Fantasy 1939: Ruthven Todd, Over the Mountain

[Content warning: Over the Mountain is a novel of its time, and includes elements that modern readers will find offensive. It contains graphic descriptions of physical injury, some of which I quote here in support of points that could not be made without illustrative quotations. Needless to say, I also think it’s a fascinating work of surrealist fantasy, and hope you’ll agree by the time you’ve finished reading!]

Grey Walls edition.

The writer-artist Mervyn Peake wrote his short poem, ‘O Heart-Beats’, in 1939, as he waited to be drafted into the army and sent to the front. The poem figures this time of anticipation and dread as a vertiginous cliff beside a silent ocean, at the edge of which the poet stands listening to his body’s internal workings with all the intensity of a compulsive gambler awaiting the outcome of a last throw of the dice:

O heart-beats – you are rattling dice –
My rattling dice
Proclaim the edge of precipice
At whose hid boulders stands a soundless sea –
These dice
Endanger me,
And spice
My days with hazards of futurity.[1]

Ruthven Todd’s novel Over the Mountain, published in the same year, is similarly preoccupied with precipices, precarity, and rocky edges, whose successful navigation is a matter of chance or ‘hazard’ rather than judgment. The narrative is dominated by the mountain of the title, the Pale Peak, whose presence ‘spices’ the existence of the inhabitants of the High Plain beneath. Their eyes are constantly turning towards its heights, their myths are woven around its contours – obscured as they are by snow and cloud – and from time to time their heroes seek to prove themselves by scaling its precipitous slopes (though none of them, at the time the story begins, has been known to reach the top). The vast range of which it forms part cuts off the known world of the protagonist from the world beyond; no one has any idea what lies on the other side. For Todd, as for Peake, cliffs mark the boundaries between known and unknown, past and future, freedom and tyranny, security and danger; and Over the Mountain reveals each pair of opposites to be connected in ways unacknowledged by simpler metaphors and fables.

September 1939, of course, saw the outbreak of the Second World War; but Todd’s novel suggests that war was in fact already endemic to the culture and nation he inhabited, and that the edge between war and peace on which Europe teetered had already been crossed. This was literally true: Civil War in Spain was only coming to an end in 1939, after a conflict which fired the political imagination of millions when it broke out in 1936; Germany had invaded Czechoslovakia in 1938 – the so-called ‘September Crisis’ – to which Britain and France responded by formally handing over part of the country in a futile bid to avoid a war; and Japan had invaded China back in 1931, long before full-scale war broke out between the nations following the Marco Polo Bridge incident of 1937. The edge had already been crossed, and in some senses might therefore be considered hardly to be an edge at all. Todd’s novel takes its title from a children’s song, ‘A Bear Went Over the Mountain’, in which the curious-minded animal in question traverses the promontory in question only to find more of the same: ‘The other side of the mountain – / That is all he saw!’, as Todd puts it in the version of the song that forms the novel’s epigraph.[2] Both sides of the mountain are made up of the same materials – rock, snow and ice – and the same could be said of ‘war’ and ‘peace’, or (more controversially) of the opposing nations and political movements that ranged themselves on either side of the various political and social divides in advance of the global conflict of 1939-1945.

First American Edition.

This, at least, is how Todd represents the world in Over the Mountain. In it, a young man named Michael takes it into his head to cross the Pale Peak that overlooks his country; like the bear in the song he wishes to see what’s on the other side. In crossing it he loses his memory, his looks, his compass and his surname, and so explores the land he reaches in total ignorance of who he is and where he came from. He quickly discovers that the land is a totalitarian state, governed by a hereditary ruling class which protects its interests with the help of the army, the police force, the church, the education system, and a complicated network of secret police. By the time he reaches this new country, the reader already knows that the country he came from also has a secret police vested with formidable powers, and that its government is given to issuing arbitrary laws such as an interdiction on seeking to reach the summit of the Pale Peak with the use of mechanical contrivances – that is, aeroplanes – under pain of being charged with high treason and punished (presumably) with death. It comes, then, as only half a surprise when we learn at the end of the novel that the young man who went over the mountain like the bear has in fact merely climbed the mountain and come down again on the same side, and that he has been exploring the supposedly new country under the mistaken impression that he has never been there before, despite the fact that he was born within its borders. It’s a simple enough conceit, and some have found the final twist predictable, but it seems to me that this is exactly Todd’s point. The signs of authoritarianism are simple, its workings are simple, spotting it is simple, yet many of its citizens subsist in a state of passionate denial about the authoritarian practices of their own society and government. This makes them equivalent, intellectually speaking, to the young children who sing songs like ‘A Bear Went Over the Mountain’. It also makes them dangerous, since unlike children they have the means of imposing their restricted point of view with all the resources placed at the service of nations, from schools and churches to tanks and bombs. Childishness, for Todd, is a widespread condition among twentieth-century adult communities, and childishness can kill you.

Being childish, however, can also spur you to acts of reckless courage, which can work to combat authoritarianism as well as to uphold it. The young mountaineer who seeks to cross the mountain, Michael, takes on the feat in defiance of the interdictions of his government and with a disarmingly childish lack of preparation, convinced that the fact he has known the mountain since childhood will make climbing it quite simple. He equips himself with a second-hand ice-axe from a junk shop (p. 25), an old tweed jacket (p. 27), a woollen fisherman’s jersey, a leather motor-cyclist’s jacket and ‘a motorist’s leather helmet lined with fleece’ (p. 28), and sets out on his adventure without a map other than the one he carries in his head, inspired by the stories told him by his old nurse about the exploits of her mountaineer husband and the mythical beast that lurks at the summit. In doing so he inadvertently makes himself the figurehead of a resistance movement against a totalitarian state. Other young men have made similar attempts before him, some of whom died, some of whom lapsed into a premature second childhood as a result of their experiences. The nurse’s husband, for instance, planned for years to reach the summit, spurred on by something he was told as a child at school, that ‘Nothing is impossible’ (p. 9); he died acting as guide for a failed expedition. The pilot who tried to fly his plane over the mountain enjoyed risking his life in daring escapades ‘for the fun of doing them and the thrill that these actions gave him’ (p. 11) – in other words, like a boy – and returns from his flight in a state of second childhood, playing cat’s cradle and singing nursery rhymes in his cockpit. The secret police who meet him when he lands do not need to charge him with high treason for breaking the law that prohibits mechanical attempts to conquer the Peak; instead they place him in a madhouse, where he sings and plays cat’s cradle for the rest of his days, a living, breathing warning against pursuing infantile ambitions. The pilot never inspired a resistance movement, though he helped to inspire Michael’s effort to conquer the Peak. Another young man, however – Marlin – made the attempt with greater seriousness, and may even have reached the top before he died. As a result he became Michael’s idol, the older boy whose every exploit he sought to emulate, like a schoolboy with a lifelong crush. Throughout the book Marlin persists as Michael’s embodiment of the ideal, the man whose youthful exuberance and daring carried him from the base of the mountain to its summit, in defiance of convention, authority and prudence. Marlin’s ice-axe, which Michael discovers while he is climbing, becomes an emblem of resistance, a suitable metonym for Marlin’s and Michael’s own defiance of the government that sought to discourage them from risking their lives on a pointless adventure. A succession of boyish young men, in other words, lies behind Todd’s protagonist, martyrs to the dream of winning freedom from arbitrary and oppressive impositions. And Michael himself (it is implied) helps to ferment a revolution.

A dreaming young man, drawn by John Craxton for the cover of Todd’s second novel.

We encounter Marlin, Michael and the aviator at the beginning of the book, on this side of the mountain, so to speak. On the other side – or rather, on what Michael takes to be the other side – childishness has far more sinister connotations. The state secret police first introduce themselves to us when an agent shoots a man dead for making an anti-government intervention at a public gathering, and at this point they seem a decidedly adult menace, armed with guns and willing to use them. But soon afterwards we see them accepting sweets from a soldier, Colonel Roscoe; and later we learn that they have been recruited on the basis of their childlike qualities, which render them biddable, thoughtless, and easy to manipulate with the help of threats and candy:

It seemed that they were all mentally deficient children, who at school age were removed from their homes and parents and taken into the State barracks. There they were trained to obey orders implicitly, and their childlike minds learned to look upon their job as a vast, amusing game. They learned to shoot, and loved the noise of their revolvers firing and the sight of their victims being blown over backward by the force of the large-calibre bullets. One of the great difficulties, apparently, was to prevent their greeting their masters by firing at them, but this inconvenience was surmounted after a few fatalities by these masters always going in bullet-proof clothing, and heavily punishing any of the budding policemen who fired at them. (p. 132).

Here the childish delight in fun that drove the young pilot to make his attempt on the mountain acquires a disturbing usefulness to the very state authorities he defied. After being trained and organised in the service of policies no thinking adult would condone, the secret servicemen turn their quest for thrills on the population of their own country, shooting down fellow citizens for the sheer pleasure of seeing them ‘blown over backward’. And the state’s success in training them leads it to hope for further success in recruiting and training other youngsters. Michael’s own childishness, as a thrill-seeking adventurer, is taken by the authorities as a sign that he too will be easily led. Exhausted and ill after the rigours of his climb, he is taken in by the occupants of a vicarage on the other side – which we later learn is the very vicarage he grew up in, where he acquired his enduring obsession with the Pale Peak. Michael quickly finds himself infantilized by the parish’s new incumbent, a clergyman called Father Podmore – the word ‘Father’ endowing the priest, in the priest’s own mind, with the God-given right of a father to control his son. Father Podmore urges Michael to place himself in the hands of a paternalistic God, demanding from him the near total obedience to his elders demanded of a schoolboy in the 1930s. The head of the Secret Police, Colonel Roscoe, hopes to exploit Michael’s glamorous image as a mountaineer to attract actual schoolboys to the life of adventure offered by the state; Michael is invited to give a talk on his exploits to the pupils at a national military academy. Instead the young adventurer cleaves to the anarchism of boyhood, urging the boys to take a look at their well-fed masters and consider what they are doing to right the ‘obvious wrongs’ of poverty and inequality in the land they inhabit (p. 162). He ends his speech by running out of the school hall, evading every effort of the police and Colonel Roscoe to apprehend him or shoot him down; and in doing so provides the students with an idol of freedom as potent as his own idol, the young mountaineer Marlin, whose ice-axe he carries with him wherever he goes. From this point on Todd’s novel becomes a book well-suited to boys, like the thrillers written by his countryman, John Buchan; but unlike Buchan’s books – such as the anti-Bolshevik Huntingtower (1922) – Todd’s thriller pits its protagonist against the forces of authority, as represented by Colonel Roscoe and his clandestine apparatus of state control.

Roscoe himself embodies the two kinds of childishness Todd sets against each other in his book. In his youth he was an adventurer like Michael, and the two men warm to each other at once when they first meet on the basis of their shared delight in climbing mountains. When Michael flees from Father Podmore’s church after delivering an invective against the state religion, denying all Podmore’s claims that his assault on the Pale Peak was inspired by God and dismissing his account of the climb as a baseless fabrication, it is to Roscoe he instinctively turns for help. But the Colonel is no longer a youthful mountaineer. He has aged and made himself ‘clubbable’, a word defined by many dictionaries as meaning ‘sociable enough to warrant election to a members-only club’, but which carries connotations of exclusivity, class interest, and secret dealings among male members of the ruling elite. The club where Roscoe finds him is a bastion of the establishment, despite its apparent dedication to adventure: it is called the Explorers’ and United Services Club, tying in the lust for action and adventure to military service on behalf of the government. When they meet again after Michael’s anti-clerical speech, which made him a fugitive, Michael finds the Colonel ‘altogether too familiar with the plain-clothes men’ who are following him (p. 125); indeed his familiarity is almost familial, since he gives them sweets like an overindulgent parent, while they address him in terms such as an anxious child might use to a stern father: ‘kind, dear, lovely Colonel Roscoe’, ‘pet, sweet Colonel Roscoe’ and so on (p. 124). The old man is, in fact, the head of the secret police, the spymaster at the centre of the state’s surveillance system. Michael agrees to address the schoolboys at the Colonel’s suggestion, but uses the occasion to verbally attack the state authorities and makes himself a fugitive for a second time in the process. This time, however, he leaves himself no avenue of return. In fleeing from the hall of the military school he strikes Colonel Roscoe on the arm with Marlon’s ice-axe, and later learns that the Colonel had a heart attack and died soon afterwards. The ice-axe once belonged – and still belongs – to a free adventurer, actively opposed to the arbitrary imposition of governmental powers, and the ageing soldier, his days of free adventure far behind him, cannot abide its touch.

George Mallory, the British mountaineer whose death on Everest is invoked by the death of Marlon. Photo by G. W. Young.

At the end of the novel, as Michael seeks to climb the Pale Peak for a second time to escape the government forces ranged against him, he encounters two versions of Roscoe in the form of ghosts or visions. One is the young climber ‘Captain Roscoe’ (p. 256) – a man he never met – who apologizes for the older version of himself who sought to enlist Michael as a government propagandist; the other is the elderly Head of the Secret Service. Both versions, Captain Roscoe confesses, were ‘puppets of a system’ (p. 256), the authoritarian system of government that gave them their military titles. Colonel Roscoe opted to spend his life as a chess piece in a complicated game of power, and thereby committed himself to being forever manipulated by others; Captain Roscoe wishes instead he could have been independent, ‘a man alone against the mountain’ (p. 255), like Michael or Marlin. Michael and Marlin remain faithful to their visionary boyhood personalities by resisting the blandishments of state power; Michael, for instance, tells us at one point that he has no idea how to inspect the ranks of schoolboys lined up in military uniforms for his approval before his speech at the academy, setting himself up as the polar opposite of the Colonel and the militaristic headmaster (p. 157). Michael’s indifference to this kind of knowledge – his naivety, as Colonel Roscoe sees it – sets him free from the weblike trammels of the governmental ‘spiders’ Colonel Roscoe wishes to become (p. 255), and by whom the spymaster himself has been effectively trapped through his obsession with spinning lies to trap others.[3]

Roscoe is a member of a ruling class which defines itself by its childish behaviour, enjoying toys and parties because it can afford to ignore the material costs of its activities. Father Podmore carries a little crucifix with which he is always ‘fiddling’ (p. 86), as purposelessly as a child might play at cat’s cradle – a habit Michael finds maddening (he calls it a ‘childish trick’ at one point, p. 93). The Colonel carries a good-luck mascot in the form of a pink crystal elephant, as functionless as a child’s toy (p. 154) – though invoking British imperialist interests in South Asia – and totally unlike the ice-axe mascot Michael carries, which can be used for self-defence as well as for climbing. A man called Lord Tamarisk, who lives next door to the Explorers’ and United Services Club, has ‘a mania for mechanical toys’ (p. 172, my emphasis) – though his empty house provides a practical hideout for Michael, since the police would not consider searching it. Sometimes this childishness among the ruling classes encourages them to defy the government authorities, or make a show of doing so. Sir Harry Bracesplit, who owns the only independent newspaper in the country, drives a hugely expensive automobile packed full of the latest gadgets or playthings and seems to have a party going on permanently in his house; yet for a time he protects the fugitive Michael from the police, and allows his paper to publish articles about him which contradict the government line. But like the younger version of Roscoe, he remains a pillar of the establishment; he promises the police that Michael will give himself up to them after a set period of time, in line with the rules of the childish game that governs the ruling class: ‘I give you my word,’ he tells the police captain, ‘that Michael will not attempt to leave [my house], either before nine o’clock to-morrow morning, or before he receives a letter stating that the prosecution [of him] will not take place’ (p. 193). Sir Harry has a ‘weak face’ (p. 179), and the word ‘split’ in his surname gestures towards his inability to stand firm on any issue. His wife Elsa is equally divided. She finds Michael sexually attractive, despite the ‘ugly’ face with which his passage over the mountain has left him; she calls him her ‘bear’, adopts him as a plaything, sleeps with him while her husband is busy playing the host, and claims to love him. But she also betrays him to the police, because she is a member of the secret police and ‘ha[s] to do it’ (p. 191). Michael encounters her again in a vision at the end of the novel, as he climbs the mountain for a second time, and on this occasion she is exalted into a fit companion for his hero, Marlon; she goes off with Marlon into the snows of the summit, promising Michael they will meet again soon, perhaps as lovers. But her real-life persona is that of the brash socialite, childishly refusing to take responsibility for her own actions – such as her potentially fatal decision to inform on the young mountaineer.

