The Ambiguities of Karin Tidbeck’s Amatka (2017)

[In the week when Loreen of Sweden won the Eurovision Song Contest, I’m putting up a post – quite coincidentally, of course – about one of the great Swedish writers of speculative fiction, Karin Tidbeck. This post marks the return to functionality of The City of Lost Books after a period offline caused by a bug in one of the University of Glasgow’s servers. The episode taught me about the precariousness of one’s online existence. Tidbeck taught me about the precariousness of human existence itself, as mediated by language. My thanks to Helen Marshall and Kim Wilkins, organisers of the What If Consortium sponsored by the University of Queensland, for introducing me to Tidbeck’s work.

The post contains many spoilers, so only read on if you’ve read Amatka or if you don’t mind spoilers too much!]


In an interview for BOMB Magazine, Karin Tidbeck mentions a familiar distinction between two kinds of writers: ‘There’s this concept of writers being either “plotters” or “pantsers”: plotting a story out before they start, or flying by the seat of their pants. I’m definitely a pantser’.[1] Both of Tidbeck’s novels emerged from a long period of gestation, taking the author by surprise as they underwent a slow transition from pupa stage (a collection of poems that became Amatka [2017], a set of linked short stories that became The Memory Theater [2021]) to full-blown novelistic butterflies.[2] Improvisation is clearly integral to Tidbeck’s writing process; and while this is true of many writers, in Tidbeck’s case it’s improvisation that has been honed by long practice in a highly specialised field of performance.

The prizewinning novelist and short story writer is also a participant in Nordic LARP – Live Action Role Play – for which they have been writing scenarios for most of their life. It’s no coincidence that their latest novel has a theatrical title, or that Amatka acknowledges an entire supporting cast of co-enablers in its composition: as Tidbeck puts it, for them ‘It truly takes a village; so many people have been helpful in the creation of this story’ (p. 217).[3] LARP performance, too, involves input from many equals who combine to generate a work of collective improvisation, as a cast of players act out roles based on a pre-agreed scenario, without an audience apart from the actors themselves. Its topics can be as lighthearted as a fantasy adventure set in another world or as serious as imagining yourself into the position of queer people in the AIDS epidemic of the 1980s, of Palestinians under occupation, or of a planet where your gender is determined by the time of day when you were born. LARP discloses the intellectual, emotional and psychological value of play, the politics of improvised performance, the performativity of social interaction, the possibility – indeed, the necessity – of cultivating mutual trust and mental flexibility no matter what your age, as a means of collectively reinventing the forgotten past and imagining a better future. To me, Nordic LARP sounds frightening as well as fascinating, and I’d love to try it. For Tidbeck, it may well be fundamental to the way they think. And this may in turn be key to understanding the unique experience offered by their extraordinary novel Amatka, and what it has to say to a world in Climate Catastrophe, led by leaders hellbent on preserving the status quo.

In 2021 I took part in an online workshop at which Tidbeck spoke with passion about Nordic LARP – one of a series of workshops organised by the What If Consortium, about which I’ve written elsewhere. In the same interview Tidbeck spoke about their fascination with learning languages – they speak six in all, and have translated their own work from Swedish to English and from English to Swedish in an exercise that clearly fascinates them as much as any other creative process.[4] Translation can resemble a live action roleplaying game, in that the restrictions it places upon you highlight the different possibilities available in different situations, the different available styles encourage you to see the world through different lenses, the different grammatical structures suggest different underlying philosophies for different linguistic communities. Tidbeck describes their own variety of written English as an invented composite dialect, made up in equal parts of the British English they learned at school and the American English which is ‘the language of MTV and the movies, and, later, science fiction paperbacks’.[5] As a speaker of British English, I notice the Americanisms in Tidbeck’s style, as I read, more than the British dialectical usages which are my native tongue. And for me these Americanisms work an unusual kind of magic. They superimpose a New World grammar on what seems an Old World story – its Old World-ness suggested both by the Slavic and Nordic names of its characters and by the echoes of European history in the society they inhabit. This effect is perfect for Amatka, which takes as its setting a colony or cluster of colonies established by people from the world we know (mostly Russians and Swedes, to judge by their names) in a nameless place whose location is never identified. The colonists fled to that world with the aim of establishing the ‘ideal society’ (p. 44); but the new place – the planned utopia – has an air of being worn out from the opening sentence of the narrative. Its social structure recalls that of other experiments in collective living such as Soviet Communism or the Marxist-Leninist communes of the 1960s and ’70s, and the story that unfolds there seems familiar from countless literary dystopias from We to A Clockwork Orange, 1984 or Kafka’s The Castle. For me, its New World language suggests a veneer of up-to-date modernity thinly applied to a system that unimaginatively echoes long-outmoded efforts to refashion the world along egalitarian lines through the imposition of increasingly authoritarian and inflexible rules, driven by a ‘one-size-fits-all’ mentality. This mentality even extends to the clothing the colonists wear; none of the characters in Amatka wears garments that fit, and everything is designed for function rather than style: ‘She looked a little peculiar with the hat on; her hair stuck out from under the rim and the earflaps stood straight out. She pushed the hat back a little, tucked her hair in, and tied the flaps. That made it look a little better’ (p. 25). Clothing, in fact, plays a central role in the novel, just as costumes do when pooled and exchanged in a theatrical game among friends.[6]

If the names in the book are often Slavic, Tidbeck themself has suggested that their work has a loosely Nordic character, associating it through certain cultural markers with a cluster of countries in Northern Europe: Denmark, Finland, Iceland, Norway and Sweden. In an Afterword to their dazzling story collection Jagannath [2012] Tidbeck lists a few of these markers – a love of festive rituals, the idealization of the working class by the ‘intellectual left’, the soft Swedish dad, all of which find echoes in Amatka – while describing Nordic culture as at once profoundly susceptible to fantastic ways of thinking and unaccommodating when it comes to providing space for fantastic narratives in print. ‘One sensation peculiar to the Nordic culture of my upbringing,’ Tidbeck writes,

is that we really do live on the edge of fairy country. With a small population that’s mostly gathered in towns, vast stretches of countryside could contain any number of critters. Many folktales, and other stories I grew up with, such as the ones by Finno-Swedish author Tove Jansson, show reality as a thin veneer behind which strange creatures move.[7]

This is the North that’s familiar to me, a British reader who lived in Stockholm as a small child and inherited books, comics, pictures and objects from that epoch of my family’s history. It’s the North of the Nobel Prize-winning author Selma Lagerlöf, whose The Wonderful Adventures of Nils (mentioned briefly in The Memory Theater) presents its readers with a folkloric map of Sweden packed with diminutive tomten, underwater cities, statues that come to life at night, giant butterflies, and articulate beasts and birds; of Astrid Lindgren, whose The Brothers Lionheart imagines a succession of Nordic worlds opening out from one another at the point of death, making each new world a link in a never-ending bracelet or chain; of Ingmar Bergman’s Fanny and Alexander, set in a world where the dead watch the antics of the living as if in a paper theatre, while children with strange abilities watch the antics of both the living and the dead; or of Ali Abbasi’s movie Border, where customs officers on Sweden’s national borders themselves exist on a border between mortals and the hidden world of the trolls.[8] For Tidbeck, the borders between the human world and fairy country are rendered permeable by the metamorphic possibilities of language, which in turn react to and have a direct impact on the metamorphoses undergone by our bodies in response to emotion, diet, maturation, thought, curiosity, desire and fear. The thin veneer that exists in Nordic countries between the known and the unknown for her consists (among other things) of words, clothes and skin, all of them infinitely permeable surfaces hiding strangenesses unacknowledged by biologists or the compilers of dictionaries.

Amatka is set in a location on the other side of the veneer that separates our world from the strange, the unsettling, the potentially lethal. It’s a place where things are made with words in a very literal way, changing shape if the word that defines them is not regularly repeated aloud by their users, and preferably marked on them too with writing or a printed label. But this nameless place is hardly a conventional fairyland, Nordic or otherwise. It’s a colony committed to conformity, set in a landscape whose uniformity echoes the values of the colonists, with miles of uninhabited tundra interrupted by featureless bodies of water utterly bereft of the inventive fauna of the folktales. In this place improvisation is deemed to be highly dangerous, and childhood games that imaginatively transform one thing to another pose a very real risk of materially transforming the renamed objects into something new – or of reducing them instead to a semi-liquid, quasi-organic ‘gloop’, the primordial substance mined from the soil of this alien world to construct – well – more or less everything the colonists think they need. Metaphors are dangerous, too, since they can reshape the things they describe into something different, or else more gloop. In deference to this constraint on the inhabitants of their invented world, Tidbeck tells their narrative without recourse to metaphor, unfolding the adventures of the protagonist in pellucid prose whose refusal of ornament – once one notices it – takes on the virtuosic quality of an exercise in Oulipo, the French literary game that imposes apparently arbitrary restrictions on its practitioners such as writing an entire novel without the use of the verb ‘to be’. Tidbeck has explained that metaphors are barely used in Swedish, but their absence from Tidbeck’s English makes the language seem pared-down, reduced to essentials, a suitable instrument for a strictly regulated life lived on a frontier on the brink of the unknown – and on the brink of dissolution through the unregulated use of words.[9]

The plot of Amatka is simple. Vanja has been sent to the colony Amatka by the newly-founded private company she works for, which has asked her to assess demand among the colonists for new hygienic products to replace the mostly state-made hygienic resources they have used till now. Her work, then, is concerned with the treatment of human skin, that organic barrier between the colonists and their alien environment. Her researches find that the Amatkans are subject to many skin diseases and conditions, such as psoriasis and eczema, symptomatic of their difficult relationship with the world they inhabit – or perhaps with the society they are part of, whose every waking moment is marked by the stress of maintaining the shape of the objects around them, from toothbrushes, suitcases and bedclothes to the contents of the factories or desks they work at (if they don’t keep naming them they turn to gloop). In the course of her work she falls in love with a citizen of Amatka, a medic called Nina, and decides to stay. At around the same time she unearths evidence of a resistance movement against the Central Committee of the colonies, the governing body based in her home colony of Essre to which all the Committees of the other colonies are finally answerable. Despite her love of the conformist Nina, Vanja finds herself steadily drawn into the resistance movement, largely through her friendship with Amatka’s librarian, a man called Evgen, and the poetry he invites her to read, the work of a colonist called Berols’ Anna. The novel closes with a revolution which involves the breakdown of the verbal tyranny that has governed the colonists’ lives, and a similar breakdown in the composition of their bodies, above all their skins, rendering them impossible to focus on, unbarricaded, unshielded, naked to the world. Something similar happens to language in the revolution, as it ceases to be policed and instead becomes creative and infinitely malleable, the verbal equivalent of the gloop that can be reshaped into anything you choose by those who dare to commit themselves to the idea of revolutionary reshaping.

The trajectory of the novel, then, is from rigidly rules-based organization to improvisation, from strict linguistic and social limitations to unrestricted verbal and social fecundity, from fear of the place in which the colonies are located to a passionate embrace of it, a quest to know it, to merge with and reinvent it, and in doing so to enter a new phase of evolution. The experience described may be not so very different from the experience of learning to improvise in a Nordic LARP community, starting out tentative and awkward, growing in confidence as the performance unfolds within the limitations of the pre-agreed plot. Alternatively, it resembles the philosophical shift that will be necessary to live in harmony with the environment – to discover, in fact, that we are the environment, and cannot segregate ourselves from it with an artificial barrier constructed from the languages of otherness, authority, human self-interest, mental discipline, technological control. In this novel, opening up to other people (falling in love, for instance, as Vanja does with Nina) is no different from opening up to our reliance on the intimidatingly strange material world of which we are part.

If Amatka is a narrative of social revolution, it is also a tale of (partial) psychological healing. The book opens with Vanja in a state of unacknowledged depression, having recently recovered from a medical problem that involved treatment, we later learn, in a fertility clinic. The roots of her depression are deep ones. Her father was arrested as a dangerous dissident when she was a child, having first made her his confidante when he indulged in whispered, alcohol-fueled rants against the system late at night, when the rest of the family were asleep in bed. Unhappy with her job, negligent in her verbal naming or ‘marking’ of her possessions – as a result of which she soon finds her toothbrush and her suitcase reduced to gloop – without a partner or close friend in her home town of Essre, dominated by her more conformist older sister, her ‘general disinterest’ can be measured by the amount of savings she has available to spend on warm clothes when she first arrives in Amatka (p. 25); up till now she has had nothing and nobody to spend her credits on. Her depressed state of mind reflects, for the reader, the depressed state of the colonies, cut off from the world they came from and equally cut off from the world they now inhabit.

This state of isolation and exile is brilliantly evoked in the novel’s opening chapter. Here we find Vanja taking the train journey from Essre to Amatka on board a train which embodies the colonists’ collective material and psychological condition. The passenger car in which she travels is full of bunks, having been ‘built for migration, for transporting pioneers to new frontiers’; but its generous capacity is pointless in a world where exploration has given way to a daily struggle for survival within the perimeters of established settlements (p. 3). Everything in it is strictly functional, from the ‘rigid and uncomfortable’ seats to the bland food provided in the pantry: ‘stew with a base of mycoprotein’, to be eaten cold from a can, root vegetables to be cut into chunks and eaten raw (pp. 3-4).  It has no windows, cutting the passengers off from the drab but somehow terrifying landscape through which it travels – partly to suppress their fear of it, partly because there is nothing to be seen outside in any case ‘except the empty steppe: billowing grass, some hillocks, and combes’ (p. 5). Most disturbingly of all, everyday objects in the carriage have their names written on them in ‘large and comforting letters: WASHBASIN, PANTRY, TABLE’, the labels loudly proclaiming the possibility, even the likelihood of their imminent disintegration (p. 4). Everything is utterly familiar and undifferentiated, yet the continuing existence of these familiar things cannot be taken for granted; the fear felt by the colonists is that the things they need will be taken away from them by irresponsible acts, or merely by forgetfulness, by neglect. One is reminded of the way that the presence of imagined objects needs to be constantly reaffirmed in a mime show or improvised scenario, the way they can disappear or lose shape if the performers fail to reinforce their presence by naming them repeatedly or shaping them often with their hands and bodily movements.

The colonists’ identities, too, are always on the verge of dissolution – Vanja’s more so, perhaps, than the rest, since she has little self-confidence, little certainty about where the system ends and her personality begins. The standardization of their names identifies them as little more than objects or functions in space and time. Vanja’s full name, for instance, ‘Brilars’ Vanja Essre Two’, starts with a fusion of her parents’ names (Britta and Lars), followed by a Slavic personal name, and ending with the name of her home colony and where she stands in the chronology of her parents’ offspring (she is their second child, hence ‘Two’).[10] Their bodies, too, are both grimly functional and neglected. When Vanja looks at herself in a mirror on the train she sees that she has lost weight since the last time she noticed her appearance, that ‘her belly no longer sagged from fat but from loose skin and flaccid musculature’ and that ‘her legs were no longer firm’; she has been reshaped, in fact, by the demands of her dull and sedentary job, so that her clothes no longer fit her (p. 5). Her skin no longer fits her either, with the result that to her own eyes she looks much older than she is, accelerating towards an annihilation as complete as that of an object reduced to the gloop of which it is made. We later learn that the records of individual citizens kept in the annals of the colonies are reduced to the minimum after their deaths in order to save paper: name, date of birth and death, profession, cause of death (p. 121). The functionality of the records surrounds the dead inhabitants of the colonies with a featureless waste of unrecorded time, as drably grey and uniform as the landscape surrounding the colonies.

Gradually, however, as the book goes on, we learn that Amatka and the other colonies can be seen as a form of Utopia. That, at least, is how the ruling Committee of each colony describes them and how their more conformist citizens understand them: a perfectly egalitarian community set up in opposition to unspecified but clearly inferior alternative ways of living, now lost in the wasteland of the unrecorded past. But it is a deeply ambiguous Utopia. Indeed, all utopias can be seen as ambiguous, since utopianism itself combines two contradictory impulses: towards radical change (from the material conditions under which the writer and their readers live) and towards total stasis (most Utopias are strictly policed to prevent transition to a less desirable state). Anyone with a preference for change will find themselves stifled by inertia, anyone rendered anxious by transitions will be maddened by the inevitable tendency of societies to mutate and slide into new shapes. All Utopias, then, are Dystopias for some, and Amatka’s Utopia is no exception, since any dissent is savagely punished and any form of eccentric behaviour can be interpreted as dissent. Like the original Utopia of Thomas More, each colony is organised on geometrical principles, with an administrative tower-block in the centre – the all-seeing watchtower of Jeremy Bentham’s panopticon – and rings of residences, factories, plant houses and recreational facilities arranged around it, under its eye. The worst of punishments fits the crime for which it is most often exacted, loose or disruptive talk: it involves the surgical destruction of the speech centre in the brain, rendering the citizen inarticulate and hence incapable of participating in the life of the commune. One might call this poetic justice – irresponsible speech being rewarded with enforced silence – if it were not for the fact that enforced silence implies an incapacity for poetry of any kind, just or unjust.

So far so familiar; but Tidbeck is unusually dextrous at making her Utopia seem homely as well as intolerable. Its most loyal citizens can be affectionate, funny, compassionate, mutually supportive; its rebels are not motivated by hatred or anger so much as affection, compassion, mutual supportiveness, even a sense of humour, recognising as they do the sheer absurdity of trying to keep things stable in a world predicated on the need for metamorphosis (birth, growth, death, eating, drinking, successive sleep states, etc. etc.). Both sides, too – loyalists and rebels – are intensely conscious that they themselves have conspired to construct the oppressive Utopia from which some seek to be liberated, and that consensus or complicity is essential both for maintaining the commune as it is and for overthrowing it and installing a new order. The alternative Utopia of the rebels is closely related to the Utopia of the loyalists, being compounded of the same elements, the same desires and dreams and needs. The personalities involved in both sides are not crudely distinguished as ‘good’ and ‘bad’. Some of the revolutionaries, like the sarcastic retired doctor Ulla who cohabits with Nina and Vanja in their communal dwelling, can be infuriating, while Nina’s commitment to the colonies is based in a sense of responsibility to other people’s welfare which has also (presumably) driven her to become a nurse, and which makes her deeply sympathetic to Vanja’s loneliness and depression, despite the opposite points on the political spectrum each of them occupies. Even at the point where Nina betrays Vanja to the ruling Committee near the end of the book, she does so in the conviction that the committee will do what’s best for Vanja as well as for the commune; it’s their merciless treatment of Vanja that finally pushes Nina into joining the revolution. For Nina, Vanja’s body is a utopian space; the visitor from Essre is in her eyes a ‘beauty’, despite Vanja’s own conviction of her ugliness and premature ageing, and despite Vanja’s attraction to the dissidence Nina fears (p. 96). By this means – by seeing her as beautiful – Nina instils fresh confidence in Vanja, a confidence that ironically helps to propel her into the arms of the revolution (to which Nina later follows her).

Other Amatkans, meanwhile, have little interest in either conformity or rebellion. Nina’s children by her housemate Ivar, for instance, have been separated from their parents since birth, raised like the rest of the commune’s children in the so-called ‘Children’s House’. They find it hard to get used to being with their parents each weekend, and spend much of their time staring at adults and clinging to one another as representatives of the sole community they really recognise. Ivar, meanwhile, who works in the commune’s subterranean mushroom farms despite his dislike of being underground, and who is unable to obtain a transfer to more congenial work in the Plant Houses, conforms even while he succumbs to acute depression. This isolates him from his fellow colonists, precisely thanks to the damage caused him by his willingness to conform. Ivar, then, is neither a heroic revolutionary – since he never rebels – nor a loyal colonist – since his eventual suicide is treated by the Committee as the ultimate betrayal, a permanent withdrawal of necessary labour from the struggling collective he was expected to preserve. For both Nina and Vanja, on the other hand, he is a beloved friend. Each of them recognises in him an aspect of themselves, despite their seemingly contradictory positions, and each appreciates him for what makes him himself: his love of strong coffee, his delight in making things grow, his tenderness toward the children he shares with Nina. There are no absolutes in Tidbeck’s commune, since there are no absolutes in the words, sentences and personalities from which it is constructed.

It is no surprise, then, that both colonists and revolutionaries share a love of poetry. The ‘wholesome fun’ enjoyed by the Amatkans at gatherings every Sevenday includes regular readings of poetry written by Berols’ Anna, who is revealed in the course of the narrative as the de facto leader of the revolution (p. 61, p. 159). Poems, of course, can be descriptive, and Anna’s poems meticulously describe the various Plant Houses or agricultural conservatories that form the outer circle of Amatka. When Vanja first reads them she finds they stabilize the mundane objects and actions they invoke, as all language should when responsibly uttered: ‘In Berols’ Anna’s poetry, all things became completely and self-evidently solid. The world gained consistency in the life cycle of plants, the sound of a rake in the soil. Breathing became easier’ (pp. 44-5). As Vanja grows in sympathy with the revolution, however, the same poems offer evidence of change as well as of stability – of becoming as well as of being: the plants are always growing and dying, the rake moves the soil, sound and breath dissolve in air. And some poems harbour double meanings thanks to the possibility of reading them ironically, like Berols’ Anna’s hymn in praise of the Central Committee (‘We thank them / for telling us/ What to do / what to do’), which Vanya assumes at once to be ‘sarcastic’ (p. 78). The novel’s readers, meanwhile, might understand the poems as doing both, making and unmaking as they are read or spoken. In them, revolution and reactionary conservatism are shown to spring from the same soil, the same impulses towards shaping a community and a home.

Colonists and revolutionaries also share a love of music. The wholesome fun of a Sevenday gathering involves singing and dancing as well as poetry recitals. Some of the singing is dedicated to preserving the shapes of things against the danger of change; this includes the ‘Marking Song’ taught to young children so that they can name the necessary objects they make use of every day, protecting those objects from disintegration into gloop. When the revolution finally breaks out, the revolutionaries sing a version of the same song, though with a different intent: an opening out of the song’s meaning rather than a closing down and consolidation of that meaning. What the revolutionaries sing is ‘something like “The Marking Song,” but the words were different; it was a song of making and unmaking, a song not of things that were, but that could be’ (p. 216). Indeed, music plays a key role in the revolutionary transformation of Amatka. At one point in the novel, after a minor falling-out with Nina, Vanja makes her way to the lake outside the commune – a lake that has already begun to manifest signs of the coming change, since it freezes each night at sunset and unfreezes with a sound of thunder at the break of dawn, in defiance of the laws of physics. As she sits on the shore of the lake, Vanja sees an old woman standing nearby, holding a long pipe half submerged in the water. When the water freezes, the woman lifts the end of the pipe to her lips and begins to play it like an alp-horn, effectively turning the frozen water into a musical instrument, a tuneful communication system summoning fellow revolutionaries to her aid. Later, pipes begin to manifest themselves in the ground beneath Amatka, in the form of a mysterious network of tunnels that extend into the tundra beyond the city limits. Noises are heard in the tunnels – voices, buzzing, thunder – and later from the vertical pipes that give access to those tunnels, and which sprout from the ground beyond the city in increasing numbers. The pipes wail and groan like the pipes of a church organ, as if the ground itself were singing, or as if an improvised musical instrument were finding voice for the very first time. In their interview with BOMB Magazine Tidbeck speaks of their legendary great-grandfather who had only five fingers but who nevertheless built ‘an organ out of a sofa’; an interest in improvisation was clearly an integral part of their family saga long before they discovered LARP. The elderly revolutionary Ulla, meanwhile, reminds us that pipes or tunnels may be used for ‘travel’ as well as for making sound (p. 132). Music may be a repetition and affirmation of what’s known and loved, or it may transport us to strange new territories, like the train that carried Vanja to Amatka. In Tidbeck’s world it does exactly both, and revolution arrives like a remembered experimental tune, heavy both with nostalgia and with the joy of the unexpected, the innovatory, the yet-to-be.

The family likeness between reaction and revolution is embodied in the spaces where both are fostered. When Vanja finally learns (of course from the conservative Nina) how the revolutionaries left the city under the leadership of the poet, Berols’ Anna, to set up a rival commune on the featureless tundra, she discovers that the habitation they made for themselves differed little from the design of the colonies they had abandoned: ‘It looked sort of like a colony – a ring of little houses and a commune office’ (p. 169, my emphasis). But the sky above this new commune is alive and full of lights, unlike the grey unchanging skies above the old one, while the walls are painted not with the appropriate noun (‘wall’, ‘window’, ‘door’, and so on, lending solidity to the objects they embellish) but with representations of things ‘not there’, transforming them into narratives rather than nouns (tales of utopia, the no-place, perhaps) (p. 170). Apartments, too, can be spaces of revolution or reaction. When Berols’ Anna fulfils her promise to free Amatka – that is, to fulfil its potential to remake itself along radical lines – she is accompanied on her march to the colony by the old woman Ulla, who formerly shared an apartment with a group of friends from across the political divide. Living together in that apartment were the idealist conformist Nina, the unhappy conformist Ivar, the would-be revolutionary Vanja, and Ulla herself, the fully-fledged insurrectionist. Within that apartment were hatched both plans for liberation and plans to betray the liberators to the Committee. Each physical space in the novel, then, is a theatre, full of possibilities, yet constrained by a set of rules. Each performance in each of those spaces depends on an interaction between the performers, as a sentence depends for its sense on the interaction between its grammatical parts. Rebels need conformists to define themselves against; conformists are equally dependent on rebels to understand for themselves what needs to be suppressed, expelled or resisted. And individuals mutate from conformist to rebel, as Vanja mutates in the course of the novel, emerging from her isolation, depression and atrophy into the catalyst and herald of a new era.

Organs themselves in Tidbeck’s work are, so to speak, organic, mutating from one function to another, militating against the laws of biology. The skin is a fine example. Berols’ Anna writes poems about the Plant Houses that form the outer ring of the concentric circles of buildings that comprise Amatka. Her interest, then, is in what could be called the ‘skin’ of the colony, the protective architectural membrane that protects its interior organs from the perceived threat of what lies beyond. Yet the Plant Houses are already mixed with the Other, since the plants they contain spring from the soil of an alien world. So it’s no surprise, when the revolution breaks out, to see one of the Houses bursting apart to release a ‘stream of furiously flapping greenery’, while another sprouts ‘six unsynchronized, rickety legs’ and trundles off across the steppes in a bid for freedom (p. 212). Meanwhile the mysterious tunnels under the colony – the arterial conduits that convey the bacterium of revolution from one part of the communal body to another – spontaneously mutate into Plant Houses full of semi-sentient ‘fruiting bodies’, which were once the colonists who maintained the underground mushroom farms (p. 214). And skin itself often ceases to be a membrane, announcing its identity with the earth and its products, or with the abject inner organs, even as its owners struggle to keep it contained and in good condition, moisturized, blemish-free and snugly clothed. The eczema suffered by the mushroom farmers turns their skin into fertile ground for fruiting bodies, like the caves where they tend their fungi. When the people imagine or speak the malleable earth of this new world into new bodies – such as imitation cats or fish, sketchy copies of the nonhuman creatures they left behind in the world they fled – the bodies in question differentiate themselves from their lost originals by failing to distinguish between skin and  flesh: their outer membrane envelops no bones, no veins, no organs, no brains, just undifferentiated gloop from head to toe, like living plasticine or clay (pp. 198-9). The earth of the colonies itself resembles either a membrane or an unprotected inner organ, instinct with life. When a neglected everyday object turns to gloop, the gloop feels somehow warm, alive and potent, capable of evolving into something – anything – under the right conditions (p. 175). Towards the end of the novel, Vanja even adopts a blob of gloop as a kind of pet, mutating it at will into useful everyday tools designed to further the revolution.

