistic equality of the armies’ tread one must presume it’s the intellect that has won out over the passions; that the artist-apes who work with other people’s blood have taken the place of the ‘masters’ who work with their own. Peake’s understanding of the outbreak of war as a struggle over the artist’s soul is perhaps most vividly represented in the series of propagandistic drawings he produced in 1940 to demonstrate his potential as a war artist – or perhaps as a designer of ‘portentous placards’ on behalf of the allies against Hitler. The series poses as a catalogue for ‘An Exhibition by the Artist, Adolf Hitler’, and its title is ‘The New Order’.[11] Each picture in the catalogue has an academic title – awaking echoes of past pictures with similar titles – such as ‘Study of a Young Girl’, ‘Landscape with Figures’, ‘Dutch Interior’ and ‘Reclining Figure’; but each picture shows an atrocity perpetrated by Nazi forces in Europe: the young girl has been shot in the chest, the landscape is full of ruins and refugees, the Dutch Interior shows a young woman in the aftermath of a rape, and so on. The titles of the pictures, by invoking the art of peacetime, intensify the shock of the brutal images to which they have been attached. The visceral reactions viewers will have to these images make them romantic, in that they appeal to the emotions rather than the intellect; they clearly mimic the great series of etchings by Goya called ‘The Disasters of War’ (1810-1820). Classical thinking may underlie the orderly ranks of troops marching through Amsterdam and Paris in the year of this imaginary exhibition, but the extremes of horror their actions generate point up the radical detachment of classical from romantic values that has been engineered by Hitler’s New Order.

Puvis de Chavannes, ‘La Fantaisie’

Going back to Leslie Hurry’s painting of September 1939, it’s clear from everything I’ve said so far that the artist had an intimate awareness of Peake’s imaginative vision, and that the picture he produced is a carefully executed reflection of the emotions and thoughts that underlay the poem it illustrates. The painting, then, shines light on a friendship, one which lasted for most of Peake’s life as a writer-artist. At the time it was painted, both artists were based in London, though Hurry moved to Thaxted in Essex later that year. Both artists became involved in the theatre at a formative moment in their careers; Peake designed costumes for a 1932 production of The Insect Play by the Capek brothers, and went on to write his own plays in the 1950s, while Hurry designed his first theatre set two years after painting the picture, in 1942, and went on to become a celebrated designer for the stage. Both men had a passion for Blake; ‘The Wonderful Year’ invokes one of Blake’s most celebrated pictures, ‘Glad Day’ (now known as ‘Albion Rose’), while Peake wrote a poem about the engraver-poet around the same time he wrote ‘September 1939’.[12] And both artists have often been associated with the neo-romantic movement of the 1930s and 40s. The term ‘romantic’ is used of Hurry on the Tate’s website, while Peake refers to himself as a kind of romantic in a 1932 letter to his friend Gordon Smith: ‘I’ve decided to “be” a Romanticist in Painting, but am going to combine the guts of a Van Gogh with the design of a Puvis de Chavannes, and yet keep the suaveness of a Raphael running through stacks of corn that are yellower than yellow in the sunlight’ (pp. 47-8). Interestingly, Peake’s account of his brand of Romanticism is a fusion of Van Gogh’s passion, Puvis de Chavannes’s classical tendencies and the classically-inspired vibrancy of Raphael, one of the ‘royal ancestors’ of latter-day artist-princes. Balance between passion and intellect is clearly something he was aiming for even at this early stage of his artistic development.

Lee Miller, ‘Portrait of Leslie Hurry in a Teapot’

But if Leslie Hurry was inspired by Romanticism, he was also strongly influenced by surrealism, the movement that found its way from France to Britain in the early 1930s and spawned the International Surrealist Exhibition of 1936, in London.[13] Surrealism as a movement was notable for its refusal to be doctrinaire; its resistance to logical structures meant that giving a rationale for its activities was anathema to many of its practitioners, although the British art critic Herbert Read saw it as having affinities with revolutionary Romanticism. Read liked to call the movement ‘superrealism’ rather than surrealism, arguing that traditional realism was unable to take account of the vast proportion of human life which is devoted to dreams and unconscious impulses and that true realism must imitate dream images rather than the contours of the everyday. Surrealists sought to gain access to the unconscious by practising automatic drawing, and Hurry produced two books of automatic drawings in 1940-41 which earned him the title of ‘the ultra-surrealist’, despite his apparent non-involvement in the collective activities of the movement. The surrealist photographer Lee Miller made a portrait of him in 1943, his face reflected in a teapot alongside Miller herself and ‘an unknown man’. Surrealism was closely associated with the modernism of Miró and Picasso, the Apocalyptic Movement of the late 1930s and 1940s, and the neo-romanticism of Paul Nash and David Jones – the latter of whom Peake drew in 1939, possibly as one of a series of portraits of famous people for the London Mercury. The painting, then, forges a link between Peake and all these movements, and helps bring out the surrealist overtones of some of Peake’s images – most notably the one on the dustjacket of his first book of poems, Shapes and Sounds (1941), which represents a bizarre conch in the foreground, incorporating a human eye and ear, with a figure in the background walking off into an ‘architectonic’ space like a younger version of the Ancient Mariner in Peake’s illustrations for that poem.

Peake’s association with Hurry continued after the war in their joint connection with Grey Walls Press. A book of Hurry’s Paintings and Drawings was published by the Press in 1950, one year after the Grey Walls Press edition of The Drawings of Mervyn Peake. Grey Walls Press was closely associated with the anarchist poets Alex Comfort and Henry Treece, as James Gifford has pointed out, and Peake’s introduction to his Drawings, with its celebration of rebellious individualism, can easily be read as having a strongly anarchist slant.[14]

One of the things the friendship hints at, in fact, is that Peake may not have been as a-political as he’s often taken to be. Surrealism was closely allied with anarchism, as was neo-romanticism, and both anarchists and surrealists were actively involved in the struggles against fascism and Nazism in Spain and Germany. In his strangely hostile biography of Peake, My Eyes Mint Gold, Malcolm Yorke insists that Peake and his wife, Maeve Gilmore, paid little attention to contemporary political events in their travels through Europe in 1937, despite the fact that their journey took them through Hitler’s Germany and brought them to Paris at the time when Picasso’s Guernica was on display there.[15] The existence of Peake’s poems on the September Crisis of 1938 and the declaration of war in September 1939 shows that by that stage in his life, at least, he was intensely concerned with contemporary politics; and Hurry’s illustration to the latter indicates that Peake was happy for a Leftist to provide the imagery to go with his decidedly political text. Hurry’s own political position is suggested by his celebration of the Labour victory in 1945, and by the fact that Paintings and Drawings by Leslie Hurry was published with an introduction by the Marxist poet Jack Lindsay. It may be that Peake was Hurry’s political fellow traveller, on some level at least, between 1939 and 1949.

Picasso, ‘Guernica’

And despite what Malcolm Yorke contends, Peake did pay attention to the Spanish Civil War in 1937. The bombing of Guernica took place on 26 April, when the German air force laid waste to a Basque town, with heavy loss of civilian life, at the behest of the nationalist general Francisco Franco.  In May of that year – a month or so after it was reported in Britain, most famously in The Times – Peake wrote the first of a number of poems about planes, its date being confirmed by the fact that he mentions Wales in the second line (he visited his mother’s homeland over the Whitsun period, which in 1937 fell on 15 and 16 May).[16] The plane he describes is pregnant with menace:

The Metal Bird

Job’s eagle skids the thin sky still,
Her shadow swarms the cold Welsh hill.
The hawk hangs like an unloos’d bomb
And fills the circular sky with doom.
To-day across the meadow
There runs another shadow
Cast by a grizzlier bird that swings
Her body like a scythe, nor beats her wings,
A bloodless bird, whose mother was a man;
A painted bird of steel – a skeleton
That sheers shrill-naked to the screaming bone,
And bears her sexless beauty to the town.
O hawk with naked eyes!
O bloody eagle circling the skies!
Our century has bred a newer beauty,
The metal bird from the cold factory.[17]

Once again the poem charts the displacement of the past – embodied in Jove’s bird, the eagle (which has got fused here with the suffering Job of the Old Testament) and the ‘hawk with naked eyes’ – by a manmade military machine, whose metallic precision and coldly efficient destructiveness marks it out as a product of logic, as against romantic passion. The fact that this bird is flying ‘to the town’, along with the references to skeletons and screaming bones, might have linked it at once to Guernica in the minds of the poem’s first readers. The poem was published in the London Mercury in January 1938; and almost two years later, in November 1939, Peake published in The Listener another version of the same conceit, this time cast as a sonnet, ‘Where Skidded Only in the Upper Air’.[18] In this version, the plane in question is certainly a bomber, ‘Whose metal womb is heavy with a cold / Foetus of bombs unborn, that, ere they rest / In death will revel in a birth of blood’. By 1939, however, when children were being evacuated from all the urban centres of Britain, the significance of these explosive foetuses would probably have struck much closer to home than Guernica.