Todd’s best-known works of fiction: a series of children’s books about Space Cat published while he was living in America.

Set against these ruling-class children are the revolutionary working classes, who are the only grown-ups in the narrative. This is because they’re always aware of the material costs of their own and others’ actions, as Elsa, Father Roscoe, and even Colonel Roscoe are not. The first individual working-class voice we hear in the novel belongs to a man who shouts encouragement to Michael in church when he distances himself from Father Roscoe and the religious establishment he serves: ‘That’s the stuff to give ’em, mate!’ the man calls, ‘Keep it up, and don’t let them get away with their lies!’ (p. 108). He is promptly shot dead by a plain-clothes policeman, thereby becoming an example of the extreme risks run by working people who dare to set themselves against the state. Not long afterwards Michael is rescued by one of his friends, Jack Ford, who conceals Michael in the trunk of a bus and offers him the basic material needs of a human being: food, clothes and shelter. The food comes at a cost, which Jack makes clear: ‘How’re you off for money? I’ve not got too much, and if you’re hungry I’ll need to go and borrow a bit’ (p. 113); and Jack also knows that the gold and jewels Michael keeps in his money belt will need to be broken down into smaller units before they can be spent. He and his comrades ‘understand’ Michael’s actions (p. 113), despite the lies put out by the government about him, quickly adopting him as one of their own and lending him an old coat and cap (p. 114), the uniform of industrial labour, to conceal the expensive outfit Father Podmore lent him. Michael’s helpers keep the state infrastructure operating – they work on buses, drive lorries, run cafés for their fellow workers, serve as engineers – and remain largely invisible to the government and its operatives, which makes it easy for them to render Michael, too, invisible. Where the ruling classes inhabit a web of deceptions and self-deceptions, the working classes in the book see and hear everything thanks to the solidarity they have built between them; they know, for instance, about the secret state ‘concentration camps’ where political prisoners or ‘discontented workers’ are tortured and killed (p. 229-231). They also have a plan, unlike the government ministers, who work to keep things as they are. They are fomenting a revolution, and invite Michael to come back and join them ‘when we’ve put things right’ (p. 231).

From the moment he meets Jack Ford, Michael begins to absorb the lessons he has to offer. He seeks to pay for any help he receives, worries about the consequences his helpers might suffer, and notes the exorbitant cost both of ruling-class possessions (‘I wondered what the car had cost to build’, p. 182) and of the government’s attempt to kill him by carpet-bombing a wood (‘It must have cost a small fortune’, p. 217). He regularly changes into new sets of working-class clothes. He even adopts, for one night only, the life of a homeless person, and listens as his companion – also homeless – mimics the language of ruling-class luxury while supplying Michael with basic necessities: ‘some stale-looking bacon […] some heels of bread from his pockets’ and a ‘sort of shallow cave’ to sleep in (p. 211-2). This incident occurs towards the end of the book, just before Michael makes his second assault on the mountain, and it points up the radical change his adventures have wrought in him. His first assault on the mountain was a boyish exploit, of the kind favoured by young adventurers or the sporting rich. His second is born of urgent need; as a fugitive hunted by the police he has no choice but to make his way back to the seeming safety of his home. He does not succeed in either attempt to cross the summit – on both occasions he ends up on the same side of the mountain he started out from. But the book ends with him still aware that climbing the Peak will be necessary in future: ‘I know you must cross the Peak,’ his friend Robert Cobb tells him, ‘for it’s your only way out’ (p. 280). He has grown up, in that he has learned to do what he must, not what he playfully desires. And he knows that what he must do involves much more than satisfying his own idle curiosity.

It is the mountain that brings about this change, and it’s the mountain that dominates the second half of this blog post, as the site of the book’s most memorable passages and strangest images. A mountain may well have occurred naturally to Todd as a potent metaphor or symbol, since he was a Scotsman born in Edinburgh, a city with a mountain in the middle: Arthur’s Seat, whose name connects it to myth and legend. Like most Scots, Todd had spent some time in the mountainous Highlands, most notably when he worked for a year as a farm labourer on the Isle of Mull. Todd’s imagined mountain is part of a range which dwarfs the great ranges of Scotland, the Cuillins, the Cairngorms and the rest; and while it borders a land clearly coded as British, it marks that land as part of a continent, refuting the frequent British attempts to set themselves apart or ‘island’ themselves from their continental neighbours: for instance in their supposed imperviousness to fascism and communism, their hostility to artistic experiment, and their continuing adherence to a class system with its roots in medieval feudalism. The slopes of Todd’s range, apart from the Peak, are of glasslike smoothness, which both renders them unclimbable, like certain fairy-tale mountains, and gives them the properties of a burnished mirror. It is thought that the pilot who sought to fly over the range was driven mad by the reflection of his plane in these mirroring slopes, together with the motion of ‘continual spiral climbing’ and the thunderous noise of the engine amplified by mist (p. 13). The slopes certainly serve to reflect the culture of the lands below them, distorting them, no doubt, as Todd distorts British culture and politics to make his political point. But they also serve to change Michael’s perspective, forcing him to reflect on himself and the land he came from as he could never have done without their assistance.

Mountaineering equipment, including an ice-axe. From George D. Abraham, The Complete Mountaineer, 1948 (reprinted verbatim from the 1933 edition).

The Pale Peak seems in fact actively to resist simplistic readings of its import. Its paleness invokes the biblical figure of Death, who rode a pale horse in St John’s Apocalypse, and it often brings death to those who climb it, while blocking off the land in which the story begins from the ‘undiscovered country’ on the other side. It’s also a mental barrier, as we’ve seen, driving the only man who succeeded in flying over it into a state of incurable madness. It’s a source of legend, like F6 in the celebrated mountaineering play by Auden and Isherwood, The Ascent of F6 (1937); a Beast or Demon is said to lurk at its summit, and Todd’s Michael shares his name with the play’s protagonist. It’s a physical challenge; the one climber who got close to the top before disappearing, Marlin, is revered by the people of the Plain as a tragic hero. And it’s disorienting; compasses fail on its slopes, and the cold, the physical strain and the lack of oxygen experienced by adventurers on the Peak plunge them into a whirl of hallucinations. The mountain is, above all, itself: a vast heap of stone, as inimical to trite allegories and grand narratives as it is to human attempts to scale its sides. As a result, it’s the perfect antidote to the empty narratives by which the powerful seek to organise lands and nations to their own advantage. That’s how Todd’s protagonist uses it, testing the narratives he encounters in his adventures with the sharp point of Marlon’s ice-axe, as the mountaineer tests the terrain he must negotiate. In the process, Todd tests the narratives that dominate his moment of history. Subjected to this test, the myths of unthinking religious faith, unthinking subservience to authority, unthinking loyalty to one’s class or race, and an unthinking quest for power and influence, fall to pieces, exposed as baseless fantasies whose only substance resides in the physical and mental violence used to enforce them.

The mountain itself subjects Michael to a series of bizarre transformations. It renders him childish, so that he sings ‘bawdy songs’ (p. 32), giggles inanely (p. 36), plays children’s games in the snow (p. 44), and at one point launches into a rendition of that music hall favourite ‘Excelsior’, about a boy ‘who bore mid snow and ice / A banner with a strange device’ as he ascends another mountain (p. 32). The loss of his memory renders him childish too, since it leaves him astonished and bewildered by everything he encounters, and contributes to the disorientation he feels when his compass stops working. The mountain subjects him to death, first when a watching shepherd assumes he is aiming to commit suicide by scaling its slopes, then when he imagines the people of the high plain marking his disappearance by burying a coffin full of snow, as is their custom when there is no body to inter. Later he stumbles across the frozen corpse of the mountaineer Marlin, and wonders for a moment whether they are both dead and consigned to hell for their transgressions of the nation’s edicts (pp. 45 and 83); and later still he meets the ghosts of long-dead friends and relatives from his childhood, which again reduces him to the condition of a child. The mountain dissolves the distinction between life and death, but also between surfaces and depths or interiors, transforming itself at one point into an ocean on whose surface Michael walks like a broken Jesus, while ‘the fish looked up at me as I walked above them, and I saw them darting into the hollow shapes of wrecked ships like prehistoric skeletons’ (p. 61). Meanwhile the mountain disintegrates and rearranges Michael’s body, blurring the boundaries between flesh, rock and ice:

I did not feel much emotion at all as I scooped up a mixture of snow and ice in my clumsy hands and rubbed it over my face until it began to tingle. It did not hurt when I took my hands down, and I was mildly surprised to notice that the whitened palms of my gloves had fragments of red-tinged skin spread on them, and I was scarcely more surprised when, fixing my helmet better, I chipped a small piece off one of my ears (p. 40).

Later he loses one of his gloves and watches as his fingers freeze to the rocks so that ‘the skin lifted off in great white opaque pieces when I pulled my hand away’ (p. 63). Soon afterwards he becomes convinced that his legs have fallen off and that ‘I was moving on bloody, jagged stumps that left red stains in the white, soft dust of the path’ (p. 65). But by this time the mountain and the real or imaginary objects on it are also moving: ‘Everything was moving now; the trees walked by themselves, and the flowers gathered in posies talking gossip. The ground where I was moved, and I was suddenly convinced that the world was, as some Eastern sage had declared it to be, after all built on the back of a giant tortoise’ (pp. 65-6). As his limbs and organs fall apart, so too do the philosophical, religious, political and national certainties he has always taken for granted, destabilised by Michael’s refusal to accept the stability of life at home.

First edition of the famous play by Auden and Isherwood (1937).

Among these certainties are the conviction that his nation represents a superior form of civilization to any other, and that the rest of the world is made up of ‘savages’. Michael is already inclined to doubt this narrative before he sets out on his adventure. As a young boy he thinks of his attempt as an act of heroic imperialism, of the kind celebrated in endless magazine stories for British children: ‘I spent my holidays dreaming of myself as the explorer among the savages, for I had been assured that it was morally certain that the inhabitants [of the land on the other side] must be savages […] since they had made no attempts to cross the Peak’ (pp. 20-21). As he grows up he becomes aware of the fallacy of this view, since none of his own country’s attempts to climb the mountain ‘could possibly have been visible from their side of the range’ (p. 21), so that by the same logic his countrymen too must be savages. All the same he supplies himself with a collection of worthless ‘gewgaws’ from Woolworth’s to barter with any uncivilised people he happens to meet, and takes these trinkets with him in spite of his growing certainty that ‘the inhabitants of that other country would probably be just as intelligent and as highly civilised as we were ourselves’ (p. 22). In the end he uses the ‘gewgaws’ in an impromptu ritual to mark his own success in reaching the mountaintop, scattering ‘Woolworth beads and toys’ into the ‘rift which ran right across the summit, wide in some places and narrow in others’ (p. 50). The gesture represents his dismissal of nationalism and imperialism, as he replaces the usual planting of a national flag with a witty acknowledgment of the failings of his country’s logic. Far from being better and cleverer than their neighbours, he and his people are commemorated by these useless objects as a community that values trinkets more than the poorer citizens or foreign ‘savages’ who can afford to buy them; that is, as a community that devalues itself.

In fact, in the course of Michael’s adventures he learns to identify with the ‘others’ he was taught to despise. On reaching the summit, he inspects his ruined face using one of the Woolworth gewgaws – a cheap mirror – and is shocked to find that it resembles part of an animal; not the ‘bear’ of the rhyme but a monkey, and not the monkey’s face but its unusually colourful butt:

Surely this gnarled red and blue object like a mandrill’s bottom, crowned with a fringe of black and white speckled hair, was not the thing I saw in the mirror each morning when I shaved? Surely these deep-set, tired red eyes set in a frame of bruised bone were not mine? (p. 50).

This moment of startled recognition anticipates many similar moments in the work of J G Ballard, when the protagonist (always British) discovers that he no longer has anything in common with the being he once thought himself, someone constructed and sustained by the imperialist ‘civilization’ that has now disappeared for ever, swept away by the cataclysmic events Ballard’s novels record. These protagonists see their bodies rearranged like Michael’s, the changes described with the same merciless attention to detail Todd bestows on Michael’s ravaged features. Ballard’s books, however, arise from his childhood experiences in a Japanese internment camp in the Second World War. Michael’s instead anticipate experiences yet to come, when in the war years Britain found itself subjected to acts of violence it had itself visited on its colonies and opponents, such as concentration camps, ‘third degree’ interrogations and bombing raids.[4]

Michael himself becomes a ‘savage’ as well as a mandrill and a bear in the course of his climb. Three times he hallucinates a picnic or excursion attended by people who seem indifferent to the contradictions embedded in their al fresco revels. In the first hallucination he finds himself strolling along an avenue crowded with citizens in fancy dress, where ‘Silk breeches were brushed by satin skirts as these puppet figures moved in a minuet to the music of Mozart, played by a quartet of boys with long hair as gold as corn, and cheeks rouged to the colour of poppies’ (p. 42). Confronted by this ‘masquerade’ Michael feels both like a ghost and a living pauper, ‘sick at the thought of all these people having plenty while I was cold and hungry’ (p. 43). Later he imagines himself as a child at a picnic, painfully aware that the fancy food being consumed by the adults is a crude illusion: ‘only I knew the secret of the meal – that the pies were made of cardboard, cunningly shaped and tinted, and the fruits of toilet soap’ (p. 52). The hierarchical world occupied by grown-ups, in other words, is no less an act of make-believe than a child’s game – with just this difference, that grown-ups have no idea they are at play: ‘I had a premonition that they would never discover the deception’ (p. 52), Michael tells us. In the third hallucination, Michael occupies the place of yet another outsider. Instead of an animal, a pauper or a child, he sees himself as a hungry stranger whose needs are haughtily dismissed by racist members of the ruling classes. Encountering a group of well-dressed people carrying ‘picnic-baskets covered with clean white napkins […] and with bottles protruding from their hip and jacket pockets’ (p. 64), Michael drops to his knees and begs for food, but is dismissed at once by the wealthy walkers as an unscrupulous foreigner faking starvation:

One, red of face, bald, and with a white cavalry moustache, hit out at me with his cane […] saying to the woman in horsy tweeds who walked beside him, ‘You soon learn how to deal with these chaps out in the East. If you give one of them an anna all the dregs of the bazaar descend on you, claiming your charity as their right. The best way’s to treat ’em rough from the start, and they’ll respect you for it, as they won’t do if you’re polite to ’em and give ’em what they ask (p. 65).

Michael responds by spitting in the dust as they pass, and soon after this quotes with approval the idea of the ‘Eastern sage’ who thought of the world as a tortoise moving through space, confirming his own imaginative shift from British citizen to colonial subject of British imperialism. By this stage in his crossing of the mountain, the distinction between hallucinations brought on by suffering and the elaborate deceptions worked by colonialism, social class and inherited wealth has been exposed as the distinction between genuine mental illness and an active moral choice. The ruling classes make a conscious decision to despise all forms of difference, disenfranchise powerlessness and ignore or silence dissenting voices – a decision sustained by a web of elaborate fantasies that masquerade as the natural order of things. The claim that such fantasies are in any way ‘natural’ is exposed and shattered, like a frozen corpse struck by an ice-axe, by the conditions encountered by climbers on the Pale Peak.

John Buchan’s Richard Hannay on the run in the mountains

Having become the other, so to speak – a beast, a poor man, a child, a colonised subject – Michael finds his view of the world transformed by the mirroring slopes of Todd’s mountain range; indeed, his sight undergoes a range of permutations as he climbs, first becoming blurred, then prone to visions, and finally rendered superhuman (‘Suddenly I seemed to become the owner of superhuman sight’, p. 71). His radically altered perspective is summed up in the two public speeches he delivers after descending from the mountain, each of them forced on him by members of the ruling classes: Father Podmore, who asks him to speak about crossing the mountain in the local parish church, and Colonel Roscoe, who invites him to address a school assembly on the same topic. The first of these speeches is very short, but in it Michael replaces the vicar’s version of his climb – as a deed inspired and enabled by God, so that Michael’s descent from the mountain resembles that of Moses from Mount Sinai – with a version that endorses something more like paganism, whereby Michael’s heroic predecessor Marlin replaces the vicar’s god as the guiding spirit of aspiring climbers: ‘If you desire a god for the Peak then let that god be the man who died at the summit. That man’s name was Marlin, and I swear by his ice-axe which I carry in my hands that no god helped me climb the Pale Peak, and I felt no god’s encouragement as I came down’ (p. 107). Here Michael’s proposal of a new god for his audience is undercut by the statement of atheism with which the speech concludes – that there was ‘no god’ involved in any element of his enterprise. This might seem to distance the mountaineer from the cultures of indigenous people with their complex belief systems; but in his second speech Michael brings himself as well as his listeners much closer to them.