Yet the capacity for metamorphosis can be exploited for reactionary purposes as well as revolutionary ones. The past can be moulded by the Committee to erase narratives that threaten the integrity of the colonies; Berols’ Anna’s commune, which drew about a hundred colonists out of Amatka into the tundra, is reimagined by the Committee into a disaster which killed the colonists and their leader – thereby shutting down the narrative instead of opening it out, and putting an end to the possibilities of improvisation. The complexity of individual experience is retrospectively reinvented, thanks to the crudeness of the colonies’ records, into simple descriptors of life, job, death, and a set of dates. When the sensitive colonist Ivar discovers the hidden tunnels under the mushroom farm where he works, he is told that he is suffering from delusions; by erasing his account of the tunnels, reducing him to silence, the Committee hopes to wipe them out of existence – and will wipe him out of existence, too, if he persists in asserting the truth of his narrative. In the end, the contradiction between the Committee’s version and his own drives Ivar to wipe himself out of existence; and he accomplishes this by removing his outer membrane – his coat and shoes – and exposing his skin to the murderous cold of the freezing lake. Ivar’s suicide, in fact, represents his most radical act. He kills himself using a feature of the landscape which is impossible according to the laws of conventional physics, a lake that freezes and unfreezes nightly regardless of the prevailing air temperature or weather conditions. Ivar gives himself up to the new world, in other words, embracing it as the Committee will not. In response, the Committee erases even the barest record of Ivar’s life from its archives. But it cannot erase Ivar himself without erasing the community he was part of: his friend Nina, with whom he had children; the children themselves; his co-workers; the roommates who reacted to his story of the tunnels in different ways. In giving himself up to the world, Ivar shows the way to the revolutionaries, who eventually learn to become the place they find themselves in, as he did, giving themselves ‘to the world’ in a daring gesture of making and unmaking, hope and despair (p. 214).

Tidbeck’s dystopic Utopia, then, defines itself by its dangerous capacity to be two or more things at once, and in this it is closely related to the so-called ‘fairy country’ of European literature and folklore, despite its differences from familiar representations of that space. Tidbeck’s story collection Jagannath contains two stories set in that country, both of which were later incorporated or absorbed into The Memory Theatre. Both stories concern themselves with the human relationship with time, and in particular with our simultaneous desire to inhabit a world impervious to change and a world that is always changing. Time also, of course, has a central role in Amatka, not least as something that happens to one’s body (think of Vanja looking in the mirror, contemplating the way her own body has been altered by time and suffering, or her later contemplation of Ivar’s body, changed for ever by its period of suspension in the ‘frigid water’ of the lake [p. 154]). Bodies mark time, too, in both of the fairy stories in Jagannath. The first of them, ‘Augusta Prima’, tells us what happens to the body of an immortal being when she finds a watch.[11] Once the watch is set in motion it changes its formerly changeless finder, who starts to age, while at the same time she becomes aware of the wearisome changelessness of the garden where she lives, which has preserved her in an immutable state up to the point when the clock began to tick. The discovery, too, makes something clear about the politics of fairy land: that the disconnected shreds of time it does contain affect the working classes – the unfortunate changelings who are stolen, enslaved and tortured by their fairy masters – very differently from the masters themselves, who remain unchanged from one generation of servants to another. Fairy land, in other words, like many other places, is a utopia for its rulers and a dystopia for its workers, though here the distinction between them is not merely confirmed but reinforced by their different experiences of chronology. The stolen children are ritually slaughtered when they reach maturity, in a bid to expel even the memory of time and change from the paradisal garden; while the immortals wake each morning at the beginning of what is effectively the same day. The children live in a state of nervous anticipation, perpetually fearful of a sudden change that will wipe them out of existence; the masters live in endless ennui, driven insane by the knowledge that everything everywhere will always be the same, and that there is nothing more to existence than what they have. And a somewhat similar temporal structure rules in Amatka, though the elements of it are slightly different.

At the beginning of Amatka, when Vanja boards the train to the colony where the rest of the novel is set, we learn that something strange has happened to time in the course of her journey. Long journeys in this new world can sometimes cause machines to malfunction, and her wristwatch gets ‘stuck at one o’clock’ because ‘mechanical things sometimes didn’t behave like they should between the colonies’ (p. 5). We might think of the tricks performed by time on long-haul journeys, or in SF stories that feature Faster-than-light-speed travel, or of the warpings of mortal time experienced by voyagers to fairy land such as Oisín, or by fantasy adventurers like the Pevensies in the Narnian chronicles. At the same time, Vanja notes in the mirror the signs of passing time inscribed in her own body; movement goes on, despite the lack of precision instruments with which to measure it, and this is also true of Oisín, who finds that he has aged when he gets back from Faerie. Augusta Prima’s fairy garden has a similar effect on mechanisms: ‘Mechanical things usually fell apart as soon as they came into the gardens’ domain’ (p. 116), dismantled by the will to immortality embodied in the garden by its creators, just as time has been rendered meaningless in the colonies by the ruling Committee’s systematic erasure of the past. In both train and garden, however, chronometers are rendered unfamiliar by Tidbeck’s descriptions of them: Vanja’s watch is ‘the clock on her wrist’ or ‘the little clock’ (p. 5), which gives it an unusual weight and mass for its size and function, while Augusta Prima’s watch is a ‘little machine’ with ‘Three thin rods […] attached to the centre’, moving round the disc ‘in twitching movements’ and making a noise like the beat of a mouse’s heart (115). The mouse analogy, in a realm that has by this stage in the story shown a propensity for casual cruelty to small, powerless beings such as the changelings, makes the watch sound vulnerable; but the strangeness of these two watches gives them an imaginative power beyond the timepieces we know from our own experience. As a result, Augusta Prima proves more vulnerable still, becoming seized by a desire to ‘know’ about the mystery of time as embodied in the watch, and gradually succumbing to physical change as her knowledge grows.

Vanja too, on arriving at Amatka, becomes afflicted with the desire to know, in this case about the mystery of Amatka’s past – a past embodied in the train which caused her watch to stop (the train is ‘built for migration, for transporting pioneers to new frontiers’, but its ‘capacity was pointless’ in a world where such frontiers no longer exist [p. 3]). Vanja’s quest for knowledge leads her to another apparently damaged machine, a giant subterranean contraption whose intended function – as an agent or symptom of change – is as mysterious to her as the watch’s was to Augusta Prima (p. 149). Like the watch, Vanja’s underground machine changes its discoverer, and with her the colony whose past she has been investigating; her interest in it sets it in motion and its motion restores the tunnels to their role as agents of travel, transformation and trauma. A similar extension of Augusta Prima’s experience of time to the rest of the fairy country is implied in the short story ‘Aunts’, where the inhabitants of a fairy glasshouse or orangery find themselves changed by a fleeting visit from Augusta Prima, who clutches a round, metal, ticking object: clearly the watch.[12] Before this moment, the titular Aunts have existed as part of a perpetual cycle of birth, growth and death, sealed into the ecosphere of the glasshouse in perpetuity, self-fed and self-consumed. With the arrival of Augusta Prima and her watch the cycle is broken, and nobody knows what will happen next, either in the glasshouse or in the garden of which it seems to be the beating heart. Knowledge and time, then, are both creative and destructive, breaking down the composition of the objects and people caught up in their transactions, creating new possibilities from the breakdown, and triggering in the people who witness it either terror, delight, or both. And eternity too has a dual nature, locking its denizens into a happy circular dream, entrapping its victims in a recurring nightmare.

Knowledge, and the impulse to knowledge called curiosity, is a threat to the philosophy of stasis that governs both the fairy garden and the colonies. In the garden it is ‘common knowledge’ that time stands still, and that ‘Whenever one woke up, it was the same day as the day before’, a Groundhog Day of pleasure for the masters and torment for the children they have enslaved (p. 118). Augusta Prima’s sudden awareness that there may be other times and other ways of living gives her access to new knowledge which is far from ‘common’. Amatka too, as we’ve seen, is committed to repetition, since this is the only means of preserving its shape: ‘As morning comes,’ declares a poster in Nina’s bedroom, ‘we see and say: today’s the same as yesterday’ (p. 97). Vanja’s quest for knowledge about the past of the colony challenges this mantra repeatedly, as she discovers (for instance) that enormous chunks of the colony’s history have been strategically fabricated by its historians. If fairy country is a beautiful but dangerous illusion, kept in check by rule-based games such as parties and games of croquet, so too is Utopia, a collectively imagined space whose shape and extent is strenuously maintained by the policing of the inhabitants’ words and actions. It is kept in check by parties too, ‘games and organised play’ (p. 158) at each colony’s leisure centres, which ensure that even the citizen’s spare time is policed, observed and linguistically restricted. The key item of knowledge in both books is the recognition that the worlds in which they are set are no more than games, and that a player may choose to change the rules or leave the game altogether, although deciding to do so will put that player in mortal danger, according to the rules of the game they are choosing to leave.

The location of fairy country is notoriously uncertain; and the same is true of Utopia, whose name means ‘no-place’ or ‘placeless’. In Vanja’s world, the fact that the location of the colonies is unknown is one of the pieces of knowledge kept strictly hidden from the people by the Central Committee. Vanja’s father reveals it to her in her childhood in a whispered confession which gives the imparted knowledge both the delightful air of a bedtime story and disturbing connotations of child abuse, which is so often represented by the abuser as a shameful secret to be concealed from other members of the community. Lars’s whisperings to his daughter, in other words, are another of the ambiguous spaces with which this Utopia is filled. As Lars bends towards her in the dark, his beard tickling her cheek and his ‘whispered words’ smelling of alcohol, he imparts to her the explosive fact that ‘No one knows where we are. But we’re not allowed to say that’ (p. 39). At this point the reader finds themselves torn between the notion that he is imparting to her his inmost knowledge in a gesture of supreme parental trust, and the competing notion that such knowledge is too heavy a burden to be shared with a child; that this is, in fact, an irresponsible act on the part of a parent. Lars goes on to restate the fact of their placelessness as a bedtime story, like the most famous tale of that famously ambiguous tale-teller Lewis Carroll: ‘then he seemed to sober up and began to tell her a story about how people had found a hole in the world, and passed through, and ended up in this place. But where “this place” was, no one knew, not even the committee’ (p. 40). At this point Tidbeck seems to be reminding us that fairy stories, children’s stories, can serve as holes in the world through which we can glimpse the shapes of forbidden topics, though they withhold judgement as to whether or not a child might be harmed by such glimpses.

The link between Lars’s ‘hole in the world’ and Carroll’s famous rabbit hole forges another link to ‘Augusta Prima’, whose games of croquet on the lawns of the fairy garden – their chief aim being to break the heads of players and the enslaved children known as ‘pages’ – recalls the violent game of croquet in Alice in Wonderland, set in a garden which is metaphorically or potentially littered with severed heads. The tunnels that riddle the ground beneath Amatka recall the dream-maze threaded by Alice’s White Rabbit; the wayward workings of watches in Amatka and the fairy garden invoke the Mad Hatter’s squabble with time itself (since when, the Hatter tells us, Time ‘won’t do a thing I ask!’);[13] while the curiosity of both Vanja and Augusta Prima recalls the unflagging curiosity of Alice herself, who finds Wonderland and Looking-Class Country ‘curiouser and curiouser’ as she plunges deeper and deeper into their interiors. Amatka, in fact, is more Looking-Glass country than Wonderland. In the second Alice book it’s Humpty Dumpty who declares that any word can mean exactly what he wants it to mean (or in Amatkan terms, make exactly what he wants it to make), while the loss of Alice’s name in the Looking-Glass wood is invoked by the identikit names bestowed on the colonists, or the permanent loss of speech imposed on dissidents as punishment by the regime. Key to both Amatka and the Looking-Glass country is the question of who is dreaming the whole shebang: in Alice’s case, whether it’s the Red King, Alice herself, Lewis Carroll, or the reader, while in Amatka the choices are Vanja (who dreams often, and often cannot tell whether she is dreaming), or the Central Committee, or the colonists, or Tidbeck and the reader, or a strange fusion of all these. After all, the colonists’ ruling committees are elected by the colonists, while Tidbeck (like a good LARP player) allows themself to be ruled by both colonists and committees for as long as they are writing, as does the reader, for as long as they are turning the pages of Tidbeck’s book. So the novel can be read as a commentary on the acts of reading and writing (both of which ‘take a village’, according to the acknowledgments), which can in turn be used as analogies for the workings of power in any given society or culture. The clear allusions to Carroll’s Alice books underscore the centrality of reading and writing to the narrative, as do the many acts of reading and writing performed by Vanja herself, whether she is borrowing the works of Berols’ Anna from the colony’s library or reading and storing away the records of Amatka’s citizens in the archives.

The Alice books have often been described as nightmares rather than dreams, with Alice under constant threat of being beheaded, driven mad, or having her personality denied or eroded. But Lars’s story of the ‘hole in the world’ also gestures towards another great work of literature: Ursula le Guin’s utopian masterpiece Always Coming Home (1985). In this book – published just one year after the date of the most famous of dystopias, 1984 – Le Guin imagines a future version of California in which humans live in harmony with the land, in a manner that consciously recalls the lives of the native Californian peoples whose cultures were the lifetime preoccupation of the author’s anthropologist parents, Theodora and Alfred Kroeber. In one story in Always Coming Home, a member of this future utopian community, the Kesh, finds his way through a ‘hole in the air’ into the urban California of the 1980s, when the book was written.[14] He is horrified by the pollution, the absence of natural beauty, the noise and the bustle; but before he leaves, he spots one modern woman in the city crowd who is not like the place’s other inhabitants. Recognisably one of his own people – a woman of the Kesh long before the Kesh came into existence – she is conscious of her context as the others are not, stranded and isolated (it would seem) by having been born with an environmental outlook far in advance of her time. Many of Tidbeck’s short stories speak of similarly isolated individuals who find it hard to connect to their fellow humans; individuals who seem to have wandered through some hole in the world from some other place into our own. ‘Mom’ in ‘Some Letters for Ove Lindström’ is one example; the titular ‘Rebecka’ is another; so are the two sisters in ‘Reindeer Mountain’ and the dead human stranger from whose waistcoat pocket Augusta Prima purloins the watch. ‘Some Letters for Ove Lindström’ even contains an anticipatory echo of Vanja’s father: there are certain conditions, the narrator observes, that invoke for her the idea that there is something strange that exists very close to everyday reality, some location analogous to what Tidbeck calls the fairy country. ‘When I was little,’ the narrator observes,

I could sit for hours looking out the window. It could be because of a certain kind of music, or because it was dusk, or a certain slant of the light. There was a sensation in my chest, a churning. I couldn’t put words to it then. But it was a knowledge that there was something out there. That there was a hole in the world. And a longing to go there. (p. 24)

The passage is packed with experiences that get echoed in other Tidbeck stories: the weird ‘churning’ in the protagonist’s chest, which for Vanja in Amatka can represent the grinding of the gears of the machinery of desire, curiosity, or fear – all sensations closely related to one another in the effect they have on her body, and all of them invoked by her discovery of the mysterious machine in the tunnels beneath the colony. The word ‘knowledge’ is used in this passage as it is in Amatka, to signify the consciousness that there are things unknown, lacunae worth locating and confronting, not glossing over; things, in fact, that may never get taxonomized in the official historical or scientific records. There is ‘longing’, here, too, for things unknown, as there is in the novel; and this word is worth pausing over. At the end of the English edition of Jagannath Tidbeck lists a number of words they could not translate from Swedish, and one of these is ‘vemod’ (related, I guess, to the German Wehmut, and akin to the Japanese concept of natsukashii as Erika Hobart describes it here). Of ‘vemod’ Tidbeck writes as follows: ‘think of it as a wistful sorrow about something that is over or a quiet longing for something else. As a friend of mine put it, “smiling through tears”’ (p. 155). I don’t know if vemod is the word used in the Swedish version of the passage from ‘Ove Lindström’ I just quoted, but the sensation Tidbeck describes here certainly ‘shines through’ her work in general, just as they claim it ‘shines through in much of our culture’. The woman in Le Guin’s story presumably feels it, that longing for ‘something else’ which has not yet come into being, but which is held in mind as wistfully and sorrowfully as something long past and irrecoverable.

Amatka also echoes another of Le Guin’s Utopias, her classic representation of anarchism The Dispossessed. The subtitle of that novel is ‘An Ambiguous Utopia’, and as we’ve seen, the title perfectly describes the colonies of Amatka.[15] Like Tidbeck’s novel, The Dispossessed is concerned with time that’s out of joint, and with a quest for knowledge, its protagonist being a physicist who wishes to reconcile the seemingly irreconcilable principles of simultaneity and sequentiality – or to put it another way, of stasis and change. The anarchy of Anarres in The Dispossessed is both deeply attractive, in its commitment to absolute equality among its citizens, and riddled with corruption, like Amatka’s Central Committee. Words in The Dispossessed are always political: the colony speaks a tongue that was invented by its founders, intended to jettison possessive pronouns and hierarchical concepts, though certain words in it, such as the word for ‘egoizing’, can be used as tools of oppression by the more conservative colonists against those who seek knowledge they deem unnecessary, and therefore luxurious, wasteful, capitalistic.[16] In Amatka words are even more political, of course, shaping the world as they are spoken or inscribed. Its colonies are more communistic than anarchistic, reflecting Sweden’s long love-affair with socialism; several stories in Jagannath take place in ex-communes, such as ‘Some Letters for Ove Lindström’, which is full of vemod for an ‘old schoolhouse’ rented out to a ‘bunch of hairy communists from the city’ (p. 17), or ‘Reindeer Mountain’, which revolves around a family home inhabited by six identical reclusive uncles, or ‘Brita’s Holiday Village’, about a tourist destination that never took off which becomes home to a bizarre egalitarian community – most unnervingly egalitarian, perhaps, in its attitude to incestuous inter-generational sex. As in Anarres, Amatka’s children are raised collectively, while love between parents and children is tolerated but discouraged as a distraction from the most responsible form of love, which is for the community. Love between adults, too, comes under pressure in Amatka, as it does in Anarres, where couples must accept postings to separate workplaces in response to the needs of the collective or risk being branded ‘egoists’. Vanja finds love with the woman who puts her up when she first comes to Amatka; but unlike Vanja, Nina is wholly committed to the idea that the colonies represent the best of all possible worlds, and this leads her to betray her lover for what she considers the best of motives. Ambiguity, for Tidbeck as for Le Guin, is where we live, and any political ideology struggles to accommodate this fact as it seeks to form a habitat for its principles. Poetry, music, drama and the visual arts offer spaces where ambiguity can be embraced, but these spaces are always being policed by ideologues with no tolerance of or interest in its ubiquitous presence in human experience. Ambiguity may be everywhere, but acknowledgement of it is rare and vulnerable, always on the verge of being snuffed out, though capable of reasserting itself through, for instance, double meanings, dreams or inexplicable events.

The most moving form of ambiguity in Tidbeck’s work is that of the committed radical who finds it difficult to accommodate their personal needs to their political convictions. The socialist loner; the anarchist who requires a consistent daily schedule for their mental wellbeing; the lover more committed to their chosen partner than to the collective they love – or vice versa; the innovator with a passion for the past; a number of Tidbeck’s protagonists fall into one or more of these categories, and in consequence fail to find a place for themselves in any human community. Or rather, they drift in and out of human communities, always gravitating towards the peripheries of group activities or discussions, afflicted by their ability to see things from a radically different perspective to the one on which the group agrees. In ‘Some Letters for Ove Lindström’, ‘Mom’ spends a few years in a household of ‘starving activists’ but eventually wanders away, her reasons for staying and leaving equally opaque to friends and family. It is hinted that she may have ‘been through something difficult’ in the past – perhaps suffering at the hands of an abusive husband (Jagannath, p. 23) – but this doesn’t explain her disappearance from the place where she was welcomed and cherished. Similar rumours abound about great-grandmother Märet in ‘Reindeer Mountain’. On the one hand she may be one of the vittra, beings who look like humans ‘but taller and more handsome’, and who live inside mountains like the Irish Sidhe (Jagannath, p. 81); on the other she may have ‘had a hard life’ in some isolated human community, given her decision to ‘run away and never speak to her family again’ (p. 82). The protagonist of The Memory Theatre, a young girl called Dora, suffers from the after-effects of the abusive environment of the fairy gardens, where children are enslaved, abused and used as targets in violent games; yet she is not the same as the other children, both because of her parentage – part fairy, part vittra, which means she is taller and stronger than most – and because of her inclinations: she needs solitude as much as or more than company, and becomes distressed by excessive noise or action. Again, her needs may be ascribed either to her psychological make-up – it would be easy to place her somewhere on the autistic spectrum – or her supernatural origins, her literal roots in the stones and solitude of the Nordic mountains by way of her vittra ancestry. Tracing her needs to the supernatural liberates them from the discourse of (dis)ability, instead inviting attention to their specific attributes and their association with the nonhuman environment, the neglected wild spaces. At the end of her story, Dora chooses to return to those wild spaces despite her deep attachment to her adopted brother, Albin – a fellow victim of the gardens – and the eccentric company of supernatural players he elects to join, and of which she has briefly been a part. The dramatic cooperative known as the Memory Theatre is a true utopia for Albin, but for Dora its bustling, convivial atmosphere is in the end unbearable for more than a few months at a time. Becoming a stone among stones, a vittra among the calm and isolated vittras, is much more conducive to her true identity, the identity she was forced to jettison when she lived among the violent lords and ladies of fairy land.

Like Dora and perhaps Mom and Märet, Brilars’ Vanja is the victim of trauma: the trauma of her father’s arrest and murder for so-called crimes in which he implicated her as a child, and the trauma of having been forced to try to conceive children of her own which she did not want. Both forms of trauma set her apart from the community norm. Well-adjusted female colonists are expected to bear children – and to want to bear children – for the sake of the colony’s survival, while the crime for which her father was punished was that of privileging a quest for knowledge above the need to erase any knowledge that might harm the community – a crime Vanja too commits through her quest for Amatka’s past. Thanks to this double trauma she finds herself both inside and outside two social groups: that of the old colonies she was born into, and that of the revolutionary new colony established by Berols’ Anna on the mysterious steppes beyond the limits of the colonies. Vanja begins by behaving like a committed colonist, but becomes increasingly conscious of the damage sustained by individual colonists – such as her flatmate Ivar – thanks to the community’s unyielding stress on the needs of the collective over those of the individual. Like Le Guin’s maverick physicist Shevek in The Dispossessed, Vanja is a loner, unable to commit herself fully even to the tiny community of an apartment, or of a pair of lovers such as herself and Nina. She is always gravitating towards the outside of any given space in which she finds herself, aching for alternatives she doesn’t herself fully understand.

At the same time, Vanja is not wholly at one with the revolution she seeks to bring about.  Once Vanja has become conscious of the revolutionary movement in Amatka, she works tirelessly to bring it about; but the language of the revolutionaries, as spoken by Berols’ Anna when she finally meets her, confuses her. As Anna herself puts it, ‘The word… the language. Is too small’ (p. 195), unable to encompass the experience of absolute freedom, of being ‘everything’ in the new world beyond the colonies. Anna’s appearance as a revolutionary leader, too, makes her seem alien to Vanja – dazzling, more-than-human – while even her lover Nina, once she has joined the revolution, seems physically too much for her, as if ‘her body had become too small to contain her’ (p. 214). Instead of melding with one another, as some of the colonists do (a father, for instance, melds with the daughter he slapped, as if in homage to Vanja’s complex relationship with her own father), the lovers scorch each others’ lips when they kiss for the last time in the novel: ‘They burned. Blisters formed where their tongues met’ (p. 214). Even before this, the women’s relationship has often been painful, fraught with misunderstandings, punctuated by hurtful exchanges; the kiss may be taken as a metaphor for the nature of their love up until this moment. And at the point when the kiss takes place, Vanja’s tongue has already been disenfranchised from the post-revolutionary world. In punishment for her revolutionary activities, Amatka’s surgeons destroyed her speech centre, which means she will never make herself perfectly understood again, either to her lover or to the organic, sentient gloop out of which the new world will be sculpted. The blisters on her tongue, then, also represent her painful relationship with speech itself, with participatory communication, with membership of the community she has revolutionised. She has been stranded in the past, infantilized, condemned always to be the uncomprehending child who listens to her father’s urgent whispers in the dark. Even the expression of the revolutionaries’ love for her confirms this infantilization: ‘you will remain […] as you are, separate. But we will carry you. […] We will always carry you, little herald’ (p. 216). Few novels have an emotional high point as intense or multivalenced as this.

For me this is the great achievement of Tidbeck’s ambiguous Utopia: that it finds a way to comprehend, to celebrate and to mourn those revolutionaries who are constitutionally ill-fitted for participation in revolution. I suspect there are many such revolutionaries in the world: the fellow travellers who never joined the body of the revolutionary caravan, the non-party members who worked to further the party’s cause, while always uneasy about certain aspects of the doctrine it upheld; the communists who disliked communal living, the anarchists who yearned for order, the many, many partisans who only ever wanted peace and quiet. The actors in experimental theatre companies or LARP workshops whose passion for acting competes with their preference for self-effacement. Ambiguity can characterize one’s attitude to what one passionately believes in. Perhaps it always should. And there is no genre in which that idea could be better articulated than the weird hybrid of science fiction, fantasy, nonsense, fairy tale, surrealism and Live Action Role Play that comprises Amatka.

NOTES

[1] The interview can be found here.

[2] Tidbeck describes the process of writing Amatka in an interview for The Beat Blog, here. The process of writing The Memory Theatre is detailed in the BOMB magazine interview (see footnote 1).

[3] All quotations from Amatka are taken from the Vintage Books edition of 2017.

[4] ‘As for language, I have always been enamored with different languages and the musical sound of words. Language is what makes the world, it changes how we see the world; in the novel, language and sound are pure magic. I’ve studied six languages all in all, so the love for languages will always be threaded through my writing.’ https://bombmagazine.org/articles/karin-tidbeck-interviewed/

[5] Jagannath (New York: Vintage, 2018), ‘Afterword: Transposing Worlds’, p. 152. All quotes from Jagannath refer to this edition.