El Greco, ‘Landscape of Fire’

Between these two versions of the same poem, however, Peake made his most direct poetic reference to the bombing of Guernica. This occurs in another sonnet, this one dedicated to the greatest Spanish painter of the sixteenth century:

El Greco

They spire titanic bodies into heaven,
Tall Saints enswathed in a tempestuous flare
Of twisting draperies that coil through air,
Of dye incredible, from rapture woven,
And heads set steeply skywards, brittle-carven
Against the coiling clouds in regions rare;
Their beauty, ice-like, shrills – and everywhere
A metal music sounds, cold spirit shriven.
So drives the acid nail of coloured pain
Into our vulnerable wood, earth-rooted,
And sends the red sap racing through the trees
Where slugged it lay, now spun with visions looted
From whining skies and cold Gethsemanes
Of hollow light, and all the wounds of Spain.[19]

Here again, as in all the poems we’ve been looking at in this post, the past finds itself utterly transformed by the present; not displaced or lost in darkness, this time, but given a terrible new significance that could never have been anticipated by a sixteenth-century painter, no matter how visionary. In the introduction to The Drawings of Mervyn Peake the artist writes about how one’s perception of a well-known picture can be utterly transformed by increasing familiarity with the artistic tradition it springs from. ‘A particular man,’ he tells us, ‘can see only his own reflection’ as he studies any given painting or drawing; but ‘When he enriches his knowledge of pictures – in other words, when he becomes to that extent a slightly different man – he will see a slightly different picture, and so on, until the canvas or the drawing bears no relation to the work he stared at five years earlier. […] And so,’ he concludes, ‘before all work that is authoritative and vital there must be an inner adjustment: a willingness to change, in other words – to grow’.[20] ‘El Greco’, by contrast, traces a different kind of transformation. In this poem, a familiar painting on a religious subject – ‘Tall saints […] from rapture woven’ – is suddenly overlaid with a modern significance. The curling clouds to which they lift their enraptured hands suddenly get filled with a strange new noise; they shrill, like the implied bomb in ‘The Metal Bird’ that ‘sheers shrill-naked to the screaming bone’. This new ‘metal music’ shifts the scene to twentieth-century Guernica. The viewer feels a stab of ‘coloured pain’ at the association, as if a nail of sympathy has been driven home by the shared nationality of the painter and the bomb victims in the devastated town. The association wakens the sluggish viewer’s response to El Greco’s image into urgent new life. Instead of a religious theme the painting is ‘now spun with visions looted / From whining skies and cold Gethsemanes / Of hollow light, and all the wounds of Spain’. From being historical it has been made urgently topical, and from this moment on the painter’s works can never be looked at in the same light again.

Leslie Hurry’s painting ‘September 1939’ brings a moment of history to life. Plugged into the complex circuitry of Mervyn Peake’s artistic and literary context, it illuminates associations and links that had largely lain in darkness before its discovery: links with the political Left, with the British surrealists, with the major historical markers in the approach to the Second World War – Guernica, the September Crisis, the declaration of war, the evacuation of London. It points up the obsession with equilibrium and its loss that dominates Peake’s thoughts about art and human identity. And it provides a gate or doorway to new, more passionately topical readings of the Gormenghast sequence than the ones we’ve practised before. Read as a continuation, for instance, of his close encounters with surrealists as well as neo-romantics, with anarchists and experimentalists as well as with pillars of the British establishment, Gormenghast Castle starts to look less eccentrically isolated, more organically bound up with other artistic and political responses to the global conflicts of the twentieth century. I look forward to exploring these associations in greater detail.

Additional thoughts, April 2020.

At the time I wrote this post I’d somehow forgotten that Leslie Hurry also illustrated two poems of Peake’s that were published in the year this painting was made, 1939. These were  ‘Watch, Here and Now’, first published in Pinpoints, May-June 1939, No.4, p. 25 (see Collected Poems, pp 42-3), and ‘Au Moulin Joyeux: September Crisis, 1938’ (see above), first printed in Eve’s Journal, July 1939, p. 48. Along with the newly discovered illustration discussed in this post these three examples confirm that Peake and Hurry were working together intensively for a while to combine Peake’s words with Hurry’s images. It’s interesting to note that two of the three poems refer to major current events; was this the sort of thing the two artists discussed together? When I get access to the published Hurry illustrations I hope to have something to say about them.

Another idea occurred to me this month which may be worth mentioning here: that the line ‘The men with the equal tread’ in Peake’s ‘September 1939’ may owe something to one of the epigrams in David Jones’s modernist masterpiece In Parenthesis, first published by Faber and Faber in 1937. The epigram is from a medieval Welsh epic, Y Gododdin, quoted throughout Jones’s own epic: ‘Men marched, they kept equal step… / Men marched, they had been nurtured together’ (In Parenthesis, London and Boston: Faber and Faber, 1963, p. xx). The link with Jones’s epigram, if there is one, suggests that Peake’s line ‘the men of the equal tread’ may refer to soldiers of all kinds, not just the Nazis. After all, Jones is careful to dedicate his poem both to his comrades-in-arms and to the German soldiers on the front line, ‘WHO SHARED OUR PAINS AGAINST WHOM WE FOUND OURSELVES BY MISADVENTURE’ (p. xvii). It’s worth mentioning too, perhaps, that on the title page of Part One of Jones’s work the Y Gododdin quote occurs alongside a quote from Coleridge’s The Ancient Mariner, ‘The many men so beautiful’. Peake drew a picture of Jones in 1937, as one of a series of portraits of major figures in the arts he published in The London Mercury; see The Drawings of Mervyn Peake, introd. Hilary Spurling (London and New York: Allison and Busby), p. 46, and G. Peter Winnington, Mervyn Peake’s Vast Alchemies (London and Chester Springs: Peter Owen, 2009), p. 108. Another connection between the two artists is that both claimed Welsh ancestry (Peake through his Welsh mother – hence his Welsh Christian name) and both illustrated The Ancient Mariner, Jones in 1929, Peake in 1943.

NOTES

[1] All references to Peake’s poems in this post are taken from my edition of his Collected Poems (Manchester: Carcanet, 2008). ‘September 1939’ is on p. 47.

[2] See Collected Poems, p. 1.

[3] Collected Poems, p. 65.

[4] Collected Poems, p. 52.

[5] Collected Poems, p. 43.

[6] For Peake’s fascination with islands see G. Peter Winnington, The Voice of the Heart: The Working of Mervyn Peake’s Imagination (Liverpool: Liverpool University Press, 2006), chapter 3, ‘Islands’.

[7] See Maeve Gilmore, A World Away: A Memoir of Mervyn Peake, in Mervyn Peake: Two Lives, introd. Sebastian Peake (London: Vintage, 1999), p. 26.

[8] Collected Poems, p. 48.

[9] Mervyn Peake, Writings and Drawings, ed. Maeve Gilmore and Shelagh Johnson (London: Academy Editions and New York: St Martin Press, 1974), p. 80.

[10] Writings and Drawings, p. 81.

[11] Several of these pictures are reproduced in Mervyn Peake: The Man and His Art, compiled by Sebastian Peake and Alison Eldred, ed. G. Peter Winnington (London and Chester Springs: Peter Owen, 2006), pp. 66-69.

[12] ‘Blake’, Collected Poems, p. 63.

[13] See Michael Remy, Surrealism in Britain (Aldershot: Ashgate, 1999).

[14] See James Gifford, A Modernist Fantasy: Modernism, Anarchism, and the Radical Fantastic (Victoria, BC: ELS Editions, 2018), chapter 3, pp. 122-45.

[15] Malcolm Yorke, Mervyn Peake: My Eyes Mint Gold (London: John Murray, 2000), p. 80: ‘Somehow they managed to ignore all the very unromantic preparations for war which were going on all around them in Europe.’

[16] For Peake’s visit to Wales see G Peter Winnington, Mervyn Peake’s Vast Alchemies: The Illustrated Biography(London and Chester Springs: Peter Owen, 2009), p. 112.

[17] Collected Poems, p. 31.

[18] Collected Poems, p. 50.

[19] Collected Poems, p. 41

[20] Writings and Drawings, p. 81.

Fantasies of Complicity in the Second World War

This essay was first published in the Edinburgh Companion to Twentieth-Century British and American War Literature, ed. Adam Piette and Mark Rawlinson (Edinburgh: Edinburgh University Press, 2012), pp. 516-23.