Addressing the assembled schoolboys of the military academy, he urges his listeners to focus their minds on the colonised peoples they are being trained to subjugate, telling them that his own enterprise was driven by curiosity and urging them to indulge a similar curiosity concerning the people of regions beyond their own. As he speaks, however, curiosity about the other gradually mutates into curiosity about themselves, as Michael suggests that they and their countrymen are as much subjects of colonization as any community conquered by imperial armies:

Have any of you ever thought of what curiosity means? Do you want to know how other people live – pygmies in the Congo, and Tibetans in their monasteries? Have you ever looked at a North American totem-pole? To you it is just a rudely carved and painted bit of wood with quaint figures, but to the savage it may be a link to his god, and it may also be the history of his family, each generation adding its own symbol. (p. 160)

At this point in the speech, Michael seems to be indulging in speculation about indigenous cultural practices typical of well-meaning but ignorant strangers studying unfamiliar artefacts and activities without seeking serious engagement with the artists or practitioners themselves; the contemptuous term ‘savage’ underlines this lack of engagement. But shortly afterwards his speech takes an unexpected turn, as he urges his youthful audience to study their own culture with equal curiosity:

All of you have families of which you are justly proud, but have you ever wondered what bit each generation has added to your totem-pole? Uncle Dick, who was a High Commissioner in West Africa, or your cousin John, who built the aluminium works up by the loch – what did they add? How many people did they crush to make the fine, bright paint to daub it with? From what smaller but no less important totem-pole did they crib that slick design, that clever bit of treatment, and what did they do with the smaller totem-pole? Did they let the man who made it have it, so that others could see where they got their bright idea, or did they destroy it so that their unoriginality would not be known or proved?

How do the people live who supply the bright ideas for these totem-poles? We will not bother about the African who supplied Uncle Dick with his idea; but how about the labourer who worked on Cousin John’s scheme by the loch-side, the crofter whose family had lived there for hundreds of years, who was dispossessed at short notice? What do they feel about these things? Are they adequately recompensed for their long hours of labour or their homeless state? How do they, your nearest neighbours, live? (pp. 160-161)

By this stage Michael’s ‘superhuman’ vision has shifted from geographically distant cultures to places near at hand, much as it did when he came down from the mountain, when he found himself studying the windows of the house where he was raised – Father Podmore’s vicarage – with sudden intensity (‘I could see like a hawk, and I observed the lace curtains in the windows as clearly as if I had been holding them between my hands, only eighteen inches from my nose’, p. 71). Michael’s focus in his speech, meanwhile, has drifted from the indigenous people of the Congo, Tibet and the Pacific North-east of the American continent to the indigenous people of the Scottish Highlands, the crofters or small-scale farmers who were among Todd’s ‘nearest neighbours’ when he lived in Edinburgh. Suddenly the experiences of far-distant colonised peoples find themselves replicated on British soil, having been aligned with the oppression of the labouring classes during and after the industrial revolution. The speech anticipates the larger shift of narrative perspective at the end of the novel, when the alien people of the ‘new’ land on the other side of the mountain are revealed to have been not merely Michael’s nearest neighbours but his family and friends.

The sudden shifts in point of view effected by the mountain align it with the most striking movement in the visual arts of the 1930s: the Surrealist movement. Todd was closely associated with Surrealism in Britain throughout his career, from the time when he made friends with the Welsh poet Dylan Thomas, who worked at the edges of Surrealism without ever identifying himself with the movement, to his appointment as assistant secretary to the London International Surrealist Exhibition of 1936, in which capacity he translated poems by the movement’s co-founder Paul Éluard and appeared in several commemorative photographs (he is even said to have rescued Salvador Dalí from suffocation in the famous diving suit he wore for one of the shoots). Around this time he formed a lifelong friendship with the Catalan Surrealist painter Joan Miró, for whom he wrote several poems and with whom he collaborated on a series of experimental engravings in the manner of the British poet and printer William Blake. The pervasive presence of childhood and childishness throughout Over the Mountain may be influenced by Surrealist thinking; for Surrealists, after all – as Michael Remy has pointed out – the ‘stability of reality is irretrievably threatened’,[5] and childishness destabilizes an adult’s reality; they are therefore obsessed with childhood, from Herbert Read’s and André Breton’s adoption of Alice in Wonderland as a proto-Surrealist text to Max Ernst’s, Leonora Carrington’s and Dorothea Tanning’s celebrated images of childhood (think of Ernst’s ‘Two children are threatened by a nightingale’, Carrington’s ‘Self Portrait’ with rocking-horse and hyena, Tanning’s ‘Eine Kleine Nachtmusik’, all painted within a few years of Todd’s novel’s publication).[6] Blake, too, was obsessed with childhood, and Todd soon became known as one of the foremost Blake scholars of his time. Blake’s great collection Songs of Innocence and Experience offers the dual vision of childhood as a place of both visionary joy and inescapable nightmare, and this may have influenced the double vision of childhood in Over the Mountain, as both a tool of oppression and a promise of freedom. For Blake as for Todd and the Surrealists, both aspects of childhood occupy the same space, just as the space on the other side of the mountain turns out to be identical to the space on this side of the dividing range. Surrealism also paid attention to indigenous art from around the world, especially Africa, and Todd’s own sporadic bursts of attention to non-British art and practices may have owed something to the Surrealists, though like them he is inclined to appropriate the cultures of others for his own imaginative and political ends.

Dylan Thomas (foreground) and Ruthven Todd (in glasses), a Welsh exile and a Scottish exile in a London bar. Photo by

Michael’s disorientation on the mountain, as his body and mind are rearranged in terrifying fashion, has obvious affinities with the Surrealist quest for disorientation; and the narrative that follows is peppered with further Surrealist moments. His ordeal makes his face unrecognisable, so that at one point it resembles ‘butcher’s meat’ (p. 78), at another a monkey’s arse. It transforms the people he left behind into ‘an army of ghosts, nameless and faceless, moving in an unreal cardboard landscape’ (pp. 81-82). It gives him sympathy for the slugs and snails in Father Podmore’s garden, since they remind him of the ‘unpleasant things outside the walls of brick’ which would otherwise be so easy to forget ‘in the pleasant, drowsy atmosphere’ (p. 96) of the vicarage and its grounds. Later, he dreams that he sees the priest eating these despised molluscs and ‘pointing out the superiority of the slime on a snail over the bloom on a peach’ (p. 117). The childish secret policemen have a Surrealist edge, like the infernal officers in Flann O’Brien’s The Third Policeman (c. 1940). Michael’s sense of being a ‘peculiar sort of animal’ at Sir Harry Bracesplit’s party (p. 185) invokes the surreal bourgeois parties in the films of the Spanish filmmaker Luis Buñuel, as does the violent intrusion that disrupts the revels. When he falls off the roof of a train while hiding from his pursuers Michael finds himself ‘floating quickly through space’, and wonders why people don’t fly more often, since it ‘deserved to be a popular pastime’ (p. 205); flying happens often to inhabitants of the Surrealist dreamscape. The bombing of the wood where Michael is hiding makes him believe that the world has been ‘turned upside down’, since hardly a tree has been left standing, ‘and those few that remained upright no longer looked like trees, but seemed to have been cut out of barkless wood and left jagged by some mad god’ (p. 219). Most of these surreal moments are engendered by the insane workings of the totalitarian state through which Michael moves, with its penchant for imposing authority either by random acts of violence or by alternately pandering to and suppressing the sensual desires of its citizens.

Todd’s Surrealism, like all Surrealist art of the 1930s, has political objectives. His book functions as kind of counter-sermon, like the speeches his protagonist delivers at church and school; it resembles a thriller of the kind Michael sees on the bookshelves in the school headmaster’s office (p. 158), but a thriller that works in opposition to most thrillers of the period, whose heroic protagonists like Buchan’s Richard Hannay strive with all their powers to protect the imperialist status quo; Todd’s protagonist, by contrast, resists authority at every turn. The most prominent British theorist of Surrealism, Herbert Read, was also one of the most prominent of British anarchists, identifying with the many anarchists who fought shoulder to shoulder with the communists and Trotskyists in the Spanish Civil War. In the years that followed the publication of Over the Mountain Todd became closely associated with the New Romanticist movement, to which Read too attached himself. Todd’s second Surrealist novel, The Lost Traveller (1943) was published by the Grey Walls Press, founded by the New Romanticist poet Wray Gardiner, who wrote in 1943 that ‘In politics I follow Read’ – as did his fellow New Romantics, Alex Comfort and Henry Treece.[7] Michael’s resistance to authoritarianism of all kinds closely aligns him with the anarchist movement; while his persecution by the state police, and the carpet bombing to which he is subjected, connect him to the experiences of the Surrealists and their families in the Spanish Civil War, whose most celebrated artistic expression was Picasso’s painting of the bombing of Guernica, showing the world ‘turned upside down’ by atrocity and grief. The Civil War dominates Todd’s poems for Joan Miró, from the verses he wrote in 1937 – which tell how ‘the bombs fell in that fine place’, his homeland of Catalunya – to the verses engraved by Miró in 1947:

After that war, when death had gone away
About his other business – for many others
Had sent him invitations to come out to play
As, after all, both he and sleep were brothers –

The painter was haunted by the shapes of war;
His faces recognised those fearsome birds
Whose monolithic beaks forever tore
The hearts of men whose salt blood curds

When death goes jaunting round the sky
And time pauses, while they all must wait
That sudden moment when no piteous cry
Postpones the arrival of the promised date.

Todd’s association of playfulness with death by violence aligns this second poem with the terrifying childishness of the Secret Police in Over the Mountain, or the horrifyingly playful reordering of the world as witnessed by Michael after the bombing of the wood. The novel brings the Spanish Civil War to British soil – or to a soil which is coded as British – as part of the steady growth in death’s dominion Todd predicts in the last two stanzas of the poem, which remind his readers that ‘death always could / Reach out beyond the Catalan farm, / The Dutch kitchen and the enchanted wood’, although the world can always ignore the ‘piteous cry’ of its victims.[8]

Ruthven Todd and the Surrealists. Todd (in glasses) stands beside Salvador Dalí (with moustache) at the London Surrealist Exhibition (1936).

Like the protagonists of Buchan’s thrillers – and like the people from all countries who joined the International Brigades to fight for the Republican cause in Spain – Michael is a man of action, and his speech to the schoolboys urges them to action too. It’s not enough, he insists, to indulge in curiosity without working to redress the injustices your curiosity uncovers. ‘Are you going to say,’ he asks them, ‘“My people never worried about these things, so it’s no use my worrying either,” or are you going to try to do what you can to help – to relieve suffering so that you are not dispensing charity, but giving each man the things that are his by right of having been born?’ (pp. 161-2). Todd actively confirmed his own resistance to the authoritarianism of imperialist Britain by registering as a conscientious objector when war broke out; after all, Under the Mountain states quite clearly that the nameless state in which Michael finds himself has little to distinguish it from Nazi Germany. Beyond this courageous gesture, Todd’s activism was largely literary, exposing him to the charge of playing artistic games while the world turned upside down. His friend Wrey Gardiner portrayed him as a circus performer: ‘His enormous heavy glasses and narrow white papery clown’s face of despairing gaiety is encountered often in the back bar of the Café Royal some time between nine and ten. […] Ruthven is very much the clown – but the clown with a breaking heart’.[9] For Gardiner, then, Todd was ‘riven’, split between existential sorrow and foolish antics fit for entertaining grown-up children like the ones he wrote about in his first novel. Todd liked, in fact, to tell his friends that his first name, Ruthven, was pronounced riven, condemning him to a lifetime of being split between the desire for action and the incapacity to act in any way he thought effective.

But on the day Gardiner wrote these words he was preparing to print Todd’s second novel, The Lost Traveller, with Grey Walls Press. He considered Todd’s verbal clowning to be well worth printing, even at a time of global conflict. In this post I’ve tried to make the case that it’s well worth reading now, when ignorant authoritarianism is again on the rise. I had some trouble finding an affordable copy of Over the Mountain; but perhaps one day another Gardiner will reprint it, to help us achieve some balance as we teeter on the ‘edge of precipice’ in a new Millennium, uncertain whether to leap or climb.

Ruthven Todd’s ‘narrow white papery clown’s face’. Photographer unknown.

NOTES

[1] Mervyn Peake, Collected Poems, Fyfield Books (Manchester: Carcanet, 2008), p. 52.

[2] Ruthven Todd, Over the Mountain (London etc.: George G. Harrap and Co., 1939), 6. All references are to this edition.

[3] His self-entrapment is beautifully conveyed in the scene where he seeks to dose Michael with a truth serum hidden in his whisky. Michael swaps his glass with the Colonel’s, who proceeds to reveal everything he knows about the Secret Service.

[4] See Over the Mountain, p. 44: ‘I knew that the secret police were watching me, and the terror of their third degree was even stronger than my desire to sleep’. On the same page Michael explains the meaning of third degree interrogation: ‘they would take me away and question me all night, and prevent my sleeping’.

[5] Michael Remy, Surrealism in Britain (Aldershot: Ashgate, 1999), p. 41.

[6] Read and Breton embrace the Surrealism of Alice in Surrealism, ed. Herbert Read (New York: Harcourt, Brace and Company, 1936), pp. 55-56 and 103.

[7] Wrey Gardiner, The Dark Thorn (London: The Grey Walls Press, 1946), p. 11.

[8] I hope by now it’s clear that the unnamed nation in Under the Mountain is coded throughout as British, despite its geography (which amusingly makes this alternative Britain part of a continent which the real British people have tended to look down on, secure in their insularity). Its Britishness is driven home by the books it contains: Michael finds the works of Robert Burton, Thomas a Kempis and Sir Thomas Browne on the vicarage bookshelves (p. 90), buys Beatrix Potter’s Peter Rabbit and Jemima Puddle-Duck for two secret policemen (pp. 143-4), and quotes George Cavendish’s Life of Wolsey at the door of an inn after his second descent from the mountain (‘Father Abbot, […] I am come to lay my bones among you’, p. 278).

[9] Gardiner, The Dark Thorn, p. 42.

Mervyn Peake, Boy in Darkness (1956), and the Nightmare of Complicity

[This piece was written for a conference, ‘Dark Fantasies: Aesthetics of the Nightmare in the 20th Century’, organised by Sheila Dickson and Hans-Walter Schmidt-Hannisa, which took place at the Goethe Institut, Glasgow, on 11 and 12 May 2023. The conference marked the opening of an exhibition featuring the art of Caspar Walter Rauh and Frank Quitely, which is why the piece begins with a comparison of Peake and Rauh. Warm thanks to Sheila and Hans-Walter for inviting me to participate.]

Mervyn Peake, Strange Bird, n.d.

The British artist Mervyn Peake and the German artist Caspar Walter Rauh were born within a year of each other. The careers of both took off in the 1930s. Both entered into creative dialogue with contemporary movements such as Expressionism, Surrealism, New Romanticism and Fantastic Realism, without becoming fully attached to any of them. Both men’s careers were interrupted and profoundly reshaped by the Second World War, and the art of both has long been associated with fantasy and the fantastic. Both were fascinated by grotesque bodies marking the intersection between humans, beasts and trees; both illustrated the fairy tales of the brothers Grimm; both penned their own fantastic stories. Between them, in fact, they offer striking case studies relating to the emergence of fantasy and the fantastic in the verbal and visual arts as among the most resonant responses to the cataclysmic middle years of the Twentieth Century.