[6] Other clothes that don’t fit include the outsized medical overalls Vanja borrows from the hospital supplies (as her friend Nina comments, ‘The important thing is they’re not tight across your bottom. That could make lifting patients embarrassing’ [p. 48]). The dissident librarian Evgen meets Vanja at one point ‘buttoned into an enormous overcoat with a thick collar’ (p. 106), as if to hide his radical tendencies from hostile eyes, while surgically damaged political prisoners wear ‘torn and dirty overalls’, as if to reinforce their outcast status (p. 115). Ivar expresses his sense of having been betrayed by his community by removing his outer clothes and setting himself adrift in a freezing lake. Proximity to your friends, meanwhile, gets expressed in Amatka through intimacy with their clothing. After Ivar’s suicide his best friend Nina wears one of his sweaters and sleeps in his bed, face buried in his pillow (p. 162), thereby prolonging his presence in her life beyond his death; and before this Vanja finds solace when she is separated from her lover by ‘resting her nose on the sleeve of her sleep shirt’ and breathing in ‘the scent it had absorbed from Nina’ (p. 103). Clothes conceal and protect, in other words, but they also reinforce deep connections between their wearers.

[7] Jagannath, Afterword, p. 154.

[8] The mention of Lagerlöf’s novel can be found in The Memory Theater (New York: Pantheon Books, 2021) at p. 135.

[9] ‘The Swedish [version of Amatka] has no metaphors, or synonyms, or homonyms, because it’s not part of the Swedish language. Since they were “forbidden” in the book, I had to write them out of the [English] prose as well.’ (I may have misunderstood this statement of Tidbeck’s!) https://www.comicsbeat.com/sdcc-17-interview-author-karin-tidbeck-uncovers-the-dreamlike-storyline-of-amatka/.

[10] See the ‘Edict: Name Usage’, Amatka, p. 199.

[11] Jagannath, pp. 113-124.

[12] Jagannath, pp. 125-133.

[13] The Complete Illustrated Works of Lewis Carroll (London: Chancellor Press, 1986), p. 69.

[14] Ursula K. Le Guin, Always Coming Home (London etc.: Grafton Books, 1988), p. 154.

[15] Ursula K. Le Guin, Hainish Novels and Stories, ed. Brian Attebery, The Library of America, 2 vols. (New York: Literary Classics of the United States, 2017), vol. 1, p. 613.

[16] See Le Guin, Hainish Novels, vol 1, pp. 640-641.

Kim Stanley Robinson, The Gold Coast (1988)

On Monday I’ll be going to listen to Kim Stanley Robinson when he speaks in the Glasgow University Chapel. In doing so I’ll be fulfilling one of my dreams as a graduate student. I was a passionate fan of Robinson’s books in the 1980s, especially his debut novel The Wild Shore (1984), set in a post-Apocalyptic America which has been effectively segregated from the world after an act of calamitous military aggression, and his haunting trilogy Icehenge (1984), made up of three novellas containing three distinct perspectives on a gigantic monument located at the North Pole of Pluto. I was excited by his story collection The Planet on the Table (1986), bowled over by its experimentalism and variousness; puzzled and delighted by The Memory of Whiteness (1985), in which a religious cult called the Grays tracks the movements of a celebrated blind musician as he tours the solar system with his hi-tech orchestra: a story that combines physics, music and space opera with a stylistic exuberance that still resonates in my memory.

In 1989 I wrote a review of one of Robinson’s books, in a short-lived magazine called StarRoots edited by my friend the musician and writer Warren Scott-Morrow (aka Martin O’Cuthbert). I re-read the review today, and was surprised to find that it was of The Gold Coast (1988), the sequel to The Wild Shore and the second book in his Orange County trilogy (now known as the Three Californias trilogy – perhaps that was always its name). In my head the review had been of Pacific Edge (1990), the third book in that trilogy, probably because I liked that book far more: it remains for me the seminal example of how to invent an ecotopia, and an image from it – a hyper-modern sailing ship cutting through the waves of the Pacific, symbolic of the slower, quieter means of travel that need to be cultivated if ecocatastrophe is to be averted or reversed – still flashes into my mind whenever I think about the possibilities of a better tomorrow. I bought a mountain bike soon after reading Pacific Edge, and was always pleased that it was a Marin Muirwoods, designed and built on the West Coast and so potentially related to the mountain bike on which the protagonist of Robinson’s novel spends much of his time.

But in fact my review was of The Gold Coast, the second and bleakest in the trilogy, which depicts a near-future California riddled with corporate corruption, chained and bound by its freeways, utterly complicit with escalating global militarism – a miniature working model of capitalism in action as championed by the Republicans under the presidency of Ronald Reagan and the Conservatives under Margaret Thatcher. It’s a clumsy review, especially in its opening, which signals the fact that at the time (and ever since) I was obsessed with fantasy rather than science fiction, and hence with the past rather than the future – to the extent that my prose style was often contaminated with the Romantic flourishes of not very elevated high fantasy. My favourite SF writer was Ursula Le Guin, mainly because I thought of her SF as practically fantasy since I had come to her through the Earthsea books, and my enjoyment of Robinson can be measured by the fact that I thought him a potential successor to the woman who for me was the greatest living writer. His writing had an element of the magical in it, as embodied in the mysterious Grays in The Memory of Whiteness, and I was thrilled when he published a weird-ish fantasy novella called A Short Sharp Shock in 1990.

Another aspect of the clumsiness of my review is the absence from it of any mention of the indigenous people of the West Coast. This is ironic, given that Le Guin had recently published her own West Coast utopia, Always Coming Home (1985), modelled in part on the way of living of certain indigenous peoples such as the Yahi, about whose culture (now extinct) her mother had written a book, Ishi in Two Worlds (1961). My account of Robinson’s book is in fact largely unconscious of the questions of race and gender that have come to dominate my thinking in the decades since.

All the same, I’m going to place it on this blog as a kind of time capsule from the 1980s. It seems appropriate to do so because at the time of writing this was the kind of future the world was looking at, the kind of future it has in fact made for itself: something bleakly and appallingly different from the parallel futures represented in the first and last books of the Three Californias trilogy. In The Wild Shore America has ‘regressed’, thanks to its segregation, to a frontier world which is beautiful as well as mournfully conscious of lost possibilities in the past. In Pacific Edge those possibilities have been joyfully seized to create a world which coexists in conscious and careful harmony with the needs of the environment. In The Gold Coast the world is bent on self-destruction. We’re still faced with the question of which of these futures we wish to have; and it’s still clear that the course we’re bound on is the last. Let’s hope COP26, for which my home city Glasgow is preparing as I type, provides the impetus for changing that course at last, after all these decades.

*****

The triumphal progress of Kim Stanley Robinson’s novels has produced a new wonder: the Gold Coast, set in Orange County a few years from now, the Autopia of suburban Los Angeles. Then, as now, the freeways rule, travelled by cars that follow tracks preprogrammed into their computers, as do most of their owners. For the novel’s protagonist Jim McPherson, Orange County represents ‘the end of history, its purest product’, the termination of man’s westward progress where the past has begun to pile up on itself as freeway is elevated above freeway, mall above mall. Robinson’s first novel, The Wild Shore, isolated California in political quarantine from the rest of the world; in The Gold Coast Los Angeles has become the world, and Jim finds Californian landscapes and burgers replicated in miniature throughout Europe. Somehow Robinson convinces us that to learn about Orange County is to discover ourselves.

Jim’s problems are an astonishingly accurate rendition of everyone’s problems, give immediacy by the present-tense narrative; he expresses them in clumsy phrases which contrast strongly with the stylistic exuberance of Robinson’s previous novel, The Memory of Whiteness. The Gold Coast traces Jim’s efforts to forge order from his emotional and ideological confusion. He writes poems which he then juggles into incoherence by randomly rearranging their lines with his computer; he engages in political activity which involves blowing up arms factories at night, an empty expression of his need to ‘do something’; and most satisfactorily for him, he writes a history of Orange County to explain how the web of freeways and malls came into being, a past-tense narrative that provides a lyrical counterpoint to his botched present-tense dealings with friends and family, an affirmation of the land’s enduring identity.

Other characters pursue their own quests for coherence. One of Jim’s friends is a paramedic who clears human debris from the freeways and so confronts the stripped bone beneath the tanned Californian flesh. Another is famous for parties where designer drugs impose a superficial stability on the riot of the emotions. Despite all the layers of concrete, of economic and political systems, at the core of the novel’s interwoven narratives lies the crude functioning of the human organism. Jim’s engineer father, who is engaged in advanced research for the Defence Industry (its red tape brilliantly evoked in a tangle of abbreviations), finds his most successful project hamstrung by a private squabble among the Air Force top brass. Jim’s idealistic sabotage turns out to be a cover for a stranger’s profitable drug-running. As always in Robinson’s work ideals are complicated by personal misunderstandings. In this The Gold Coast resembles The Wild Shore, and it proclaims this affinity. Underneath the concrete Orange County retains traces of the tiny community of the earlier work, as Jim shows his friends when they dig up the remains of an elementary school at the beginning of the book, in an act recalling the boys’ attempt to exhume twentieth-century affluence in The Wild Shore. The personification of the endlessly revitalised past in The Wild Shore, old Tom Barnard, reemerges in The Gold Coast as Jim’s indestructible Uncle Tom, still telling his stories despite being bedridden.

But a comparison with Robinson’s first work only underlines the new novel’s greatness. This is a mature and courageous celebration of a land’s influence on its people; of broken but enduring idealism and friendship; and on the crudest level of the body itself, as it surfs the night waves or hikes the mountains that have escaped the depredations of real estate. Robinson has emerged from his rewritings of future history to challenge us more forcefully by rewriting the present.

Stepping out of the Shadow: Goro Miyazaki’s Tales from Earthsea (2006)

[My blog this year ends as it began, with anime. This essay was first published in Foundation: The International Review of Science Fiction, Vol. 37, no. 103 (Summer 2008), pp. 53-72. It was written in a white heat, as soon as the film came out in the UK. Ursula Le Guin didn’t like either the movie or my discussion of it, though she enjoyed the other essay I published in Foundation. Her dislike of the film was shared by many, but I still think it’s an honest movie with a fascinating relationship to its source material, both in Le Guin’s great story cycle and in anime.]

Tales from Earthsea was forged in a spirit of contention.[1]  Goro Miyazaki’s famous father Hayao made it clear that he did not want his son to direct it.[2]  Ursula K. Le Guin, on whose Earthsea books the film is based, expressed her disappointment with it on her website.[3]  And Japanese filmgoers – who made it the fourth highest-grossing movie of 2006 – found themselves fiercely divided as to its merits.[4]  Disagreement dogged the project from inception to release; and much of this disagreement seems to have sprung from the decision of Toshio Suzuki, president and chief producer of Studio Ghibli, to name Goro as its director, despite his total lack of experience or training in the art of film-making.

Miyazaki Goro

The film anticipates these divisions from its opening sequence.  The captain of a ship labouring in heavy seas appeals for help to his weatherworker, one of those trained wizards of Le Guin’s Earthsea whose power consists in learning the ‘true names’ of things and thus gaining a degree of control over them.  But the weatherworker’s powers desert him and he cannot calm the waves.  We are in a world where age-old certainties have crumbled and been replaced with an inner turmoil that keeps breaking out in bloodshed.  Soon afterwards, a pair of dragons fight to the death in territory not their own (they have flown farther East than ever before in living memory – a detail picked up from the third and fifth books of Le Guin’s Earthsea sequence).[5]  And in the following scene a boy kills his royal father for no reason.  Toppling to the palace floor, the dying king calls out his son’s name, Arren, as he dies.  Generation is at war with generation, and the only communication between them is a name thrown into the dark after the retreating footsteps of a teenage assassin: a name unattached to any visible body, as if to symbolize the predicament of Earthsea, where names have begun to lose their meanings.

The murder

For readers of Le Guin – and Le Guin herself – this unmotivated murder seems to be the most disturbing aspect of the film.  This is partly because it has no equivalent in the books (in The Farthest Shore Prince Arren leaves home with his father’s blessing);[6] and partly because we are never given the comfort of an explanation for it.  Our hope for an explanation reaches its height much later in the movie, when Arren discusses the murder with a girl called Therru.  Given that Therru’s parents abused and tried to kill her – a violent past she carries about with her in the visible form of a burn-mark across her face – she naturally assumes that the prince’s deed was an act of revenge for similar abuse.  But no: his father, Arren tells her, was a ‘great man’, whose qualities made the youngster feel inadequate (though he never claims that this is why he stabbed him).  Dissatisfied with this half-hearted effort to supply the prince with motivation, the audience casts about for a better way of accounting for the killing.  By the end of the film, for instance, we might assume the king’s assassination to be one more sign of the universal malaise brought to Earthsea by the deadly magic of the corrupt witch/wizard Kumo or Cob.  But Arren himself never seeks refuge from responsibility by claiming any such thing, and at the end of the film he sets off on the journey home to Enlad to face the consequences of what he has done: consequences we can only assume to be dire ones.  Debates about the film’s quality (as against the identity of its director) tend to centre on the question of why Goro Miyazaki chose to introduce the startling new element of parricide into Le Guin’s series, and on the extent to which viewers find themselves satisfied by any possible answers to this question.

Ursula K Le Guin

Le Guin was clearly not satisfied by any explanation on offer.  For her, the excitement of the film was ‘maintained by violence, to a degree that I find to be deeply untrue to the spirit of the books’; and this reliance on violence to stimulate the audience’s attention is a widespread phenomenon in modern fantasy, ‘literary or governmental’, which offers ‘killing people’ as a solution to the ‘so-called war between good and evil’.[7]  She regrets that the reason for Arren’s initial act of violence is so belatedly and so tersely given, and concludes that ‘the darkness within us can’t be done away with by swinging a magic sword’, while lamenting the fact that in the film ‘evil has been comfortably externalized in a villain, the wizard Kumo/Cob, who can simply be killed, thus solving all problems’.  Interestingly, her objections to the movie are couched in terms of a malaise in the ‘real’ world not unlike the kind that pervades Goro Miyazaki’s Earthsea: a malaise in this case sustained by the propagandistic simplifications of the War on Terror, which is represented as a ‘war between good and evil’ where evil can be ‘comfortably externalized in a villain’ – Saddam or Osama – and ‘killed’ with every pseudo-magic weapon at the disposal of the Good Guys.[8]

Cob and Therru

Le Guin’s objections are understandable, but do the film less than justice.  For one thing, the level of violence it contains is no higher than that found in the Earthsea books.  Every violent act in the film has its equivalent in Le Guin’s series, with the sole exception of the killing of Arren’s father.[9]  In addition, the film-makers eschew simplicity as strenuously as she does, and seem to view physical assault with equal distaste.  The wizard Kumo/Cob is precisely not killed with a blow of Arren’s magic sword.  His identity as an arch self-deceiver is merely made manifest by the blow, as he loses his wizard’s staff and with it his ability to sustain his youthful appearance; but his strength remains undiminished by the loss.  Indeed, one might question whether Cob is actually ‘killed’ at all.  As he staggers towards the dragon Therru/Tehanu in his final moments, he clearly sees her as possessed of the eternal life he craves, since she has just revived from apparent death by strangulation.  He begs her to bestow that life on him, and she gives it him in a puff of breath.  But a dragon’s breath is made of fire; so he is destroyed by what he asked for.  The implication is that it’s his craving for an artificial extension of his earthly existence that kills him, rather than an act of violence on his enemies’ part.  And his death precisely does not ‘solve all problems’.  Arren must still return to Enlad to face trial for murder.  And before this happens, as the last few wordless scenes of the film remind us, the ploughing of a field must be completed and it must be sown with seed, or there will be no harvest.

Le Guin’s view of the film has some intriguing affinities with Goro’s account of his own early response to the Earthsea books.  He first came across them, he tells us in his blog, as a High School student in the early 80s, when he found himself identifying enthusiastically with the ambitious young wizard Ged of the first book, A Wizard of Earthsea (1968), quite against the grain of the book’s insistence that Ged is a surly teenager who is himself responsible for calling up the Shadow he must confront at the climax of the narrative.[10]  Re-reading the book in his late thirties, Goro tells us, he found his sympathies changed.  Now he identified not with Ged but with the older generation, those patient sages who are always telling the boy to have patience, to do only what he must, to learn thoroughly the way things work before seeking to control them.  In other words, in the process of revisiting the Earthsea books Goro’s own mind became a site of generational conflict, where his younger self as reader existed in radical opposition to the readings of his older self.  And Goro went on to make his film the site of a similar conflict, capable both of being read as Le Guin reads it and mined for a subtler reading.

Young Prince Arren behaves at several points in the movie as if he were just the sort of brainless sword-wielding hero Le Guin takes him to be.  With reckless abandon he attacks a band of slavers who are about to rape Therru, declaring as he does so that ‘life is nothing to me’ – a position traditional romances might well acclaim in their protagonists.  Later, he thrusts himself in front of the farmer Tenar when she is confronted by the same thugs, attempting no doubt to shield her from harm as (male) heroes are always expected to shield women on such occasions.  Later still, he overcomes the thugs a third and final time before striking off Cob’s hand with a blow of his father’s sword – an action which in a conventional epic would signal the transference of patriarchal power from one generation to the next.  But the briefest reappraisal of these incidents demonstrates their undercutting of the tradition of patriarchal romance they invoke.  Having been rescued, Therru contemptuously dismisses Arren as a boy with a dangerous disregard for what she holds most precious: life and all its complex processes.  Tenar responds to Arren’s effort to shield her by thrusting herself in front of him: it is not for him, she implies, to decide whose life is worth saving and whose worth casting away.  And the climactic confrontation between Arren and Cob rapidly transforms itself into a confrontation between Therru and Cob, as Therru, like Tenar, interposes herself between the warring males.  While allowing Arren to go through the motions of heroism, Goro never permits his audience to relax with the notion of Arren as hero; and his chief means of ensuring that they never do so is to cast over him the shadow of his father’s death.

Arren’s mask

This shadow takes the form of a grotesque ‘mask’ of aggression that distorts the boy’s face at key moments in the narrative; an expression of gleeful malevolence as disturbing as it is unexpected.  This mask first appears when he attacks the thugs who attacked Therru, and its appearance reminds us that he is capable of atrocities quite as appalling as anything done by the slavers.  After all, he has killed the king.  The menace of Arren’s facial expression is driven home when the chief of the thugs threatens to cut the girl’s throat if the prince approaches: Arren tells him to go ahead, and his contempt for the girl’s life as well as his own terrifies the gang into beating a retreat, aware that they have lost their only bargaining chip against him – the assumption that he is more humane than they are.  Later, the expression returns to the boy’s face in the sequence where he assaults a second father-figure, Sparrowhawk (Haitaka), with a sword he has borrowed from a third, Cob.  Here it is clearly linked with the problematic patriarchal heritage he has grown up in, where a son’s independence must show itself through violence, and where the logical target of that violence is the father who stands in the way of his child’s development.  It’s hardly surprising, then, that the mask is absent when Arren engages in his final act of violence: the attack on Cob in defence of Sparrowhawk and Tenar.  After all, this time it was Therru who urged him to fight.  But it’s also hardly surprising if his violence should prove ineffectual.  By this stage in the narrative, assaults on father-figures have been shown to have nothing heroic about them, as each one in succession awakens echoes of that first, shocking act of parricide.  The last step in Arren’s redemption must not replicate the crime that put him in need of redemption in the first place.  Violence is Cob’s tool, and cannot logically be used to destroy what the wizard stands for.     

Horus, Prince of the Sun/Little Norse Prince

The young prince could be said, then, to represent a memory of the traditional hero; the remains of a simple form of narrative that concerns itself with what Le Guin calls ‘the so-called war between good and evil’, and that has been rendered obsolete by the sophisticated appropriation of its terms by unscrupulous politicians.  His status as a memory is confirmed by the style of the character drawing in Tales from Earthsea.  Le Guin felt that ‘the animation of this quickly made film… does not have the delicate accuracy of Totoro or the powerful and splendid richness of detail of Spirited Away’.[11]  But Goro’s rejection of ‘delicate accuracy’ and ‘richness of detail’ is no accident.  It stems from a stylistic decision he took in consultation with the animators: a decision to emulate the techniques of Japanese animation from before Hayao Miyazaki founded Studio Ghibli, as Goro explains in detail in his blog.[12]  The film’s characters have the stocky simplicity – most notably in the rendering of the legs and feet – of Goro’s favourite animé, The Little Norse Prince of 1968, directed by his father’s friend and collaborator Isao Takahata.[13]  It is as if the new director is announcing a return to first principles not unlike that advocated by the Victorian pre-Raphaelites, or the Modernists of the early twentieth century.[14]  To find a style of his own he must wind the clock back to Takahata’s first full-length feature, which was also the first animated movie to be made in Japan, and the first of many projects on which Takahata and Hayao Miyazaki worked together.  In The Little Norse Prince, as in Tales from Earthsea, humanity is threatened by a powerful demon-magician, whose spells disrupt the order of the seasons just as Cob’s interrupt the ploughing and sowing of the fields of Goro’s Earthsea.[15]  Scenes from the old film are echoed in the new: notably Arren’s encounter with ravenous wolf-like beasts, which recalls the Norse Prince’s running battles with the demon’s ‘grey wolves’ and has no equivalent in Le Guin’s series.  The affectionate relationship between humans and animals elsewhere in Goro’s film recalls the central role played by animal companions in Takahata’s; Goro’s investment of Cob with the power of flight might remind his viewers of the disconcerting aerial mobility of Takahata’s demon; and the dream-sequences in Goro’s film echo the expressionistic visionary scenes with which Takahata punctuates his narrative.  Arren himself is an older version of Horus/Hols, the young hero of The Little Norse Prince, with the same shock of black hair and perpetual frown.

The magic sword

Above all, the importance of Arren’s sword in Tales from Earthsea derives from Takahata’s narrative, not Le Guin’s.  Prince Horus/Hols pulls an old damaged sword from the shoulder of a giant, and spends most of the movie trying to find a way to re-forge it; and he only succeeds when the whole community of Northmen collaborates in its forging.  In Goro’s film, the wizard Sparrowhawk reminds Arren that his name means ‘Sword’, and the boy always carries his father’s sword with him (as indeed he does in The Farthest Shore).[16]  But the weapon was not handed to Goro’s Arren in a symbolic gesture of legitimate succession.  Instead we watch him snatch it from the dying king after he has stabbed him, and for most of the film he is unable to draw it from its scabbard.  At a moment of crisis in Cob’s castle, Therru urges him to unsheathe it in order to save Sparrowhawk and Tenar, who are about to be executed by Cob.  Arren responds with the hackneyed view that he is ‘not worthy’ to wield his father’s weapon, a sentiment Therru dismisses as the irrelevance it is, while she weeps over the scabbard in frustration at the prince’s self-imposed impotence.  Then abruptly she announces that she knows the boy’s ‘true name’: the name all inhabitants of Earthsea must keep secret from any but their most trusted friend, since knowledge of it puts them at the mercy of the knower.[17]  By speaking it, she releases him from his obsession with the stolen blade.  His real identity is not Arren, meaning sword, but Lebannen, a word that refers only to himself.  So it is fitting, once again, that the moment when he succeeds in drawing the weapon during the final confrontation with Cob should prove less than decisive in the struggle against the wizard; much less decisive than the fact that Therru is with him in that confrontation.  Arren and Therru combine to overcome the wizard, and as in The Little Norse Prince, by this stage the sword has come to symbolize not the handing down of paternal power but the coming together of people who were once divided.  It was Therru’s tear falling on the scabbard, we might imagine, that loosened it in its sheath and made it functional; and it is Therru’s passion for life that finishes the demolition of Cob which the sword began.

Dragons in the east

But the choice of a pre-Ghibli style for this movie may have another rationale besides a wish to pay homage to The Little Norse Prince.  The project of bringing Le Guin’s Earthsea books to the screen had been cherished by Goro’s father, Hayao, since before the studio’s foundation; in fact, since before he directed his second feature, Nausicaa (1984), whose success enabled him to launch the Ghibli studios.[18]  One can see what appealed to Hayao about the books.  The notion of the young wizard who spends his time, in the first book, struggling against his own shadowy alter-ego instead of an external enemy, could only delight a director who has consistently worked against the notion that evil can be ‘comfortably externalized in a villain’.  As early as Nausicaa, Hayao refused to demonize the giant bugs of the poisoned forest that threatens the survival of mankind; instead he traced the source of the forest’s threat to toxins unleashed by humans themselves.  And after Laputa: The Castle in the Sky (1986) there ceased to be any outright villains at all in Hayao’s films.  Again: the ‘balance’ that must be observed by wizards in the Earthsea books would appeal to a director whose ecological convictions form only part of a larger philosophy of maintaining social and psychological equilibrium among the inhabitants of a fragile environment (think of the urgent struggle, in Nausicaa and Princess Mononoke (1997), to find a modus vivendi between humans and the forest they fear but also need).  Again: the opportunities for representing flight offered by the Earthsea books would no doubt have enthused a director who is celebrated for the aerial sequences in his films.  From the hawks into which Sparrowhawk transforms himself in the first volume to the dragon that carries Sparrowhawk and Arren to Roke in the third, flying stands for a kind of freedom in the works of Le Guin, as it does in Hayao’s movies.  Even the fierce attack on the values of capitalism in The Farthest Shore perfectly matches Hayao’s political convictions, as does Le Guin’s respect for the worth of ordinary domestic and agricultural labour and her consistent opposition to violence.  The self-consciously old-fashioned style of Goro’s film pays indirect homage to the film Hayao might have made in the early 1980s, if he could have got the rights to what was then the Earthsea trilogy.

But Goro’s film could never have been anything like that unmade film of the 1980s; because by the time he took his seat in the director’s chair a lot more had happened to the Earthsea series than a change of perspective in Goro himself.  Three more Earthsea books had appeared in print, two of which (Tehanu  (1990) and The Other Wind (2002)) took up the story of Sparrowhawk and Arren where it left off at the end of The Farthest Shore (1973), while radically rewriting Earthsea.  In Tehanu Le Guin unleashed the full force of her anger on the patriarchy that she herself had permitted to take control of her imagined archipelago.  The first three books gave male wizards an absolute monopoly over ‘serious’ magic, relegating only petty forms of conjuring to the despised female witches.[19]  And women played only a peripheral role in the plots of the first and third novels; while even the heroine of the second, Tenar, only plays Ariadne to Sparrowhawk’s Theseus (or so some readers have assumed).  Furthermore, in addition to confronting Le Guin’s own imaginative injustices, Tehanu introduced the concept that human beings and dragons were once the same species, and that the great divorce between them occurred at a time when men and women chose to devote themselves to possessions – lands, knowledge, things that could be passed from one generation to another – while dragons grew wedded to wildness and freedom.[20]  The divorce between humans and dragons resembles the divorce between men’s and women’s social roles in a patriarchal culture: and Tehanu and the books that follow hold out hope that this divorce, like that between humans and dragons, may undergo some sort of metamorphosis – though nothing so glib as an undoing.  In the years, then, when Goro was changing as a reader of the first three Earthsea books, Le Guin was changing as a writer; so that nothing about the project of filming Earthsea could remain altogether faithful to his father’s vision.