PicassoGuernicaAfter the bombing of Guernica in April 1937, many novelists of the Left in Europe turned away from avant garde experiment and took to realism, shocked into reengaging with the material conditions that underpin mid-twentieth century culture – the ‘objective reality’ of the Marxist philosopher-critic Lukacs – by the casual obliteration of the Basque capital by a fleet of Nazi bombers.1 But this event seems also to have led to an explosion of fantastic narratives of unprecedented inventiveness and complexity, written by novelists of many political shades united only in their opposition to fascism. By ‘fantasy’ and the ‘fantastic’ here I mean literary texts that deal in the impossible, foregrounding their own violation of social, physical and technological codes or laws: a loose ragbag of fictions which embraces what we now call Utopias, Dystopias, works of science fiction, alternate histories, secondary world fantasies and magic realism. With the exception of the first, these categories had not yet been formally defined in the 1930s, nor had the distinctions between them yet taken on ‘overtones of that bitter opposition between high and mass culture crucial to the self-definition of high modernism’, as Fredric Jameson puts it.2 Perhaps as a result, writers of all backgrounds showed themselves willing to experiment freely with one or more of these genres or modes as a means of articulating the dreadful irruption of fantasy into the material world that was Nazism.

51gFydml8eL._SX348_BO1,204,203,200_The notion of Nazism as realized fantasy – the embodiment of a patriarchal, militaristic nightmare – is directly expressed in Katharine Burdekin’s celebrated novel of 1937, Swastika Night.3 Set in a future Europe which has endured Nazi rule for 700 years, the novel describes a chance meeting between an Englishman called Alfred and a free-thinking German Knight, whose family has secretly preserved a heretical history book for many generations. The book demonstrates that the Nazi version of history is no more than an elaborate lie designed to bolster the related myths of Aryan racial supremacy, of martial prowess as the highest human value, and of the natural ascendancy of men over women. The Knight’s presentation of this book to Alfred both reverses and reinforces the Englishman’s entire world view. Alfred has long imagined himself to be intellectually equal or even ‘superior’ to many Germans he knows – a genetic impossibility according to Nazi doctrine – while dismissing his imaginings as puerile daydreams with no possible basis in fact. Now he realizes that this dismissive attitude to his own self-assessment is the product of conditioning: ‘Everything’s fantastic if it is out of the lines you’re brought up on’ (Burdekin 1940, p. 98). The Knight’s book reveals to him the validity of his own fantasies, the bankruptcy of the Nazi intellectual tradition, and the patent absurdity of the Nazi version of history, and this tallies with Alfred’s reading of the material evidence provided by archaeological remains he has found back home in England. The ruling elite are exposed as constructors of elaborate castles in the air, the lone fantasist as an impeccable logician.

Swastika_nightBurdekin’s imagined future – which is itself an impossible vision of how history could unfold, according to the preface to the second edition of the novel (published by the Left Book Club in 1940), since the contradictions of Nazism could never last so long (Burdekin 1940, p. 4) – shares with other fantastic novels of the 30s and 40s an unnerving willingness to acknowledge the complicity of its author’s gender and nation in the rise of Nazism. According to the Knight – whose name is von Hess – envy of the military might of the British Empire served as ‘one of the motive forces of German imperialism’ (Burdekin 1940, p. 78). And both British and German women acquiesced with enthusiasm in their own subjugation. They shaved their heads, the Knight claims, and made themselves ugly so as to bolster the case for Nazi misogyny, in the belief that catering to these anti-feminist fantasies will somehow strengthen their status as objects of male approval and desire. Of course, the opposite has happened, and by the time we meet Alfred and von Hess all male desire for women has long been eradicated, to be replaced by a form of homoerotic desire between men which is merely the corollary to their disgust with the female of the species. What convinces Alfred to accept the Knight’s heretical version of history is a photograph that reawakens the possibility of mutual desire between men and women: the image of a small, dark, paunchy Hitler (as opposed to the blond giant of myth) standing beside a tall, square-jawed figure which Alfred takes at first for a lovely boy, until the Knight tells him it is a girl, a being inconceivably far removed from the cowering shaven gnomes of Alfred’s experience. This restoration of women to desirability makes possible a future for them; Alfred ends the book with the vision of a world where his daughter can hope to exist as something better than a breeding animal whose sole function is the fabrication of boy soldiers for some always-deferred future war in Asia. For Burdekin, a Lesbian who felt unable to write freely about gender politics except under a male pseudonym (she published novels as Murray Constantine), imagining a better future for women may have seemed almost as revolutionary in 1930s Britain as it would have done in a Nazi Britain 700 years later.

n39413Burdekin is of course not alone among fantasy writers of the 30s and 40s in taking British complicity with fascism as her subject. She is also not alone in identifying the particular social group she belonged to (in this case, European women in general) as being specially implicated in this complicity. Before Guernica, the Permanent Secretary for the Irish Department of Education, Joseph O’Neill, wrote a novel about fascism in Britain called Land Under England (1935); and although his recognition of the British capacity to absorb totalitarian ideologies was informed by the experience of British imperialism in Ireland, his particular focus in painting a totalitarian state is his own specialist area, the education of the young.4 A young man retraces the steps of his long-lost father by descending into a hole near Hadrian’s Wall. He finds himself in an underground landscape lit by luminous fungi and infested by monsters – grotesque embodiments of the horrors that lurk in the human mind (O’Neill was a passionate Freudian). Further down, he discovers a race of human beings descended from the Roman soldiers who built the Wall. These people are still recognizably Roman in costume and technology, still locked into a militaristic ideology, but utterly removed from their ancestors in one remarkable way: they have raised the skill of mind-control to an astonishing new level. Every citizen has his or her mind telepathically shaped in childhood to the precise specifications of some designated occupation. Soldiers, labourers and craftspeople are trained up to be incapable of independent thought, while all the mental powers of the ruling elite are directed towards monitoring the psychological state of their slavish subjects. What drove these descendants of Romans to adopt this mental dictatorship was fear: an ungovernable fear of the monster-infested darkness, which drove many of their number to suicide before the techniques of mind control were brought to perfection. The novel’s narrator too experiences this fear, and finds himself on the verge of giving up his mind to the rulers of the underworld as his father has done before him, surrendering his individual will to the requirements of a collective war against the flesh-devouring beasts of the underworld, until the memory of his strong-minded mother and the sunlit world she inhabits provokes him to resist. In O’Neill’s novel, then, as in Burdekin’s, the idea of empowered women stimulates resistance to fascism, which is represented in both cases as a peculiarly aggressive manifestation of patriarchy – the next evolutionary phase, perhaps, of mid-twentieth century phallocentrism.

The underground Romans of Land Under England are clearly fascists – the fasces being a symbol of the ancient Roman republic, adapted for their purpose by the followers of Mussolini. But the Roman model also underlay the British Empire, a link enshrined in the centrality of Latin to the British private school system. For the Irishman O’Neill, the narrator’s father with his obsession with Rome stands for a pernicious obsession with ancient bloodlines among the British aristocracy; his family name is Julian and he traces his descent from the governors of Roman Britain. This obsession is kept in check by his bond with the narrator’s mother, whose Northern English family stands for technological innovation and industrial labour. But as soon as the conjugal bond is broken by the father’s departure to fight in the First World War – which he sees as a war in defence of Roman civilization against the forces of barbarism – the delicate balance between the father’s fantasies and the mother’s practicality is destroyed, so that it later seems natural for the father to throw in his lot with the subterranean warriors. At the end of the novel, the narrator’s now homicidal progenitor must be killed before the young man can return to the surface. As though assisting at a grotesque symbolic re-enactment of Ireland’s emancipation from its paternalistic British oppressors, the young man watches as his father flings himself into a crowd of toadlike carnivores, which ritualistically cut his throat. In the process, the older man’s veneration for imperial Rome is reduced to a suicidal commitment to violence, to patriarchy, to the assertion of his own physical and mental supremacy over all potential rivals. The father once dead, the young man is free to determine his own future, liberated from the nightmare of history – though conscious still of the lurking menace of an army of Roman automata beneath the wholesome English soil, ready to burst out and overwhelm the island if it can find a convenient exit.

md5302235610In describing his fantastic underground society, the educator O’Neill dwells on the agonizing educational processes of the underworld, as teachers ‘root up and destroy the deepest sources of those torrents of vitality’ in young children – curiosity and wakening intelligence – in order to mould them into components of an efficient military machine (132). The Welsh journalist and broadcaster Howell Davies, by contrast, writing under the unlikely pseudonym of ‘Andrew Marvell’, places his own trade of journalism at the centre of his novel of fascist Britain, Minimum Man (1938).5 This ‘story of the counter-revolution of nineteen seventy’ (Davies 1953, p. 5) tells of a reporter’s accidental discovery of a new phase in human evolution: a breed of men and women no more than a foot in height, naked and covered with fur, whose astonishing powers of mind and body enable them to initiate a coup that overthrows the fascist dictator of Britain and installs one of their number in his place. The reporter, a man called Swan, uses his professional skills and contacts first to ferret out information about the origins of this new species (they turn out to have been spontaneously conceived by a rural Welshwoman) and later to help coordinate their anti-fascist coup. But even as he does so he worries that he is merely replacing one dictatorship with another. The phrase ‘Minimum Man’ refers not just to the size of the new species but also to their willingness to strip down every question of morality and social organization to its most basic components – their freedom, that is, from the trammels of history. Uncooperative members of their breed are mercilessly slaughtered for the collective good. Human beings who threaten their safety are casually disposed of. Love is as unknown among them as monogamy. Unencumbered by taboos, they are both capable of imagining better ways to organize society – a miniature woman speculates at one point about the benefits of matriarchy (Davies 1953, p. 95) – and disconcertingly comfortable with their status as harbingers of the end of the human species. Although they throw in their lot with the anti-fascists, their confidence in their own superiority makes them sound fascistic. At the end of the novel the future under their regime is uncertain; but as one human woman puts it – an old partisan who has fought against the Nazis and the Franco regime – if they turn out to be as bad or worse than the dictator they have toppled, ‘I shall fight them… I will not be a slave’ (Davies 1953, p. 214).