Caspar Walter Rauh, ‘Vogelmensch’ (1973)

For both men, the cataclysm found its birth in the human mind, and in Peake’s case, at least, in his own unconscious. His art exposes disturbing parallels between his lifelong creative impulses and the impulse to dominate or wreck the world, as manifested first in the career of Adolf Hitler and later in the threat of global nuclear war. I’d like to consider what I’ll call Peake’s fantasy of complicity in relation to his last masterpiece in prose, a ‘long short story’ called ‘Boy in Darkness’.[1] This novelette was first published in 1956 as one third of an anthology, Sometime, Never, reprinted the following year as ‘A Ballantine Science Fiction Classic’.[2] The other two contributors were William Golding and John Wyndham, whose novelettes, set respectively in ancient Rome and the time to come, make up the first and second parts of the collection under the headings ‘The Past’ and ‘The Future’. One might, then, have expected Peake’s text – the third and final part – to come under the heading ‘The Present’, but instead it was designated ‘The Dream’. Dreams pervade this little collection, from the transient vision of an alternative Roman history conjured up by a Greek inventor in Golding’s ‘Envoy Extraordinary’ to the dream of a near future with no men in it in Wyndham’s futuristic narrative ‘Consider Her Ways’.[3] The book as a whole is the product of a period infatuated with Freud, which recognised that sleep takes up a third of a person’s lifetime and sought to represent the pervasive influence of dreams on contemporary culture through all available media, from paint, fur and feathers to household appliances. For artists working in this period, the distinction between dream and wakefulness was barely valid, and a serious attention to dreams – and their dark siblings, nightmares – was an urgent necessity if the modern world was to be fully accounted for, and perhaps restored to some semblance of health.

There’s no direct indication in ‘Boy in Darkness’ that the Boy protagonist is asleep and dreaming, but the story begins with him throwing himself on his bed in a teenage huff, and a sense of nightmare suffuses the text from this point onwards. The source of the nightmare is the dissolution of boundaries: between dream and reality, childhood and adulthood, play and earnest, humans and beasts, past, present and future, and above all between good and evil, as defined by religious institutions, politicians and moral philosophers. All these boundaries had, of course, already been breached by the time Peake wrote his story, largely thanks to the First World War, which weakened or destroyed all the old grand narratives. But ‘Boy in Darkness’ addresses their dissolution with unique intensity, re-affirming the contemporary sense that life itself had become a dream, and demonstrating how rival forces were engaged in a struggle for possession of the modern dreamscape.

Mervyn Peake, sketch of Ithell Colquhoun (1939)

The contemporary movement in art most concerned with dreams was of course Surrealism, which sought access to the unconscious through automatic drawing, psychoanalysis, and close attention to the dream life of the artist. Peake’s links with Surrealism mostly came through association. His wife, the artist Maeve Gilmore, has been linked to the Surrealists by a recent exhibition of her work at Studio Voltaire, whose website compares her work to that of Eileen Agar, Leonora Carrington and Ithell Colquhoun (Peake drew pencil sketches of Colquhoun in 1939).[4] One of Peake’s closest friends of the 1930s was the Surrealist painter and set designer Leslie Hurry, who illustrated three of his poems.[5] Another friend was Dylan Thomas, closely associated with Surrealism at the time, whose poetry had a powerful influence on Peake’s early verse. We don’t know if Peake visited the London International Surrealist Exhibition of 1936, but given that he was teaching at the Westminster School of Art at the time it’s hard to imagine he didn’t. He could well have read the famous introduction, by the art critic Herbert Read, to the anthology that accompanied the exhibition, Surrealism (1936). And if he did, he might have found several things in it that resonated with his own concerns.

In his introduction Read argues for a close affinity between the Surrealist movement and a well-established fantastical strand of the English literary imagination, which includes ballads, the Gothic novels of Mary Shelley and Matthew ‘Monk’ Lewis, the Prophetic Books of Blake and the nonsense of Lewis Carroll and Edward Lear.[6] Lovers of Peake will notice how closely this list aligns with his interests: he illustrated Coleridge’s ballad The Ancient Mariner, Stevenson’s Gothic novel Dr Jekyll and Mr Hyde, and Carroll’s Alice books, as well as writing a number of ballads, several novels and short stories with many Gothic features, a poem on Blake and a great deal of what he called ‘Nonsence’.[7] For Herbert Read, Surrealism was a form of Romantic art which, by taking account of the unconscious as well as the conscious life of human beings, achieves what he calls ‘super-realism’, as against the restricted ‘realism’ of much art and fiction.[8] Realism, Read argues, acknowledges only the conventions recognised by the conscious mind and so fails to represent the full range of human experience, as does the reason-and-rules-based approach known as ‘classicism’. Romantic surrealism, by contrast, maintains a constant tension between reason and the life of the unconstrained imagination as encountered in dreams. Read’s essay culminates in an account of the transformation of a dream he had into a (very bad) poem, as a means of demonstrating the techniques by which an unconscious experience can migrate into literary form. The poem in turn serves to confirm the fact that ‘In dialectical terms there is a continual state of opposition and interaction between the world of objective fact – the sensational and social world of active and economic existence – and the world of subjective fantasy’.[9] This opposition and interaction, Read goes on, ‘creates a state of disquietude, a lack of spiritual equilibrium, which it is the business of the artist to resolve’. Writing poems or stories based on dreams is one way of transacting this ‘business’, and to do justice to dreams artists must feel ‘unimpeded by the irrelevant standards of morality’ – morality being no more than a set of conventions or codes subject to change with each new generation.[10] Read’s essay, in other words, sets out radically to destabilize conventional notions of good and evil, identifying the fantastic art of the Surrealists as a crucial tool in that emancipatory process.

A more radical approach to dream, which did not seek to ‘resolve’ its contradictions, was published three years later by another of Peake’s friends, the poet Walter de la Mare. Angela Carter described de la Mare as a Surrealist, presumably on the grounds of his lifelong obsession with the oneiric;[11] and though he never joined this or any other movement, his mammoth introduction to his anthology Behold, This Dreamer! – published in the year the War broke out, 1939 – could have served as a field guide to dreams for Surrealist artists. For de la Mare the distinction between waking and sleeping is always uncertain. The border between the two states defies cartography, waking dreams are as common as sleeping ones, and what recollections in tranquillity we may have of dreams is only ever achieved in our waking moments, contaminating them with conscious thought. A section of his introduction is titled ‘Day-Dreams’ and concerns the phenomenon of ‘reverie’: a kind of waking sleep in which the mind spins subjective visions from what Read calls ‘objective fact’.[12] Peake famously entitled one chapter in his novel Titus Groan (1946) ‘The Reveries’, sinking his reader into the daydreams of his principal characters as if in response to de la Mare’s essay. Another section of the introduction to Behold, This Dreamer!, ‘Day-Life and Dream-Life’, asserts that waking experience is no more coherent than that of sleep. Reality, de la Mare points out, is made up of random elements – ‘the clump and clatter of a country horse and cart, the demoniac scream of a motor horn, the rumble of a distant train, the crowing of a cock, a maid polishing a brass door-handle, the barking of a distant dog’ – with no rational connection between them except for their simultaneous reception by a pair of human ears.[13] And he goes on to point out that we sometimes lose certainty as to whether we’re awake or asleep, selecting a recent international incident to drive home the point:

Few experiences […] can have exceeded in intensity and dread that of living through the recent European crisis[…]. Yet even then, on the brink of that abyss, how many of us must have paused, as I did myself for one moment, at the inward enquiry, ‘Is this a dream?’[14]

The reference here is to the September Crisis of 1938, when Britain and France sought to avert war with Germany by handing over part of Czechoslovakia in response to German aggression.[15] The logic for doing so – that it would ensure peace – was quickly shown to be no logic at all, and the appeasement of Hitler branded Britain and France as directly complicit with Nazi expansionism. The prospect of impending war awakened by the Crisis, then, is for de la Mare a real-life nightmare, and his response to this brutal intrusion of dreams into reality was to publish two successive anthologies – Behold, This Dreamer! and Love (1943), to the second of which Peake contributed a poem – that focussed on dreams rather than nightmares, intimacy rather than conflict. If the world was in the grip of a dream, these collections imply, perhaps the most committed of dreamers could somehow help to alter the kind of dream it was…

At the same time, de la Mare’s own dreams as reported in Behold, This Dreamer! are packed with acts of disturbing aggression and retribution. One dream involves his murder of an elderly woman and his vain attempts to conceal the crime by mopping up her blood. Startled by something, he spills the bucket of blood he has collected, allowing it to run all over the floor, while simultaneously the blood-red light of dawn spills in through the window like a premonition of the crime’s discovery (p.71). In another dream he imagines that the house where he committed the murder has been sold without his consent, meaning that someone will certainly find the corpse in the locked room where he left it (p. 72). In another he sees himself punished for the murder by being tortured on a machine with many wheels (p. 74); in still another he sits awaiting execution, then makes a sudden dash for freedom and is shot dead by a guard (p. 75). All the atrocities of the Twentieth Century seem to be visited on the poet in his sleep, marking him out as the man responsible for them and promising to track him down with the same closed circuit of elusive but deadly logic that trapped the nameless narrator of Flann O’Brien’s The Third Policeman (c. 1940), or the unfortunate Josef K in Kafka’s The Trial (1925, translated 1937).

Peake met de la Mare when he drew his portrait for the London Mercury in 1936 – the year of the International Surrealist Exhibition, and the year when Peake’s writing career began to take off. From 1937, Peake’s verse was widely published in magazines, and it was de la Mare’s encouragement that led him to submit his first collection, Shapes and Sounds (1941), to Chatto and Windus. Peake’s fascination with dreams was almost on a par with the older poet’s, and three at least of his published works take the form of dream visions: the short story ‘The Weird Journey’, first published in 1948; ‘Boy in Darkness’ (1956); and the children’s play ‘Noah’s Ark’, written in the 1950s. Interestingly, all three of these texts have religion at the core. In ‘The Weird Journey’ the protagonist falls ‘wide awake’ to find himself striding like a clockwork giant along a Dali-esque beach surrounded by multicoloured parrots, who carry books of the Old Testament in their beaks.[16] ‘Boy in Darkness’ contains a monstrous Lamb which is clearly a perversion of the Lamb of God, while in ‘Noah’s Ark’ a young child falls asleep to find himself in the story from Genesis, caught up in a conspiracy of carnivorous animals against Noah, the only person who can guide their vessel through the stormy seas of the scriptural Flood.[17] Peake grew up as the son of dissenting missionaries in China, and married a Catholic whose religion he found hard to stomach (as did Gilmore herself, eventually).[18] It’s not surprising, then, if his dream works vividly represent the actual or threatened dissolution of faith, from the dismembered Bible of ‘The Weird Journey’ to the suicidal plot to take over the ark in the children’s play. And ‘Boy in Darkness’ goes one step further, making the Boy himself complicit with faith’s dissolution, a double-dyed blasphemer against the oppressive faiths of his dreamworld, and thus a stand-in for the blasphemer-artist himself. If de la Mare’s dreams made him a murderer, Peake’s made his protagonist a god-killer, completing an artistic trajectory that began in his pirate fictions of the 1930s, around the time when he met de la Mare.

The symbiosis between art and violence was already present in Peake’s early novel fragment, Mr Slaughterboard (c. 1935), whose titular protagonist is a pirate captain who regularly kills off members of his crew ‘in the cause of artistry and to prove the inevitabilities of the illogical’.[19] A few years later, during the war, Peake drew a series of pictures designed to display his talents to the War Artists’ Advisory Committee, from whom he sought employment. Titled ‘An Exhibition of the Artist Adolf Hitler: The New Order’, these consist of images with conventional academic titles – ‘Landscape with Figures’, ‘Sea-scape’, ‘Peasant Dance’, ‘Study of a Young Girl’ – each of which depicts a wartime atrocity.[20] The landscape shows refugees moving through a corpse-strewn city, the seascape a young woman adrift in water after her ship has been torpedoed, ‘Peasant Dance’ shows a man and woman dying in a hail of bullets, while the young girl has been shot in the chest. Most striking of all is ‘Self-Portrait’, which shows the artist Adolf Hitler staring at himself in horror, with haunted eyes, sweat beading his forehead, mouth compressed. He is presumably looking into a mirror as he draws his own likeness; but the artist who really drew him was of course Mervyn Peake, and the notion that the artist might see himself mirrored in Hitler is profoundly unsettling, as unsettling as the notion of wartime atrocities as a form of art. The conceit is lent a perverse wit by the fact that Hitler really was an aspiring artist, and the whole project raises a number of questions about the function of art in wartime; if to represent acts of violence, real or imagined, does this make the artist somehow complicit with those acts, like the appeasers who accepted the logic of Hitler’s violence by rewarding him for it? To draw a man like Hitler convincingly, wouldn’t one have to imagine oneself as his double, see things through his eyes, even if only for a moment? Did Peake’s own propensity for writing about art as violence, à la Mr Slaughterboard, predispose him to achieve this feat of identification? Presumably the War Artists’ Advisory Committee didn’t want the public pondering such questions, since the picture series was never published in his lifetime.

Mervyn Peake, ‘Self-Portrait’

But the concept of the violent artist continued to haunt him. The antihero of the first and second Titus novels, a young man called Steerpike, is an accomplished draftsman and actor whose technical skills are utterly divorced from any emotional investment in his art. What delights him, in fact, is mimicking the effects of art to worm his way into the trust of art’s admirers – and to make a horrible art of his own by accomplishing ingenious murders and getting away with it. As Peake informs us, ‘He could not sink himself. He was not the artist. He was the exact imitation of one’.[21] And the possibility of that ‘exact imitation’ – with no artist’s heart at the core of it – seems to rock Peake the artist with recurrent anxieties over his own status as creator. Was he in fact the artist, or was he merely the mimic, his art no more than a parasitic copy of the great artworks he admired? Was he unable to sink himself, to emotionally invest in his creations? Peake’s nightmare throughout his life is his coexistence with the artist’s double – indistinguishable from the true artist – whose skills are placed at the service of totalitarianism, i.e. of the shaping of life itself into an exact copy of the worst of nightmares, a cold, calculating, self-interested mind. At other, more stable times in history this vision of the artist-dictator might have seemed excessive; but at a time when the political reality surpassed the most appalling of dreams, the notion that there might be any such thing as ‘excess’ in politics may no longer have seemed entirely valid.

Mervyn Peake, ‘Steerpike’

Like the Titus books, ‘Boy in Darkness’ begins in the setting of Gormenghast Castle, a vast and ancient edifice which has been governed by nonsensical rituals for thousands of years – though the name of the castle is never mentioned in it, erased from the protagonist’s and reader’s minds like names themselves in Alice’s wood of forgetting. The rituals performed in the castle resemble a religion whose meaning has been leeched from it by the passage of time; but they derive an oppressive authority from their titanic architectural setting, a setting whose veneration lies at the core of each ritual. Stone itself is the object of worship in Gormenghast, and the bodies and minds of its mortal denizens are expected to mimic stoniness in their dedication to the singular functions laid down for them by long-dead zealots. In Titus Groan the bodies of the kitchen cleaners called the Grey Scrubbers seem to be morphing into stone, while the Earl of Groan’s personal servant, Flay, has kneecaps that resound at every step, as if succumbing to petrifaction.[22] Yet in ‘Boy in Darkness’, there is growth at the heart of this implacable structure. Tiny organisms sprout in abandoned cellars and lost staircases; creatures scamper with a ‘husky scuffling sound’ across the floors of abandoned halls;[23] and the central human figure in the Gormenghast hierarchy, the Earl of Gormenghast – the Boy himself, whose name, ‘Titus’, is never mentioned, like the name of the castle – stands on the cusp of maturation. In the novels Titus Groan and Gormenghast, change was deemed blasphemy by the castle’s rule-driven Masters of Ritual; but in ‘Boy in Darkness’ change suffuses both the castle and all its denizens, represented here by the hordes of excited, sweating children and dynamic riders who participate in the night of celebratory ‘high barbecue’ with which the story begins.[24] And as the narrative unfolds, change itself becomes the focus of a struggle over the soul of art and the artist, enacting the struggle over art’s position as the recorder and agent of change in the twentieth century.

The story divides itself into two distinct parts. In the first part, the young Earl rebels against the rigid structure of the castle hierarchy – a structure driven by arbitrary conventions, like Read’s notion of Classicism – by making up his mind to run away. The Boy’s rebellion could be taken to represent the insurgency of Romanticism against the regulations of the Enlightenment, and by fostering such rebellion – limited as it is – the castle could be said to nurture creativity; indeed, the sheer absurdity of its ceremonies makes them seem endlessly creative. In the second half of the story, the Boy flees from the familiar confines of the castle into a changeless wasteland: a post-apocalyptic Dead Zone littered with industrial remains, ruled over by a monstrous sentient Lamb addicted to change – or rather, to changing other people’s bodies, then trapping them in his unchanging service till the end of their days. The wasteland itself is a corpse, no longer useful as a healthy biosphere, or as the site for a farm or working mine, while the disused mine where the Lamb resides is littered with the bones of his worn-out slaves, whose transformation at the Lamb’s cold hands eventually kills them. In the first part of the story, the Boy of the title represents the creativity and vitality of childhood; he tells himself stories, then acts out those stories using himself as his principal player, escaping from the castle into the wilderness beyond in imitation of his reveries and sleeping dreams. In the second part, the Lamb is the heartless pseudo-artist of Peake’s nightmares, the ersatz changes he effects representing a calcification and compression of the human bodies he gets into his power. Once changed by him, none of his formerly human subjects can ever change again, and this changelessness, it’s implied, is what destroys them, militating against the life principle that sustains their flesh and blood.