Therru at sunset (1)

In 2006, even a film based on the third book of the series, The Farthest Shore, could hardly remain untouched by the backward-reaching shadow of the books that follow it.  Women could no longer remain peripheral, and Le Guin’s discoveries about dragons could scarcely be ignored.  The violence Goro does to the plots of the Earthsea sequence no more than matches the violence done by the sequence to itself.  How, for instance, could Sparrowhawk remain the saviour of Earthsea, as he was in that third novel, in a world where the traditional notion of male heroism has been so totally supplanted by the quieter heroism of women as it is in Tehanu?  Goro’s response to this problem is to bring a character from Tehanu – Tehanu herself, whose use-name is Therru – back in time to the events of The Farthest Shore, and to make her the same age as Arren in the earlier novel.  This enables Therru to confront and undermine Arren’s individualistic, violence-fuelled notion of his own heroism at each stage of the narrative, refusing ever to let him succumb to the narcissistic self-infatuation that drives Cob.

Therru and Tenar

But this is only one of many unsettling changes Goro makes to the chronology and geography of Earthsea.  Another is his transference of Tenar’s farm from Gont, the most frequently revisited of the islands of Earthsea in the novels, to Wathort, which Le Guin’s readers visit only in The Farthest Shore and whose inhabitants traffic in human flesh.  The effect of this is to destabilize Earthsea – to pluck it from the rock on which it was founded.  Gont is the place in which Le Guin’s sequence has its deepest roots, as she shows in her short story ‘The Bones of the Earth’, where an elderly wizard plunges into the ground to soothe the quaking roots of Gont Mountain.[21]  Le Guin set Tehanu on Gont because Gont was where the Earthsea stories began, and it was there that the mighty work of re-imagining that world must also start.  By shifting Tenar’s farm to Wathort, Goro sets it at the epicentre of Cob’s bid to unbalance Earthsea; and in the process he unsettles Le Guin’s universe, which is one of the things that unsettles lovers of her books as they watch the film.

Arren at the fountain

The third change Goro has made is to conflate the first and third books of Le Guin’s sequence so that the shadow that pursues Sparrowhawk in the first novel becomes the shadow of Prince Arren, Sparrowhawk’s companion in the third.  Goro’s shadow springs directly from Arren’s state of mind after he has murdered his father.  It first manifests itself as a sense of dread that seizes the prince on the night when he first meets Sparrowhawk.  The dread intensifies in Hort Town, when the boy sees a fountain take on the appearance of the dead king; and reaches its climax in a nightmare he suffers at the farm of Tenar, where Sparrowhawk turns into Arren’s father, then into a monstrous tar-covered replica of Arren himself.  On waking the boy decides to leave the farm, convinced that if he stays he will be visited once again by the rage that made him a parricide; and shortly afterwards he meets the doppelganger from his nightmare and flees from it in terror, certain of its malevolence.  The doppelganger’s eyes are hidden, much like those of Therru, who often conceals her eyes behind a protective fringe of hair; and Arren’s terror of it makes us anticipate something terrible if ever they should be revealed.  But when the shadow does push aside its fringe – at the point when it stoops over the boy’s body, after he has fled into a swamp and half drowned himself in an effort to escape – it reveals the large, vulnerable child’s eyes that are ubiquitous in early anime.  And when it speaks to Therru at the gate of Cob’s castle, the air of malevolence that formerly surrounded it dispels at once.  With gentle courtesy it explains its nature to her, identifying itself not with the rage that drove Arren to murder, but with the princely qualities he flung aside when he fled his father’s court.  Arren himself, in fact, is the shadow – as the dark clothes he wears throughout the film should tell us – while the brightly-clothed doppelganger from his dreams represents the bright possibilities he rejected.  And his double is alive in a way that Arren is not.  After speaking to Therru at the castle gate it embraces her like a lover and whispers Arren’s true name in her ear, before melting away as her face turns crimson with blushes.  At this stage in the film, it can approach Therru with a confidence and openness the prince can only dream of; but it also gives her the ammunition she needs (Arren’s true name) to free him from his self-made prison and recall him to full participation in the business of living.

Arren’s nightmare

The role of the doppelganger in the movie, then, is quite different from that of the shadow in A Wizard of Earthsea.  In the book, the creature is a non-being summoned by the adolescent Sparrowhawk from the land of the dead, in an arrogant and self-destructive gesture, as a demonstration of his skill in working magic.  It has a ‘blind unformed snout without lips or ears or eyes’, and it stands both for an ‘ancient darkness’ that seeks to engulf the wizard, and for the young man’s own worst aspect: his self-segregation from the community of Earthsea, his immaturity as a social animal.[22]  Sparrowhawk can only defeat it when he accepts help from someone else – his best friend Vetch; after which he can embrace the shadow like another friend, hugging it to him in dreadful intimacy and whispering its true name (his own) in its ear as he does so.  Goro’s shadow is not Le Guin’s, but it is just as carefully conceived.  His Arren has rejected the role that made him part of society, his role as a prince; and by rejecting that role he has rejected life of any kind, as he showed when he stabbed his father.  It is fitting, then, that his shadow should be a lively, colourful one, capable of bringing colour to Therru’s face.  And it is fitting, too, that Arren’s return to life should involve Therru as a mediator between his living self (the doppelganger) and its fearful, violent, self-segregating twin – the boy whose adventures we have followed throughout the film.

This change is in any case imposed on Goro by the backward-reaching shadow of Tehanu, which questions the terms on which Sparrowhawk pursues and defeats his shadow-self in A Wizard of Earthsea.  One of the steps Sparrowhawk takes towards his victory in the earlier novel is when he becomes sensitized to the beauty of a young farm-girl, Yarrow, whom he meets just before his climactic confrontation with ‘ancient darkness’.[23]  The implication is that he at last recognizes himself to be  part of a community – no isolated island, but an element in the interconnected archipelago of humanity – and so can permit himself to be emotionally drawn to a fellow human being for the first time in his life.  But in A Wizard of Earthsea this understanding can never bear fruit in a fully-fledged partnership, because Sparrowhawk is a wizard, and wizards, like priests, are celibate.  Only in Tehanu, after Sparrowhawk has lost his wizardly status, is he permitted to take a sexual partner – Tenar; and in the process the lost balance between the genders in Earthsea begins to be restored.  Therru in Goro’s film is in one sense another Yarrow, and Arren a Sparrowhawk who has the potential to form a permanent bond with the girl he loves, as Sparrowhawk could not.

Therru at sunset (2)

But Therru is more than Yarrow.  At the beginning of the movie, the old wizard Root reminds the King of Enlad that humans and dragons were once a single species; a fact that does not figure in the first three books of the Earthsea sequence.  And Goro’s Therru is closely linked with dragons.  Soon after the prince has rescued her from the slavers he falls asleep and dreams that a dragon is approaching from the sky.   We learn later that this is an aspect of Therru herself, who is a throwback to an earlier phase in the world’s history, a being as much dragon as girl.  Her dragon nature betrays itself in her temperament.  Goro’s dragons crackle with fire as if on the verge of disintegrating under its force, flecks of flame spilling from their mouths while their bodies undulate in the serpentine motions familiar from the river-dragon sequences in Spirited Away.  Therru too is fiery: her angry response, first to Arren’s rescue of her and later to his intrusion on her privacy at Tenar’s farm (‘Why are you here?’ she snaps, ‘to hurt me?’) is an apt emotional counterpart to the physical form she is capable of assuming.  And she makes, too, a perfect foil to the often sullen Arren, whose intervals of passivity (he passes out several times in the movie, and grows tired when he walks long distances or works on the farm) identify him as her opposite, as limp and frail as she is energetic.  Arren is in fact Therru’s shadow, so that the reunion of shadow and substance that occurs at the end, when he rides to safety from Cob’s collapsing castle cradled on the forearms of her dragon-self, represents the righting of an imbalance that has been obvious from the moment the youngsters met.

Arren and Sparrowhawk

Once Therru has been recognized as Arren’s inverted double, it soon becomes apparent that the film’s narrative is structured around a series of doubles or opposites.  Tenar is Sparrowhawk’s opposite, her blond hair and blue eyes identifying her as of a different ethnic group from the rest of the dark-haired, dark-skinned inhabitants of Earthsea – as she is in the books.  Her stability, cultivating the farm, contrasts with Sparrowhawk’s flightiness, associated throughout the film with the hawk from which he gets his use-name, and which appears in his company whenever he enters the narrative.  This flightiness manifests itself most amusingly when the Archmage gallops off in the middle of ploughing a field to fetch Arren’s sword from Hort Town; a mission Tenar rightly sees as having little point to it.  The Archmage, meanwhile, is the inverted double of Arren’s father.  His paternal relationship to the prince is driven home repeatedly, as he blends with the murdered king in Arren’s dreams, instructs the boy in a fatherly way about the ‘Balance’ on which Earthsea depends, rides to rescue him when he is in danger, and becomes the target of the boy’s aggression in Cob’s castle.  But he differs from Arren’s father in his sense of responsibility for his young protégé; a sense that tells him that he ought to stay close to the boy, even though (as his flightiness dictates) he is always leaving him.  On one occasion when he leaves Arren by himself in Hort Town, where he is captured by slavers, Sparrowhawk first rescues the boy, then apologizes for having put him in a position where he needed rescuing.  In contrast to this, Goro is careful to place Arren at an insurmountable distance from his father at the beginning of the film.  We see the King of Enlad marching through his palace surrounded by nobles and advisers, his attention fixed on affairs of state, while two women vainly seek to catch his attention.  When at last one of his advisers is persuaded to listen, the women tell him that the prince is missing.  At this point, Goro gives us a fleeting glimpse of a strong character who never appears in the books: Prince Arren’s mother.  The queen tells the women that the king is too busy to be troubled with the matter of his son’s disappearance, and that Arren is in any case of age to look after himself.  The royal family at the film’s opening, then, has no warmth at all, no mutual interest, no coherence; and it is this incoherence that presumably, by some dreadful logic, drives Arren to murder.    

Arren’s mother, like his father, has a double in the film.  The queen’s inverted double is Tenar, who gives up her bed to the sick boy after his rescue from the slavers, invites him to join her in her farm-work, and compliments him on his unexpected aptitude as a labourer.  Like the mother, she acknowledges Arren’s manhood (how good it is to have men about the place, she says, to help in the fields); but she does so by including him in her affairs, not by barring him from adult company.  And at moments of crisis – as when Cob’s henchmen burst in through the gates – she shows a protectiveness which Arren’s mother haughtily rejects.

Sparrowhawk and Tenar

In fact, the dysfunctional royal family as a whole has an inverted double in the awkward family group that begins to form at Tenar’s homestead.  This is a family of four, unrelated by blood or marriage, whose focus is the supper table.  After the arrival of Sparrowhawk and Arren at the farm, this table is a place of enforced and unwelcome proximity, where the youngsters Arren and Therru radiate mutual hostility while the substitute ‘parents’ Tenar and Sparrowhawk exchange uneasy glances.  But by the end of the movie the same table has become a place of celebration, concerned as much with laughter as with nourishment.  At one point in between these two contrasting supper scenes, Sparrowhawk tells Arren that human beings must learn with difficulty to do what wind and leaf and whale do naturally; and the whole film could be said to concern itself with the task of achieving a ‘natural’ domestic harmony at mealtimes.  The heroic scale of that task can be measured by recalling the state of the royal family at the start.

The fusion of two adults (Tenar and Sparrowhawk) and two teenagers (Therru and Arren) into a harmonious family unit also combines two more sets of doubles.  Therru, who is part dragon, quickly forms a bond with Sparrowhawk, whose name allies him to another creature of the air – a bird – and whose addiction to wandering identifies him as a lover of the freedom enjoyed by dragons.  Therru calls him ‘Hawk’ (‘Taka’) when she meets him; and later she sings a song about a hawk, in which she wishes for a companion who will understand and perhaps mitigate her loneliness.  Sparrowhawk would seem well suited to this role, if he could be persuaded to stick around long enough to assume it.  Arren, meanwhile, bonds with the farmer Tenar.  When Sparrowhawk takes off for the town, the boy stays behind to help with the ploughing, and it is at this point that Tenar recognizes him as a potential co-worker.  So the new family created at the end of the film joins together two freedom-lovers and two lovers of the land, symbolically healing the rift between humans and dragons, the beings of earth and air, which was explained by the old wizard Root in conversation with the King of Enlad.

Slave

There is another, easily overlooked double in the movie.  When he first enters Hort Town, Arren sees a slave-wagon going by, and when he glances in through the barred rear window he sees a youngster of indeterminate sex who looks just like him, forlornly awaiting his/her entry into a life of forced labour.  Later in the movie, when Cob’s henchman Hare (Usagi) has seized Arren and thrown him into an identical wagon, we glimpse the prince through the barred window at the rear of the wagon in a precise reiteration of the earlier scene.  The identical appearance of slave and captive prince suggests another function for the simplified character drawing selected by Goro.  The people in the film often bear a close resemblance to one another; and because of their physical resemblance it’s impossible to see Arren’s situation as unique.  At one point, indeed, Sparrowhawk insists in divesting the prince of the principal token of his uniqueness.  He buys him a cloak to cover up his princely clothes, and those clothes are later stolen from him by Hare and replaced with the sombre garments of a slave.  In an interview, Goro explained the thinking behind this homogenising of Arren and his people. ‘I didn’t want to make a fantasy with a main character who is just a prince,’ he pointed out.  ‘Arren is a prince but then he has a problem and that problem can be related to many young people in Japan…  In today’s Japan, the young people are being choked.  They don’t see hope in the future, life isn’t that beautiful anymore.  They feel… oppressed and that oppression comes from their own parents’.[24]  Arren and the anonymous slave are related; and both share with Therru a sense that their generation has been stifled and betrayed by the one before.  In Therru’s case and the slave’s, that betrayal is real enough: the first has been abused by her parents, the second deprived of liberty.  But Arren’s situation is closer to that of the young people of Goro’s Japan, in that he cannot define the exact nature of the oppression that has been visited on him.  The removal of this weight of oppression at the end of the film is symbolized once again through clothing: the new-made family sits by the fire sewing a new set of garments for the prince, garments suitable for farm-work or a journey.  Here at last Arren’s physical resemblance to his people accords with his situation and his state of mind, as he immerses himself in the healthy work of an ordinary subject, which can be carried out only with the support and respect of peers.              

Cob

Among all the proliferating doubles in this movie, the evil wizard Cob is the most profligate in the range of roles he duplicates or inverts.  His ability to do so is enhanced by his indeterminate gender; in the English version of the film he is voiced by a man, in the Japanese by a woman, and his Japanese name Kumo (which can mean ‘spider’, like the English word ‘cob’) is used both for men and women.  At one point or another Cob acts as a double for almost everyone in the narrative, insinuating himself into all the different social positions that might have been used to help integrate Arren into the communal life of Earthsea.  If the changing constitution of the supper table in the film suggests that life is about learning to work and play together in fruitful co-operation, Cob’s contradictory desire is to make himself the centre of all affections, the sole beneficiary of all labour.  His white, mask-like face identifies him as an actor, with the classical actor’s gift of taking on male or female roles at will.  At various points he substitutes himself for Arren’s shadow (he snatches the boy from the shadow’s grasp when he carries him to his castle); for Arren’s mother, tending the boy in his own bedchamber as Tenar did in hers; for his lover, stooping over the prince’s prone body to offer him pleasure in the form of a cup that stains his lips purple; and for his father, as he stands by Arren with proprietary arrogance, looking down on Sparrowhawk as if to note the Archmage’s reaction to his successful seduction of his adoptive son.  Cob can fly like a dragon or a hawk – like Therru or Sparrowhawk; yet he is also associated with a single fixed location, as Tenar is – his castle.  What he represents, then, is a pastiche of the Balance or Equilibrium, the reconciliation of many complementary qualities and functions that characterizes what is ‘well and rightly done’ in Sparrrowhawk’s philosophy.  He is everyone’s shadow, as the dragon-Therru recognizes at the end of the film when she dismisses him to the darkness he came from.  ‘Shadow’ she calls him, even as she snuffs him out in a blaze of light.[25]

Shipwrecks

Shadows have no substance of their own, and Cob’s existence is sustained by draining substance from every other inhabitant of Earthsea; a process so self-centred that it upsets all balance.   Goro, who is an architect as well as a landscape gardener, conceives this loss of balance in spatial terms, and depicts it in the many broken buildings that lie scattered through his movie.  We first meet Sparrowhawk as he moors his boat in a dilapidated harbour; and when he sets out on foot to seek the source of Earthsea’s sickness, he passes further ruins: the hulks of giant ships left high and dry on land; the empty shells of farms; the decayed and decadent city of Hort Town, whose inhabitants dwell in the shattered remains of what looks like an ancient Greek civilization.  At the entrance to Hort Town, a gigantic disintegrating gateway frames a market-place where slaves are bartered, as though liberty has been lost along with architectural coherence.  Later, Therru’s near rape takes place in a courtyard full of classical columns, where the masked henchmen of Cob – slave-traders in his service – seek to combine pleasure with the sickening business they live by, as they chase the girl between surviving fragments of a long-lost feat of structural engineering, hoping to violate her before they sell her.  All these ruins find their source and culmination in Cob’s castle, which is itself reduced to ruin in a series of spectacular collapses at the end of the film.  A spiral staircase falls away as Arren runs up a tower in pursuit of the fleeing wizard.  The summit of the tower is then demolished in an earthquake unleashed by Cob’s magic, concentric shock-waves tearing the stones apart so that Arren has to scrabble for purchase at the tower’s edge.  If Goro contrived to upset Le Guin’s admirers by destabilizing her Earthsea books, one wonders if he set out to destabilize himself in this climactic sequence, which is crammed with images of balance precariously maintained, perverse embodiments of an architect’s worst nightmare.

At one point Therru leaps from a flight of stairs to the top of a narrow wall.  She is steadied by Arren, but not before she has almost unbalanced the prince and knocked them both into the courtyard far below.  During the first fight between Arren and Cob, Sparrowhawk stands nearby, hands tied, at the edge of another precipitous drop – the mode of execution chosen for him by his shadowy alter-ego.  The second fight with Cob is more vertiginous still, as the top of the tower falls to pieces under the fighters’ feet.  And after Cob’s death, Arren deliberately abandons all balance and leaps from the tilting tower in the ultimate gesture of trust.  His conviction that Therru in her dragon-form will catch him before he hits the ground marks the final step of his restoration to inward balance: his acceptance that his equilibrium as a man can only be maintained by acknowledging his dependence on others.  Central to all this drama of balance and imbalance is the castle: a building designed to protect its occupant, to keep his enemies at bay and to intimidate his subjects.  Therru and Arren must find their way through this castle to rescue Sparrowhawk and Tenar – entering it (in Therru’s case) by an unguarded gate, proceeding through it by unorthodox routes, evading its points of weakness or collapse and finally abandoning it as they fly away together to a life beyond its gloomy confines.  Dismantling old frameworks – narratives or buildings – is not necessarily destructive, Goro implies; it may even be necessary.  But it is deeply disconcerting, and he is not afraid to show this in the most graphic terms imaginable.

Hort Town at sunset

If ruins stand for the loss of balance in Cob’s new order, the ultimate effect of that loss of balance is symbolized in the film by a succession of sunsets.  Goro has chosen a rich palette of colour with which to paint the landscapes of his movie, in contrast to the subtler tones favoured by Hayao in most of his films; and the raison d’etre for this palette is the sunsets which punctuate its narrative, harbingers of the total darkness into which Cob seeks to plunge Earthsea.  Sparrowhawk first meets Arren at close of day, and gives him shelter from the darkness by his fire.  Evening falls again after their arrival at Hort Town, where Arren falls asleep alone, watching the sunset on the harbour steps; this is where the slavers catch him.  It’s evening time, again, when he decides to leave Tenar’s farm and strike out on his own; the shadow finds him at sundown and chases him into the marsh, where he nearly drowns.  Sunset represents the moment of balance between night and day; and each of Goro’s sunsets – most notably the one Arren watches from Hort Town – occur in a setting where another binary is present: that of land and sea, which gives Le Guin’s and Goro’s worlds their names, and which gives the sunsets their magnificence.  Once sunsets begin to dominate this landscape at the expense of sunrises, Earthsea as a whole will lose its balance and be reduced to the foul black tarry substance that is always linked with Cob.

Arren and Therru at sunset

The same setting of land and sea provides the backdrop for the two most striking dawns in the film, both of which are viewed from Cob’s castle.  The first is the vision of sunrise granted to the two teenagers when Therru presents Arren with the gift of her true name, as she struggles to arouse him from his lethargy in time to rescue Sparrowhawk and Tenar.  As soon as she names herself as ‘Tehanu’, the walls of the castle fall away and the youngsters find themselves standing on a pinnacle beside the open sea, with the sun rising behind them.  As the sun rises, a dragon rises too: the dragon-self invoked by Therru’s true name, which flies up over the young couple, after which the walls of the castle suddenly close in again and they return to the urgent task in hand.  The scene echoes the dazzlingly-drawn moment earlier in the film when Sparrowhawk rescues Arren from the slavers’ wagon.  He does so in a blaze of light much like a dawn, and all forms of bondage melt away before his brightness.  And a similar scene is recalled by Tenar at her farm, when she tells Arren of the moment when Sparrowhawk rescued her from the tombs of Atuan (the movie makes it a one-sided rescue, although in Le Guin’s book the rescue is mutual – Sparrowhawk needs Tenar as much as she needs him).[26]  As Tenar recalls this incident, the screen dissolves into a whiteness that leads us to expect a re-enactment of the past; instead we are shown Sparrowhawk riding into town in his quest to find Arren’s lost sword.  The re-enactment of the rescue takes place much later, and involves the liberation of both Sparrowhawk and Tenar from Cob’s castle and the installation of a new generation at the centre of the story of Earthsea.

Sparrowhawk at Cob’s castle

Sparrowhawk is lured to Cob’s castle by the capture of Tenar, who remarks as she is shoved into the castle’s lowest dungeon that the place reminds her of Atuan; ‘so many memories’, she adds, invoking the sense of a lost but constantly resurfacing past with which the film is imbued.  Sparrowhawk duly comes for her, in another breathtaking juxtaposition of light and darkness: the sequence in which he rides through the night towards Cob’s castle with his staff blazing is one of the most memorable in the movie.  But his intended re-enactment of Tenar’s rescue never takes place.  Instead, the Archmage comes face to face with a murderous Arren, seduced by Cob into trying to kill his friend as he killed his father; and this encounter ends with Sparrowhawk imprisoned alongside the woman he meant to save.  All hope lies now with the younger generation: and their fulfilment of that hope takes place in the context of an actual sunrise, as prefigured by the vision they had when they exchanged true names.  Cob comments on the rising of the sun as he watches Therru rising from the dead after he has strangled her.  And when she gets to her feet amidst the wreckage of the castle tower, demolished by Cob in a bid to annihilate the youngsters who defy him; and when she changes into her dragon-self, again as the vision predicted; we might register, consciously or otherwise, that in destroying his own castle Cob has effectively completed the picture painted by the vision.  He himself has brought about the melting of the walls of his own tyranny.  His desperate attempts to hold back the course of time, to delay his own aging by adopting an immaculate mask – in contrast to the time-ravaged faces of Sparrowhawk and Therru, both of whom have been scarred by their histories – together with his efforts to enlist the next generation in defence of his position, when he caused Arren to fight Sparrowhawk; all his struggles have merely created the conditions for their termination.  His plot to seize sole power ends with him begging for assistance from the person in all Earthsea he most despises – the girl he left out of all his schemes.  And his collapse leaves the next generation free to fly clear of the oppressive ruins of his aborted future.

Only Yesterday, dir. Takahata Isao

Much of this imagery of solipsism supplanted by co-operation, of a selfish element in the older generation overthrown by a mutually supportive younger one, of a dysfunctional, distant family replaced by a new, affectionate familial community, has clearly been carefully thought through by Goro in his courageous struggle to achieve a style of his own in the face of his father’s astonishing artistic achievements.  It’s clear, too, that his vision of the perfect community owes much to Isao Takahata, whose hymns to agricultural solidarity – Only Yesterday (1991), Pom Poko (1994), the desperate efforts to find nourishment that dominate the waking lives of the child-heroes in The Grave of the Fireflies (1988) – had their origins in the humble strife-torn village defended by Hols/Horus in The Little Lost Prince.  Despite its initial hostility to him, Hols ends by forging the village into a community, much as Therru ends by transforming Tenar’s farm into a family homestead; and Goro’s repeated acknowledgement of Takahata’s influence invites his interested viewers to follow up the thematic and visual links between their works as I have done earlier in this essay.

The hazia pedlar

It’s trickier, though, to determine how far Goro might have intended the more disturbing transformations he has effected to his father’s cinematic legacy.  Although the drawing of the characters recalls the pre-Ghibli tradition of anime, many of the characters’ faces are strongly reminiscent of specific types in Miyazaki movies, as if Goro is keen to embed the history of his father’s work in his production.  At Hort Town, Arren meets a small warty man whose face is closely modelled on that of the amoral mercenary-monk in Princess Mononoke.  But whereas in that film the monk had the glamorous villain’s role of tracking down the Spirit of the Forest, in this film he is reduced to a drug-pusher, whose attempt to persuade Arren to sample his wares is foiled by Sparrowhawk – and who at once turns vicious in a way the monk never did.  Hare/Usagi, the leader of Cob’s henchmen, has a face that recalls a long line of comic villains in Hayao’s movies, from the despicable Count in The Castle of Cagliostro (1979) to the skyborne pirate family in Laputa and the bungling sky-pirates in Porco Rosso (1992).  In this film, however, the comic villain is a would-be rapist and a slave trader, terrorizing his men and the island’s population, while acting with grovelling subservience in the presence of his master.  As if to emphasize his degeneracy, he wears a helmet whose goggle-visor recalls the 1920s headgear worn by all the pilots in Porco Rosso; his cowardice looks all the more pronounced when compared to the dashing aerial antics of his predecessors.   His subordinates who drive the slave-wagon in which Arren is transported look like members of the pirate families in Hayao’s work; but their consent to the slave trade represents a level of villainy to which the pirates never descend.  The old women who visit Tenar at her farm to ask for medicine for a sick child bear some physical similarity to the strong old women who crop up everywhere in Hayao’s work, from the mother of the pirates in Laputa to the indomitable Sophie in Howl’s Moving Castle (2004).  But in this film they have become sneaks and hypocrites, betraying Tenar to Hare in hope of financial gain, despite the fact that she has been supplying them with medicine free of charge.  In every case, the charming if sometimes unprincipled characters in Hayao’s oeuvre who are summoned up by the faces of Goro’s minor players find themselves diminished and darkened in Tales from Earthsea, condemned to play wholly despicable roles where in earlier Ghibli films they were always redeemable.  Obviously Goro’s world will require far more drastic remedial surgery than Hayao’s, if it is ever to regain the balance it has forfeited.