82fe901a09b14a9c63d3987fa98a720fHowell Davies conceives, then, of a future quasi-fascistic dictatorship which is like him spawned in Wales, whose cause is aided and abetted by his own journalistic profession, and whose paramilitary coup is staged in the part of London where he lived, Highgate Hill, only yards from the cemetery where Marx is buried. Minimum Man sprang fully-fledged from Davies’s head, and is entwined with Davies’s cultural and intellectual environment, so that his complicity with its imagined conquest of Britain is both profound and complicated. But unlike their knowing creator, his miniature assassin-dictators have a disarming innocence about them: a bluntness of speech and a refusal to countenance the wickedness of human adults which suggest another explanation for his decision to make them the size of newborn infants. They are shocked and disgusted by the perverse social arrangements of the ancient world in which they find themselves; and their insistence on improving it makes them attractive as well as horrifying. This notion of a disturbing innocence in the adherents of fascism crops up quite often in the fantasies of the 30s and 40s. One of Burdekin’s main characters is Hermann, whose unquestioning acceptance of Nazi doctrine comes second only to his passionate love of the Englishman Alfred, and who is described by the Knight von Hess as ‘an innocent man’ despite the fact that he kills a young boy in the early pages of the novel (Burdekin 1940, p. 127). As it happens, his love for Alfred turns Hermann in the end into a passionate defender of Alfred’s one-man anti-fascist insurrection. But in Winifred Ashton’s anti-fascist fantasy The Arrogant History of White Ben (1939) – written under her penname Clemence Dane – the paradoxical innocence of the bloodstained protagonist undergoes no such redemptory volte-face.

UnknownWhite Ben is an ordinary scarecrow – accidentally brought to life by a little girl holding a mandrake – who goes on to become the fascist dictator of England. If this sounds an implausible premise, it is made convincing by the sheer intensity of Ashton’s descriptions of Ben and the countryside that makes him. Ben springs from the fertile English soil, and a litany of flower-names and tree-terms accompanies him on his road to power: morning-glory, mayweed, briony, horse chestnut, campion. He is constructed, too, from the old garments that clothe him: ‘a priest’s vestment, a soldier’s gauntlets and civilian mackintosh, a gentleman’s pleasure-hat’, and the operating-coat of a surgeon killed in the disastrous war of the nineteen-fifties (Ashton 1939, p. 20). ‘Men’s memories’, in fact, are ‘buttoned about him’. And as he marches towards London, gathering followers on the way from among the human debris left behind by the recent conflict, he accumulates a stock of phrases and attitudes from men and women of all classes, so that when he is in London perpetrating his atrocities both the aristocratic Lady Pont and the working-class butler Trelawney recognize their own language spilling from his turnip lips in justification of his crimes against humanity (Ashton 1939, pp. 348-9).

6382780-MBeing a scarecrow, the chief lessons Ben learns from his friends are lessons of fear and hatred, and his career, which begins as a crusade against crows, quickly becomes a massacre of people, since everyone thinks he uses the word ‘crows’ metaphorically. The hatreds of his friends become his hatreds; but unlike them he was assembled with the sole purpose of acting on his dislikes, and he has an uncanny gift for provoking his allies, too, to aggression: especially those acts of mutual self-destruction that are so often deployed by nascent military regimes, pitting friends against friends to consolidate their power. As a result, the love and hero-worship Ben excites in their hearts turn to bitterness and loathing, and he quickly finds himself isolated, a living tool that has been used by England’s new military governors and can now be dispensed with. But when he disappears at the story’s end, worn out by the weight of hatred and expectation that has been laid on his flimsy shoulders, his story is retold as myth. Monuments are erected to his memory, and the tale of his journey from birth to power is retold again and again by those who knew him, with a solemnity that belies the appalling preposterousness of its turnip-headed hero. He becomes once again a figurehead of militarism, the fantastic nature of his existence as a living scarecrow underscoring the vein of fantasy that feeds the fascistic rule of force.

Winifred Ashton was a playwright and screenwriter, and as one reads the Arrogant History it becomes clear that Ben’s career is made up of a series of performances. His awakening is described with the visual precision of a set of cinematic storyboards. The central section of the novel takes place in a country house, and the dialogue in it resembles that of a black comedy, something by Ashton’s good friend Noel Coward, directed in this case to the appalling ends of overthrowing a legitimate government and restarting a recently abandoned war. Ben is forever making speeches, and the fact that his words are not his own (he has picked up every phrase, crow-like, from scraps of other people’s conversation) reinforces his association with Ashton’s professional life among playhouses and film studios. We keep hearing his story in retrospect as having been performed in theatres and music halls – a device that both places a Brechtian distance between reader and narrative and brings the narrative closer to the world of Winifred Ashton. One can imagine her exclaiming when the scarecrow has grown bloodthirsty and bewildered, as Lady Pont exclaims at one point, ‘Oh Ben, Ben, don’t put it upon me!’ (Ashton 1939, p. 315). It’s as if Ashton wishes to feel in her bones, as it were, the truth of the book’s last sentence: that Ben is ‘no more than the wish fulfilment of a backward people, and that he personifies in their folk-lore the natural human instinct to maltreat the harmless and destroy the happy’ (Ashton 1939, p. 420). What was ‘natural’ for her was a sense of theatricality, and she had the courage to see how her own performer’s instinct could translate itself into the instrument of violent oppression.

These four now little-known fantasies demonstrate the extent to which anti-fascist writers of the Western Archipelago were prepared to figure fascism as emerging from the dark recesses of their own brains. Complicity with fascism among certain elements of British and Irish society in the 1930s is of course an attested fact; but there is something startling and, on reflection, impressive about these writers’ readiness to suggest that they cannot so easily exonerate themselves from some degree of participation in the circumstances that gave rise to the fascistic state of mind. Ashton refers several times in the Arrogant History to the psychologically and economically crippling terms imposed on Germany by its enemies at the end of the Great War; terms which planted and cultivated the seeds of resentment that sprang up as Nazism. O’Neill reminds us that every mind contains its monsters – the sources of reasonable or unreasoning terror – and that acquiescence in dictatorship can be a form of self-defence against those monsters. For Burdekin, fear of the other sex can dominate the unconscious of either gender, and Nazism is one means by which patriarchy may choose to express its gynophobic paranoia. And Davies, like O’Neill and Burdekin, sees fascism as springing from the desire to engineer a Darwinian evolution away from a condition of subservience to all these fears and paranoias. Once one has noticed this theme of complicity running through the obscurer fantastic novels of the 30s and 40s, one begins to see it everywhere in the work of better-known fantasy writers of the period. For a while, novels, novelists and Nazism were woven together in a horrible symbiotic knot, and it seems as if fantasy was a form or mode particularly well suited to undertake the controversial task of addressing this symbiosis.

15042-b-obrien_treti.straznikThe brilliant Irish humorist Brian O’Nolan, for example – better known as Flann O’Brien – wrote a novel in 1940 in which the two qualities for which he was most celebrated, wit and knowledge, find themselves fused into the components of a kind of Irish atom bomb, always on the verge of detonation.6 The unnamed protagonist of The Third Policeman murders an old man in order to fund his learned commentary on the mad philosopher de Selby. He then finds his way to a mysterious police station filled with mind-troubling inventions, where he is summarily convicted of the crime he has just committed, despite the total absence of any evidence against him. While awaiting execution he is shown around an underground facility which seems in some obscure way to control the fantastic world he has strayed into; his policemen friends must constantly fine-tune its arcane mechanisms to prevent the whole shebang from exploding and wiping out humanity. All this is told in scintillating comic prose like a more elaborate version of the anecdotes O’Nolan unfolded in his famous column for the Irish Times, the Cruiskeen Lawn. Europe, it would seem on the evidence of this novel, has got itself enmeshed in an appalling practical joke, which will not release its victims until its inexorable logic has been worked out – at the expense of their lives or their collective sanity.

University of Cambridge Library.