The two parts of the story represent the past and the future, which converge on the dream of the present much as they did in the famous treatise by J W Dunne, An Experiment with Time (1927).[25] Dunne’s influential book argued that dreams consist in equal parts of fractured images of the past and the future, and he went on to devise a complex theory to account for the elements of precognition he detected in his own dreams; Peake’s friend and first editor, Graham Greene, was deeply interested in Dunne’s theories. The first part of the novelette, in which the Boy figures as a feudal lord in a Gothic castle, represents the past, while the second, set in a terminally damaged landscape full of evidence of lost technologies, represents the future – most obviously in the scientific ‘experiments’ conducted by the Lamb, whereby he transforms human beings into their closest animal equivalents (spiders, lions, goats, monkeys) in order to subject them to his own sadistic uses.[26] The Boy finds himself stranded between these two timelines, desperate to free himself from the oppressions of the feudal past, desperate to resist and overcome the oppressions of the technocratic future – an embodiment of the uneasy post-war present. But he also takes on aspects of both past and future. By rebelling against authoritarian ritual he upholds the decidedly modern philosophy of individual self-determination – a form of anarchy, of the kind with which Peake became partly aligned in the post-war years, as James Gifford has argued.[27] Meanwhile the Boy’s one-person ‘insurrection’ against Gormenghast echoes the revolts, protests and revolutions that have characterised the twentieth century, from the Russian Revolution to the General Strike to the independence movements in Ireland, India, Burma and the rest.[28] But he also incites the Lamb’s servants to rebellion using feudal ideas, promising them ‘golden thrones’ of their own to replace the Lamb’s quasi-ecclesiastical seat; and he deploys a tool from the mythic past – a long knife or sword – to destroy the Lamb at the story’s conclusion. Adrift in a nameless, history-less space – like the Boy stowaway in Peake’s play about Noah’s Ark – he has to construct his own personal narrative to escape the controlling narratives imposed on him against his will, and makes use of all available resources from past, present and future to steer himself to some form of resolution. In doing so he becomes contaminated by the sins both of his ancestors and his descendants, losing an ‘innocence’ that has been usurped by the sheep-shaped dictator of the industrial wasteland, and finally coming to embody the complex condition of the modern artist.[29]

Loss of innocence – that vexed term, with its Christian and Blakean connotations – lies at the centre of the narrative, along with a changing sense of how creativity operates in different contexts. In Freudian terms, the Boy stands on the threshold between the latency phase and the genital phase of a child’s development; his adventure begins on the evening of his fourteenth birthday. The traversing of that threshold is marked by the story’s transition from an unfocused fantasy of exploration in the opening paragraphs to the wielding of a phallic sword in the final showdown. At the beginning the Boy seeks refuge in an act of imaginative art while lying in bed: he studies a stain on the ceiling of his bedroom and transforms it in his mind’s eye into the map of an island fit for exploring, a pirate-infested zone of adventure reminiscent of Stevenson’s Treasure Island – Peake’s favourite reading as a boy, and a books he illustrated as an adult. But this purely imaginative process fails to satisfy him on this day of transition, and instead he chooses to enact adventure using his body as well as his mind, fleeing from the Castle into the rule-less wilderness beyond.

Here he finds many more stains, for the desert or wasteland beyond the wilderness is covered with toxic deposits:

Tinges of glaucous colour, now here, now there, appeared before his eyes. They lay thinly like snail-slime or glistened from the occasional stone or along a blade of grass or spread like a blush over the ground.

But a blush that was grey. A wet and slippery thing that moved hither and thither over the foreign ground.[30]

If the story is a dream, at this point it has become an erotic one, as signalled by the word ‘blush’: suffused with the shame Freud identified as a key sign of transition to the genital phase. Soon afterwards, the Boy encounters two male persons, half man half beast – Goat and Hyena – one of whom constantly employs the language of affection (‘my dear’, ‘my love’) and invites the Boy to stroke his mane (p. 40). This pair carries the Boy to a yet more disturbingly sexualized being in the form of the Lamb, who is both a human child – with a child’s plump hands – and an ancient predator of unfathomable malice, possessing a child’s shrill voice that articulates a murderous adult lust directed at the Boy. This being, too, lives in an environment rife with stains. The objects in the subterranean room he inhabits, lit by innumerable quasi-ecclesiastical candles and lamps, give off a ‘kind of vivid stain; almost as if the lit objects burnt – or gave out, rather than absorbed, the light’ (p. 57), like certain radioactive substances. Later the Lamb himself succumbs to spontaneous staining after touching the Boy’s face with an icy finger: ‘a kind of covetous and fiery rash spread out beneath the wool, so that the milk-white curls appeared to be curdled, in a blush from head to feet’ (p. 82). One reader of the novelette, Peake’s biographer Malcolm Yorke, found its transition from childhood fantasy to implied child sexual abuse by adults too disturbing to condone, especially if the story might have been intended for children.[31] But the anthology in which it first appeared makes it perfectly clear that it was aimed at adults, and that the story it tells is in effect the story of the end of ‘innocence’ in a far wider context than that of a single child’s slow growth to maturity, with all the dangers that entails.

Mervyn Peake, Boys in Masks

In any case, the Boy never sees himself as ‘innocent’. He begins the story in a rage brought on by the humiliations he has had to endure over the last two days, in the course of his birthday rituals. These include being presented with gifts which must at once be returned to the castle vaults; sitting for hours at the edge of a ‘gnat-haunted’ lake (p. 23); planting a tree without assistance, wearing a hat ‘like a dunce’s cap’ (p. 23); and sporting a necklace of rotting turkey feathers, which must again be returned in the morning to a pointless official called the ‘Hereditary Master of the Quills’ (p. 26). All these details resemble punishments rather than celebrations, and imply that the concepts of misdemeanour and punishment have little meaning in a castle that has lost all sense of proportionate cause and effect. The Boy’s mini-insurgency, meanwhile, though natural under the circumstances, represents for the denizens of Gormenghast a blasphemous revolt against the castle more or less equivalent to Satan’s revolt against his Maker. The link with Satan is strengthened by the fact that the Boy’s rebellion involves breaking promises: ‘Had he forgotten,’ the narrator wonders, ‘the pledges he had made as a child, and on a thousand subsequent occasions? The solemn oaths that bound him, with cords of allegiance, to his home[?]’ (p. 25). The parallel is undermined, a moment later, by its diminutive scale: the Earl proposes only to rebel for a single day (p. 25). But it’s immediately reinstated by a sudden outbreak of verbal blasphemy on the part of the young revolutionary: ‘Oh, damn the Castle! Damn the Laws! Damn everything!’ (p. 25). Uttered in his bed, between waking and sleep, the concept of sacrilege followed by damnation continues to resonate throughout the Boy’s nightmare, culminating in his encounter with a genuinely devilish being, the toxic Lamb. For instance, when the Boy flees from the castle he encounters a pack of strange dogs which help him to cross a river into the wasteland. The Boy sees their yellow eyes as ‘ineradicably wicked’, and the name of their species blasphemously inverts the word for God, yet the Boy identifies with them as a fellow living creature and sends up a ‘prayer of gladness’ for having met them (p. 36). Woven through the first half of the story, then, is the association of the Boy with transgression; while in the second half of the narrative he is increasingly aligned with the monstrous Lamb who is his purported enemy.

Indeed, the second part of the story mirrors the first, with an anticipated ceremony or ritual – to be accomplished when the two beast-men who serve the Lamb bring the Boy to their Master – followed by a second act of insurrection, whereby the Boy substitutes the Lamb for himself as victim in the sacrifice, then recrosses the river with the help of the dogs on his journey homewards. And there are further mirrorings in both parts. At one point in his castle bedroom the Boy catches sight of himself in a looking-glass, which prompts the first of his acts of rebellion, the tearing off and trampling of the turkey-feather necklace. And in the second part, the Boy seeks to gain power over the Lamb’s hybrid man-beast servants by mirroring the homoerotic language used by Goat. ‘What a mane!’ he tells Hyena admiringly: ‘How proud and arrogant are the hairs of it! With what a black, torrential surge do they break through your snow-white shirt’ (p. 51). A little later he mirrors the doctrine of the Lamb, promising the beast-men not only thrones but hordes of ‘slaves’ of the kind the Lamb created for himself when he fabricated man-beasts out of men (p. 88). In the process he transforms the man-beasts into potential mirrors both of the Lamb and of himself, awaking in them a thirst both for Lamb-like tyranny and for the ‘ulcer’ of Boy-like ‘insurrection’ (p. 88). Even the Boy’s failure fully to bring the man-beasts on side – they are too terrified of the Lamb to rise against him – means that, mirror-wise, the Lamb is unable to use the man-beasts for his own purposes, giving the Boy the chance to kill him with Hyena’s sword.

In the Hall of Mirrors which is ‘Boy in Darkness’, the Boy and the Lamb could be taken to represent rival aspects of the creative artist; aspects that overlap and converge at crucial moments. The Boy turns the stain on his ceiling into a piratical Treasure Island, complete with a wandering fly as the explorer he can identify with as he spins his stories – the explorer he embodies as he flees the castle (p. 25). Like Stevenson before him, he shows little awareness of the colonial heritage that forms the backdrop of all pirate adventures, all explorer stories; for him tropical islands are no more than exciting stage sets, only rendered more amusing by the presence of native peoples (branded ‘Indians’ or ‘cannibals’) or non-native but conveniently huntable wild goats. The Lamb, on the other hand, uses people and places rather than ceiling stains and flies as the raw material for his murderous art, like Peake’s artist-Hitler. He stains the once immaculate landscape over which he rules with his lust for dominion; and his two surviving works, Hyena and Goat, make explicit the colonial nature of his artistry. Goat, after all, serves as the staple diet of British castaways and naval frigates, while the hyena is the most despised of indigenous beasts in the colonised territories of Asia and Africa. The Lamb’s history contains hundreds of creatures such as these, metamorphosed into beast-men by his psychic powers; however, all but two have died before the Boy’s arrival, anticipating the long slow death of the British Empire to which Peake bore witness, as a son of missionaries and a product of the British boarding school system, designed as it is to churn out soldiers, entrepreneurs and administrators to control the colonies. The products of the Lamb’s artistry are mostly mockeries of creatures from British colonised territories: the debased ‘king of beasts’ or ‘golden cat’, the man-lion (pp. 69-70), the ‘delicate and nimble’ man-gazelle (p. 70), the ‘mantis-man’, the crocodile-man, and strangest of all the ‘inordinate fish that sang like a linnet’ – a denizen of the colonised field of human dreams. The Lamb himself is a travesty both of the Christian Lamb of God – seated on a throne worthy of a bishop or Pope, and finally sacrificed at the hands of the Boy – and of childhood ‘innocence’, rendered literally hollow by decades and centuries of merciless, self-serving artistry imposed on the bodies of others, whether children or enslaved adults. Even the Lamb’s fascination with making beast-men for his own amusement links him to boyhood adventure stories, such as H G Wells’s The Island of Doctor Moreau (1896) or Edgar Rice Boroughs’s The Monster Men (1913). The Boy of the story’s title – a lost soul like Wells’s Prendick or Burroughs’s Number Thirteen – meets the Lamb in darkness (that could be an alternative title for the novelette), and finds himself capable of both mimicking and destroying it. To destroy the Lamb he uses an instrument from the old imperialist romances – a sword – and so sets himself up as the artist-hero of his own narrative. But the interwovenness of the narratives of Lamb and Boy – for instance, in the way the Boy works on the minds of his beast-man captors, Hyena and Goat, as he seeks to gain some power to face up to the Lamb – renders them disturbingly reflective of each other. By the end of the story it’s easy enough to think of the Boy as some kind of hybrid child-beast, or Boy-Lamb, whose nature contains both the inventive freedom of childhood and the hunger for power of a fully-fledged dictator.

The narrative, as a result, embodies the dissolution of simplistic moral systems as discussed by Herbert Read in his introduction to Surrealism. It could be read as a commentary on Read’s account of the Surrealist’s contempt for such moral systems, which are only ever devised to uphold the interests of the powerful:

The Surrealist is opposed to current morality because he considers that it is rotten. He can have no respect for a code of ethics that tolerates extremes of poverty and riches; that wastes or deliberately destroys the products of the earth amidst a starving or undernourished people; that preaches a gospel of universal peace and wages aggressive war with all the appendages of horror and destruction which its evil genius can invent; that so distorts the sexual impulse that thousands of unsatisfied men and women go mad, millions waste their lives in unhappiness or poison their minds with hypocrisy. For such a morality […] the Surrealist has nothing but hatred and scorn (p. 86).

The Boy’s bid for power ends, in fact, with the refusal of any such system. When he kills the Lamb, the creature’s last remaining victims, Goat and Hyena, undergo a transformation into the humans they once were, losing the allegorical names which had pinned them into their beastly bodies and becoming ‘two ancient men’, one with a ‘sloping back’ no longer locked into the characteristics of the carrion eater he embodied throughout the story, the other with the ‘sideways shuffle’ that formerly marked the self-styled Capricorn or goat (p. 92). The ancient men do not become the Boy’s slaves or servants; they merely lead him out of the mine and part from him and each other ‘without a word’ (p. 92). In doing so, they dismantle what had threatened to become a horrible alternative Pilgrim’s Progress penned by the Lamb, whose characters can only ever signify the narrow range of qualities indicated by their names: Lamb, Goat, Hyena, Boy (or Monkey, as he nearly becomes). As a missionary’s son, one of Peake’s default adventure stories would have been Bunyan’s masterpiece, and a quotation from it provides the epigraph at the beginning of Titus Groan. Like ‘Boy in Darkness’ Bunyan’s book is ‘delivered under the similitude of a dream’, but its tightly controlled allegories have none of the waywardness of actual dreams, being governed by the ‘gospel-laws’ of a stern God.[32] At least, so Bunyan hopes, and expresses those hopes in his verse ‘Apology for his Book’; though the section of that ‘Apology’ selected by Peake to introduce Titus Groan suggests that the resultant allegory will have something Surreal about it (‘Dost thou love picking meat? Or wouldst thou see / A man i’th’clouds, and hear him speak to thee?’). The Boy’s return to the castle at the end of the story consigns the Lamb’s allegory to the realm of dream or nightmare, and makes of the Boy’s ancestral home, by contrast, an uneasy refuge.

Walter de la Mare thought of the European Crisis as a nightmare, in part, perhaps, because of the complicity with Nazism with which it stained British democracy. Peake’s nightmare, in ‘Boy in Darkness’, is a composite British artist who is complicit both with colonialism and with Nazism, both with the feudalism of the past and with the totalitarianism of the present and future. As a portrait of Peake’s moment in history, then, it’s as disturbing – and perhaps as enlightening – as anything else we have. Herbert Read might have called it a work of ‘super-realism’. It’s clearly, at least, a substantial work of art.

Mervyn Peake, illustration for Oscar Wilde’s poem The Sphinx

NOTES

[1] The term ‘long short story’ is applied to ‘Boy in Darkness’ by Maeve Gilmore in her foreword to the story, as reprinted in Boy in Darkness and Other Stories, ed. Sebastian Peake (London and Chicago: Peter Owen, 2007), p. 17. All quotations are from this edition.

[2] Sometime, Never: Three Tales of Imagination by William Golding, John Wyndham, Mervyn Peake (New York: Ballantine Books, 1962), front cover.

[3] In ‘Consider her Ways’ it’s taken by the first-person narrator – at least at first – as a literal dream: ‘I must still be in a suspended state,’ she tells herself, ‘very likely with concussion, and this was a dream, or hallucination’ (Sometime, Never, p. 68). The dream content of ‘Envoy Extraordinary’ is more complex, fabricated from its three central characters’ radically different perspectives on the world – one fanciful, one apparently practical but equally idealistic, one balanced between fancy and practicality – each held in suspension by the improbable encounter between the owners of those perspectives which the story relates.