Cob’s eyes (1)

The most direct allusion to a specific Hayao character, or rather creature, comes at the end, when Cob loses his staff and with it the magical control of his body that sustained his youthful appearance.  Cob is at once devitalized, dragging himself up the steps of the castle with the painful laboriousness of old age, white-haired and round-shouldered.  One is reminded of the many moments of physical debility that afflicted young Arren throughout the film – his exhaustion and his fainting fits – and one imagines that these had their source in Cob’s pernicious influence over Earthsea.  But when Cob reaches the top of the tower a more drastic change comes over him.  His legs shrink and his arms extend until they are grotesquely long and boneless.  Proportioned like this, Cob resembles one of the flying robots in Laputa, charged with protecting the ancient skyborne castle of the movie’s title, which is both a deadly weapon and a heavenly garden.  These robots themselves began as weapons, capable of demolishing even the monstrous gunship that attempts to take charge of the Castle in the Sky; but some of them have achieved redemption, converting themselves to gardeners who tend the rich vegetation that has taken over the ruins of the aerial fortress.  The robotic Cob, by contrast, is concerned only with self-preservation.  His lack of eyes at this stage in the movie (a grotesque detail taken from The Farthest Shore) means that he is unable to see anything but what’s inside him – and that is emptiness, as we learn from the occasional close-up.  Where the robots existed to interact with others – even if in acts of aggression – Cob is incapable of doing so; and this makes him infantile in his final moments, cackling over the seeming death of Therru, begging whiningly for life from her when she revives.

Cob’s eyes (2)

Cob, then, becomes childish as the children in the movie grow up.  And the pain involved in the process of growing is powerfully evoked in the painful sight of well-loved characters from our filmgoing past – the lovable rogues and tender robots of the earlier Ghibli movies – diminished, darkened, humiliated and finally displaced at the moment when the new generation comes into its own.  In his final moments, Cob’s grotesque eyelessness recalls the moments in the film when we could not see the eyes of the youngsters: Arren and Therru, whose eyes are veiled by their hair when they feel angry or alienated, and Arren’s doppelganger, whose invisible eyes confirm Arren’s unwillingness to confront it rather than any inherent hostility in the doppelganger itself.  Each of these youngsters, however, can unveil their eyes when they choose to communicate.  Cob cannot; and this fixes him in a permanent state of adolescent egotism, a state which he seeks to impose on Arren too, and on the rest of Earthsea, from which the magic is draining away as it strives to rid itself of the responsibility and hurt that comes with adulthood.     

In his fusion of age and youth, then, as in other things, Cob is a distortion of the community of four that forms in the film’s last sequence.  Arren’s and Therru’s new family represents a fruitful combination of young and old, as against the wizard’s poisonous compound of immaturity and senility.  In the last few shots, the teenagers work shoulder to shoulder with Tenar and Sparrowhawk on the farm, sowing the new-ploughed land with seed, laughing together at supper, sitting in the evenings contentedly at work on the clothes and equipment Arren will need on his journey back to Enlad.  And when Arren goes to face the consequences of the murder he committed, he does not go alone.  Sparrowhawk goes with him as his advocate and guide; and they wear the clothes and equipment fashioned by their farming community in those evenings of contentment.  In Hayao’s films as well as Goro’s, families are things you work on.  Think of Chihiro in Spirited Away (2001), scrubbing at the floors of a witch’s Bathhouse so as to win back her parents; or Satsuki and Mei in My Neighbour Totoro (1988), labouring to make an old house ready to receive their sick mother, or setting out on the long journey to the hospital carrying the good food they think will cure her.  Goro has not broken Hayao’s world, any more than he has betrayed the imaginative vision of Ursula K. Le Guin.  He has chosen the difficult route of telling his tale from Earthsea rather differently from the way either of them would have told it.  But for those who are willing to look closely at what he has done both to Earthsea and to Ghibli, the prospect of further difficult films from Goro is a welcome one.

Arren faces Therru in dragon form

NOTES

1. Tales from Earthsea is known in Japanese as Gedo Senki.  The only version I could watch before writing this essay in October 2007 was the dubbed one released in the UK in 2007; names are therefore given as in the dubbed version, with Japanese equivalents in brackets.  I am grateful to Yushin Toda both for nourishing my enthusiasm for Japanese culture over the last couple of decades and for answering my questions as the essay reached its final draft.

2. On Goro Miyazaki’s relationship with his father see Animé News Network, ‘Taipei International Book Exhibition: Meet and Greet with Goro Miyazaki’, by Chih-Chieh Chang.

3. See Ursula K. Le Guin’s official website, ‘Gedo Senki: A First Response to “Gedo Senki”, the Earthsea film made by Goro Miyazaki for Studio Ghibli.  Written for my fans in Japan who are writing me about the movie, and for fans elsewhere who may be curious about it’   (www.ursulakleguin.com/GedoSenkiResponse.html, accessed 21. 9. 07).

4. On the success of Tales from Earthsea at the box office see the Wikipedia entry Tales from Earthsea, ‘Reaction and box office’ (en.wikipedia.org/wiki/Tales_from_Earthsea%28anime%29, accessed 21. 9. 07).  On the divisions over the film among Japanese audiences, see Ursula K. Le Guin’s official website, ‘Gedo Senki: Responses from Correspondents’ (www.ursulakleguin.com/GedoSenkiCorrespondents.html, accessed 21. 9. 07).   

5. See Ursula K. Le Guin, The Farthest Shore, in The Earthsea Quartet (Harmondsworth: Penguin, 1993), p. 475; The Other Wind (London: Orion, 2002), p. 94 ff.

6. See Le Guin, The Farthest Shore, in The Earthsea Quartet, p. 324.

7. Le Guin, ‘A First Response to “Gedo Senki”’.

8. Interestingly, too, Goro speaks of his film as a response to a universal malaise among young people in Japan (I discuss this later in the essay).  See Peter van der Lugt, ‘Gedo Senki at Venice International Film Festival’, an interview with Goro Miyazaki on the website ‘GhibliWorld.com’ (www.ghibliworld.com/gedosenkiatviff2006.html, accessed 21. 9. 07).

9. Indeed, the defeat of Cob is a good deal more violent in The Farthest Shore than it is in Tales from Earthsea.  He is first ‘crushed and burned’ by the dying dragon Orm Embar, then crawls in this shattered state into the land of the dead, where he is attacked again and again by Arren with his sword (‘The blade made a great wound, severing Cob’s spine… a rage of loathing swelled up in Arren, a berserk fury, and swinging up the sword he struck again with it, a full terrible downward blow’).  Arren’s attack is as ineffectual in the book as it is in the film.  For Goro’s feelings on aggression, see his blog entry for 17th January 2006 (Goro Miyazaki’s Blog Translation, translated by Paul Barnier, The Hayao Miyazaki Web): ‘even for the purpose of defeating evil, I don’t want to make magic an instrument of violence’.

10. On Goro’s initial response to the Earthsea books, compared with his response on re-reading them, see his blog entries for 14th-22nd December 2005.

11. Le Guin, ‘A First Response to “Gedo Senki”’.

12. For a detailed discussion of this decision, see Goro’s blog entries for 27 February 2006-7 March 2006.

13. Goro tells us that The Little Norse Prince is his favourite animated movie in his interview with Peter van der Lugt, ‘Gedo Senki at Venice International Film Festival’.  The film is also known as Horus Prince of the Sun.  Goro discusses it often in his account of the ‘simple’ visual style of Tales from Earthsea: see his blog entries for 27 February-7 March 2006.

14. The analogy he makes is with the European neo-classicists of the eighteenth century; see his blog entry for 28 February 2006.

15. The version of Little Norse Prince discussed here was released on DVD by Optimum Asia in 2005.

16. For Le Guin’s description of the sword see The Farthest Shore, in The Earthsea Quartet, pp. 328-9.

17. Le Guin discusses names in general in A Wizard of Earthsea, in The Earthsea Quartet, pp. 50-2; and names and friendship on pp. 70-1.  See also her early short story, ‘The Rule of Names’, in The Wind’s Twelve Quarters, 2 vols. (London etc.: Granada, 1978), vol. 1, pp.82-93, and her late novella ‘Dragonfly’ in Tales from Earthsea (New York: Ace Books, 2002), pp. 209-79.

18. On Hayao Miyazaki’s long-term fascination with Earthsea, see for instance Kaleem Aftab, ‘A feud that animated Japanese film’, The Independent, August 10, 2007, at http://findarticles.com/p/articles/mi_qn4158/is_20070810/ai_n19478963/pg_1, accessed 23. 9. 07.

19. See Le Guin, A Wizard of Earthsea, in The Earthsea Quartet, p. 16: ‘There is a saying on Gont, Weak as woman’s magic, and there is another saying, Wicked as woman’s magic’.

20. See Le Guin, Tehanu, The Earthsea Quartet, pp. 488-93.

21. Le Guin, ‘The Bones of the Earth’, Tales from Earthsea, pp. 151-171.

22. Le Guin, A Wizard of Earthsea, in The Earthsea Quartet, p. 164.

23. See Le Guin, A Wizard of Earthsea, in The Earthsea Quartet, pp. 143-152.

24. Peter van der Lugt, ‘Gedo Senki at Venice International Film Festival’.

25. In fact, the film makes it unclear whether the dragon-Tehanu burns Cob with its breath or whether he undergoes some sort of spontaneous combustion.  Once again, the violence of Cob’s death is not the point.

26. See Le Guin, The Tombs of Atuan, in The Earthsea Quartet, pp. 272-3.

Ursula K Le Guin, ‘Semley’s Necklace’ (1964) and The Dispossessed (1974)

Hupa necklace, National Museum of Natural History, Washington, DC

Last month I published a blog post about Ursula Le Guin’s relationship with her mother, Theodora Kroeber, which took as one of its central metaphors the notion of a necklace: an object that is simultaneously single and multiple, fixed in time and sequential. If you trace the beads or links with your fingers you can turn a necklace into a rosary or set of prayer beads, a tool for contemplation, and it becomes something that both exists all at once in the present moment and measures the passing of time, since the prayers or mantras you utter as you move from bead to bead take time to utter. As a rosary, though, it’s also timeless, since the experience of praying or meditating makes you lose track of time’s passing altogether. The metaphor of the necklace, I argued, has a central place both in Le Guin’s writing and her philosophy, especially in the first part of her career. What I didn’t mention in the post, however, was the transformation of the necklace metaphor that takes place in her most complex novel, The Dispossessed (1974). This transformation explains, I think, why the metaphor ceased to be of importance to her from that time forward. After writing that novel she had done all she could with necklaces, and moved on to develop other metaphors, such as the two kinds of spider’s web that lie at the heart of her fantasy novels The Farthest Shore (1972) and Tehanu (1990), or the dancing spirals of Always Coming Home (1985).

The necklace metaphor, I argued, may well derive from Theodora Kroeber’s book Ishi in Two Worlds (1962), about the last of the Yahi people of North California, a man called Ishi, who lived the final years of his life as an employee of the museum run by her husband, the anthropologist Alfred Kroeber. Theodora Kroeber describes the work of Ishi’s biographer as resembling that of an archaeologist who tries to string together an old necklace found in a dig:

There follows an account of all that is surely and truly known of him. What he believed and felt and did in the modern world and, earlier, in his own world are the bone beads of his story. The stringing of such of these beads as could be recovered onto a single strand has been my task. Surprisingly, the circle of his life’s necklace appears whole despite its many incompletions.[1]

The passage both illustrates the beautiful cadences of Kroeber’s prose, at times so like her daughter’s, and suggests why Le Guin would have been drawn to Ishi’s story: any talk of walking from one world to another was bound to appeal to an inventor of worlds. The metaphor, too, is interesting in its talk of life not as a chronological line but as a circle; and one wonders if this circularity was conjured up by the strangeness of Ishi’s appearance in modern California, when he ‘completed a trip,’ as Kroeber put it, ‘out of the Stone Age into the clang and glare of the Iron Age – a place of clocks and hours and a calendar; of money and labor and pay; of government and authority; of newspapers and business’ (p. 120). In making this trip Ishi became ‘a modern man, a city dweller with a street address’, and in the process showed both how the same historical period can contain inhabitants from different stages of technological development, and how so-called ‘primitive’ cultures are in fact just as rich and complex as ‘highly-developed’ ones – something Kroeber sought to stress repeatedly in her book, by comments like the one I’ve just quoted, in which she transforms Ishi from a Stone Age man to a modern city-dweller with a touch of her verbal wand.

Just a year after Kroeber published her biography Le Guin wrote her short story ‘The Dowry of the Angyar’ (1964, written 1963), reprinted as ‘Semley’s Necklace’ in her great short story collection The Wind’s Twelve Quarters (1976). In between, the story had also appeared as the prologue to Le Guin’s first novel, Rocannon’s World (1966). The replacement of ‘dowry’ with ‘necklace’ in the title of the short story on its second printing is surely no accident: it draws attention to the object at the centre of the narrative, and so to the circular structure of the story, in which a woman from a ‘primitive’ culture on an obscure planet journeys to an interstellar museum on a spaceship travelling at near light speed, then returns home, only to discover that her friends have grown old, her child grown to adulthood and her husband died in her absence. The reason for her journey is that the economy of her people has been destroyed by the appearance from space of the ‘Starlords’ in their vessels, wielding weapons beyond the imagining of Semley’s people, and abruptly putting an end to the culture of warfare by which the rulers of her people have sustained themselves since time immemorial. As a result the rulers’ fortresses have been reduced to mouldering ruins; and in an attempt to revive the fortunes of the ruling-class family into which she has married, Semley goes in quest of the necklace of the title, a treasure passed down through generations by her ancestors before it was lost. She needs the necklace for her dowry and hopes that it will somehow restore the glories of the past to her diminished household. The necklace, then, represents a return to the past for Semley, and it involves a series of retrograde motions as she looks for it.

The first of these motions takes place when she mounts a windsteed – a giant flying cat – to look for the treasure. ‘Married women of the Angyar,’ the narrator tells us, ‘never rode for sport, and Semley had not been from Hallan since her marriage; so now, mounting the high saddle of a windsteed, she felt like a girl again, like the wild maiden she had been, riding half-broken steeds on the north wind over the fields of Kirien’ (p. 15).[2] Semley’s marriage, then, has involved a taming, a narrowing down of possibilities after the wild promise of her active girlhood, and she reverses this process as she returns to the activity of her youth. The second retrograde movement is to her father’s house, which she finds in a worse state than when she left it; and the third is to the mines of the dwarflike Clayfolk who made the necklace long ago, before her family acquired it. Meanwhile she is warned three times (as in a fairy tale) that her quest for the necklace is an act of folly, driven by false values: a desire for what she doesn’t have which prevents her from appreciating the value of what she has. Her friend Durossa tells her that she herself is more precious than gold, being ‘Semley who shines like a falling star, Semley whose husband loves no gold but the gold of her hair’ (p. 14). And the elf-like Fiia among whom she inquires after the necklace find value only in the gold they discover in the cycle of the seasons – as well as in Semley: ‘For us there is sunlight in warmyear, and in coldyear the remembrance of sunlight; the yellow fruit, the yellow leaves in end-season, the yellow hair of our lady of Kirien; no other gold’ (p. 17). The third and final warning is the ‘wheedling’ note that creeps into the voices of the Clayfolk as they invite her to enter their mines to seek the necklace – a note she ‘would not hear’ (p. 19) – and the unpleasant grins they display as they promise her she will return ‘very soon’ from her flight through space to fetch it. The Clayfolk, like Durossa and the Fiia, are obsessed by her golden hair, laying their ‘heavy grey hands’ on it in the spaceship until she rebels against this intimacy (p. 25). On the journey, deprived of light, she begins to yearn for its return, and faints with relief – or the pressure of gravity – when ‘the light flashed golden, at the window’ as she docks at the museum (p. 25). Circle after circle is offered to her as she looks for the circle of gold, each one illustrating the obsolescence of the thing she seeks, the impossibility of going back in time to the same spot as before, the relativity of time itself, which moves in different ways depending on where one places oneself to witness its passage. As the Clayfolk promise, her journey takes only one night – there are no days, after all, in space – and she returns home safely to her husband’s stronghold. She even meets herself there in the shape of her daughter Haldre, who ‘stood beside Durossa, gazing with steady eyes at this woman Semley who was her mother and her own age. Their age was the same, and their gold hair, and their beauty. Only Semley was a little taller, and wore the blue stone on her breast’ (p. 30). But Semley’s husband has gone, her dowry is therefore useless, and her home no longer a home but a ruin for her. She has come back from her interstellar journey, but found herself a stranger in her house, and runs away from it ‘like some wild thing escaping’ into obscurity, ironically becoming once again the ‘wild maiden she had been’ before her marriage. For Semley, the circle of her life was a trap, not an endless rediscovery of richness as the cycle of the seasons was for the Fiia. And her end becomes a lament for the victims who have been destroyed over so many generations and millennia by the encounter between cultures, by the clash between post-industrial technology and more ancient modes of living, between past and future.

‘Wild things’ like the tormented Semley of the story’s end cannot be contained between four walls. Ishi was described by some of the modern men who met him as a ‘wild Indian’. Ishi died of a disease caught from those modern men. The coexistence of different times or historical periods in a single world can be a toxic business. The modern man, Rocannon, who gives Semley the necklace when she comes to the interstellar museum, has no appreciation of her perspective on time despite his genuine interest in her, despite his recognition that she has a complex history to which he has no access. His colleague observes that the necklace must be of great value both to her and the Clayfolk, since they have given up so many years for the mission to fetch it – referring to the years they have sacrificed in order to travel so far at the speed of light. Rocannon’s response is unintentionally dismissive: ‘“Several years, no doubt,” said the hilfer, who was used to starjumping. “Not very far”’ (p. 27). But for Semley the distance is far enough to kill her. The distance between their perspectives, in other words, is Semley’s happiness, Semley’s family, Semley’s lifetime.

‘Semley’s Necklace’ is about a journey between the past, represented by Semley with her feudal values, and the future, in the form of the Starlords. A decade after writing this story Le Guin returned to the encounter between times, between historical periods; and when she did so she also returned to the necklace metaphor. The Dispossessed too is a circular story, describing the journey of the physicist Shevek from his home world of Anarres to its sister planet Urras and back again; a journey from a possible future for the human race (Anarres is an experiment in anarchism on a scale that has not yet been tried on Earth) to what for Shevek is the past (Urras is the planet from which his people, the Annaresti, originally set out to conduct their social experiment on Anarres), and then back to the future, the planet of Anarres where his personal journey started. For Le Guin’s first readers in the 1970s, on the other hand, Urras would have looked very much like the present, since the dominant capitalist culture on that planet is locked in a war of attrition with a socialist enemy, mirroring the political scene on the Earth they lived in – so that for them Shevek’s journey takes him from the future to the present and back again to the future. But past, present and future are all a matter of perspective; for an Einsteinian physicist they are relative, since all exist at once in the stupendously large object which is the space-time continuum. Relativism is in fact built into the novel’s structure, whose narrative famously alternates between chapters set on Anarres, which tell the story of Shevek’s life from his childhood to the moment when he decides to go to Urras, and chapters set on Urras, which tell of his experiences from the time he sets off for Urras to the time he returns to Anarres. Each set of chapters occurs at a different time in Shevek’s life, yet they are presented to us side by side, as if to illustrate the fact that time and space can be viewed as a single vast unchanging object if like Einstein, Minkowski and H G Wells one understands time or duration as the fourth dimension of space.

Although Shevek’s journey from Anarres to Urras and back again takes time for him, and so can be read as a single uninterrupted narrative, Anarres and Urras also coexist, although there is little communication between them – very much as Ishi and his family coexisted with what Kroeber calls ‘modern man’, although the two communities did not interact until the last five years of Ishi’s life. From one perspective, then, the past and the future coexist at the same time in Le Guin’s novel – although it is a matter of perspective as to which planet you see as representing which. For many of the inhabitants of Urras, Shevek and his fellow anarchists are primitives, wild men who understand little of the complexities of capitalist life. For Shevek, as I said before, Urras is his past – but when he visits the planet he discovers that the future exists there too: there are anarchists among the Urrasti, who are struggling to bring about an anarchist society on Urras in imitation of the one on Anarres. And he already knew when he came to Urras that there were representatives of the capitalist past on Anarres; it was because of the capitalistic impulses of some of his fellow physicists on Anarres that Shevek decided to travel to Urras to complete work on his major work, an attempt to unite the theories of Sequency and Simultaneity in physics. Urras, in other words, contains in itself the seeds of the anarchist future, while Anarres contains in itself the seeds of regression to the capitalist past. Shevek’s journey executes a circular movement which finds echoes in other potential circular movements taking place in the unfolding histories of the two worlds he inhabits.

As in ‘Semley’s Necklace’, then, there are circles within circles in The Dispossessed, and the fate of Anarres hangs delicately poised between regression to capitalism and the ‘infinite promise’ of a continued commitment to anarchist principles. This balance might have been represented as a necklace, and it very nearly is; but a necklace doesn’t convey the problem of keeping balance, or the constant motion that makes keeping balance necessary, although it neatly invokes the idea of the circle or cycle. As a result, Le Guin places at the centre of her novel a mobile instead of a necklace, which nevertheless carries within it a memory of the past in its resemblance to that item of jewellery.

The mobile in question is one of several which Shevek’s lifelong partner Takver brings with her when the couple move in together, on Anarres, for the first time. These mobiles represent an idea which lies at the centre of the novel: the idea of the promise or bond, the commitment to future fidelity, to going on living together as equals, which Shevek and Takver offer each other before they begin their cohabitation.[3] A promise is a verbal statement made in a narrow space of time which contains within it an implied succession of future actions; in the case of a connubial promise between two people it can be understood to bind both parties to one another for the rest of their lives. A commitment to anarchy could be seen as a similar promise; anarchy can only work if all parties involved in it commit themselves to lifelong observance of its principles; and keeping that promise is as difficult and worthwhile a thing as keeping an eye on the growing child which might or might not be the fruit of a lifelong partnership. As the Annaresti put it in the poem we hear repeatedly throughout the novel:

O child Anarchia, infinite promise
infinite carefulness
I listen, listen in the night
by the cradle deep as the night
is it well with the child (p. 86)

In this poem the child or promise is suspended precariously in the deep night like a planet. But the mobiles that symbolise the promise of lifelong commitment between Shevek and Takver have more in common, it seems, with entire solar systems than with single worlds; each mobile seems to resemble an orrery or mechanical model of planets in orbit round a sun, being made up of ‘complex concentric shapes made of wire, which moved and changed slowly and inwardly when suspended from the ceiling. [Takver] had made these with scrap wire and tools from the craft supply depot, and called them Occupations of Uninhabited Space’ (p. 156). These Occupations become a study aid for Shevek, hanging above his desk as he struggles to reconcile sequency – the notion that one moment in time follows another – with simultaneity, the notion that two different moments in time can occur simultaneously when looked at from the right perspective.[4] At this point in the narrative the ‘inward’ movement of the mobiles resembles the operations of the human body and brain rather than the planets moving round the sun: ‘The delicate concentric mobiles hanging at different levels overhead moved with the introverted precision, silence, mystery of the organs of the body or the processes of the reasoning mind’ (p. 160). A little later they come to stand for the coexistence of loving partners, but also of worlds running on parallel orbits in a solar system – the orrery once again: ‘“Why does it look so beautiful?”’ Takver asks as she looks with Shevek out of their apartment window at Urras, while above them ‘the Occupations of Uninhabited Space hung, dim’ (p. 161). The promise that binds the couple gives Shevek an insight into how different perspectives and timelines can coexist while involved in constant sequential change; this is because the promise is a verbal statement that reconciles the present and the future, and that retains its meaning as it recedes into the past. In these ways it is very much like one of the mobiles; but each mobile is also very much like the necklace invoked in Kroeber’s preface – both in its circular motion and in its multiple significations.

This resemblance is noticed later in the novel, appropriately enough, by the couple’s daughter Sadik, who is one of the fruits or consequences of their promise or bond. After a long absence from his partner and child, brought about by the need for all Annaresti to stave off a calamitous drought on their infertile planet, Shevek moves back into Takver’s room and unpacks his things. One of the objects he takes out of his case is a mobile, which, as he reveals it ‘with some mystery’ to his daughter, becomes momentarily as strange to the reader as to her, ‘a curious object which as it lay in the case appeared to consist of a series of flat loops of wire and a few glass beads’ (p. 268). At first the child thinks it’s a necklace – and we are told that an unsophisticated delight in jewellery is common in rural places (as opposed to ‘sophisticated’ urban centres) all over Anarres, where ‘the deep connection between the aesthetic and the acquisitive was simply not worried about’ (p, 268). The necklace here represents, among other things, the anxiety over whether possessing something not strictly necessary can lead to a habit of self-indulgent possessiveness; and by extension the necklace can also be taken to stand for the problem of promising fidelity in an anarchy, which can give rise to habits of possessiveness between the couple concerned. Both things – a necklace and a lifelong partnership – can seem old-fashioned, like the necklace being pieced together by an archaeologist in Kroeber’s Ishi in Two Worlds – though Le Guin is insistent that this view is merely a matter of perspective, and that there are many Anarresti who do not share it. In the same way, the object Shevek removes from his suitcase is from one point of view a symbol of the past – of the time when he and Tavker sealed their lifelong bond; but it is also a symbol of his continuing fidelity to that bond, his unbroken faith.

But the object is not in fact a necklace, as the reader knows, though Sadik doesn’t. It’s something kinetic, not fixed, something that embraces both partners, not just one, something that is always changing in time while remaining the same:

‘No, look,’ her father said, and with solemnity and deftness raised the object by the thread that connected its several loops. Hanging from his hand it came alive, the loops turning freely, describing airy spheres one within the other, the glass beads catching the lamp-light.