Another Irishman, the scholar C. S. Lewis, wrote a trio of science fiction novels between 1938 and 1945 as ‘propaganda’ for Christianity – competing with, yet also likening itself to, the other forms of indoctrination that occupied the printing press and airwaves at the time of writing. In a fragment of a fourth novel, The Dark Tower, composed between 1938 and 1940 but not printed till the 1970s, he imagines a parallel world of ‘Othertime’ which is rapidly approaching his own time and place: a world where horned dictators, served by a goose-stepping, brainwashed militia, occupy a tower which is a precise replica of the new library building at the University of Cambridge.7 This tower contains a library, like its English counterpart; but it is a library of atrocities, whose books record knowledge obtained through the torture and death of children. The threat that drives the book’s plot is that the tower and the Cambridge Library will converge, and that when they do their environments will combine, and England be enslaved by the horned dictators. Lewis had read Land Under England, and reacted to its horrible yet potent premise by transposing O’Neill’s fascistic automata into the heart of the community he loved most, that of the British intellectual elite.

Once_future_king_coverT. H. White, who spent the war years in Ireland as a conscientious objector, wrote most of his Arthurian fantasy sequence The Once and Future King (1958) in the 1930s and early 40s, reconfiguring the global conflict as a civil war in his heart’s homeland, medieval Britain.8 Mervyn Peake began the first of his Gormenghast books, Titus Groan (1946), while vainly seeking employment as a war artist, and made its protagonist a young man who is half-heroic and wholly power-hungry, a would-be dictator who poses in succession as artist, actor, clown, adventurer and ladykiller – very much like Peake himself.9 Finally, when Lewis’s friend J. R. R. Tolkien assembled the most influential work of modern fantasy, The Lord of the Rings, between 1938 and 1949, he began and ended it in a fictional Shire that closely resembles the country round his home town of Oxford.10 As the final volume of the sequence draws to a close its hobbit heroes return home to find that the Shire has been taken over by a quasi-fascistic government run by the former wizard Saruman. The hobbits’ journey through the war-torn lands of Middle Earth has, among its other purposes, that of preparing them for this eventuality and teaching them the appropriate response to it: namely, the extirpation of profiteering invaders, the naming and shaming of collaborators, and the demolition of the industrial architecture that has fouled their beloved rural environment. The particular journey of Tolkien’s principal hobbit, Frodo, had as its end the destruction of a Ring that conferred invisibility; and it is only when Frodo finds himself confronted with Saruman on his own doorstep that this invisibility stands exposed as (in part) a metaphor for the secret workings of complicity that can transform even the neighbourly Shire, in Frodo’s absence, into productive ground for totalitarianism.

In twenty-first century parlance, the word fantasy is often used to mean a form of wish-fulfilment, the conscious or unconscious fashioning of simulacra of the sometimes forbidden things we most desire. British and Irish fantasists of the mid-century showed their readers that what they most desired sometimes bore a disturbing resemblance to what they most loathed: innocently murderous scarecrows, sadistic rulers with poisonous phallic horns in the middle of their foreheads, paternalistic instructors with total control over the minds of their pupils, brilliant, athletic, handsome miniature replacements for the bloated and obsolescent human species. They tell a version of the history of the mind in the 1930s and 40s which could not have been told in any other way. It is time we paid attention to this version.

NOTES

  1. For Lukacs on ‘objective reality’ see his History and Class Consciousness: Studies in Marxist Dialectics, trans. Rodney Livingstone (Boston, Mass.: MIT Press, 1972). He applies the concept to literature in The Historical Novel (London: Merlin Press, 1989). For the view that modernist experiment peaks in the 1920s and tails off in the 1930s ‘largely because of the dogmatic influence of the Soviet enforcement of socialist realism’, see Jane Goldman, Modernism, 1910-1945: Image to Apocalypse (Basingstoke and Palgrave Macmillan, 2004), pp. 28ff. and 214ff.
  2. Fredric Jameson, Archaeologies of the Future: The Desire Called Utopia and Other Science Fictions (London and New York: Verso, 2005), p. 5; but see the whole of chapter 5, ‘The Great Schism’, for a discussion of the relationship between Science Fiction, Utopia and fantasy. On definitions of fantasy see Rosemary Jackson, Fantasy: The Literature of Subversion (London and New York: Routledge, 1981), chapter 2.
  3. For Burdekin’s reaction to fascism, and especially the impact on her of the bombing of Guernica, see Daphne Patai’s Afterword to Burdekin’s The End of This Day’s Business (New York: The Feminist Press, 1989). For introducing me to the works of Burdekin and Winifred Ashton I am grateful to my mother, Elizabeth Maslen, who discusses them in her important book Political and Social Issues in British Women’s Fiction, 1928-1968 (Basingstoke and New York: Palgrave, 2001).
  4. For O’Neill’s life and works see M. Kelly Lynch’s fine introduction to his last novel, The Black Shore, ed. Lynch (Lewisburg, PA: Bucknell University Press, 2000).
  5. For Davies’ life and work see Adrian Dannatt’s Foreword to Davies’s novel Congratulate the Devil, Library of Wales (Cardigan: Parthian, 2008).
  6. For O’Brien’s imagined complicity with the bombings of the 30s and 40s see R. W. Maslen, ‘Flann O’Brien’s Bombshells: At Swim-Two-Birds and The Third Policeman’, New Hibernia Review, vol. 10, no. 4 (Winter 2006), 84-104.
  7. For a detailed analysis of The Dark Tower and its relationship with O’Neill’s Land Under England see Robert W. Maslen, ‘Towards an Iconography of the Future: C. S. Lewis and the Scientific Humanists’, Inklings Jahrbuch für Literatur und Asthetik, Band 18 (2000), 222-249.
  8. For a fuller account of Peake’s anxieties about complicity, see Mervyn Peake, Collected Poems (Manchester: Carcanet, 2008), ed. R. W. Maslen, introduction; and R. W. Maslen, ‘Fantasies of War in Peake’s Uncollected Verse’, Peake Studies, Vol. 10, No. 4 (April 2008), 5-23.

BIBLIOGRAPHY

Constantine, Murray [Katharine Burdekin], Swastika Night, Left Book Club Edition (London: Victor Gollancz, 1940).

Dane, Clemence [Winifred Ashton], The Arrogant History of White Ben (London and Toronto: William Heinemann, 1939).

Lewis, C. S., The Dark Tower and Other Stories (London: Fount Paperbacks, 1987).

Marvell, Andrew [Howell Davies], Minimum Man (Worcester and London: The Science Fiction Book Club, 1953).

O’Brien, Flann [Brian O’Nolan], The Third Policeman (London: Flamingo, 1993).

O’Neill, Joseph, Land under England (Harmondsworth: Penguin Books, 1987).

Peake, Mervyn, Titus Groan (London: Eyre and Spottiswoode, 1946).

Tolkien, J. R. R., The Fellowship of the Ring (London: George Allen and Unwin, 1954).

Tolkien, J. R. R., The Two Towers (London: George Allen and Unwin, 1954).

Tolkien, J. R. R., The Return of the King (London: George Allen and Unwin,1955).

White, T. H., The Once and Future King (London: Collins, 1958).

White, T. H., The Sword in the Stone (London: Collins, 1938).

White, T. H., The Witch in the Wood (London: Collins, 1939).

White, T. H., The Ill-Made Knight (London: Collins, 1940).

White, T. H., The Book of Merlyn (Austin, TS and London: University of Texas Press, 1977).

 

 

 

Synchrony in Howl’s Moving Castle (2004)

[A revised version of this post was published as ‘Synchrony in the Work of Hayao Miyazaki’ in The Child in Cinema, ed. Karen Lury (London: BFI, 2022), pp. 49-68.]
howl-moving-castle-1
Adults and children live in different time zones, their internal watches set to different rhythms, their days constructed around alternative timetables. The question of how to communicate across the temporal divide is confronted daily by parents and offspring, teachers and pupils, at school and in the home, and gets intensified in the strange encounter between child and adult that takes place in a work of art made for children. Such works are usually made by adults, whose principal challenge – how to imagine themselves into a frame of mind they inhabited years beforehand – is complicated by the problem of keeping track of the rapidly-shifting cultural reference points among young people. Living in a household with children may help the would-be creator tune in to the latest developments in music, gadgetry and fashion, but it’s likely too to reinforce the conviction that adults can never really understand what makes their offspring tick. In the struggle to communicate despite this lack of understanding, artists fall back on imaginative reconstructions of their own childhoods in the vain hope that the radical changes of the intervening decades haven’t rendered them wholly redundant, or distorted beyond redemption by overlays of sentiment and cliché. Such reconstructions invariably emphasize the chronological gap even as they seek to bridge it. And they often take as their subject – as the driving motor of their narratives, so to speak – the complex interplay between time zones that constitutes the domestic environment in each successive generation.