[4] Studio Voltaire, Maeve Gilmore: https://studiovoltaire.org/whats-on/maeve-gilmore-2022/.

[5] Richard Warren’s account of Hurry sets him firmly in the context of the surrealists and neo-romantics: https://richardawarren.wordpress.com/tag/leslie-hurry/.

[6] Herbert Read (ed.), Surrealism (New York: Harcourt, Brace and Company, n.d.), pp. 46-56.

[7] For Peake’s ‘Nonsence’ see the introduction to R. W. Maslen and G. Peter Winnington (eds.), Complete Nonsense, Fyfield Books (Manchester: Carcanet, 2011), pp. 1-2.

[8] Read, Surrealism, p. 21. Peake describes himself as a ‘Romanticist in Painting’ in a letter to Gordon Smith; see Smith, Mervyn Peake: A Personal Memoir (London: Victor Gollancz, 1984), p. 46.  See also James Gifford on Peake’s loose affiliation with New Romanticism, in Gifford, A Modernist Fantasy: Modernism, Anarchism and the Radical Fantastic (Victoria, BC: ELS Editions, 2018), p. 122 ff.

[9] Read, Surrealism, p. 40.

[10] Read, Surrealism, p. 51.

[11] Walter de la Mare, Memoirs of a Midget (Oxford: Oxford University Press, 1982), introduction by Angela Carter.

[12] De la Mare’s interest in reverie goes back to the beginning of his career; he introduces a character called ‘Reverie’ into his chapters on The Pilgrim’s Progress in his first novel, Henry Brocken (1904). See de la Mare, Henry Brocken (London: W. Collins, n.d.), chapters IX and X.

[13] Walter de la Mare, Behold, This Dreamer! (London: Faber and Faber, 1939), p. 68.

[14] De la Mare, Behold, This Dreamer!, p. 69.

[15] See Peake’s poem, ‘Au Moulin Joyeux: September Crisis, 1938’, in Peake, Collected Poems, ed. R. W. Maslen, Fyfield Books (Manchester: Carcanet, 2008), p. 43, for the writer-artist’s reaction to the same events.

[16] Peake, Boy in Darkness, p. 95.

[17] For ‘Noah’s Ark’ see Mervyn Peake, Peake’s Progress: Selected Writings and Drawings of Mervyn Peake, ed. Maeve Gilmore (London: Allen Lane, 1978), pp. 383-443.

[18] For Peake’s struggle with Catholicism see his poems ‘How Foreign to the Spirit’s Early Beauty’ and ‘No Creed Shall Bind Me to the Sapless Bole’, Collected Poems, ed. Maslen, pp. 39 and 61.

[19] Peake, Peake’s Progress, p. 71.

[20] The picture series has never been reproduced in its entirety; most of the pictures listed can be found in Mervyn Peake: The Man and his Art, ed. G. Peter Winnington (London and Chester Springs: Peter Owen, 2006), pp. 66-69. ‘Sea-scape’ can be found in Mervyn Peake, Writings and Drawings, ed. Maeve Gilmore and Shelagh Johnson (London: Academy Editions and New York: St Martin’s Press, 1974), p. 46.

[21] Mervyn Peake, The Gormenghast Trilogy (London: Mandarin, 1992), p. 116.

[22] A similar process of petrifaction takes place in the closing part of Herbert Read’s only novel, The Green Child (1935). See Read, The Green Child (London: Grey Walls Press, 1945), pp. 124 ff.

[23] Peake, Boy in Darkness, p. 32.

[24] Peake, ‘Boy in Darkness’, p. 30.

[25] My edition is this one: J. W. Dunne, An Experiment with Time (London: Faber and Faber, 1973).

[26] Peake, Boy in Darkness, p. 59: ‘the experiments were without precedent.’

[27] See James Gifford, A Modernist Fantasy, p. 122 ff.

[28] Peake, Boy in Darkness, p. 25: ‘Insurrection! It was indeed nothing less.’

[29] For the Lamb’s usurpation of innocence, see Peake, Boy in Darkness, p. 79: ‘they heard a sound of bleating, so faint, so far away; it was like innocence or a strain of love from the pastures of sweet April.’

[30] Peake, Boy in Darkness, p. 37.

[31] See Malcolm Yorke, Mervyn Peake: My Eyes Mint Gold. A Life (London: John Murray, 2000), pp. 257-8.

[32] John Bunyan, The Pilgrim’s Progress (London: Faber and Faber, 1947), pp. 3-11)

The Surrealist Fantasy of Herbert Read, Part 2: The Green Child (1935)

Herbert Read, The Green Child, Grey Walls Press edition (1945)

[This is the second of two blog posts on Herbert Read, Fantasy and Surrealism. The first part, which concerns Read’s theory of Fantasy, can be found here.]

Herbert Read’s novel The Green Child (1935) can be described as an exercise in political detachment, charting the journey of an emergent anarchist into revolutionary disengagement from political and religious systems of all kinds. This journey towards disengagement is embodied in the novel’s eccentric structure. Constructed as three novels in one, its narrative transports the reader from a kind of fantastic autobiography in the first part – many details of which derive from Read’s recollections of his childhood in rural Yorkshire, as given in his memoir The Innocent Eye (1933) – to a South American utopia in the second, to a surrealist underground dreamscape in the third. Each part, as has often been pointed out, closes in death: the apparent death by drowning that ends the first part, the faked assassination of President Olivero that ends the second, the death by petrifaction that ends the third. The novel also opens with a death. Its first sentence announces ‘The death of President Olivero’, and the rest of the narrative can therefore be read as an afterlife experience – an invocation of the experience of dying, the point at which a person’s life is said to flash before their eyes. Admittedly we’re told in the first paragraph that Olivero ‘arranged his own assassination’, but the phrase is ambiguous enough to suggest that he could either have faked his own death or committed what is in effect assisted suicide.

If, then, we can think of the book as an extended account of death and the process of dying, we can also read it as a critique of the various versions of the afterlife offered by world religions and philosophies. Instead of achieving spiritual enlightenment, its protagonist finally accomplishes the total abandonment of both body and spirit; a condition to which he progresses by way of an increasingly intense scrutiny of material things and a growing appreciation of simplicity in people, politics and aesthetics, cognate developments that help him recognize the basically geometric principles that underpin the structure of the universe. The materialist religion or philosophy he embraces in the end could be seen as articulating a political as well as a philosophical position: that only in freeing ourselves from the grand narratives of history, religion and authoritarian politics can we achieve a just society or personal contentment. The book also implies, however, that freeing ourselves in this way is an option unavailable to us – unless by some great good fortune we should find ourselves living among the Green Children, safely hidden in a sealed-off subterranean civilization which has in effect rejected narrative altogether.

All three parts of the novel seem designed to illustrate fantasy ‘in the abstract’ as described in English Prose Style. They are, for instance, emancipated from time in that they occur out of chronological order, shifting from one timeline in part one (beginning in 1861) to an earlier timeline in part two (beginning in 1830 or so) and back again to the first timeline in the third of its three unequal sections. This emancipation from time is further emphasized by the fact that the narrator admits at one point that he has falsified all the dates in it ‘for reasons which will be obvious when this narrative has been read’ (p. 21) – the chief of these being that the protagonist kills a man in the opening section. The three parts are emancipated, too, from place, in that they encompass much of the known world and beyond, drifting from England in the first part to Poland, Spain, Argentina and the invented republic of Roncador in the second, to a nameless underground country in the third. The narrative voice changes too, from third person to first person and back again to third. Like the chapter on fantasy, then, The Green Child is always unsettling our expectations, refusing to let us relax into a familiar genre or a consistent set of narrative conventions.

Still following the various aspects of fantasy as described in English Prose Style, the first and third parts of The Green Child are ‘arbitrary’ in the sense that impossible things happen in them: a stream runs backwards, a man turns to stone. The middle narrative is more conventional, as one might expect given that it describes a community rather than the adventures of an individual; but this section too is in some sense arbitrary in its imitation of the picaresque ramblings of adventure romance, full of disconnected incidents, improbable coincidences, unlikely achievements – not least of these being the easy establishment of a happy society within a few years, in defiance of the rest of human experience. Finally, all three parts of the book are ‘objective’ in that they are deeply concerned with practicalities of various kinds; above all, with working out in meticulous detail the logical implications of the miscellaneous impossibilities and unlikelihoods they contain (the reason why the stream is flowing backwards, the logistics of the utopia described in part two, the supporting philosophy which justifies the man’s petrifaction in the final section). They are ‘objective’, too, in their resistance to a detailed account of the protagonist’s feelings; the book is about his actions and thoughts, not his emotions, even though the first and final parts describe his obsession with a woman. The book ends, indeed, with the total annihilation of emotion in the protagonist as he slowly turns to stone, ‘a consummation / Devoutly to be wished’ in Read’s universe. One gets the impression that the chief reason why turning to stone represents Read’s personal form of Nirvana is that it stands at the polar opposite of all spiritual systems; it can’t be aligned with any extant form of religion or philosophy, and so detaches the petrified protagonist once and for all from the encumbrances of nationalism, authoritarian internationalism and history that seemed to be embroiling most of humankind in the 1930s.

Sign showing the Green Children of Woolpit

The entire structure of the novel, with its repeated disruptions of continuity, could be said to spring from the presence in it of the Green Child who gives the book its title. In this it builds on the technique of the story Read identified as ‘the norm to which all types of Fantasy should conform’: the Green Children of Woolpit, whose narrative (as we’ve seen) grew or accrued organically and quasi-logically from the central event it documented, the discovery of the Green Children themselves. The surviving ‘Green Child’ features in the first part of Read’s novel, while the second part lays out some of the reasons why she had such a powerful impact on the protagonist when he met her. The third part reveals the context that shaped her: the culture of the Green People whose influence takes the protagonist beyond his obsession with an isolated representative of their culture. The figure of the Green Child, I would suggest, embodies Read’s concept of fantasy: that is, ‘caprice, whim, fanciful invention’ in the form of a concrete, dispassionately imagined object, here a person, which has been emancipated through circumstance ‘from the order of time and space’. And this reading of her seems to me to be supported by the frequent references to fantasy and the fantastic that punctuate the first section of the text in which she features.

These references are present from the book’s first page. At the beginning the protagonist, an Englishman known by the Spanish name of Olivero, finds himself drawn back to the village of his birth after long absence by what he calls ‘sentimental nostalgia’, an emotion that represents the place to him as ‘withdrawn [by time] to a fantastic distance, bright and exquisite and miniature, like a landscape seen through the wrong end of a telescope’ (p. 9, my emphasis). His home town, in fact, has acquired the quality of a fantasy, emancipated from space and time by the operations of space (that is, geographical distance) and time (that is, the lapse of years), though not yet freed from the emotional resonances that make him yearn to go back there. Later he describes the half-remembered village as ‘bright in its crystal setting’ (p. 10), anticipating the emphasis on crystals among the Green People in the third part of the novel, and notes how his yearning for it skews his sense of what is real, distracting him from the lands he travels through on his journey back from Roncador to England. Indeed, Olivero longs to emancipate himself from time altogether: ‘To escape from the sense of time, to live in the eternity of what he was accustomed to call “the divine essence of things” – that was his only desire’ (p. 10). Yet a return to the English landscape where his ‘personality had first been liberated’ threatens to restore to its location in space and time a scene that has been detached from space and time by his thirty years’ absence. Fortunately, however, his arrival in the village instead brings him face to face with the fantastic in concrete form, first in the shape of a river which runs in the opposite direction from the river he remembers from his youth – runs, in fact, uphill – and then in the shape of the Green Child he comes across as he seeks to trace the river to its source. These two fantastic elements are linked, and Olivero’s obsession with both – he is as determined to explain the phenomenon of the upward-flowing river as he is to crack the mystery of the Green Child’s origins – identifies him as a man who runs against the stream of human history, and whose return to the place that shaped him will never rid him of his revolutionary tendencies.

Felix Kelly, the village from The Green Child (1945)

The Green Child, it turns out, is pitted in this novel against the violence of power, technological, colonial and economic. The stream leads Olivero first to the mill where he grew up, which has since stopped functioning, then to a more modern, larger mill nearby, which he suspects of having some agency in changing the direction of the stream. Possessed of the mill is a man called Kneeshaw, a name Read used in a poem early in his career to describe a conscript who is maimed in the First World War – a cog, so to speak, in the violent machinery of the twentieth century. In The Green Child, too, Kneeshaw is associated with both violence and machinery. As a child, Kneeshaw was a pupil of Olivero in the village school, whose wanton destruction of a clockwork engine was the direct cause of Olivero’s abandonment of the teaching profession and departure from the village. As an adult, the object of Kneeshaw’s violent attentions is the Green Child, the mysterious girl with green skin who appeared with her brother in the village soon after Olivero’s departure. Kneeshaw later married her, with her guardian’s blessing, receiving with her from that guardian the money needed both to care for her and to modernize his mill. Kneeshaw’s lifelong devotion to the Green Child, then, is for him bound up with his lifelong devotion to the running of his modernized mill, and just as the mill is driven by the stream, so is Kneeshaw’s obsession with the Green Child driven by his desire to humanize her and hence make her wholly his – his machine, so to speak, as well as his possession. Given the Green Child’s greenness, which implies an association with nature, this linkage of her with machinery – nature’s opposite – might be expected to culminate in an outbreak of violence.

The green girl, meanwhile, cultivates an instinctive detachment from Kneeshaw which is directly opposed to his apparent desire to make her like himself. She refuses to sleep with him, eat the meat he brings her, or do productive work in his household. She also refuses to stop wandering round the countryside – not wantonly, like the original Green Child of Woolpit, but arbitrarily, without any perceptible purpose, mostly sticking to the banks of the similarly wandering and arbitrary stream. She is cold where Kneeshaw is hot, objective where he is subjective (her distaste for him is not personal, since she is equally detached from all living creatures) and random in her behaviour, where his behaviour is strictly functional. She is emancipated from time, in that she both ages much more slowly than an ordinary person and retains the childlike title by which she was known from the moment she wandered into the village. This sets her against the strictly time-bound schedule by which Kneeshaw’s business operates. It is hardly surprising, then, if as the marriage wears on Kneeshaw’s response to her intransigent strangeness becomes increasingly aggressive. He tries to lock her in an attic until she conforms, thinking that he will be able to force her to observe the timekeeping he lives by (instead she nearly dies, like a plant deprived of light and water). When Olivero comes across him he is attempting to force a cup of hot lamb’s blood between the Green Child’s teeth, convinced that this is the only way to give her strength enough to be of use to him. Kneeshaw’s instinctive association of the Green Child with the proverbially innocent and sacrificial lamb predicts the likely end result of what Read calls his ‘tormenting’ of her in the latter stages of their marriage (p. 33).

Felix Kelly, the Mill from The Green Child (1945), showing Olivero and Kneeshaw

Along with all their other differences, the couple are separated by their different levels of complexity. Divided as Kneeshaw is between the industrial machinery that makes him prosperous, the hot blood that gives him strength and his frustrated sexual desire for the strange woman he has married, along with a perverse veneration for her, he is a highly complex figure. Read describes him as the victim of ‘primitive instincts’, but insists that this is not the same as calling him simple; he compares Kneeshaw’s conflicting loyalties and desires to the ‘complicated taboos of savage races’, savagery here being as much aligned through Kneeshaw with the complexities of industrial engineering at the heart of the British Empire as it is with any of that Empire’s colonized territories. Kneeshaw represents, in fact, the machinery of imperialism, its dehumanizing effect on its human instruments, and the violence with which it imposes conformity with the customs and contradictions that sustain it. The Green Child, on the other hand, could be taken to stand for everything that must be suppressed to let the Empire flourish. Above all, she stands for simplicity, and as the book goes on the writer’s preference for what is simple over what is complex becomes increasingly apparent.