‘Oh, beauty!’ the child said. ‘What is it?’ (p. 268)

Shevek doesn’t tell her what it is, perhaps because there’s no exact answer. It’s something her mother made, and it’s one of the Occupations of Uninhabited Space, and it’s a mobile, and it’s a form of beauty (as Sadik points out), and it’s a symbol, but it wouldn’t be possible to sum up all these aspects of the object to the satisfaction of a child. But when Takver promises to make another one for Sadik there are tears in her eyes. The mobile’s fragile representation of change and continuity, of sequency and simultaneity, summarizes something that affects her profoundly – the endurance of affect itself in despite of change. And this affect embraces the daughter as well as the parents, and so also promises (since she represents a new generation) to extend itself outwards in time to embrace the wider community of Anarres, and perhaps Urras, and perhaps much more.

As it transpires, Shevek doesn’t take the surviving Occupation of Uninhabited Space with him to Urras. In fact, the Occupation disappears (as far as I can find) after the chapter I’ve just cited, where the couple come together again after long absence, to be replaced with another mobile. A few chapters later – towards the end of the book, in the chapter where Shevek makes up his mind to go to Urras – we are introduced to this new thing, hanging over the heads of the physicist and the couple’s second child, their second living promise, a girl called Pilun:

Behind his head and the child’s, the single mobile hanging in this room oscillated slightly. It was a large piece made of wires pounded flat, so that edge-on they all but disappeared, making the ovals into which they were fashioned flicker at intervals, vanishing, as did, in certain lights, the two thin, clear bubbles of glass that moved with the oval wires in complexly interwoven ellipsoid orbits about the common centre, never quite meeting, never entirely parting. Takver called it the Inhabitation of Time. (p. 303)

This mobile is described in greater detail than any so far. The number of beads is specified: there are two, as there are two of Shevek and Takver. The term ‘orbit’ is used to described their simultaneous and complementary but separate movements, which makes them analogous to planets, perhaps Urras and Anarres. The effect of appearances and disappearances ‘in certain lights’ (‘lights’ is another term for ‘perspectives’) makes their relationship seem more tenuous than the motions of the earlier mobiles, as is appropriate for a moment in the novel when the couple are about to separate physically and occupy two different planets. But by this time in the novel we also know that their experiences on each planet will echo each other; in every alternate chapter set on one planet there are clear echoes or reflections of events in a contiguous chapter set on the other. From this point onwards, as we know, the couple will occupy the same sequence of time in different places, never touching but always complementary, always definitively in relation to one another. And they are not trapped in this condition; the fact that this is a new mobile means there is the possibility of a further mobile being fashioned from the same materials, in which the beads are poised in a different relationship. The mobile is a model of the novel we have just been reading, all of whose parts contribute to the motions, the double narrative orbits of the whole, all of whose ideas offer the possibility of further ideas to be sown and cultivated outside the orbits of the novel itself.

The word ‘Inhabitation’ as applied to this new mobile suggests that it represents, as a whole, the idea of home – a concept that’s utterly central to Le Guin’s thinking. Anarres is Shevek’s home – the place where he was born, the place where his partner and children live. But he also recognises Urras as home, the place all Anarresti originally came from, and where new prospective anarchists are still engaged in the political struggle that produced Anarres. The two worlds are complementary – neither can thrive without the other, in economic or physical terms. Remove one of these planets and the orbit of the other will be drastically and probably devastatingly altered. The mobile is a promise that the two places will cohabit, which is confirmed as it is made, since the two places do cohabit within a single solar system, a single home. So much for the name of the last mobile we meet in the novel. But what about those earlier mobiles, the Occupations of Uninhabited Space? What does Takver’s name for them signify?

One of the things it signifies, I think, is the refusal to colonize or be colonized. Ishi and his family refused to be colonized, choosing to live apart from and without commerce with the colonizers who occupied the Californian space around their desert home. The Anarresti likewise refuse to be colonized by the Urrasti, barring entry to and exit from their single spaceport to anyone but the most carefully vetted guests. And they themselves are not colonists of their planet; it was unoccupied when they came there, except by a temporary population of miners who were permitted to stay or leave as they thought fit. There are hardly any living species of any kind on its inhospitable surface apart from the Anarresti themselves. When they emigrated from Urras they occupied a space that was uninhabited, and brought with them an ideal that had been untried by their community, though no doubt an anarchism like theirs had been tried elsewhere in the vastness of the universe at some point. That ideal too, then, was an unoccupied space as far as they were concerned, and their move to Anarres was a promise to put it into practice; just as Shevek and Takver’s decision to move in together was a promise to put the hitherto unoccupied space of lifelong partnership into practice for the very first time – that is, for the first time in their lives, and from their perspective.

The two mobiles or sets of mobiles – the Inhabitation of Time and the Occupations of Uninhabited Space – come together in the final chapter of the novel, as Shevek returns to Anarres after solving his quest to reconcile the theories of Sequency and Simultaneity during his stay on Urras. The chapter opens with a return to the concept of the mobiles, which are descended from Kroeber’s necklace. First there are the two planets, Urras and Anarres, in complementary orbits:

Before they broke orbit, the view-ports were filled with the cloudy turquoise of Urras, immense and beautiful. But the ship turned, and the stars came into sight, and Anarres among them like a round bright rock: moving yet not moving, thrown by what hand, timelessly circling, creating time. (p. 314)

The reference to a rock being thrown takes us back to the beginning of the novel, when the child Shevek stumbled independently on one of Zeno’s paradoxes: if a stone is thrown at a tree it can never hit the tree because it will only ever cover half the distance to the tree, then half again, then half again – in which case how can contact ever be made?[5] Shevek’s career as a physicist was dedicated to solving that paradox, and by this final chapter we know he has solved it by the simplest of procedures: by assuming that the stone does make contact and working out a formula that explains this seemingly impossible occurrence. At the same time the reference in the passage to this rock revolving in a perpetual circle suggests time’s inescapable circularity, the fact that all things everywhere are occurring at once, simultaneously, when viewed from the right perspective. The irreconcilable paradox, in other words, remains even after Shevek has found a formula that seems to resolve it. This is why his formula permits instantaneous communication or contact between any two points in the universe, with the help of a device called an ansible which occurrs (like a premonition) in many of Le Guin’s science fiction novels written before she described its invention in The Dispossessed. All those points exist at the same time, as well as in sequence, and there are ways to communicate their equivalence, their contiguity, in spite of the distance and difference between them.

The ship on which Shevek is riding in this final chapter provides the second reference to a mobile. It’s an interstellar starship – one designed to cover impossible distances, and in the process to provide its occupants with that vast perspective that represents time as both sequential and simultaneous:

From the outside it was as bizarre and fragile-looking as a sculpture in glass and wire; it had no look of a ship, a vehicle, about it at all, not even a front and back end, for it never travelled through any atmosphere thicker than that of interplanetary space. Inside, it was as spacious and solid as a house. […] Its style had neither the opulence of Urras, nor the austerity of Anarres, but struck a balance, with the effortless grace of long practice. (pp. 314-5)

The designers of this ship, the Hainish people, are the most ancient human species in the universe, responsible for colonizing all the worlds where anthropoid peoples can be found. It is their extraordinary antiquity, the vastness of their recorded history, that gives them the perspective that sees the whole universe as their house or home; that takes no note of forward or backward motion because all directions have already been taken, at one time or many times in the past, by their ancestors – as they no doubt will be again at some point or many points in the infinite future. But their antiquity does not make the Hainish jaded. Change remains possible, infinite hope available for every individual Hainish person, for a reason as simple as Shevek’s solution to the problem of reconciling incompatible theories. One of the Hainish crewmembers explains this reason to Shevek:

‘My race is very old,’ Ketho said. ‘We have been civilised for a thousand millennia. We have histories of hundreds of those millennia. We have tried everything. Anarchism, with the rest. But I have not tried it. They say there is nothing new under any sun. But if each life is not new, each single life, then why are we born?’ (p. 318)

The statement might summon to our minds the mobile hanging above the head of Shevek’s second baby daughter as he prepared to leave for Urras – for the first time in his life, even if such departures have happened infinite times before and will happen again. In this passage Takver’s mobiles fulfil their promise, complete another orbit, and take their place in the reader’s mind as a message of hope for the worlds to come.

The Dispossessed ends, as Daniel Jaeckle has pointed out, on a note of uncertainty. Shevek faces the anger of some of his fellow anarchists on Anarres for what they see as his betrayal in going to Urras, and it’s perfectly possible that he and the hopeful Hainish crewmember will die at the spaceport. His legacy, though, is enshrined in Le Guin’s earlier books in the form of the ansible. His hopefulness, too, and the hopefulness of his Hainish fellow traveller, remains enshrined in the novel, to be revitalised each time we reread it. And the novel also offers a hopeful riposte, through slantwise references to that necklace, to the tragic stories of Ishi, as told by Kroeber, and of Semley, as communicated by Le Guin herself in her early short story. Reconciliation is always possible, Le Guin seems to say, in the fullness of time, even if we don’t live to witness it as individuals. Things are always being made new. By means of whatever wayward orbits, we are always coming home.

NOTES

[1] Theodora Kroeber, Ishi in Two Worlds: A Biography of the Last Wild Indian in North America (Berkeley and Los Angeles: University of California Press, 1962), prefatory note.

[2] ‘Semley’s Necklace’, The Wind’s Twelve Quarters, 2 vols. (London etc.: Granada, 1978), vol. 1, pp. 9-30.

[3] There is a detailed and very beautiful account of the notion of a promise from an anarchist’s perspective in The Dispossessed (London: Grafton Books, 1975), Chapter Eight, p. 205.

[4] The clearest account I’ve found of Shevek’s physics is in Daniel P. Jaeckle, ‘Embodied anarchy in Ursula K. Le Guin’s The Dispossessed’, Utopian Studies, 20.1 (Winter 2009): p. 75 ff.

[5] See The Dispossessed, Chapter Two, p. 31.

‘Towards an Archaeology of the Future’: Theodora Kroeber and Ursula K Le Guin

[I’ve been busy this month with preparations for GIFCON 2018 while working on a couple of long-ish posts for release in the next few weeks. In the meantime I thought I’d put up an essay I wrote many years ago on Ursula Le Guin, because I intend to build on some of what it says in future posts. Thanks to Edward James, then editor of Foundation, Ursula Le Guin read this piece in typescript and said that she liked it. Nothing I’ve done as an academic makes me prouder than that.

The piece first appeared in Foundation: The Review of Science Fiction, No. 67 (Summer 1996), pp. 62-74.]

On 20th August, 1911, an amazing thing happened: a man walked out of one world and entered another. He had walked further perhaps than any other man in history: several thousand years, by some people’s reckoning, from the Stone Age to the Age of Steam, from ‘Inside the World’ (as the Kesh would call it) to a place ‘Outside’ it, from the country of his people, the Yahi, to the country of the twentieth-century Californians.[1] He was infected by the experience; within five years of his emergence from the wilderness he died of tuberculosis, like so many other indigenous Americans. Nobody knows the man’s name; he kept it secret because names were not to be lightly spoken in his culture.[2] The name he was given by the strangers who befriended him was Ishi, which means simply ‘man’ in the Yahi language. Fifty years later, a woman called Theodora Kroeber wrote a book about him, Ishi in Two Worlds, (1961); and this book haunted her daughter, Ursula Kroeber Le Guin, throughout her extraordinarily varied literary career. I would like here to consider a few of the ways in which Kroeber’s Ishi continued to make himself felt in the narratives of Le Guin; how he kept wandering out of his world into ours in different forms and different contexts from her earliest published stories to her mature works of the 1980s and 90s; and the questions about the relationship between our culture and other cultures, between the ‘civilized’ and the ‘barbarous’, the past and the future, as well as the tentative answers (usually couched in the form of further questions) he brought with him.

In the course of his lifetime Ishi lived in two different places he called home. The first was the country of the Mill Creek Indians, as settlers called them, which occupied the space between two tributaries of the Sacramento River, and from which he emerged in the first fifty years of his life only to mount forays into adjacent territories as he and his family found their traditional food sources rapidly dwindling. The second was the University of California’s Museum of Anthropology in San Francisco, where he lived out his last five years, emerging from the city only to make one last brief trip to his former home. Kroeber’s account of Ishi’s sojourn in the museum is extraordinarily moving in its evocation of the loneliness of the last stages of his life. His people had been wiped out, for the most part by the guns of settlers, but also by the diseases they brought with them as a gift. His family – twelve individuals, reduced to five, then four, then none in the course of the decades – had survived in hiding for forty years after the rest of the Yahi people had been massacred – an astonishing feat of endurance. There was no one else left alive who spoke his language. From before he reached puberty there was no one left alive with whom he could have contemplated having a sexual relationship. He lived in the museum as a walking exhibit, demonstrating the skills of house-building, arrow-making, fire-lighting and shooting that had constituted his vital contribution to the community he came from, and observing with amusement and occasional wonder the bizarre behaviour of the new friends he found among the inhabitants of San Francisco. He spoke a unique mixture of the English and the Yahi languages, and he seems to have changed the lives of the people he met as profoundly as they changed his.

In Ishi in Two Worlds we are privileged to witness an encounter between two wholly different cultures – each one studying, each one studied – in the same small space at the beginning of the last century. Such a two-way encounter occurs a number of times in Le Guin’s writing, and it often takes place in an academic context. In her early short story ‘April in Paris’ (1962) a lonely twentieth-century scholar finds himself transported back to fifteenth-century France to meet his medieval counterpart.[3] In The Dispossessed (1974) a scientist from a society of anarchists finds himself trapped in a university run by capitalists, and gradually comes to recognize the extent of his isolation in this new environment. But in neither of these cases does the protagonist find himself as lonely and disoriented as Ishi must have done. Like Le Guin and her husband Charles, the medieval scholar is fluent in Middle French and Latin, and the scientist Shevek in The Dispossessed shares with his captors the language of physics. More acute states of isolation occur elsewhere in Le Guin’s work: the clone Kaph in ‘Nine Lives’ (1969), for instance, ‘a lost piece of a broken set, a fragment, inexpert in solitude’, who has lost eight-ninths of himself when eight of his fellow clones were killed in an earthquake;[4] the loneliness of the alien Falk in City of Illusions (1967), stranded on a broken world with no memory of where he came from. But Kaph shares the language and the technological skills of his fellow workers, and Falk is eventually given the chance to return to his home planet. For all their highly-developed sense of being cut off, none of Le Guin’s characters finds herself in a state of isolation as extreme as Ishi’s, except perhaps for a man and a woman in the first of her novels, Rocannon’s World (1966), published only five years after Ishi in Two Worlds. Le Guin’s other solitaries acknowledge this man and woman as their ancestors, and continue to respond to the problems they first faced in ever more complex variations on Ishi’s predicament.

The man is Rocannon, left alone on a strange world when his fellow scientists are obliterated in an instant by a bomb dropped by a faceless enemy. Like Kroeber, Le Guin conveys Rocannon’s isolation primarily in linguistic terms: ‘Mogien understood no word he said, for he spoke in his own tongue, the speech of the starlords; and there was no man now in Angien or in all the world who spoke that tongue’.[5] For Rocannon, as for Ishi, this linguistic isolation is irreversible: return is denied him, and he must learn to make what he can of the alien environment in which he has been stranded. In fact he makes it his own in a double sense. By the end of the book he has learned to call it ‘home’ (presumably in the new language he has been forced to adopt); but after his death, the League of All Worlds (of which he was an envoy) baptizes the planet as a whole with Rocannon’s name. This last development is an interesting one. Is the name of a non-native scientist, however thoroughly he has been naturalized, really an appropriate designation for a planet with a long history of its own? The name suggests not so much that the world has domesticated Rocannon as that the League of All Worlds has domesticated the world; and it suggests too that for the League the most interesting moment in a planet’s history is the moment when it loses its autonomy, when it settles into its humble place in interplanetary discourse. And what of the other occupants of the place Rocannon came to call home? The men, and above all the women, who made him welcome in their dwelling-places?

The fate of these nameless householders is hinted at in the prologue to Rocannon’s World, first published as a short story, ‘Dowry of the Angyar’, in 1964.[6] In it a woman called Semley, from the planet that will one day bear Rocannon’s name, appears out of the darkness between the worlds to reclaim one of the exhibits in a Museum of Anthropology, an exquisite necklace, and is observed with wonder by the anthropologist Rocannon. The fact that it is a necklace she has come to reclaim might be read as an allusion to Kroeber’s book. In the foreword to Ishi in Two Worlds Lewis Garnett elaborates on a metaphor Kroeber uses to describe the biographer’s difficult art:

This book, as the author herself says, is like an archaeologist’s reconstruction of a bead necklace from which some pieces are missing, others scattered. She puts together two necklaces: first, the story of a tribe that survived almost unchanged, along the streams of the Mount Lassen foothills, from what we call the Age of Pericles to the period of our gold rush; of its decay and its murder. The second necklace is the story of Ishi’s adjustment to the trolley-world of San Francisco – proof, as the author says, that Stone Age man and modern man are essentially alike.[7]

For the anthropologist Rocannon in the prologue to Rocannon’s World, Semley’s necklace is transformed from a museum exhibit into the fragment of a story to which he has no access – the story of Semley, which is what later prompts him to travel to her planet in his turn. In much the same way, Ishi invested the exhibits in the Californian museum with new meaning and new life – for instance, by objecting to the practice of leaving camping gear untended in a room that housed the dead (in Ishi’s world this might have resulted in unwelcome interference with the equipment by restless ghosts, no matter how completely the dead had been assimilated into the discourse of science).[8] Semley’s necklace comes to stand for the gap between the narratives favoured by different cultures and the ways in which encounters between these cultures may exacerbate the gap even as they seek to bridge it. For Semley the necklace has a value and a function of which the curators of the museum have no knowledge: she needs it as a dowry for her husband, an emblem of the status of her family. But unknown to her it has acquired a different function in a new cultural context since it was lost to her family in the distant past. It was exchanged with the voyagers by one of the races on her planet who privilege the values of barter over those of heredity; exchanged, in fact, for the very same starship that carried Semley to the museum. And as a result of this initial change in the valuation of the necklace, another change is brought about. Unknown to her, it has lost the function for which she sought it even as she travelled through space towards its resting-place. ‘The gap of time bridged by our light-speed ships’ means that she will return to her world years after her husband’s death; and with him dead, her friends aged, her daughter grown to adulthood, the necklace will no longer have any use as a dowry.[9] Instead it will acquire for her family the status of a cursed object, until it is returned again to Rocannon, who will eventually give it to his wife – a woman of Semley’s people – as a dowry. In the meantime, for readers of the novel it will perhaps acquire a further meaning still: it will come to stand for the deadliness of misunderstandings between cultures, and for the impossibility of returning to the precise historical point from which one has started.

Semley’s necklace becomes, in fact, a sign that changes its meaning in the space between past and present, like a word from a language that is no longer spoken which has been assimilated into a different tongue. The consciousness of such profound linguistic changes, which accompany and even bring about changes within communities that share a common language, is always present in the work of Le Guin; and for her, as for her mother Theodora Kroeber, the task of charting these changes – or recording a diversity of different understandings and ways of speaking within a text that is written in a single language, rooted in a particular time and place – is the principal problem that confronts a writer, whether she is an archaeologist or a novelist. Indeed, the language used by Le Guin herself has changed as her ideas have changed. This is most obviously the case with her use of the personal pronoun. In her preface to the 1989 edition of her essay-collection The Language of the Night, first published ten years previously, she explains the dilemma with which she was confronted when faced with her earlier essays:

In general, I feel that revising published work is taboo. You took the risk then, you can’t play safe now… And also, what about the readers of the first version – do they have to trot out loyally and buy the recension, or else feel that they’ve been cheated of something? It seems most unfair to them. All the same, I have in this case broken my taboo. The changes I wanted to make were not aesthetic improvements, but had a moral and intellectual urgency to me… The principal revision involves the so-called ‘generic pronoun’, he. It has been changed, following context, euphony or whim, to they, she, you, or we. This is, of course, a political change (just as the substitution of he for they as the correct written form of the singular generic pronoun – see the OED – was a political act).[10]

In the collection, the essay that is most seriously affected by this change in linguistic and ideological stance is inevitably the one that discusses her exploration of a genderless culture in The Left Hand of Darkness (1969): the celebrated essay ‘Is Gender Necessary?’.[11] In the 1989 edition of the collection, Le Guin prints the essay along with a commentary, as if it had been a text from a previous epoch that requires annotating to be understood by the modern reader. At this point the collection resembles an archaeological dig, the different layers or columns representing different stages of Le Guin’s development. The novel she describes as an attempt at an ‘archaeology of the future’, Always Coming Home (1985), is written in two languages: for the most part it is in English, but to overcome the ideological assumptions that are ingrained in that imperialist tongue she occasionally lapses into the language of the future, Kesh, to describe concepts that have no equivalent in ‘Western’ thinking.[12] In other words, Semley’s necklace initiated a linguistic revolution – a revolution that was carried on in The Dispossessed by the anarchist Odo, who invented a new language for her tender new-born society. In the same way, the relationship between the woman Semley and her male observer, Rocannon, foreshadows the revolution in Le Guin’s thinking about the relationship between the reader (or writer) who thinks like a twentieth-century man and the text that reaches towards other modes of being.

Theodora Kroeber

The prologue to Rocannon’s World raises another question that Le Guin went on to consider in greater depth in her later work: the question of how the writer’s perspective or philosophical stance affects her subject. Inevitably in a book about an unfamiliar culture the writer is likely to adopt a point of view that can be understood by the bulk of her projected readership; and inevitably such a point of view tends to obscure or distort the subject under scrutiny. Theodora Kroeber was acutely conscious of this problem as she tried to chart Ishi’s career. There was a danger, for instance, that the gaps in what was known about Ishi’s life would tempt the writer into irresponsible imaginative speculation, or that her readers – and she herself – might be tempted from time to time into allowing their contempt for a ‘primitive’ culture to colour their response to the story they were reading. Kroeber found some startling ways to avert such reactions. For one thing, she wittily records Ishi’s amusement at what he saw as the absurdity of the ambitions of white civilization – his dismissal, for instance, of aeroplanes and impressive buildings as inadequate and unnecessary copies of mountains and birds. For another, she keeps slipping Ishi into unexpected roles in the world of technology. ‘It is a curious circumstance,’ she writes at one point,

that some of the questions which arise about the concealment [of Ishi’s family for forty years] are those for which in a different context psychologists and neurologists are trying to find answers for the submarine and outer space services today. Some of these are: What makes for morale under confining and limiting life conditions? What are the presumable limits of claustrophobic endurance? What temperament and build should be sought for these special and confining situations? It seems the Yahi might have qualified for outer space had they lasted into this century.[13]

This unexpected juxtaposition of the close community of the Yahi with the close community of astronauts in space might almost have provided the seed for the idea of the crew of clones in ‘Nine Lives’, or the problems of forming a healthily cooperative society in a spaceship explored in ‘Vaster than Empires and More Slow’ (1971) or ‘The Shobies’ Story’ (1990). In Rocannon’s World, however, Le Guin had not yet found satisfactory solutions to the other problem confronted by her mother: the problem of making both her readers and her narrator receptive to cultural difference. Her account of the story-teller’s art in the prologue shows this:

In trying to tell the story of a man, an ordinary League scientist, who went to such a nameless half-known world not many years ago, one feels like an archaeologist amid millennial ruins, now struggling through choked tangles of leaf, flower, branch and vine to the sudden bright geometry of a wheel or a polished cornerstone, and now entering some commonplace, sunlit doorway to find inside a darkness, the impossible flicker of a flame, the glitter of a jewel, the half-glimpsed movement of a woman’s arm.[14]

The peculiarity as well as the wit of this passage lies in the fact that the archaeological metaphor applies not to the subject under examination by anthropologists in the museum, Semley, but to one of the anthropologists themselves, an ‘ordinary League scientist’ who went to Semley’s world and became part of its mythology. This is particularly odd when one considers that the prologue was originally a short story – one that concerned itself with the adventures of Semley, and made no mention at all of the adventures of an ordinary male League scientist. It is as if at this stage in Le Guin’s career, and in the history of science fiction, the only conceivable protagonist of a story must be a man who shares the cultural assumptions of his readers; the only conceivable objects of interest must be recognizable elements in the progress of ‘Western’ culture, the wheel that was of no importance to the indigenous peoples of the New World, the cornerstone of a stone-built house, never the baskets or dancing-clothes of Ishi’s family. Le Guin repeatedly states in her critical writings that that in those days – in the days when she penned Rocannon’s World – she had not yet learned to write from a woman’s perspective.[15] She seems to be right, at least in part: the woman in this passage is only a half-glimpsed movement in the dark. Writing about women and writing convincingly about cultural difference seem to have been skills that Le Guin had to learn in conjunction.

In the narratives that followed Rocannon’s World, the relationship between scientists and the cultures they study undergoes a succession of remarkable metamorphoses. Already in her second novel, Planet of Exile (1966), the scientists have come closer to the people they scrutinize; indeed they have become dependent on them. The Terran colonists in this second book have been stranded as a community on alien soil; they must integrate themselves with the inhabitants of the world they occupy or perish as Ishi perished, as a result of the incompatibility of their bodies with their new environment. The indigenous inhabitants of the planet, like so many of Le Guin’s ‘primitive’ peoples, have much in common with the Yahi; they will not meet each other’s eyes (Yahi men would not look into the eyes of Yahi women); they practice polygamy; they have summer and winter houses; they cremate their dead (the Yahi were the only native Californians to do so).[16] But by the time we meet a descendant of these two races, Falk in City of Illusions, they seem to have become entirely technologized, and little trace of the indigenous people of Alterra can be found in them. This is partly a natural result of the perspective from which Le Guin’s second novel is told. As in Rocannon’s World it is never quite clear who the narrator is in Planet of Exile, but there is nothing to suggest she does not share the expectations of a twentieth-century ‘Westerner’, since she commits the bulk of her novel to the task of tracing the movement of the main female character – a native Alterran – from the ‘primitive’ homes of her ancestors to the relatively ‘civilized’ city of the Exiles. In the same way, The Left Hand of Darkness persistently reminds its readers that they inhabit a patriarchal society; as Le Guin acknowledges in her essays, the narrator’s use of the ‘so-called generic pronoun he’ inevitably colours the reader’s response to the androgynous Gethenians. The protagonist Genly Ai may become a kind of sibling or lover of the principal Gethenian, Estraven, but that pronoun ensures that the reader never become wholly naturalized to the genderless cultures of the world called Gethen.