One way of thinking about how the generations co-operate in a household is the concept of synchrony, which has been explored by psychologists and sociologists for several decades. The idea that a mother and child can achieve physical synchrony with each other by spending time in close proximity – that the movements and even the heartbeats of mother and child fall into step with one another when they sleep together or engage in activities face to face – is widely accepted by psychologists. So too is the notion that the synchronization of heartbeats, of rhythmic movements and of emotions can be extended, in time, from the mother-child relationship to the wider parent-child community. Sociologists have also investigated the effects of using rhythmic rituals of various kinds – marching, chanting and dancing, for instance – to achieve better co-operation (that is, psychological and social synchrony) between members of a group, an army, church or organization. Less threateningly, perhaps, there have been studies of the effects on families of spending time together, co-ordinating timetables and calendars to accommodate one another, and how this can improve both partnerships between adults and relationships between the generations. Fictional explorations of how a family community can bond in spite of their chronological differences may be thought of as an effort to understand metaphorical and even literal synchrony – how the movements of a household’s members may be combined to their mutual advantage.

But such a process of coordination is a highly complex one; largely, perhaps, because the differences between members of the family or household may be considered to be as valuable as their capacity to fall into step with one another. How to work together, to fall in step to solve common problems, while valuing and nurturing the effects of the different experiences imparted to a household’s different inhabitants by virtue of the different times at which they happen to have been born – these are questions that fascinate specialists and householders alike. I’d like to think about two texts that attempt to discover the means of preserving the chronologically-generated differences between members of a household community while enabling them to work together. These are a celebrated children’s novel by Diana Wynne Jones, Howl’s Moving Castle (1985) and the equally celebrated film adaptation of that novel by Hayao Miyazaki (2004). And it seems to me that these two works of art approach the problem of synchrony in rather different ways, as I’ll try to explain.

howls-moving-castleThe concern of Diana Wynne Jones with the complex chronology of domestic and other communities, where the time zones of the young, the middle aged and the old converge and clash, is evident throughout her work: from Seven Days of Luke (1975) and Dogsbody (1975), in which the lives of immortal beings (gods and stars) intersect with those of children, to The Homeward Bounders (1981), whose young protagonist finds himself ageing at a slower rate than his contemporaries, and Fire and Hemlock (1985), about the friendship between a young girl and a grown man, which changes as the girl gets older.[1] Wynne Jones’s novel Howl’s Moving Castle represents synchrony not merely as a prerequisite for the successful cohabitation of different generations within the same building or society, but as a psychological condition achieved with difficulty by individual men and women, aspects of whose personalities develop or mature at different rates, thus effectively establishing different time zones within a single mind and body. It’s this perception, among other things, that seems to have drawn Miyazaki to the novel, as permitting a new departure in his own lifelong exploration of temporal interfaces in domestic and social space.

Grandma-sophieThe protagonist of Wynne-Jones’s novel is a teenage girl, Sophie Hatter, who lets herself be seduced by the rules of fairy tale into believing that her destiny is predetermined by her position as the eldest daughter in a family. This conviction comes easily to her because she lives in the land of Ingary, ‘where such things as seven-league boots and cloaks of invisibility really exist’ – a land of fairy tale in action, where witches are as common as bakers.[2] Since she’s the eldest child, so the tales affirm, nothing interesting can ever happen to her: it’s always the youngest child who sets off on adventures and who gets the prize. In addition, her sole surviving parent is a stepmother, who Sophie assumes must therefore be tyrannous, if not wicked. As a result, Sophie’s lifelong entrapment in the family hat-making business (which she doesn’t enjoy) is for her as certain as if she’d already lived through it, and she behaves and dresses as if she were already the elderly spinster she expects to be. So when she’s transformed into a real old woman by a jealous witch, who has mistaken her for one of her attractive younger sisters, Sophie embraces her new condition with some enthusiasm. Before the transformation she was in effect an old woman trapped in a young girl’s body; after it she’s a young girl trapped in an old woman’s body; and since her life and story are now effectively over, she leaves the hat-making business and wanders out into the world to seek her fortune.

Sophie, in other words, is the victim of a particularly oppressive social form of synchrony – of ensuring that individuals know and retain their place within the community – which works hand in hand with ideology; synchrony as imposed on female children by the gender roles assigned to them by fairy tales and other narratives. Fortunately, however, the world – and the old women who play a vital part in it – proves to be very much more mobile than Sophie’s enslavement to fairy-tale convention leads her to expect. The delightful metaphor for this mobility is the Moving Castle of the title, and its erratic movements across Ingary can also be seen as standing for a more complex form of synchrony than the one that governs traditional fairy tales and hackneyed fantasies.

When she stumbles across the Moving Castle by accident, Sophie discovers in it a peculiar all-male household quite unlike the ‘conventional’ nuclear family (if such a thing exists, which Wynne Jones would have us doubt). It’s composed of the teenager Michael, an apprentice wizard; Calcifer, a stubborn but friendly fire-demon, whose magic keeps the Castle moving; and the wizard Howl himself, a dashing charmer whose one aim in life is to dodge the responsibility to which Sophie has always been a willing slave (hence Howl’s construction of this unusual mobile home). Including Sophie, these four householders span a tremendous age range, from the apprentice, who is fifteen, to the demon, who has lived for millennia. But they are none of them restricted in their movements by their apparent or actual age. In financial matters Michael behaves with a responsibility beyond his years, keeping some of the household money hidden from Howl to prevent him wasting it. Calcifer is as dependent on the other members of the household as an infant, confined to the Castle’s only hearth as a baby is confined to its cradle until somebody is willing to lift him out. Howl behaves like a spoiled adolescent, obsessed with his appearance and refusing to let Sophie clean his room. And Sophie, who makes herself Howl’s housekeeper because she can’t imagine herself as capable of anything else, becomes increasingly energetic as the novel goes on, despite her extreme old age: dashing across the landscape in seven-league boots, plotting to foil Howl’s various affairs, and rearranging the Castle so extensively that it eventually becomes her own home – quite literally, since Howl moves the building into the hat-shop at one point to avoid the unwanted attentions of the Witch of the Waste.

Age, then, in the Moving Castle, is no trap but a matter of attitude, and attitudes are always changing. Even the physical strength of the individual inhabitants’ bodies varies as much in response to hormones, cold germs and lashings of self-pity as to the motions of the heart (and Howl’s young heart is just as compromised, we learn in the end, as Sophie’s elderly organ). The movement of time determines nothing about a person’s character; it isn’t time that induces emotional or intellectual maturity, but successful interaction with other people, a capacity to adapt one’s personal needs to the demands of a community (and to resist those demands, of course, when they become oppressive). Household synchrony at its best, then, is for Wynne Jones a matter of careful and prolonged negotiation, enabling competing narratives and attitudes to achieve compatibility with one another, to co-exist – with frequent setbacks and digressions that prevent the negotiating process from becoming either consistent or linear. Her book is a celebration of domestic negotiation as a form of perpetual motion, like all her novels.

The identities of the Castle’s four eccentric tenants are as flexible as their ages. Michael disguises himself as a red-bearded man, or a horse, each time he leaves the building. Calcifer, in his capacity as (quite literally) the hearth of the Castle, changes the building’s appearance as well as its location with his demonic powers. Sophie successively takes on the roles of Howl’s assistant, his aunt, his mother, and (eventually) his partner, as the book goes on. And Howl has a different name and role in each community he visits. The Castle’s magical front door opens on a range of locations depending on the opener’s wishes: Kingsbury, Porthaven, Market Chipping, and (oddly) modern Wales; and in each place Howl has a distinct identity: as reluctant royal wizard, well-intentioned local magician, demonized ladykiller, and idle waster, all of them with alternative costumes and reputations as well as names. These conflicting roles of Howl’s converge and overlap in the interior of the Castle; and as a result the Castle provides an active illustration of the sheer dynamism of the domestic space to which Sophie has confined herself. All political and social action, all adventure, all identity originates in the creative melting-pot of the household, and the relationships between householders are forever mutating; responding to and influencing the mutations that take place in the world beyond. Nobody need be fixed, the Castle implies, in any role, whether by age, sex, birth, or any other factor – unless the community they inhabit, the household and the society it is part of, and above all their own state of mind, exert all their energy to imprison them in a single unchanging function. Nobody dominates the household, either. Control of the Moving Castle alternates between Howl and Sophie, with Michael and Calcifer taking the reins when the need arises. And the shape of the community inside it is always changing, as new members join the strange little family through Sophie’s influence. It’s a political as well as a temporal interface, a functional democracy, where the needs, pleasures and pains of old and new inhabitants succeed one another as the focus of attention according to the demands of the time.