One aspect of the Green Child’s simplicity is her resistance to being tied down to any conventional narrative. Her physical coldness connects her with the upward-flowing river, and she prefers above all else to spend her time in its water, so that ‘without shame or hesitation [she] would throw off her frock and float like a mermaid, almost invisible, in the watery element’ (p. 31). This association with mermaids follows on from Read’s description of her fleeing from Kneeshaw’s embraces ‘as from a hot-breathed fawn’, which associates her with the unwilling nymphs of classical legend who prefer metamorphosis into trees or reeds to the aggressive attentions of male deities. Mermaids or sirens are traditionally promiscuous, while fleeing nymphs are chaste, so the two connections could be said to cancel each other out. Later Read describes her as walking like a ‘fairy’ (p. 43), and later still as possessing a ‘green naiad figure’ (p. 45) and a face as ‘radiant as an angel’s’ (p. 46), aligning her with multiple myths or legends in quick succession while confining her to none. In the same way, Read’s novel resists generic classification, as if infected by the Green Child’s elusiveness. The book could be read as an adventure story or romance with Olivero as its globetrotting hero; but the Green Child’s refusal to behave like a conventional heroine effectively cuts it off from this literary model. As a ‘child’, even in her thirties, she preexists any cultural associations, prejudices or implied conditioning, and we never witness her reaching maturity and so settling into a consistent role or character. She never speaks, although we are told she is capable of speech; she may understand what Olivero says to her but he can never be certain (‘she turned an unmoved and perhaps uncomprehending face towards him’, p. 43). In the third and final section of the novel the couple confirm their resistance to generic containment by losing interest in one another altogether, in defiance of romance convention. All the Green Child’s personal traits, in fact, link her with the whimsicality Read sees as integral to fantasy, and suggest that Olivero’s yearning for her – and Kneeshaw’s too – is a hankering after the qualities Read associates with the fantastic in his criticism.

She also seems to bring out the fantastic in the behaviour of her male admirers – even those who are most resistant to fantasy. When Olivero first sets eyes on her, helpless in the clutches of her powerful husband as he seeks to force hot blood into her mouth, he rushes to the rescue with the impetuousness of a romance hero, but his rescue soon becomes absurd. To reach her he must scramble through a half-open window, and he gets stuck half way, with ‘the upper half of his body outside the window, his legs waving wildly inside the room’ (p. 19). ‘This mishap,’ Read informs us, ‘which in any normal circumstances would have been merely comic, gave a still further fantastic turn to the scene of horror inside the room’ (p. 19, my emphasis). Later, Kneeshaw reveals himself, too, to have been affected by the fantastic when he relates to Olivero, despite his usual taciturnity, the story of his marriage. This unwonted eloquence comes to him because ‘tragedy’, as Read tells us, ‘drives us beyond natural behaviour, on to a level where imagination and phantasy rule’ (p. 25, my emphasis) – and fantasy, the product of the imaginative faculty, is described in English Prose Style as a mode of rhetoric or eloquent speech. Olivero, on the other hand, has been a devotee of fantasy since his youth. As a schoolmaster his favoured teaching technique was to dispense with formal learning and encourage his pupils to ‘become absorbed in […] fantasy’ (p. 23, my emphasis) – that is, in ‘caprice, whim, fanciful invention’ – through unsupervised play. This was his motivation in providing them with the clockwork train made by his father, just as Kneeshaw’s hostility to fantasy was expressed in his smashing of the toy engine. The two men’s attraction to the fantastic person of the Green Child stems, then, from opposite perspectives, one of which is determined to liberate fantasy from its entrapment in systems, the other committed to subjecting it to the systematic mode of operation it resists.

The clash between these two perspectives reaches its apex when Olivero leaves the mill, after freeing the Green Child from Kneeshaw’s clutches, and returns to his former occupation of studying the stream. Seeing a phenomenon he does not understand in the troubled water of the millpond – ‘a continual interweaving of irregular ribbons of water, gushing and spouting in every direction’, like an enactment of fantastic arbitrariness (p. 39) – he decides to deactivate the millwheel so as to study the water in an undisturbed state. Kneeshaw immediately notices that his mill has been rendered unproductive and hurries to reconnect the wheel to its machinery. In the process he discovers that Olivero is still lurking on his property and attacks him in the hope of destroying him, as he destroyed the engine thirty years before. Instead it’s Kneeshaw who is destroyed, drowned by Olivero with the help of his own reactivated millwheel (repurposed, in effect, as an inquisitorial instrument of torture) in a scene that recalls the linkage of technology with violence in the work of H G Wells: ‘The Lord of the Dynamos’, perhaps, in which a colonial subject electrocutes his overseer in an act of ritual sacrifice, or more fittingly ‘The Cone’, in which a jealous husband murders his wife’s lover by hurling him onto a red-hot piece of industrial machinery. The parallel with Wells’s ‘The Cone’ is reinforced by Kneeshaw’s stubborn refusal to die quickly; he resurfaces from the pond after his first dunking to stare with hatred at Olivero, his killer, just as the lover in Wells’s story continues to cling to the red-hot Cone like a bad conscience until his killer succeeds in knocking him off. Even the difference between the situations in the short story and the novel reinforces the link between them. Kneeshaw the industrialist is killed by his wife’s lover with the help of cold water, while Wells’s lover is killed by the industrialist husband using a rigid structure of hot steel. Symbolically, Kneeshaw’s killing completes the liberation of Olivero’s personality which began when the boy Kneeshaw smashed the toy engine, smashing with it Olivero’s attempts to use the school system to liberate children’s imaginations from the rigid structures of conventional learning. The killing liberates, too, the Green Child from Kneeshaw’s efforts to make her conform; afterwards she is free to follow the stream again, this time in Olivero’s company. It is in fact the first in a series of liberating sacrifices that take place in each successive section of the novel, each designed to free one or more people from the constraints that bar them from the radical indulgence of ‘caprice, whim, fanciful invention’.

Frontispiece from Lost Endeavour, first edition

If the first part of The Green Child is modeled on Read’s favourite fairy tale, the second serves as a pastiche of the sort of colonialist adventure story he might have enjoyed in his adolescence. It recounts in the first person – as narrated to the Green Child after her liberation – Olivero’s adventures after abandoning his life as a village teacher. The trajectory he traces from teacher to adventurer recalls John Masefield’s adventure novel Lost Endeavour (1910), in which a schoolmaster called Little Theo becomes first a pirate, then the prophesied king of all the indigenous peoples of the Americas. According to the prophecy that identifies him as king, Theo is supposed to lead his subjects to freedom from European imperialism; but his project ends in failure, as the novel’s title indicates. Olivero’s accidental recruitment as a South American political leader is far more successful, ending not in political failure but triumph tempered by personal dissatisfaction; but like Little Theo’s adventures it involves the championing by an Englishman of the rights of indigenous people, and in this it sets itself in opposition to one of Read’s other literary influences, the South American romances of the Argentinian-American writer W. H. Hudson, most famously the author of Green Mansions (1904). Hudson’s novel involves the discovery of a girl with strangely-coloured skin, Rima, who is the last survivor of a mysterious civilization somewhere in the mountains of Venezuela. Rima speaks Spanish but can also communicate in bird-like whistles, leap through the branches of gigantic trees, and make friends with the birds and beasts of the rainforest, like a female Mowgli or Tarzan. She is eventually burned to death as a demon by the more aggressive indigenous people who live in the jungle she has made her home. Hudson had a deep affection for the descendants of Spanish colonists in Argentina, Venezuela and modern Uruguay, but expressed nothing but contempt for the indigenous peoples they displaced – with the sole exception of Rima’s lost community, who he represents as a race apart, like the lost relatives of She-who-must-be-obeyed in Rider Haggard’s She. Read’s Olivero, by contrast, embraces the cause of those same indigenous people, who endear themselves to him chiefly (it seems) because of their simplicity – their willingness, that is, to be content with simple pleasures, which makes them uniquely suitable for moulding into the citizens of an ideal state. Read’s decision to have his English protagonist first liberate these ‘simple’ people from dictatorship and then govern them for twenty-five years as a democratically-elected dictator is of course offensive in the extreme from a postcolonial perspective; but read as commentary on the political situation in 1930s Europe – like More’s Utopia, which directly responds to the tyranny of the English monarch Henry VIII – its offensiveness can at least be contextualized, though hardly mitigated.

Where Read’s novel differs from the stories of colonial adventure he’d have read as a boy is in the steadfast refusal of the central character, Olivero, to associate himself with the country of his birth. This reluctance to subscribe to the discourse of nationalism manifests itself first in his friendship with the employer he works for in London after leaving his village in Yorkshire, a Polish Jew called Klein. Read describes Klein in terms that invoke the anti-Semitic stereotypes that were becoming increasingly prevalent in the 1930s: ‘There was something like a snake in his appearance – a squat reptile, a tortoise’ (p. 48). But if the snake comparison evokes both personal deviousness and the tendency of the Christian church to blame the Jews for everything from Adam’s Fall to Christ’s crucifixion, Klein quickly frees himself from those particular racist clichés. For one thing, he is not much good with money, and employs Olivero to manage his financial affairs. For another he is a generous and trusting employer, and sends Olivero off on the next stage of his adventures by handing him a large amount of gold to take to his mother and sisters in Poland, along with plenty of extra cash to take Olivero wherever he wants to go after that. Klein’s trust, in fact, enlists Olivero as an honorary member of his family – an adoptive son – reinforcing Olivero’s sense of sympathy with his employer’s ‘simple commercial mind’ (p. 50). At the same time, like many sons Olivero also finds himself at odds with his adoptive father’s values. He loathes the ‘dull unimaginative work’ he must do to earn his keep in Klein’s employment, and instead harbours hidden ‘fancies’ for ‘those countries and cities where the longest human experience had left the richest deposits of beauty and wisdom’ (p. 51). The word ‘deposits’ makes beauty and wisdom sound like subterranean veins of precious ore laid down over aeons, and links them not so much to specific societies as to long-term human habitation in the same spot, a process that results in a kind of crystalline abstraction of the qualities Olivero cherishes most. It’s in quest of this alternative treasure that he sets out on his travels, enacting the apparent arbitrariness of fantasy as he moves from place to place in search of ‘beauty and wisdom’.

The journey marks the young man’s final break from Englishness, and with it from the narrative that has shaped his life so far, emancipating him, in effect, from space and time. On arrival in Spain he finds himself arrested on suspicion of harbouring revolutionary sympathies, based on the books he has in his position – mostly written by thinkers who inspired or were inspired by the French revolution (Voltaire, Rousseau, Volney). Ironically his spell in prison brings him into contact with the very revolutionaries he is supposed to be aligned with; he learns fluent Spanish from them as well as practical politics, and is transformed in the process from Oliver to Olivero, from a local schoolmaster-turned-accountant to a fully-fledged internationalist, convinced that the simple principles of liberty, equality and fraternity deserve to form the basis of all societies, not just France. On release from prison Olivero finds himself en route to Buenos Ayres, where by a series of improbable coincidences he is mistaken by a revolutionary society for an expert in politics, whose experience will help topple the dictator of a small country, Roncador, and replace its corrupt regime with a just government. This Olivero duly does, in the process transforming Roncador into a version of the ideal republic imagined by Plato. By this stage in Read’s narrative Olivero is in effect another embodiment of fantasy, and the republic he establishes is a fantasy too, distinguished by its strict adherence to the principles laid down in English Prose Style.

Felix Kelly, Roncador Cathedral, from The Green Child (1945)

Like the Green Child in the first part of Read’s novel, Roncador is particularly notable for its simplicity and objectivity. Its inhabitants are ‘simple-minded’ (p. 98), unconcerned with anything beyond tending the land to the best of their abilities in the interest of keeping themselves and their families in a state of health and modest prosperity. The country they inhabit, too, is simple in the extreme. Roncador is situated on a plateau connected to the world by just one trade route, a river. It contains just one small city – also called Roncador – whose design is described as ‘simplicity itself’ (p. 72). The needs of this city and its citizens are few, and can therefore be supplied by a ‘simple economy’ (p. 105). With these ingredients Olivero succeeds in establishing a society governed in the simplest way, by himself alone, which he sees as a work of art on the basis that ‘A sense of order is the principle of government as well as of art’. In it, ‘Not only inanimate things – money, equipment, goods of every kind – but even human beings, are so much plastic material for creative design’; and if this sounds a trifle sinister it needs to be remembered that Olivero is elected as the new dictator of Roncador by democratic means, that his government regularly issues invitations to further elections (though nobody chooses to stand against him), and that he has no wish to improve his material situation, leading a life as simple as that of his subjects, and ‘aided by subordinates who had no ambitions of their own, and who were pleased to exercise obediently and with understanding the authority I delegated to them’ (p. 108). Roncador’s stability and breach from history emancipates it from time; its economic, cultural and geographical independence from its neighbours emancipates it from space; and its equal division of its time between rationally organized work and various kinds of play affirms its simultaneous commitment to both the ‘cold logic’ of Read’s fantasy and the playful arbitrariness it celebrates.

Three elements in Read’s Roncador narrative attest to its neat division between logic and ‘caprice, whim, fanciful invention’. The first of these elements is the personality of the Roncadorian soldier, General Santos, who helps Olivero accomplish his revolution. A saintly representative of his people (as his name and title suggest), General Santos is as committed to his family and the tending of his farm as he is to the military discipline by which he protects them and his country from outside threats. General Santos is descended from the Spanish colonists, but has married an indigenous woman, so that he balances the concerns and qualities of both cultures. His farm is both meticulously organized and filled with life and energy; the General and his wife have no fewer than nine human children, as well as a large extended family of hummingbirds, the creatures that enliven the landscape of Roncador throughout its length:

He opened the cages and they flew out with shrill little cries, fluttering round the General, who had furnished himself with quills filled with syrup, into which the hovering birds dipped their tongues. Others flew about his ears, hovered round his mouth, buzzed and fluttered about his head and hands. When tired of playing with them, he put the quills away; and then he gently waved his hands in the midst of them, at which signal they all returned to their respective cages. (p. 76)

The colourful and seemingly random spectacle of the hummingbirds ‘fluttering round the General’, as disciplined in their behaviour as they are chaotic in their movements, confirms the man’s equal dedication to the arts of playfulness and social order, whimsicality and logic; a dedication which ensures that after the revolution he immediately forswears all civic or military authority and retires to the confines of his farm for the rest of his days.

The second element is the assassination of the dictator. This is a necessary act of brutality, Olivero thinks, if a just republic is to be established; but its logical necessity must be tempered with an element of fantasy – ‘the fantasy of a natural event’, as he puts it (p. 80) – so as to render it impersonal, transforming it into an apparently random yet symbolically eloquent occasion, like the killing of Aeschylus by a turtle dropped on his head from an eagle’s claws, which was interpreted by the Greeks as a manifestation of the will of the gods. Olivero accomplishes the killing with the help of another soldier, ‘an Indian named Iturbide’, named after the real-life revolutionary who became Emperor Agustín I of Mexico. Planned to take place during a church festival, the assassination combines great skill with apparent arbitrariness. Iturbide agrees to take part in the ‘simple and innocent’ game (as Olivero calls it, p. 80) known as the sortija, which involves riding at full speed towards a ring suspended in a wooden frame and trying to pierce it with the point of a lance. His task is to miss the ring and pierce the Dictator, a seemingly random mishap which must be immediately followed by the imposition of order, as Major Santos leads his most trusted troops to arrest the Dictator’s officials and impose the laws of the new republic. Once again logic and reason mix with the arbitrariness of play to create a situation where free play is made available to all citizens by means of meticulous organization.

The third element that embodies the republic’s blend of rationality with caprice is the suppression of a band of violent marauders led by a man called General Vargas, four years after the revolution. Olivero treats the expedition against Vargas as an experiment to see how ‘men of imagination’ cope when the need for action arises; he theorizes that such men could do well because of their ability ‘to act as if death were a fantasy’ (p. 112). The most striking aspect of the expedition is its use of the river in the attack on Vargas’s forces; a gesture which combines the seeming logic of poetic justice – since the river is the most important commercial highway in Roncador, and Vargas represents a threat to its legitimate traffic – with the free-flowing, apparently arbitrary movement of water, which in the first part of the novel was specifically linked to the Green Child. Olivero’s forces position themselves with their guns in a pair of boats of the kind used for transporting goods; they then allow them to drift in the current, their clumsy ‘log-like’ movements concealing their carefully calculated purpose, until the guns come within range of the marauders’ camp. The attack is of course destructive, resulting in loss of life on both sides; yet it is also artistic, in that it is executed on a night of unusual beauty, and ends exactly as Olivero intended: ‘The forest behind us began to stir with life; a choir of birds filled the air with liquid or piercing notes; monkeys began to chatter in the overhanging branches’ (p. 113). It is presumably no coincidence that Olivero later arranges for his own ‘assassination’ and departure from Roncador to take place on a similar night, using the river as his path to freedom and a light canoe as his mode of transport.