Le Guin’s frustration at the distortion this linguistic bias entails finds angry expression in her novella The Word for World is Forest (1972). The title of the novella alludes to a radical linguistic difference between Terran colonists and the inhabitants of a tree-covered planet. Those colonists who give much thought to such things believe they can exploit the logging opportunities afforded by this forested terrain without materially affecting the wellbeing of its human inhabitants; but they fail to recognize the extent to which the identities of these people are inextricably bound up with the woods they live in. Once again, the natives of the world called Forest, the Athsheans, have something in common with Ishi’s people. Men and women in this culture speak different dialects, as the Yahi did; male activities are rigorously distinguished from female ones; and they regard their dreams as instructive, as sometimes seems to have been the case among the Yahi. More importantly, perhaps, the men who ‘translate’ these dreams – those who convert them into speech and action – are among the most highly respected members of society. The word for translator and the word for god are identical, and the elision of these two concepts acknowledges the profound and sometimes terrible power of transmitting meaning from one form to another. Whatever is translated is changed irrevocably, so that the indigenous translator who is central to The Word for World is Forest, Selver, is also the individual responsible for transforming the culture of the Athsheans dreadfully and for ever. In this narrative, as we might expect, the proximity of what we would call the anthropologist – the ‘hilfer’ or scholar of ‘High Intelligence Life Forms’ – to the subject of study affects the subject more drastically than in any of Le Guin’s previous novels. Selver effectively merges with his hilfer friend Lyubov, and after Lyubov’s death the Terran’s ghost drifts sadly in and out of Selver’s consciousness, bringing with it the horrifying new ideas with which Lyubov is familiar. Once Lyubov’s knowledge has been translated into Selver’s language, Selver and the people he incites to violence against the colonists can never be the same again. The Athsheans avenge the Yahi nation on the colonists, destroying them with spears and bare hands as the Yahi themselves never could; but in the process they learn a new way of life; they learn the skill of genocide, and can never forget what they have learned. The precarious balance which kept Selver’s people free from war – uniquely free in the known universe, as the novella suggests, a situation as precarious as the ecological and cultural balance that enabled Ishi’s people to survive – has been destroyed, and they will never again be exempt from this infection.

The acute pain expressed in The Word for World is Forest – Le Guin observes that in contrast to her other work ‘this story was easy to write and disagreeable’[17] – springs from its fusion of the issues encountered in Ishi in Two Worlds with those of contemporary American politics. Throughout its length the parallels between the world called Forest and 1960s Vietnam are often made explicit.[18] The military leader of the Terran colonists is a Vietnamese soldier called General Dongh, who is despised as the scion of an untrustworthy race by his eurafran subordinates; and the eurafran soldiers among the colonists dull their sensibilities, as American combatants did in Vietnam, with the intensive use of hallucinogenic drugs. But the most aggressive of the colonists, Captain Davidson, bears an uncanny resemblance to an earlier manifestation of American colonialism, a man called Anderson who was the most prominent of the Indian-killers in Kroeber’s book.[19] Like Anderson, Davidson inspires unthinking devotion among his followers; as with Anderson, his concern for preserving a sense of his own masculinity is a driving force behind his violent xenophobia; and like Anderson he is a man adrift, a loose cannon who begins by being exploited by the colonial administration for their own ends but who rapidly develops an agenda of his own and loses all contact with his superior officers.[20] Kroeber attributes the savagery of the suppression of the Yahi in part to the aggressive individualism of the gold-seeking Forty-niners, stranded as they were hundreds of miles from the national government, with its inadequate but sometimes well-intentioned laws concerning the treatment of native Americans.[21] Like a forerunner of Marlon Brando’s General Kurz in Francis Ford Coppola’s Apocalypse Now Davidson quickly detaches himself from the chain of command and begins to act as a god on his own account. His actions as much as Lyubov’s awareness of his actions contribute to the translation of the peaceful Athsheans into killers – just as Kroeber judges that the killing of Yahi children taught the Yahi how to kill the children of the whites. Lyubov cannot help bringing Davidson into the Athsheans’ world, and at the end of the story Davidson is still alive years after Lyubov’s death, living among the Athsheans as implacably as the anthropologist lives on in Selver’s dreams. In this way Le Guin offers her most terrible and despairing word on the relationship between anthropologist and anthropologized, between the student and the studied: an impassioned cri de coeur on the impossibility of dissociating the dominant culture of the writer from the culture she strives to represent.

The Dispossessed responds to this problem by smashing the form of the conventional linear narrative. In its account of the career of the physicist Shevek, chapters on his early life in the anarchist world of Anarres alternate with chapters on his later stay in the capitalist world of Urras. Neither period in the scientist’s life is privileged over the other, and both phases make an equal contribution to his eventual reconciliation of the theories of Sequency and Simultaneity in post-Einsteinian physics. In the process, the problem of time which dogged Kroeber’s account of the life of Ishi reaches tentatively towards a solution. The problem is that in Kroeber’s text, for all the qualities that would have made Ishi and his people so well suited to life in the twentieth century, they remain firmly locked in the past – all are dead by the time the book is written – while Kroeber’s own people inhabit another period, the present; and the two periods remain as rigorously segregated from each other as Anarres is from Urras, despite all the writer’s efforts to bring them together. This is a problem of narrative technique as well as of chronology. A linear form of narrative insists that one thing follows another; it invites its readers to believe in the inexorable progression of a uniform ‘human race’ towards some sort of apotheosis, and so encourages the dominant culture to regard itself as possessing exclusive rights to the future. In The Dispossessed, by contrast, the past and the future coexist with the present. Anarchy has emerged from capitalism, and is continuing to emerge from it as the text unfolds thanks to the efforts of revolutionaries; at the same time, without constant vigilance on the part of the anarchists capitalism may swiftly reemerge from anarchy. In the course of the novel, discontented elements on Anarres are returning to capitalist values as conditions on the planet deteriorate, while dissidents on Urras struggle to forge anarchy in their disintegrating homeland. The point of narrating the two processes in parallel, as Shevek sees it, is that without an awareness of where they come from the Anarresti are in constant danger of repeating the mistakes of history. By returning to the Anarrestis’ point of origin, Urras, Shevek hopes (among other things) to remind the inhabitants of Anarres of the need to be perpetually renewing the revolution. At the same time he hopes that he will serve as a beacon of hope for the future to the revolutionaries on Urras. Without addressing themselves to both cultures simultaneously, neither he nor they can ever hope to find a way forward, either in science or in politics.

In addressing two antagonistic societies, Shevek might be said to offer a model for addressing two phases of American history, one of which has been privileged in textbooks to the virtual exclusion of the other. At one point in the dual narrative he hints at this in terms that must be startlingly familiar to Le Guin’s American readers:

He was a frontiersman, one of a breed who had denied their past, their history. The Settlers of Anarres had turned their backs on the Old World and its past, opted for the future only. But as surely as the future becomes the past, the past becomes the future. To deny is not to achieve. The Odonians who left Urras had been wrong, wrong in their desperate courage to deny their history, to forgo the possibility of return. The explorer who will not come back or send back his ships to tell his tale is not an explorer, only an adventurer; and his sons are born in exile.[22]

This way of describing the relationship between Urras and Anarres, the Old World and the New, may seem to place Shevek in the position of the heroic frontiersman of the legendary Wild West; an Anderson, say, who has suddenly become aware of his European ancestry and has returned to Europe to learn about the origins of the American republic – and to teach his ancestors a lesson. But Shevek has something in common with Ishi as well as with Anderson. Like Ishi he is baffled by the possessiveness of the people he encounters; like him he is amused by much of the gadgetry they are so proud of (and with Ishi he finds pockets one of the most amusing of these gadgets).[23] Moreover Shevek, like Ishi, is given to reversing the usual criteria for distinguishing civility from barbarism. The operations of capitalism ‘were as meaningless to him as the rites of a primitive religion, as barbaric, as elaborate, and as unnecessary’.[24] The history he learns on Urras is as much the history of those who opposed the barbarism of the capitalists as it is that of the capitalists themselves; it is the history of the freedom fighters who are branded barbarous by the society they challenge, and whose forebears have been banished to a harsh environment that resembles the barren land set aside by the American government for Indian reservations.[25] For this reason one might imagine that Shevek would have found as much to admire in the Yashi as in their European successors.

On the other hand, it is quite possible that he would not. If the Anarresti had been presented somewhat differently – or if Le Guin had written about them a few years later – they might have resembled a fusion of Native Californian culture with the culture of the pioneers. But The Dispossessed resists such a fusion. The moon to which Le Guin’s anarchists were exiled was uninhabited apart from a small colony of miners; and there seem to be no surviving aboriginal inhabitants of Urras. The one development of their society that the anarchists refuse is what the narrator calls a regression to ‘pre-urban, pre-technological tribalism’.[26] Le Guin’s utopian vision had to wait another eleven years before it could embrace a post-urban, post-technological culture as something better than a regression.

Which brings us to the most complex of her fictions, the unique compilation of stories, poems, recipes, songs, plays, maps and commentaries produced by the nonexistent future inhabitants of the Napa Valley, Always Coming Home (1985). In this book at last a people who bear some resemblance to the Yahi take over the various narratives contained in the volume, and adopt the role of instructors with respect to the ‘editor’ of the text; a very different role form that of the anthropologist’s so-called ‘informant’. Once again, the title of the book deserves to be dwelt on. Throughout Le Guin’s work two motifs recur repeatedly: the motif of the journey and the motif of the home. As we have seen, Ishi’s journey between two times was also a journey between two homes: his home by the Sacramento River and his home in the museum. Shevek traces a similar journey between two homes: his childhood home of Anarres and his ancestral home on Urras. The title of Always Coming Home combines the notion of travel with the notion of domestic stability – the spaces traditionally allocated to men and to women in European history. It suggests, as Ishi’s story suggests, that they are inextricably linked; that sequency need not be privileged over simultaneity, that constant movement can work hand in hand with an awareness of, and a respect for, where one is. It suggests that the culture of the Kesh need not inhabit an inaccessible future, but that it has always been present, always available to those who permit themselves to see it: like the woman who is glimpsed for a moment among the crowds of San Francisco in the story called ‘A Hole in the Air’.[27] The man of the Kesh who sees her is another Ishi, an exile who has strayed from the far future into the twentieth century through the mysterious hole of the story’s title, and who dies, as Ishi did, of an infection caught during his visit. The woman, on the other hand, is presumably still living in San Francisco at the time Le Guin is writing the story; waiting, perhaps, to find her way through another hole in the air to the Valley of the future, the place where she will finally be at home.

In addition, the title of Always Coming Home evokes the dual nature of the texts in that collection. Some are accounts of journeys, dominated by the history related by Stone Telling; others are celebrations of life among the Kesh, made up of the poems, songs and recipes interspersed with the prose throughout the book. The prose stories in the collection recount for the most part incidents in which the delicate balance of Kesh life is challenged or disrupted: breaches of Kesh etiquette, incursions by hostile intruders on the Valley, disturbances in the domestic environment – like the story of the vampiric consumer Dira (an anthropomorphic tick)[28] who almost eats a Kesh woman out of house and home, or the story of two angry old women who destroy their households, ‘Old Women Hating’. These narratives look familiar enough to a twentieth-century reader; they are appropriate components of what we take to be a literary work, although they also serve to strengthen the reader’s awareness of the difference between our culture and that of the Kesh. The recipe, on the other hand, is perhaps the most characteristically Kesh of the genres contained in the book. It is a text to be returned to time and again, to be modified, reduced or expanded as occasion demands, refusing to assert its authority over the reader, and ready t be forgotten as soon as it has lost its usefulness. It offers a witty analogy for the way the Kesh regard their literature; they ‘do poetry’, as Le Guin explains in an essay, ‘as a common skill, the way people do sewing or cooking, as an essential part of being alive’.[29] By reading or performing the poetry, by playing the music that accompanies the text (the first edition was accompanied by a CD), by cooking from the recipes, we bring the population of the book alive by inviting it into our homes; and in doing so we bring together the present and the future, what might be and what is, more fully perhaps than in any of our previous literary encounters. When we participate in Always Coming Home we find ourselves haunted by the Kesh as the translator Selver was haunted by the anthropologist Lyubov: changed by, rather than changing, the subject of study.

We might also find ourselves haunted by the ghost of Theodora Kroeber. The recipe is a mode of writing (like the anthropological biography) that Le Guin seems to have associated with her mother. In her introduction to the 1985 edition of Kroeber’s book of Native American stories, The Inland Whale (1959), Le Guin observes that ‘Theodora’s native gift was for the brilliant shortcut that reveals an emotional or dramatic truth, the event turned legend – not raw fact, but cooked fact, fact made savory and digestible. She was a great cook both of food and words’.[30] By combining cookery and Native American legend in Always Coming Home Le Guin might be said to have combined two periods of Kroeber’s life: the first sixty years, when she gave her energies to creating a home, and the last two decades, when she gave herself to creating books. In an essay on women who have succeeded in combining motherhood and writing Le Guin asks herself what her own mother might have achieved if she had not chosen, or been constrained, to separate the two roles chronologically.[31] The Kesh would have had a kind of answer: the roles are not fundamentally dissimilar, and both are equally creative. By the end of her life Kroeber was at ease with them both, as she was with the many surnames (Kracaw, Brown, Kroeber, Quinn) that marked out the successive stages of her personal history.[32] This is not, perhaps, an answer that will satisfy many women; but it is an answer that looks forward to a time when choices will no longer be determined by the gender, race, class or wealth of the chooser; a time that is always leaking into ours through the holes in the air made by the experimental writings of Ursula K. Le Guin.

NOTES

[1] ‘Inside’ the world and ‘Outside’ the world are terms coined by Le Guin in Always Coming Home (1985; London: Grafton Books, 1988). The terms are explained in the section called ‘Time and the City’, pp. 149-72.

[2] For Yahi naming conventions see Theodora Kroeber, Ishi in Two Worlds (Berkeley and Los Angeles: University of California Press, 1962), pp. 126-8.

[3] ‘April in Paris’ can be found in The Wind’s Twelve Quarters (London etc.: Granada, 1978), vol. 1, pp. 31-45.

[4] ‘Nine Lives’ is also in the Wind’s Twelve Quarters, vol. 1, pp. 128-57.

[5] Rocannon’s World and Planet of Exile (London: W.H. Allen and Co., 1983), p. 27.

[6] ‘Dowry of the Angyar’ can be found under its later title, ‘Semley’s Necklace’, in The Wind’s Twelve Quarters, vol. 1, pp. 9-30.

[7] Ishi in Two Worlds, ‘Foreword’.

[8] Ishi in Two Worlds, p. 206.

[9] Rocannon’s World and Planet of Exile, p. 4.

[10] Ursula K. Le Guin, The Language of the Night (London: The Women’s Press, 1989), pp. 1-2.

[11] The Language of the Night, pp. 135-47.

[12] ‘Towards an Archaeology of the Future’ is the title of the book’s first section, Always Coming Home, pp. 3-5.

[13] Ishi in Two Worlds, pp. 97-8.

[14] Rocannon’s World and Planet of Exile, p. 4.

[15] For instance, in her essay ‘The Fisherwoman’s Daughter’, reprinted in Dancing at the Edge of the World (New York: Doubleday, 1972), p. 126.

[16] See Ishi in Two Worlds, Chapter Two, ‘A Living People’.

[17] See Again, Dangerous Visions, ed. Harlan Ellison (New York: Doubleday, 1972), p. 126.

[18] See Le Guin’s essay on The Word for World Is Forest in The Language of the Night, pp. 125-9. It is worth noting that the original title of the novella was The Little Green Men, alluding not just to the generic Martians but to racist descriptions of Vietnamese people in terms of size and colour that were prevalent in the language of the pro-war lobby in the 1960s.

[19] See Ishi in Two Worlds, pp. 63-8 etc.

[20] Anderson’s concern for his own masculinity is hinted at by his admiring disciple Sim Moak: ‘Anderson was twenty-five years old and as fine a specimen of manhood as one would wish to see… you can imagine a great tall man with a string of scalps from his belt to his ankle’ (Ishi in Two Worlds, pp. 65-6). Davidson too is a ‘big, hard-muscled man’ who ‘enjoyed using his well-trained body’ (Again, Dangerous Visions, p. 36).

[21] See Ishi in Two Worlds, pp. 43-5 etc.

[22] The Dispossessed (London etc.: Grafton Books, 1975), p. 80.

[23] The Dispossessed, p. 62; Ishi in Two Worlds, p. 162.

[24] The Dispossessed, p. 113.

[25] Attempts to resettle the Yana people on reservations proved abortive; see Ishi in Two Worlds, pp. 62-3 and 72-4.

[26] The Dispossessed, p. 85.

[27] Always Coming Home, pp. 154-7.

[28] I am grateful to Ursula Le Guin for pointing out to me that Dira was a tick when she read this essay in typescript.

[29] Dancing at the Edge of the World, p. 186.

[30] Dancing at the Edge of the World, p. 139.

[31] Dancing at the Edge of the World, pp. 231-2.

[32] Dancing at the Edge of the World, p. 138. Tenar in Tehanu inherits Kroeber’s multiplicity of names.

Octavia Butler and the Impossibility of Slavery

[For Black History Month 2017. Warning: quotations from Butler include use of racist terms.]

At the heart of Octavia Butler’s novel Kindred (1979) is the question of writing. How to write truthfully, effectively, humanely, about past atrocities: atrocities on a scale that can’t be conceived of, involving crimes that can’t be atoned for and bodily and psychological impressions that can’t ever be fully recovered by the reader as lived experience? Her choice of fantasy as a means of asking these questions might seem perverse, especially because she made it at a point in the history of the genre – the mid-1970s – when it was chiefly associated with the secondary world fiction of J. R. R. Tolkien. The success of the paperback edition of The Lord of the Rings in the United States led to the launch of Ballantine’s Adult Fantasy series, and with this short-lived but influential imprint a publishing phenomenon was born, inventing a genealogy for itself and spawning a host of Tolkien imitations and original novels from the mid-1960s onwards. And indeed, the Ballantine series could well have played its part in Butler’s choice of form. Its daring reimagining of literary history, which involved recovering forgotten texts and nurturing new ones, each of which found startling new ways to consider the relationship between the imagined past and the haunted present, had much in common with her project. In addition, Kindred is refreshingly open about the need for professional authors to tap into commercial trends if they are to make a living from the pen: its protagonist is a professional writer of fiction like Butler herself. Writing as a source of income constantly forces its exponents into intensive negotiations with the complex freedoms and restrictions of the literary marketplace.

But in writing what she called a ‘grim fantasy’ Butler may also have been engaging with a number of specific fantasy tropes. For one thing, she was taking advantage of an ancient association between slavery and fantastic fiction, which stretches back to the works of Aesop and Plato, both of them enslaved men whose imaginative storytelling alternately won them fame and got them into trouble – in Aesop’s case even getting him killed, or so the ancient biography attached to his name suggests. Aesop made animals talk and act like human beings – or more accurately like a strange chimerical fusion of beasts and people – and his successors included the self-professed apologist for slavery Joel Chandler Harris, who from 1881 wrote the animal fables attributed to Uncle Remus, a formerly enslaved man nostalgically attached to the time of his enslavement. These fables attained massive popularity at the turn of the twentieth century, opening the door to more fantastic tales along similar lines. Harris’s most distinguished successor was the African American writer Charles W Chesnutt, whose story collection The Conjure Woman (1899) brought distinctly unsettling overtones to its tales of magic on the plantations of the antebellum South. These tales were purportedly told to the author by another formerly enslaved man, Uncle Julius; and Julius is a very different figure from Uncle Remus. He tells each story as a way of seizing some advantage for himself – as when he claims that a building is haunted by the ghost of an enslaved man who was magically transformed into the tree from which it was constructed, with the result that the building is handed over to Julius himself for use by the religious congregation of which he is a member. Uncle Julius, then, is a sort of Brer Rabbit trickster figure, not the amiable sub-relative of a rich white family which Uncle Remus is content to become. And Uncle Julius tells his tales to a fellow African American – Chesnutt himself – rather than to white folks, or to the rulers who were served by his ancient forebear Aesop. His book marks the beginning of a new chapter in literature, anticipating the deployment of the fantastic as a means of giving a voice to the monstrous past (the term ‘monstrous’ is one of Uncle Julius’s favourites) by African American writers from the late twentieth century to the present.

Chesnutt’s story of the man turned tree, ‘Po’ Sandy’, tells of desperation, heartache, and physical and mental agony. The aggressively overworked Sandy returns from his labours one day to find that his enslaver has sold his wife. He then marries another enslaved woman called Tenie, only to be sent away soon afterwards to work on a distant plantation. In response, Tenie – a ‘conjure woman’ like the one in the title – turns him into a tree, at his own request, so that he can stay near her; but Sandy’s enslaver has the tree chopped down and sawn into logs (with horrific sound effects) while she is away on her mistress’s business. Tenie goes mad in consequence. Uncle Julius’s acquisition of the haunted building, then, serves in his story as a small restitution for the torments of forced separation and bodily violence inflicted by a barbaric system. In this the tale is quite unlike Uncle Remus’s animal fables, which ascribe the acts of savagery they contain to a natural order that lies beyond the enchanted circle of the storyteller’s ersatz family: a community of generous whites and humble Blacks who live in perfect harmony and whose innocence is embodied by the old man’s most regular listener, a little white boy of seven or eight. Whippings and beatings don’t occur in this happily mixed enclave, and there’s no reference to them having occurred in the antebellum past where Uncle Remus spent most of his life; but they find expression in the acts of violence with which his animals threaten one another, and which from time to time get carried out in earnest – though only ever on the strong and cruel, not the weak and helpless.

One thing, however, unites Uncle Remus and Uncle Julius with their progenitor Aesop. For each of them narrative is a means to an end, a necessary form of persuasion, a way of making things happen in the immediate aftermath of the storytelling act – even if all that happens is that the little boy stops damaging Uncle Remus’s belongings and brings him cakes in exchange for more stories. Their tales are bound up with their lives in a practical way, just as the building Uncle Julius tells of is bound up with the suffering body of the man it was made from – or just as the tall tales told by Brer Rabbit serve to extract him from potentially lethal entanglements. The ligatures that bind story to world are embodied in the ‘morals’ traditionally attached to Aesop’s fables, which are replaced in Chesnutt’s book by the successive revelations of what Uncle Julius wants from his listeners in return for each tale. And as we shall see, that sense of an almost physical connection between the world of the story and the world of its teller is shared by Kindred to an unnerving degree.

The links between slavery and the fantastic grew stronger after Butler wrote Kindred. The African American writer Samuel R Delany started his epic Return to Nevèrÿon series at the end of the 1970s, much of it concerned with a rebellion of enslaved people led by a Conan-esque barbarian miner called Gorgik. In the late 1980s Toni Morrison published Beloved, which tells of another haunting, this time of a formerly enslaved woman by the young daughter she killed to prevent her being returned to slavery. More recently, Colson Whitehead’s The Underground Railroad (2016) reimagined the famous escape route from South to North as a physical track cut through rock and earth at the cost of thousands of hours of voluntary labour, an imaginary monument to the countless hours of involuntary labour suffered by African Americans on the historical plantations. The remarkable diversity of these fantastic representations of slavery, their experimental restlessness, which manifests itself most clearly, perhaps, in the various forms and styles tried out in his series by Delany, presents us with one of the reasons why the genre or mode of fantasy is so well suited to this topic. Slavery is an unfinished story, and one that can never be finished, in part because it can never really be imagined – and hence never really started – by those who haven’t been subjected to it. Using fantasy to speak of atrocity is to acknowledge that we who have not undergone such things can only ever dream of them, and shouldn’t be tempted into believing we fully understand their appalling causes and damaging consequences.

There’s another point here about fantasy which isn’t embraced by the crudely collective ‘we’ of that last sentence. With very few exceptions, African Americans have little hope of tracing their ancestry further back than a few generations. The forced removal of African names, the replacement of ancestral languages with the words of the enslavers, the imposition of bizarrely inappropriate sobriquets from classical history – Remus the murdered brother of the founder of Rome, Julius the conquering Caesar, Caesar in The Underground Railroad, whose name recalls the plantation name of the captive African prince in Aphra Behn’s Oroonoko – all testify to the fact that a white man’s fantasy made hideously concrete underlies the whole structure of North American slavery, a pseudo-Mediterranean rival for the pseudo-Nordic fantasies made real by the Nazi state of the 1930s. This systematic extirpation of traceable historical records leaves only the imagination available as a means of recovering the intimate details of African American history; and fantasy is the most open and honest rhetorical stratagem for asserting the role of imagination in conjuring up this painstakingly obliterated past.

At the same time, fantasizing about that past brings responsibilities with it. Slavery happened – slavery happens – and any attempt to address it needs to take cognizance of the facts as they have come down to us. There are plenty of counter-examples. Too many fantasies represent slavery as an unscrutinized fact of life, an exotic part of the scenery to be dismissed as uninteresting as soon as noted, or offer too easy channels of escape for their fictional characters, thus cheapening the appalling practical and psychological difficulties involved in any attempt to win freedom from a life of forced labour. A particularly noxious example of the representation of slavery as exotic fantasy is the series of Gor books by John Norman, which enjoyed some popularity in the 60s and 70s with their pornographic depictions of ‘naturally’ subservient women in the sort of post-decadent sword-and-sorcery setting that Delany mocks in his Nevèrÿon series. The original sword-and-sorcery tales published in the pulp magazines of the 1910s, 20s and 30s by writers like Edgar Rice Burroughs and Robert E. Howard are full of casual references to slavery not much less glibly eroticised than Norman’s piffling mimicries of these precursors. Less offensive, perhaps, but equally problematic are the representations of slavery as a state from which one can simply free oneself without major repercussions. The socialist William Morris can’t be accused of perpetrating this sort of myth in his romances of the 1890s. The heroine of his The Wood Beyond the World, for instance – one of several books by Morris published in Ballantine’s Adult Fantasy series – is first encountered by the male protagonist as an enslaved woman and later frees herself and him with her magic; and she goes on to suffer what sounds very much like post-traumatic stress disorder in later life. Nevertheless, she and her female successors in his late romances attain prosperity and lasting happiness without the torment of losing husbands, friends and children who remain enslaved. And even their condition under enslavement acquires a kind of exotic allure from its context in what is self-evidently a chivalric romance, whose ending is likely to be a happy one, whatever rough territory its characters may happen to traverse.

In Butler’s own lifetime, Ursula le Guin famously chose a dark-skinned man as protagonist of her Earthsea sequence – though she repeatedly saw him whitewashed in filmed adaptations of the novels – and the third book of the series, The Farthest Shore (1973), represents slavery in her world from the enslaved person’s perspective. At one point one of the protagonists, the young Prince Arren, finds himself chained in the hold of a galley. But he spends only a few pages in captivity before the inevitable rescue by magic:

The fog glowed over the deck like the moon behind thin cloud, cold and radiant. The oarsmen sat like carved statues. Crewmen stood in the waist of the ship, their eyes shining a little. Alone on the port side stood a man, and it was from him that the light came, from the face, the hands, and staff that burned like molten silver.