424248_3164633998754_1352491418_3259108_263889306_nTo put an end to this condition of perpetual motion is the aim of Howl’s and Sophie’s arch-nemesis, the Witch of the Waste. Attended by a bevy of robotic page-boys, the Witch specializes in locking her victims into forms designed to limit their capacity for mobility and self-determination: a scarecrow, a dog, a skull, and of course the old woman Sophie. Each of her victims proves unexpectedly vigorous in resisting their containment; and each derives his or her vigour from Sophie’s boundless energy, which releases them one by one from their bondage through her capacity to ‘talk life’ into things – sticks, scarecrows, skulls, the dog’s inarticulate tongue – and transform them into dynamic components of her own and other people’s narratives or stories. The Witch needs only one more victim, Howl, to complete the construction of her ideal man: a crude puppet-being fashioned from parts of the complex actual people she has metamorphosed into objects or animals. She aims to set up her ideal puppet as King of Ingary – with the Witch as queen – transforming the land in the process into a barren desert bereft of material for the tales of which it should be composed, like the wasteland where she has built her own immobile fortress. Sophie’s resistance to the Witch is achieved through her ability to enable the Witch’s victims to work together as a community in spite of their differences, in spite of the instability of their personalities, in spite of their uncertainty about their individual identities. Her household is a domestic democracy rather than a monarchy.   And this notion of domestic democracy, or democratic domesticity, is another thing that seems to have attracted Miyazaki to the novel when he chose to adapt it for what was slated at the time as his final film, his swansong to the animation industry and the century in which he was born.

Miyazaki’s movie has been described as less an adaptation than a reimagining, synchronizing the novelist’s concerns with the director’s through a series of daring shifts away from her storyline towards a set of themes that have engaged him for years. The problem of age remains at the centre of the narrative. Once again Sophie’s premature old age is balanced by Howl’s over-extended childhood, and the central problem is how to synchronize their ages, enabling them to cohabit in the Castle of the title. The problem could be said to represent the plight of an ageing film-maker as he seeks to engage the attention of much younger viewers – the problem I mentioned at the beginning of this talk. But in addition, the two time zones that converge in each of Miyazaki’s central characters – youth and elderliness, adolescence and maturity – become symptomatic of a pervasive dualism that extends through every aspect of their environment. It’s with the nature and function of this dualism that the rest of this post will be concerned.

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Albert Robida’s Future
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Albert Robida’s Dreadnoughts

The principal dualism in the film is a socio-political one, concerning the two alternative futures towards which Ingary may be moving: as a bright, colourful, mutually supportive community dedicated to the arts of peace, or a dark, war-ravaged wasteland, the energies of whose inhabitants are synchronized in a collective drive towards destruction. Suspended between these possible future destinies, the Ingary of the film is an in-between place, drawing on sources in art and history that look two ways. The setting of the movie, for instance, is an alternative turn-of-the-century Europe, where a pastoral landscape of mountains and flower-strewn valleys is overshadowed by smoke-spewing industrial chimneys and half-monstrous, half-comic flying gunships. The model for this landscape is Alsace, the disputed border territory between France and Germany which found itself caught at the epicentre of two world wars.[3] The machines that move around this landscape – from flying kayaks to steam-driven trams and the bomb-filled gunship-zeppelins that patrol the skies – derive from the work of the visionary French artist Albert Robida (1848-1926), who became famous in the fin-de-siècle for his exuberant illustrations of technology as he imagined it would evolve in the coming century.[4] Every visual detail of the film, then, looks two ways, to war and peace, to the past and the future, so that the competition between ages fought out within Howl and Sophie serves as a miniature enactment of the competition over alternative destinies being fought out in the world around them. And the Moving Castle becomes an embodiment of all these dualisms, its erratic movements recalling the jerky progress of a turn-of-the-century nation (in the 1900s or 2000s) towards cataclysm or prosperity, towards life or death – or rather towards both, since the film’s audience is conscious that both will dominate the century they have just emerged from.

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Our first view of this building comes with the opening credits, and it’s a very different structure from the chimney-shaped fortress of the novel. Mounted on four metal chicken-legs, Miyazaki’s Castle resembles the hen-footed hut of Baba Yaga the Russian witch, an ambiguous figure who is either child-eater or magical helper depending on the storyteller’s whim; it points, then, to the centrality of ambiguous witches to the narrative. The surface of the Castle bristles with gun turrets and rural cottages, as if to point up the two opposite conditions towards which it may be moving, the military and the cosily domestic. The gun turrets embody Howl’s desire to defend himself from being drawn into war; but they also resemble the gun turrets of the ironclad dreadnoughts of Ingary’s navy, and thus point towards his possible enlistment as a secret weapon in the national defence force. And these ships have been part of the wizard’s life since early childhood. When Sophie visits the lakeside cottage where Howl spent his lonely vacations as a boy, she sees the model of a dreadnought on the table, reminding viewers of how boys are acculturated to play at war by the toys and games on offer. Howl’s Castle, then, fuses two influences from his upbringing, the isolated cottage and the ever-present warship, and Sophie’s adventures in housekeeping there have a direct influence on the direction in which the country, as well as the Castle and its occupants, is moving.

airships-howlThe first major change Miyazaki makes to the novel, then, is to place war at the heart of his film’s narrative, embodying its centrality in the eccentric mobile fortress. You might remember that the military is one of the areas in which sociologists have identified the extensive use of synchrony; by moving in concert, soldiers can be trained to subsume their interests to the interests of the group, even to the extent of sacrificing themselves so that collective actions can be successfully completed. One of the things you’ll notice in Miyazaki’s movie is the coordinated movements of the flying airships, with their flapping wings, and the fleets of human-faced bombs that drop out of their bellies. Clearly certain forms of synchrony encourage only conformity, and total conformity can be as disastrous to a community as total individualism. Some other form of synchrony must be found for the household, if it’s to become a successful centre for resistance to conformity with collective aggression.

Howls20Moving20Castle01065_from_we-The second change Miyazaki makes is to the villain of the story, who gets split in two, like everything else in the movie. The movie’s Witch of the Waste starts out as monstrous as she is in the book: a towering, fleshy presence who conjures Sophie into decrepitude in a spontaneous fit of jealousy. But she is soon supplanted by a much more devious enemy called Madame Suliman. Howl’s former tutor in the magic arts, Suliman deploys her formidable powers, ostensibly in the service of Ingary, as a combination of spymaster, bomber command and military general; and she is eager to secure her most promising pupil as her successor in all these capacities. Her character, then, combines aspects of Miss Pentstemmon (Howl’s kind old tutor in Wynne Jones’s novel), and the novel’s Witch of the Waste, who wishes to fix Howl in an unchanging form as her puppet husband. Like the Witch, Madame Suliman repeatedly tries to invade Howl’s domestic space – the Moving Castle – by a range of methods: direct assaults on the Castle doors by her servants, the blob men;[5] enlisting Sophie’s mother to deliver a magical spy-worm to the building; and above all, by drawing Howl deeper and deeper into armed conflict, on defensive raids from which he returns to domestic life with increasing difficulty, often still locked in the form of a monstrous flying demon he assumes when fighting. Howl’s repeated transformations make him more and more like the flocks of identical flying fortresses that threaten Ingary. Sophie’s challenge in the movie is to compete with Madame Suliman in the effort to synchronize her heart with Howl’s well-protected organ, which he has hidden in the hearth of the Castle for security, guarded by Calcifer. The two women stand for alternative versions of his destiny, his social role: as imperialist warmonger or affectionate family member, as obedient marcher in step with the military or as participant in the mutually supportive domestic community. And the richness of the film consists in its implicit acknowledgment that he could well end up as both.

08-howlsOne of the ways in which this perception is conveyed is through the refusal of the film to set up clearly demarcated opposing sides, of the kind Wynne Jones creates by installing the Witch of the Waste as Howl’s antagonist. Characters literally metamorphose into new shapes as the film goes on, taking on aspects of each other’s appearance and actions, and changing sides in a conflict whose causes and participants are never certain. The blob men who begin as henchmen of the Witch of the Waste seem to switch allegiance half way through, hiring themselves out to the more powerful sorceress, Madame Suliman, after her easy defeat of their first mistress in a showdown at the royal palace. Meanwhile, the defeated Witch becomes a member of the eccentric family circle that occupies Howl’s Castle – a kind of second Sophie, as if to acknowledge Sophie’s complicity with the spell with which the Witch aged her. So too does the asthmatic dog Heen, who starts out as Madame Suliman’s spy but ends as the playmate of Howl’s apprentice Merkl (a younger version of Wynne-Jones’s Michael). In Heen’s place, Sophie’s stepmother becomes Suliman’s spy, delivering the spy-worm to the Moving Castle under pretence of a family reunion with her long lost stepdaughter. Meanwhile another member of Howl’s household, the scarecrow Turnip, turns out in the end to have been an enchanted prince from the neighbouring country with which Ingary is at war. Enemies and friends, in the world of Miyazaki’s later movies, can be indistinguishable – which serves both to point up the painful futility of the conflicts that break out between them, and the possibility, against all odds, of bringing them at last into synchronistic alignment.

Witch's_henchmenThe most disturbing ambiguity of affiliation is that of the blob men. As the servants of Madame Suliman one might expect them to form part of Ingary’s army, and indeed when they attack the Castle they wear Ingarian military uniforms. But they also share a civilian uniform – of top hats, masks and tarry bodies – with the winged monsters who emerge from the bellies of the flying gun-ships as they attack Ingary. Madame Suliman, then, seems to be fighting on both sides of the conflict she presides over. For her it’s nothing but a game: the kind of war-game that might delight the young pages who surround her, each of them designed to look like Howl, as if to illustrate her desire to add him to her collection of pretty boys. Madame Suliman exposes her attitude to conflict at the end of the movie when she tells the pages, ‘Let’s put an end to this idiotic war’, implying that she could have done so at any point in the preceding action.[6] She is sinisterly playful, indulging a second childhood in old age as she conducts the affairs of the country from the comfort of a padded wheelchair in her flower-filled conservatory. Yet even Suliman cannot be dismissed as a mere monster; she is too humorous, too detached and too attractive to be so easily summarized, especially because it’s never entirely clear if all her machinations are actually causing damage to the people caught up in them. Her body, like Howl’s and Sophie’s, or like Ingary itself, is a space where different elements converge, each in turn becoming dominant as she wearies of the game she has been playing and moves on to a new one. So she too harbours the potential to be subsumed into a new model of domestic cohabitation.

21e63264e1ed9b48c5cf7c5b5e92a182War itself slips between identities as the film goes on, becoming sometimes a game, sometimes a hideous nightmare, in response to the changing moods of its conductors. At the beginning it’s a carnival, a form of collective play for the people of Ingary, whose lives are filled with toys: fancy hats from Sophie’s hat-shop, fancy cakes from the bakery where her sister works, national flags, charmingly silly steam-driven vehicles. It’s conducted by dashing soldiers in bright uniforms, post-adolescent show-offs who steer motorized kayaks around the sky like teenagers in sports cars. At the harbour, the civilians celebrate with childish enthusiasm the deployment of the national fleet. Sophie’s own stepmother adds to the air of flippant collusion with warfare by wearing a hat decorated with naval cannon in honour of the dreadnoughts. At first, then, war is full of light and colour; but it soon grows dark and violent, swallowed up in the bomb-torn night whose reds and blacks threaten by the end to dominate the movie’s palette. Lightness, then, and light, are capable of giving birth to heaviness and gloom; and in this war follows the trajectory along which Suliman is keen to steer her pupil Howl.[7]

tumblr_lk11muJQKe1qe0xgwo1_500From the beginning, Howl shares Suliman’s moral ambiguity. Rumour has it he devours the hearts of the girls he seduces; and although he first makes his appearance in a very different role – snatching the girl Sophie from the clutches of a pair of soldiers – even at that point he’s a source of danger, pursued by blob men who threaten Sophie more than the soldiers did. Not long after this, Sophie undergoes her transformation at the hands of the Witch, leaves home and joins Howl’s household as an elderly cleaner. But when she starts to clean up, she accidentally switches the blond and black hair dyes in his bathroom; and the transformation of Howl’s hair from blond to black signals his potential to transform himself from hero to villain, like a cowboy changing hats. This prospective switch of moral allegiance is foreshadowed by his reaction to the hair-dye incident. Howl goes into a titanic adolescent sulk, during which he generates both copious quantities of green slime, as in the novel, and a host of shadow-monsters closely resembling the blob men. This extravagant reaction, with its echoes of the sinister sorcery of the Witch and Suliman, is rendered more disturbing by the fact that immediately before this scene we witnessed Howl in action for the first time against the invading air force; an experience he seems to take far more lightly than Sophie’s assault on his cosmetics.

Howl.full.150241Howl’s lightness, then – his excessive concern for his appearance and the pleasures of flirtation – represents the flip side of his increasingly frequent forays into the darkness of war. If boys are the perfect recruits for a nation’s armies, Howl’s insistence on retaining his adolescent traits – his filthy, toy-strewn bedroom, from which he bars the cleaner Sophie; the ‘secret garden’ of his childhood, where his cottage retreat is hidden;[8] his love of fancy clothes – is what renders him vulnerable to Suliman’s efforts to draw him into her war games. The connection between his boyish lightness and his attraction to war is made most vividly when he shows Sophie the secret garden. At this point he looks much younger than he did earlier, gesturing towards flowers and mountains with the wide-eyed enthusiasm of childhood. But the appearance of a flying gunship prompts him to begin the change into a winged monster, smiling as he launches a magical attack on the gunship with one claw-like hand. The monster and the boy cohabit in Howl, both of them symptoms of his heartlessness – that is, his staunch defence of his emotional secrets, his carapace of bright insouciance, from external assault. If the literally light-hearted Calcifer guards Howl’s heart in the hearth of the Castle, safely hidden from intruders, it’s for Sophie to lend him the weight he needs to launch into a mature relationship.

o-oSophie, on the other hand, needs to achieve synchrony with Howl if she’s to escape the weight of self-inflicted reponsibility that binds her to an aged body. Their first meeting shows her what is missing from her life as a girl: the lightness Howl possesses in abundance. Wearing her trademark sober clothes and unflattering hat, she timidly skirts the carnival crowds as she crosses the city, dodging into shadowy back-streets to avoid the limelight. It’s in one of these alleys that Howl rescues her from the soldiers; and he later saves her from the blob men by launching them both into the air without the aid of wings, then walking with her, arm in arm, along an invisible pavement in the sky, visually acting out the light-heartedness of first love. After that, Sophie continues to see the airborne Howl as the carefree young man of this meeting, and works, as he grows darker and more monstrous, to align the chaotic interior of his Castle with the brightness of his first appearance. In the process she discovers lightness and colour in herself, which are reflected in the light and colour she brings to Howl’s shabby domicile – as well as in her increasingly frequent unconscious shifts from old age to youth. For a woman burdened with an overdeveloped sense of responsibility and wedded to the shadows, Sophie succeeds in bringing an abundance of brightness to the Castle’s gloomy interior. She smashes a hole in the wall with a flying kayak while escaping from Suliman’s troops, and inspires the wizard to shift the Castle to the many-windowed, sunlit hat-shop to keep his household safe. Her final transformation of the Castle, when she rebuilds it from scratch by removing Calcifer, with Howl’s heart, from the fortified hearth and carrying both outside, culminates in the reduction of the building to an open platform, its defences stripped away, its inhabitants exposed to the elements. And although this transformation begins at night, so that its implications are hidden by the mountain gloom that surrounds the platform, when the dawn comes it’s clear that Sophie’s housekeeping has finally exposed Howl and his remarkable family to the open scrutiny from which he has so sedulously been keeping them hidden.

1446593538-5260766be0110108a38b58383f966fe3The synchrony between Howl and Sophie reaches its culmination in the reconstructed Moving Castle of the final frames. Winging its way across an open sky, on flapping wings not so very dissimilar to the wings of the airborne gunships, the flying fortress is now dominated by cottages rather than gun-turrets, gardens rather than protective armour. It represents, then, Howl’s opening up of his childhood secret garden to a wider community, his entry into full socialization – an entry in which the rejuvenated Sophie fully participates. But the gun turrets still poke out of the castle roof, and though the flying gunships are heading home they have not been destroyed or dismantled. The difficulty of achieving synchrony in personal relationships – between generations of a family or different people in the same generation – is clearly equivalent here to the difficulty of achieving synchrony between rival nations: a harmonising of different interests to the mutual advantage of both parties.

Howl-5Flight has been rendered joyful rather than threatening in the final frames of Howl’s Moving Castle. Howl and Sophie face forward into the future from the bows of the Castle with the self-assurance of young lovers, whose relationship has been literally tested in the fire. But the future towards which they are facing – whether it’s the twentieth century, when the film is set, or the beginning of the new millennium, when the film was made – will surely share the synchronies of their relationship: its darkness as well as its light, its war as well as its peace, the premature ageing brought on by anxiety as well as the exuberance of childhood prolonged into maturity. And the Moving Castle remains a poignantly rickety structure in which to confront such a future.

NOTES

[1] For a full account of Diana Wynne Jones’s recurrent themes, see Farah Mendlesohn, Diana Wynne Jones: The Fantastic Tradition and Children’s Literature (New York: Routledge, 2006).

[2] Diana Wynne Jones, Howl’s Moving Castle (London: HarperCollins, 2005), p. 9.

[3] See The Art of Howl’s Moving Castle (San Francisco: Viz, 2005), p. 12.

[4] For Robida, see The Art of Howl’s Moving Castle, p. 49.

[5] The term ‘blob men’ is used in The Art of Howl’s Moving Castle, p. 212 and elsewhere.

[6] The quotation is taken from the script of the film as translated by Jim Hubbert, The Art of Howl’s Moving Castle, p. 252.

[7] For an extended discussion of the concept of lightness (as against weight) in twentieth-century history, see Italo Calvino, Six Memos for the Next Millennium, trans. Patrick Creagh (London: Penguin, 2009), Lecture 1, ‘Lightness’, pp. 3-29.

[8] The term ‘secret garden’, with its invocation of Frances Hodgson Burnett’s novel, is used in Hubbert’s translation of Miyazaki’s script. See The Art of Howl’s Moving Castle, p. 240.