The Archmage Ged takes Arren from the ship with consummate ease, leaving the other prisoners unbound; and it’s some time before Arren’s thoughts return to his fellow captives, and the question of why Ged didn’t also take the enslavers’ weapons from them when he loosed the captives’ bonds. Ged replies that he did not unarm the enslavers or bind them because he refused to be made an enslaver in his turn; but the more complicated question of how far a band of freed men might be able freely to choose what is to be done with their former enslavers, or what choices they might be forced to make in the complex process of regaining their liberty, are never addressed. It’s characteristic of le Guin’s restless urge to revise and rethink her projects from fresh perspectives that she twice returned to the topic of slavery and its effects on the mind and body, first in the story ‘The Finder’ in Tales from Earthsea (2001), then in the dazzling third volume of her post-millennial fantasy series Annals of the Western Shore (Powers, 2007), which is all about the after-effects of enslavement. But at the time Butler wrote Kindred there had as yet been no serious attempts in fantasy (as far as I know) to inhabit the mind and body of an enslaved person, with the crucial exception of Chesnutt’s work and that brief passage of le Guin’s.

The trope Butler puts at the centre of her story, on the other hand – time travel – was a familiar one in both fantasy and science fiction. The best known early example of its use, H G Wells’s The Time Machine (1895), transported a white middle class protagonist into a slave state of the future, where infantilized human cattle provide food for their enslavers in return for a lifetime of creature comforts, and where the time traveller’s own imperialist aggression finds frequent outlets in his penchant for beating out the brains of the cannibalistic Morlocks. There is an irony about Wells’s vision which Butler must have appreciated. At one point the time traveller speculates that the master race in this future time must be descended from the industrial working classes, wage slaves (to use Marx’s term) who have exacted a hideous evolutionary revenge on the ruling classes who benefited from their labour by feeding on them for many generations. If he is right, then enslaved people have merely replaced enslavers in an aeon-long cycle, and there is no prospect of the socialist liberation from this cycle of which Wells was dreaming at the time his book was published; freedom is a fantasy and varieties of slave state may be humanity’s ‘natural’ condition. The fear that history may indeed be cyclical finds a clear echo in Butler’s book, and the struggle to free oneself from its nightmare has never felt more urgent.

A later example of the time-travel sub-genre, Jack Finney’s Time and Again (1970), is in effect a nostalgic tourist excursion into turn-of-the-century New York, its theme tune of ‘jingle bells’ conjuring up all the pleasures of old time sleigh-rides unsullied by the period’s attendant torments and inequities. Butler touches only once in her novel on this kind of time-travel tourism, when the protagonist’s white husband starts to consider how delightful it would be to travel west in the early nineteenth century and witness at first hand the white man’s conquest of central and western America:

‘This could be a great time to live in,’ Kevin said once. ‘I keep thinking what an experience it would be to stay in it – go West and watch the building of the country, see how much of the Old West mythology is true.’

‘West,’ I said bitterly. ‘That’s where they’re doing it to the Indians instead of the blacks!’

He looked at me strangely. He had been doing that a lot lately.

This exchange takes place when the narrator, Dana, has become uneasy about how straightforward she and her husband have found it to settle into their new life in the early nineteenth-century slave state of Maryland. ‘For drop-ins from another century,’ she comments immediately beforehand, ‘I thought we had had a remarkably easy time. And I was perverse enough to be bothered by the ease.’ The problematic nature of their ease is confirmed by Kevin’s enthusiastic allusion to the ‘building of the country’, a metaphor that elides the materiality of the building process: the slaughter of the land’s previous inhabitants, the forms of more or less forced labour involved in the physical construction of farms and buildings, the violence, racism and patriarchy that underlie the ‘Old West mythology’. Only a white man speaking from the privileged position of the enslaving classes could use the metaphor so glibly, and the strange look Kevin gives Dana when she points out the perspective he has just adopted emphasizes the wedge he has inadvertently driven between them by failing to consider his utterance from her point of view. A single statement has made them strange or foreign to each other, and in the process pointed up what the novel has to say about the fantasy of a single unified ‘country’ on which the state of America has been founded.

Finney’s Time and Again represents its journey as a trip home to a less complicated and more humane period of American history – utterly blanking the racism and anti-feminism of turn-of-the century New York. Butler’s novel foregrounds the complexity of the term ‘home’ in its opening sentence: ‘I lost an arm on my last trip home’, it begins, and it’s not until some way into the book that the reader begins to appreciate the difficulty of ascertaining which ‘home’ she refers to. Does she mean the house in Altadena, California, into which she and her husband were moving at the time of her first experience of time travel? Or does she mean the enslaver’s house in Maryland to which she is repeatedly transported, and which she and her husband problematically begin to think of as ‘home’ in the course of their adventures? The Maryland house is more tightly bound up with Dana’s family history than the Californian house is, and when Kevin too gets taken back in time and forced to live there for several years he has appalling difficulty in readjusting to the twentieth-century environment on his return. More drastically, Dana’s experience of being enslaved teaches her that she must find a home for herself in the enslavers’ household if she is to survive at all. Dragged repeatedly to it by the mysterious link between herself and the son of its owner, Rufus – whose unusual name recalls the Black central character of James Baldwin’s Another Country (1962), thus underlining the kinship between the white boy and the Black narrator which is gestured at in Butler’s title – Dana needs to build lasting alliances with her enslaved companions as well as with the child as a means of protecting herself from the cultural isolation that would inevitably destroy her. Her recognition of the need to make herself at home, so to speak, also drives home to her the devastating consequences for enslaved people of being sold away from the home they have been born into – the fate of Po’ Sandy’s first wife in Chesnutt’s story. Two such sales of enslaved people who leave family behind lead to deadly confrontations between Dana and Rufus, and the only clue she finds at the end of the novel as to the fate of the enslaved people she met in the previous century occurs in a list of people’s names who were put up for sale on the death of their enslaver. Home, then, for an enslaved person, is a place to be clung to and cultivated as well as to escape from, and the contradictions built into it are summed up in the way Dana’s arm gets bound up with the wall of her twentieth-century home at the beginning and end of the novel – both making her part of the building, like Chesnutt’s Sandy, and inflicting terrible pain.

Language, then – written or spoken – is the first source of difficulty for the writer of African American history. A casual reference to the building of a country can become an act of complicity with the slavery that made it possible. The word ‘home’, often seen as cognate with ‘nation’ or ‘country’, becomes loaded with unwelcome connotations. The same is true of the reference to kinship in Butler’s title. We have already seen how the plantations used familial titles to naturalise the possession of human beings: ‘Uncle’ Remus, ‘Uncle’ Julius, in this book ‘Aunt’ Sarah. Unsettlingly, these titles sometimes identified concealed or even openly familial relationships between Black people and their white enslavers. The most disturbing aspect of Dana’s journey into her family history, as she is hauled back in time by a series of crises in the life of one of her ancestors, is the discovery that she is related to the enslavers as well as the enslaved people of the early nineteenth century. She finds this out because of the boy Rufus’s surname: an unusual one which has been inscribed in the list of her ancestors recorded in the only book handed down by her family, ‘a large Bible in an ornately carved, wooden chest’. Rufus Weylin is set down alongside Alice Weylin as parents of Hagar Weylin, the woman who bought that Bible and began that list; and as soon as Dana recognizes Rufus as her ancestor the nature of his connection with her family, as recorded in the list, becomes problematic. It is inscribed alongside the name of a Black woman, Alice Greenwood, who is Rufus’s childhood friend; and when Dana begins to think about the eight-year-old Rufus and his potential future wife, she begins to find the familiar names fraught with unexpected difficulties: ‘Alice Greenwood. How would she marry this boy? Or would it be marriage? And why hadn’t someone in my family mentioned that Rufus Weylin was white?’ In nineteenth-century Maryland the word ‘marriage’ as applied to a bond between a white man and a Black woman – and marriage of some sort is implicit in the fact that Alice Greenwood has, in the list, assumed Rufus’s surname as well as her own – is barely possible. The plain words mask a story of rape, enslavement, abuse and eventual suicide in which Dana finds herself a player against her will; an inadvertent pimp, so to speak, between her ancestral parents; an accomplice to sexual violence. Home, marriage, kindred, family history – all the words that help to make Dana who she is are thrown into confusion, and the way she understands herself and her place in the world is radically changed as a result.

As it turns out, the family Bible also provides testimony (or a testament) to Dana’s link with another white inhabitant of the boy’s household: his mother, Margaret Weylin, a frustrated and abused woman who takes exception to Dana as soon as she meets her, in part at least because she can read so much better than she can, despite her inferior status as an enslaved domestic worker. Later in the book, when Margaret Weylin suffers a physical and mental breakdown, she conceives a passion for the scriptures and becomes reconciled to Dana, asking her to read from the Bible daily to her as if to cement the unwelcome connection between them by a still more unwelcome intimacy. In the process the good book becomes a mark of ownership; Dana has no choice but to read it when she’s ordered to do so. If words are difficult, slippery things when considered in relation to history, then so is the Word, the divine scripture that gave Margaret’s granddaughter Hagar her name. After all, Hagar was enslaved by Abraham before she became his wife, and thus testifies to the complicity of the dominant American religion with the system of bondage into which she was born.

Many commentators have pointed out the plainness and lucidity of Butler’s prose style; but her narrative of tangled relationships and disconcerting connections makes every word complex. More than this, it invests every word with a devastating forcefulness by virtue of its deployment in a narrative that literally brings home the horrors of the past. The Bible, the Word of God, begins as a receptacle where the words that define Dana’s family are recorded. It becomes a token of the link between Dana and Margaret – a link that is defined both by their kinship and by their status as mistress and enslaved subject. And it ends as a vehicle for Dana’s grief when Alice Greenwood Weylin commits suicide to escape from her abusive relationship with Rufus, its words brought to life for the first time since her childhood by her new understanding of the pain they articulate:

The minister was literate. He held a Bible in his huge hands and read from Job and Ecclesiastes until I could hardly stand to listen. I had shrugged off my aunt and uncle’s strict Baptist teachings years before. But even now, especially now, the bitter melancholy words of Job could still reach me. ‘Man that is born of a woman is of few days, and full of trouble. He cometh forth like a flower, and is cut down: he fleeth also as a shadow, and continueth not…’

Reading Kindred is, then, a learning process, for us as for Dana. We learn to read the world afresh both through the act of reading it and through the effect of the many other acts of reading that fill its pages. Most remarkably, reading and writing in it become matters of life and death. Each time Dana finds herself hurled into the past by some mysterious agency whose nature we never find out, she is confronted by a situation in which Rufus’s life is in danger: he is drowning in a river, he has fallen from a tree, his room has caught fire, he is being beaten to death, he is dangerously sick or suicidal. Metaphorically speaking, she must read the situation as fast as she can in order to save him – and not just Rufus but her entire lineage as inscribed in the list, including herself, since she will not be born if the boy should die before he fathers Hagar.

Literal reading, too, and its corollary the study of words, gains a new urgency from Dana’s relationship with Rufus. When they first meet she begins to believe that she can educate him, that he can learn from her, acquiring some of the more enlightened attitudes of her generation and thus helping to alleviate some of the suffering he will otherwise inflict. She tries to dissuade him from using offensive terms for Black people like herself; to teach him to read and thus open his mind to other ways of living; to encourage him to respect other African Americans as he respects her. But her efforts at pedagogy find themselves countered by an appalling alternative education, whose force makes itself increasingly felt with every visit. Like the enslaved workers on his father’s plantation, the boy’s mind has been shaped by violence: his father’s violence to the workers and him, as he was growing up; his own verbal violence to his mother Margaret; the acts of violence he is exposed to in the daily running of the plantation and the wider slaving community. Even what she reads him is full of images of slavery, like the Bible: Robinson Crusoe, which begins in a slave ship and ends with a relationship between Crusoe and Friday which looks very much like that of enslaver to enslaved man; Gulliver’s Travels, with its representation of the Yahoos as rightly enslaved by the wiser Houyhnhms; The Pilgrim’s Progress, in which the protagonist Christian seeks deliverance from the slavery of sin. And as well as teaching him – he is a very slow learner – Dana is forced, at her own slow pace, to learn from Rufus: to undergo a crash course in that violent alternative education that shapes him alongside her own. The final lesson she learns in this tough school is to take his life: to stab him with a knife she carries when he tries to rape her. Before meeting Rufus she could never have done this; and there are many occasions in the course of her visits when she fails to do it or resists the urge. By the end of the book, however, he has learned to write and she has learned to kill; the pen and the blade have discovered a kinship as toxic and ineradicable as Dana’s kinship with young Rufus and Alice, her other ancestor, whom he rapes, enslaves and finally drives to self-destruction.

Writing and reading, as practised by enslaved people in the nineteenth century, are acts of defiance. These skills give the captive power: the power to write their own destiny by recording their thoughts and reading the subversive thoughts of others, or by forging a pass that will help them escape to freedom. This power must be countered by the enslavers with another kind of writing: the marks on a human body of the whip, which impart knowledge to their recipients, knowledge of the system in which they are trapped and a deep-seated sense of their own entrapment. Teaching a young Black boy to read earns Dana her first whipping, and as she receives it from the boy’s enslaver, Rufus’s father, he ‘curses and lectures’ like an angry schoolmaster. Dana faints under his lashes and is transported home to California; and by this time in the story we know that this only happens when she thinks she’ll die. Later, however, she learns more about whipping; it’s not such a crude or merciful measure as she thought at first. No intelligent enslaver, she finds, would kill a valuable piece of human property with his blows if he can help it; and the discovery means that next time she’s whipped (after an attempted escape) she remains where she is, enslaved in Maryland. The second whipping is embedded in the vocabulary of knowledge through pain, pitched directly against the vocabulary of learning. ‘Educated nigger don’t mean smart nigger, do it?’ says Rufus’s father, commenting on Dana’s ineffectual efforts to run away. ‘You’re going to get the cowhide,’ Rufus then tells her, ‘You know that’ – and at this point she realises that she ‘hadn’t known’, that the young man’s gentleness had led her to think he would let her off lightly. She knows more than she wants to, however, about the function of cowhide. As Rufus’s father beats her,

I tried to believe he was going to kill me. I said it aloud, screamed it, and the blows seemed to emphasize my words. He would kill me. Surely, he would kill me if I didn’t get away, save myself, go home!

It didn’t work. This was only punishment, and I knew it.

She has, in other words, learned her lesson; she has taken another step towards becoming a naturalised citizen of a slave state. Her literacy in the ways of violence keeps her away from her own time and place, preventing her from finding escape in the fear of death that would send her home, barring her from the art of writing by which she defined herself in modern California. One knowledge drives out or supplants another, and she spends the rest of the book seeking desperately to win back her identity as a writer, and with it what she increasingly identifies as her life.

In her own time, Dana’s talent for writing helps her forge a community: the miniature community of husband and wife and their potential offspring, the family of the future as against the family inscribed in the Bible and thus embedded in the past. Both she and her husband Kevin are professional writers, and their capacity for writing – and for the meticulous research which is everywhere apparent in Butler’s novel, the quest for truth in other writers’ texts – is both part of what draws them together in the first place and part of what enables them to imagine a future for themselves which departs from the cyclical entrapments of a traumatic history. The temerity of their decision to live by writing is signalled by the fact that they meet in a factory, where they are forced to work because they can’t make a living from their pens. The temerity of their decision to become partners in the 1970s is signalled by the fact that they are both disowned by their nearest relatives when they get together. But a living can be made from the pen with sufficient commitment, just as a new family can be formed by a meeting of minds and bodies against all odds. The new home into which they move is proof of this; they buy it together with the proceeds of Kevin’s most successful book. Living in it, though, once they have bought it, is not so easy. The fact that it’s Kevin who bought it – the straight white male in their relationship – suggests that it doesn’t belong to both of them equally when they move in. Kevin finds it hard to write there, even before the first time travelling episode. And it’s while unpacking books, the tools of their trade, that Dana first gets hurled into the past, as if to show that the words they use, the knowledge they draw on, the possibilities they imagine for the future, remain interwoven with unresolved issues from the past which must be confronted before the future can begin. In the course of her adventures, Dana’s marriage becomes a kind of utopia, the one possibility she clings to of a brighter future when her troubles and travels are over. The serious business of making it properly utopian, however, must be deferred till the time travel ends – and hence till after the end of Butler’s book.

Which brings us back to fantasy fiction, and why Butler chose it as the vehicle for her tale, as against the science fiction with which she made her name.

Fantasy is often defined as the literature of the impossible: a kind of writing that takes as its starting point an acceptance on the part of the reader that she will choose to believe, throughout the act of reading, in events, people, things and places that could never exist in past or present or the conceivable future. This is where it differs from science fiction, which is concerned with the possible – or rather takes as its premise the possibility that what it describes might really take place at some point in the future, or might have done in an alternative version of the universe we know. Possibility versus impossibility; this is the difference between SF and the fantastic. There is just one impossible thing in Butler’s book: the series of unexplained events that take Dana back from her own time, the 1970s, to the early nineteenth century. The rest of the book is a model of realism; the kind of realism that stresses the material necessities and practical difficulties with which it confronts its characters. Dana is always asking herself how to take objects and clothing with her when she leaps through time, how to alleviate the bodily and psychological damage she suffers in her beatings, how to persuade Rufus to suppress his desire for her and think instead about his responsibilities to the people he enslaves and to his own children. She simply has no time to wonder how she keeps making those leaps; there are too many more important things to consider.

At the same time, she keeps coming up against the impossibilities of slavery. Her leaps through time are each caused by the fact that she believes she is about to die, having reached the limits of what the human body can endure. As those limits get more extended, as her body learns to endure greater punishment, she is confronted with different impossibilities – psychological ones; above all, how to reconcile herself to the increasing ease with which she is adapting to the intolerable conditions in which she finds herself. She begins to choose to return to her time by committing suicide, again and again, in dreadful anticipation of the eventual suicide of her body double, her ancestor Alice. Ease itself becomes a problem for her, as it does for Kevin when he returns from his one extended trip to Maryland. ‘Everything is so soft here,’ he tells Dana, ‘so easy. […] It’s good. Hell, I wouldn’t go back to some of the pestholes I’ve lived in for pay. But still…’ Concealed behind that final ellipsis is the thought that ease is difficult for him, an uneasy nostalgia for the titanic efforts required of him from day to day in the past he’s left behind for ever. That ellipsis, in fact, represents the terrible possibility that he might by now feel more at home in the days of slavery than in the days of the automobile and the electric oven.

Ease, in fact, is what finally drives Dana to kill Rufus in self-defence. The brilliance of Butler’s portrait of this enslaver, abuser and rapist is how strangely attractive she makes him seem – largely, perhaps, because we’ve seen every detail of how he was made into what he is, but also because of his awkward fusion of kindness and cruelty, aggression and thwarted affection. At the point when he’s about to rape her Dana is suddenly struck by the fact that she could partially consent; that she could become his mistress, bear his children, integrate once and for all into his perverse pastiche of a loving family; after all, she is already ‘Aunt Dana’ to his son by Alice.:

He lay with his head on my shoulder, his left arm around me, his right hand holding my hand, and slowly, I realised how easy it would be for me to continue to be still and forgive him even this. So easy, in spite of all my talk. But it would be so hard to raise the knife, drive it into the flesh I had saved so many times. So hard to kill…

If the whip represents the pen of the enslaver then the knife could be said to represent one of the pens available to those who have been enslaved: a pen whose use involves automatic self-destruction, but which also writes freedom in death for those who choose to wield it. For Dana, imminent death is a key to life – it will take her ‘home’; yet killing remains the difficult option. When Kevin tried to persuade her it was necessary, back in California, he couldn’t even utter the word. The easy option is the happy ending, Tolkien’s eucatastrophe; a false reconciliation which is embodied in the parody of an affectionate embrace described in the passage. Dana’s decision to use the knife instead is not a triumph; it is, like Tenie’s decision to transform Po’ Sandy into a tree, the counsel of desperation. It’s a refusal of something that had once seemed impossible, but has somehow made itself possible in the course of Dana’s adventures. It’s an acknowledgment that simple happy endings, too, are impossible, like utopias; they exist no place, and the best we can do to achieve them is to reject the grim alternatives when we have power to do so.

The end of Kindred constitutes a series of ellipses, of gaps in the narrative. Dana never finds out the fate of most of her friends from the nineteenth century, never learns what became of her ancestors Hagar and Joe, Alice’s children by the rapist Rufus. At the end of the book, as at the beginning, she knows only their names, although she can conjecture some of the paths they might have taken on the long road to liberty. But her quest to bring them to life – through her dealings with Rufus, through her writing of the novel – have made the past immeasurably closer for her readers. Immeasurably closer, and a lot less easy.

Top Ten Fantasy Titles

[Last semester my colleague Matt Sangster challenged me to list my top ten fantasy titles (or, to be precise, my top ten works of fantasy literature written in the English language in the twentieth century). I’ve tried this exercise before, and the list has radically changed each time I’ve compiled it in my head. Call this a snapshot, then, of my preferences at the time of asking (October 2016). If he’d asked me the same question this month the list would have been quite different…]

Hope Mirrlees, Lud-in-the-Mist (1926)

The oddest of fairy tales, in which the bourgeois citizens of a prosperous town express their fear of sex, death, the working classes, unruly women and disobedient children, by banishing all talk of such things from polite society. They also banish a hallucinogenic drug called Fairy Fruit. Forbidden things (which also include the priesthood and the aristocracy) are confined to a place they call ‘Fairyland’, beyond the country’s borders. Inevitably the borders can’t be policed, and all efforts at containing illegal people and objects fail. Gorgeous descriptions, extravagant names, and a murder mystery complete the picture. A snapshot of English life in the immediate aftermath of the First World War.

Flann O’Brien, The Third Policeman (c. 1940, published 1966)

Written in a language like no other, this bizarre trip into the tormented interior of 1930s Ireland – which is a miniature working model of 1930s Europe – is so packed with invention, so chock-full of gags, so musical in its rhythms and so disturbing in its vision of the way the world ticks that there’s no describing it. The nameless narrator finds himself caught up in the clockwork mechanisms of the universe. Although from one point of view his experiences are hell, they are punctuated by moments of such heartbreaking beauty and hilarity that the book is like a piece of shot silk, as dark or light as your mood at the time of reading. Boxes within boxes have never seemed so explosively complicated. Bicycles have never seemed so erotic.

Mervyn Peake, Gormenghast (1950)

An architectural fantasy, whose chief character is a labyrinthine castle governed by rituals whose origins and purpose have been lost in the dusty corridors of time. At first the castle’s denizens are as isolated from each other as the castle is from the outside world. Gradually they come together in the face of the threat posed by Steerpike, an ambitious former kitchen boy who seeks to transform the building into a totalitarian state, or a playground, or a madhouse, depending on his mood. A matchless commentary on the various forms of dictatorship, internal and external, that dominated the middle years of the twentieth century.

 

J. R. R. Tolkien, The Lord of the Rings (1954-5)

I love this for the subtlety of the transition from the world of the hobbits – the comfortable Shire – to the world of the ancient epic heroes; for the effortless interplay between telling details (mushrooms, pocket handkerchiefs, Longbottom Leaf, stewed rabbit) and the sweep of a grand narrative; for the sense of increasing danger it generates from the first chapter; for Tolkien’s obvious delight in bringing the remote past into vibrant life. The book perfectly captures the precariousness of the mid-twentieth century, in which war and imperialist expansionism threatened to obliterate the past altogether.

Ursula K. Le Guin, A Wizard of Earthsea (1968)

A perfectly constructed story, about a boy whose abusive and lonely childhood gives him a problem with women that almost turns him into a monster. The world he lives in, made up of islands, encourages an isolationism in its inhabitants that only adds to his loneliness. The dragons here are the best in fiction, with the possible exception of Tolkien’s Smaug. Le Guin’s delight in the sea that both separates and links her islands is as palpable as her fascination with the social and political causes of psychological damage, and the strange roads that lead to healing.

Doris Lessing, The Memoirs of a Survivor (1974)

Lessing called this an experiment in autobiography, and it’s the perfect example of how fantasy can force us to rethink the terms by which we understand the world we live in. A city is undergoing radical changes, a breakdown in the social order which the protagonist observes uneasily through the window of her ground floor apartment. The causes of the breakdown are unclear, but it’s implied that they have their roots in the breakdown of relationships between men, women and children in the domestic environment, which the protagonist also sees played out in a kind of looking-glass world on the other side of her living room wall. The style has a magnificent awkwardness that admirably conveys the difficulty of making sense of things, and the inadequacy of conventional forms of expression as a means of doing so. The ending is as ambiguous as it is exhilarating.

Gene Wolfe, The Island of Doctor Death and Other Stories and Other Stories (1980)

The best collection of fantastic stories of the twentieth century. Though many of these are science fiction rather than fantasy, Wolfe’s refusal to authorize any single version of the strange events he presents us with invests the whole collection with a magical atmosphere, as if we are witnessing successive acts in a ghost circus. You’ll have to read these stories again and again in an effort to work out what happens in them, and each reading will give you a different answer. Just like living through the 60s and 70s, those decades of change when the stories were written.

 

John Crowley, Little, Big (1981)

Another architectural fantasy, set in a house whose many facades make it seem like several houses occupying the same space. Over three or four generations, an American family struggles to come to terms with its close relationship with a supernatural community of half-seen beings – perhaps the fairies – who have made their homes in the house’s environs. The fairies become a metaphor for the many forms of estrangement and misunderstanding that afflict the small community called the family, as well as the larger communities of the city, the nation and the world. Re-reading it now I think of it as the ultimate threnody for the political and social possibilities of the 60s and 70s. The prose sings.

Diana Wynne Jones, Fire and Hemlock (1984)

A children’s book for grown ups. A neglected young girl makes friends with a man who seems in thrall to the mysterious head of an extensive and powerful family. The girl and the man tell each other stories and the stories come true in unexpected ways. Based on two old Scottish ballads, ‘Tam Lin’ and ‘Thomas the Rhymer’, this novel is remarkable for the way it traces the changing relationship between girl and man until both are adults and equals. It is also an extended commentary on the complex relationship between the life of the imagination and ‘real life’ – whatever that is – and how the former changes as we change, adapting itself to our needs at different stages of our development. And it has much to say about our false assumptions concerning the natures of adulthood and childishness.

 

China Miéville, Perdido Street Station (2000)

A disgraced scientist sets himself up as the champion of justice and the saviour of a city. In fact he is the one who put the city in danger by releasing the Slake Moths, monstrous yet strangely attractive insects that feed on the dreams and memories of men and women, leaving them helpless, barely sentient. A brilliant meditation on the problem of mounting an effective resistance to global capitalism in an age when everything you eat, wear, study, think and dream is in some sense an integral part of the capitalist machine. Full of astounding composite creatures (cactus-people, insect-people, machine-people) whose awkward hybridity confirms the fact that we are all of us bizarre from other people’s perspectives, and that we are all of us to some extent implicated in other people’s atrocities (which means we are also honour bound to work against them).