Each of these three elements or episodes is marked by the resistance of its key actors to any cult of personality; and here as elsewhere Read offers us a model of objectivity, of resistance to nationalist rhetoric and unrestrained emotion. General Santos refuses to profit personally from the revolution; he is not the hero who brings it about (that honour is Iturbide’s), and he plays only a temporary role in the new republican government. Iturbide, too, is content to remain anonymous despite the heroic nature of his actions at the Festival; as soon as he has killed the Dictator he gets concealed from view by the General’s troops, and he never afterwards claims any credit for changing the course of his country’s history. The suppression of Vargas’s marauders is described by Olivero as a ‘brief and insignificant episode’, but results in Olivero’s becoming ‘for the citizens of Roncador the embodiment of their national glory’ (p. 117). But he quickly recedes again into relative obscurity, since his ‘public works […] had no such epic value’. The ‘stability and happiness of our state’, as Olivero puts it (p. 118), admits of no tension, no narrative development, no long-range spatial movement or complex plans; it is, in fact, wholly emancipated from the orders of time and space. The Roncadorians spend their days ‘peacefully going about their work in the estancias, or […] walking in the gardens, sitting in the shade of the fountains, everywhere mirthful and contented’ (p. 119). To stir such people to a renewed concern with narrative would be, he feels, to unleash unwarranted ‘conflict, […] anguish and agitation’ on them, since these are the ingredients narrative thrives on.

Olivero himself, however, is still psychologically committed to narrative, and so not as exempt from the orders of space and time as he might wish. He equates the timelessness of the republic with an irksome ‘flaccidity, a fatness of living, an ease and a torpor’ (p. 119), and yearns to go home to England, thus completing the circle of his own story. He also wishes to find out more about the Green Children who arrived in his village in the very year of his departure from it: ‘I longed to know,’ he admits, ‘how that mystery had been solved, what had become of them in the course of the years’ (p. 120). At this point he thinks of the children, it seems, in terms of that most linear of narratives, a detective novel – which, as Todorov points out, cannot be read out of order without destroying the tension that precedes the solution of the central mystery. Only his encounter with the Green Child herself, as narrated in the book’s first part, reveals to him the fact that there’s no ‘mystery’ about her; that she is what she is, a fantastic phenomenon without a solution.

Olivero himself acknowledges that his mind is responsible for his dissatisfaction with his stable republic. His ideas seek an outlet in action. They respond to ‘tension in circumstances’, and without the continual flow of new ideas brought about by tension he quickly succumbs to crushing boredom. The third part of Read’s fantasy involves a final attempt to escape from the tension of narrative, which in turn involves an escape from the mind itself. To do this Read exploits and reverses a number of narratives that were widely familiar in contemporary culture. The first is Plato’s narrative of the cave from The Republic, which seeks to account for the nature of reality; but where in Plato’s dialogue the inhabitants of the cave are victims of illusion, and reality (in the shape of the Ideals) exists elsewhere, Read’s cave – that is, the underground caverns from which the Green Children originally wandered – are themselves the Ideal. The second narrative he reverses is the discourse of Freudian psychoanalysis, which seeks to account for the nature of the mind. Another novel published in the same year as The Green Child, Joseph O’Neill’s SF classic Land Under England (1935), deals with caves in a more conventional manner. Here the horrors encountered by the protagonist on an underground journey represent a confrontation with the Freudian recesses of his own unconscious, where the id takes the form of deadly monsters, brainwashed soldiers and a maniacal father figure, all of them associated with the fascistic tendencies of British imperialism. Read’s subterranean realm, by contrast, is the location of logical materialism and egalitarian order. Its materialism stems from the fact that the inhabitants spend their lives surrounded by rock, and so take rock as their ideal, yearning for the day when their bodies will be hardened into rocklike solidity after death in a ritualistic reenactment of the crystallizing process that produces stalactites. Read’s subterranean utopia, in fact, involves escape from the torments of emotion, and in it fantasy, the capricious impulse to generate works of art, is only an occupation to beguile the time on the way to perpetual stasis. The transformation of humans into crystal that occurs at the end of this third section is an escape into the abstract, where the abstract represents the simple principles that underlie the vast complexity of the universe. It’s the crystallised corpses of the Green People themselves that turn out to be the ‘richest deposits of beauty and wisdom’ Olivero went in quest of on his worldwide travels.

First Edition of A Crystal Age

As well as the well-known narratives of Plato and Freud, the final section also represents Read’s final engagement with W H Hudson, whose influence was so pronounced in the first two sections. If the Green Child and Roncador are responses to Hudson’s South American romances, with the former a version of the wild girl Rima and the latter a fusion of Argentina in The Purple Land and Venezuela in Green Mansions, the third and final part is Read’s response to Hudson’s utopia, A Crystal Age (1887). A Crystal Age concentrates on the repeated misunderstandings that arise between a Victorian man called Smith, who is somehow hurled into the future by a landslide, and the dwellers in an idealized House where he finds shelter. The people of the House are totally dedicated to telling the truth, to the extent that it shines through them, so to speak, as if they were images in a living stained glass window. Indeed, the House itself is as full of exquisite stained glass as any building decorated by Morris and Company, its transparent surfaces providing a metaphor for its total integration with the ecosystem of which it is part. Its occupants, too, have a crystalline coolness about them. They are totally free from emotion; none experiences passion of any kind or takes a sexual partner, and indeed all are effectively sexless, like drones in a beehive, with the sole exception of the so-called Father and Mother of the House, who between them conceive all the House’s inhabitants. Inevitably, Hudson’s Victorian visitor falls in love with a girl of the future, Yoletta, whose ‘crystal nature’ cannot at first comprehend the meaning of his exclusive devotion to her, since erotic desire has long been forgotten by most of her people (p. 161). Although Yoletta slowly learns to return his devotion, the time traveller is so tormented by his unfulfilled yearning for her body that he eventually drinks a potion which he hopes will cure him of passion and make him a drone, like the other men in the community. Unfortunately he has misread the label on the bottle. The potion is in fact a poison, and he dies – ironically enough, soon after learning that the Mother of the House had intended him and Yoletta to take on the role of sexually-active Father and Mother after her death. This final and most tragic misunderstanding stresses the vast gap of time and culture that separates Hudson’s period from the Crystal Age of perfect harmony with beasts and people, and the evolutionary changes that will be necessary before a Victorian man could survive in such a state.

Olivero, however, is made from sterner stuff than Hudson’s visitor. Trained by his adventures to adapt himself to new conditions, he quickly and wholeheartedly embraces the customs of the Green People. His first entry into the caverns where they live contains all the ingredients of a conventional romance; as she sinks into the pool that leads to her ancestral caverns, the Green Child holds out her hand to him as if in gratitude and affection, and Olivero responds with ‘a cry of happiness, as if a secret joy had suddenly been revealed to him’ (p. 46). But the culture to which he finds himself admitted is even more crystalline than Hudson’s House, not least in its resistance to the organic palpitations of emotion. The walls of its caves are ‘of a crystalline formation’ (p. 126), and each is hung with rods or wind chimes made from crystal, the largest of which are stalactites carefully grown in workshops to give out harmonies in conjunction with the smaller rods suspended alongside them. For the inhabitants of the underground crystal halls, sex is a childish occupation, not taken any more seriously than swimming or other kinds of play, and they freely exchange partners in their youth, much to Olivero’s disgust: ‘He was angry and jealous when he saw [the Green Child, now known as] Siloën walking arm in arm with one of the youths, and hid his convulsed face when he saw her making love with others’ (p. 136). But he quickly becomes ashamed of these ‘terrestrial sentiments’, and moves on to higher levels in the Green People’s culture, whose relative importance is represented literally by their situation on higher and higher platforms in the cave system. First come the workshops where crystals are fashioned into musical chimes or abstract sculptures; then the level where the older men stroll endlessly together indulging in philosophical conversation – largely about rocks and crystals; and finally the level of solitary contemplation, where he spends his time in the company of a pet beetle – chosen, presumably, for its appearance as a being half organic, half inorganic, a kind of living mineral. Later still Olivero retires to a solitary cave, where he spends his time in meditation on the shape of some unusual crystals until death takes him. By this stage in the book conventional narrative, as marked by plot development, interaction between characters and dialogue, has been left behind, and Olivero has espoused wholeheartedly the Green People’s key philosophical principle: ‘Everything solidifies; that is the law of the universe’ (p. 144). His own eventual solidification – achieved by immersing his corpse in a mineral-rich pool or ‘petrifying-trough’ – also marks his final union with the Green Child, who dies at the exact same moment that he does and is immersed in the trough by his side. Instead of a sexual union the pair are unified as sculpture. The final sentences of the novel celebrate the couple’s conversion into art, as

these two who had been separated in life grew together in death, and became part of the same crystal harmony. The tresses of Siloën’s hair, floating in the liquid in which they were immersed, spread like a tracery of stone across Olivero’s breast, twined inextricably in the coral intricacy of his beard (p. 153).

Felix Kelly, the Caverns from The Green Child (1945), showing Siloën and Olivero

The conclusion of Read’s novel, then, represents one logical consequence of his definition of fantasy. Objectivity can be best achieved by becoming an object; so too can emancipation from the orders of space and time. Arbitrariness is present in this final section thanks to certain aspects of Olivero’s growth towards the selflessness of the contemplative hermit. The artificial crystals he studies in his lonely cave, for example, incorporate subtle deviations from the shapes of natural crystals, each deviation having been situated in it by a master craftsman, in the half-serious interest of discovering some new order outside the order of nature. ‘Such orders outside nature did not really exist’, according to Siloën’s people, ‘but it amused men to imagine that they did’ (p. 145, my emphasis). To this end the Green People’s artists love to test the ‘liberty’ or emancipation of the mind from nature’s order by exploring alternative orders through the art of ‘crystal formation’, enjoying ‘at one extreme the baroque fantasy of the cubic system, at the other extreme the classic simplicity of the hexagonal system’ (p. 138). The disinterested playfulness of this artistic activity, wholly unconnected to figurative design and hence to human history, wholly materialist in that we are told it is never theorized (Siloën’s people have no words for abstract concepts), places the final section of The Green Child as far beyond the nationalist and racist narratives of fascism as anything else being written in the 1930s.

The inhabitants of Read’s underground utopia live in the depths of the earth, for ever exempt from ‘terrestrial sentiments’ of the kind experienced by Kneeshaw in his courtship of the Green Child. The abusive relationship between that unhappily married couple illustrates what happens when such simple people come in contact with the complications and contradictions of the passion-ridden flesh. In that first section of Read’s novel the Green Child came across as supremely fleshly, without a hint of the mineral rigidity to which she finally aspires. Her body, for instance, responds with subtle changes of pigment to her every change of mood. Anger is marked by a ‘clouding of the translucent flesh’, joy by ‘an increased radiance of the flesh’, sorrow by ‘blanching’ (p. 35), while after a period of imprisonment ‘her flesh had turned from its green translucent colour to a waxen yellow, the colour of ripe golden plums’ (p. 34)). At this point her translucence is the only aspect of her that resembles crystal, and Kneeshaw’s first encounter with this translucence makes her sound like a soft-tissue version of the stained glass in A Crystal Age:

The Green Child was standing against the light of the kitchen window, peeling potatoes, and the light shone through her bare arms and fingers and her delicate neck, and her flesh was like flesh seen in a hand that shelters a candle against the air, or the radiance seen when we look at the sun through the fine web of shut eyelids. (p. 30).

Read’s representation of her here is designed to stress her vulnerability as well as her difference, and recalls Hudson’s description of the girl of the House, Yoletta, as possessed of a ‘crystal nature’. Everything the Green Child feels and thinks is visible, so that she barely needs to make use of ‘vocal or facial expression’ (p. 35). Yoletta, however, lived in her native environment, while Siloën is stranded among the machines and passions of aggressive strangers. As an expression of the predicament of a thinking person in what Eric Hobsbawm calls the ‘age of extremes’ there couldn’t be a much more potent metaphor. And as a solution to that predicament, the end of Read’s book is quietly tragic. It’s only by becoming something other than human that the problems of being human can be resolved. It’s only by forgoing the state of being organic that the ‘heartache and the thousand natural shocks / That flesh is heir to’ can be stilled. It’s only in a surrealist fantasy that utopia can be achieved. That’s what Read’s book implies, and what he may have found horribly confirmed by the events of the Spanish Civil War, which broke out only two short years after his book was published.

First Edition of Titus Groan

I promised in my last post to discuss how Mervyn Peake might be read as in some sense a follower of Herbert Read. There isn’t space to do that properly here. For now, it’s enough to point out that Peake found escape from his wartime predicament by turning to a place outside the orders of space and time – that immemorial castle, Gormenghast – whose residents are slowly merging with the stones they live among, and whose dedication to ‘fanciful invention’ is much more pronounced than Olivero’s. Those residents are materialists, like the Green People. Their religion is bound up with the walls that enclose them, they resist emotion, and their lives are recounted in a narrative which is barely at times a narrative at all, but everywhere ‘encumbered with odd inconsequential but startlingly vivid and concrete details’. Among these residents is a young woman called Fuchsia, who is startlingly different from the rest. She is passionate, devoted to the family and friends she loves, frustrated at her confinement in a house of rituals, besotted with storytelling, art and drama. She shows her emotions in every gesture, without recourse to words, which she finds difficult. And she is finally unable to reconcile these radical differences of hers with the largely indifferent, chilly and ritualistic building she inhabits, with its tendency to erupt in sudden violence, banishing rebels and revolutionaries from the shelter of its massive walls, as Read’s Olivero found himself banished from his village.

But Peake wrote that book in the Second World War, and needed much more space than Read to exorcise the radical strangeness of that context…

Mervyn Peake, sketch for the cover of Shapes and Sounds (1942)

BOOK LIST

James Gifford, A Modernist Fantasy: Modernism, Anarchism, and the Radical Fantastic (Victoria, BC: BLS Editions, 2018)

Eric Hobsbawm, The Age of Extremes: The Short Twentieth Century, 1914–1991 (London: Michael Joseph, 1994)

W. H. Hudson, A Crystal Age, Fourth Impression (London: Duckworth, 1919), Preface (from 1906)

W. H. Hudson, South American Romances (The Purple Lane, Green Mansions, El Ombú and Other Stories) (London: Duckworth, 1930)

John Masefield, Lost Endeavour (London etc.: Thomas Nelson and Sons, 1910)

Joseph O’Neill, Land Under England (Harmondsworth: Penguin Books, 1987)

Mervyn Peake, The Gormenghast Trilogy (London: Mandarin, 1992)

Herbert Read, English Prose Style, 7th Impression (London: G. Bell and Sons, 1942)

Herbert Read, The Green Child, introd. Graham Greene (Harmondsworth: Penguin 1969)

Herbert Read, The Green Child, illus. Felix Kelly (London: The Grey Walls Press, 1945)

The Surrealist Fantasy of Herbert Read, Part 1: Theorizing Fantasy

Herbert Read

Perhaps the most celebrated theoretical account of fantasy was given by J R R Tolkien many decades before the genre became an established presence on the shelves of bookshops. The first version of Tolkien’s essay ‘On Fairy Stories’ was delivered as the Andrew Lang Lecture at the University of Saint Andrews in 1939; it was later expanded and published in 1947, and published again with minor changes in 1964. A decade before Tolkien gave his lecture, however, another essay on fantasy was published by an academic with very different convictions and interests. Herbert Read was an art critic, literary commentator, socialist and thinker who (among many other things) provided a critical framework for the importation of surrealism from France to England in the early ’30s. Read’s essay on fantasy makes up one of the chapters in his book English Prose Style (1928), which was highly regarded by (among many others) Graham Greene – the editor who helped Mervyn Peake publish his first novel, Titus Groan, at the end of the Second World War. English Prose Style was reprinted many times; the edition I’ve read is the seventh impression, dated 1942, and has been changed quite a bit from the 1928 version. I’d like to suggest here that Herbert Read’s essay, together with Read’s only novel, The Green Child (1935) – which is based on a ‘fairy story’ that takes a central place in his chapter on fantasy – gives us a context in which to understand Mervyn Peake’s place in the development of the genre.

Ithell Colquhoun, Gouffres Amers (1937)

I shall suggest, too, that Read’s essay gestures towards a thread or current of fantasy that runs somewhat counter to Tolkien’s version: an experimental, materialist fantasy which has less to do with tradition, historical scholarship and religious faith than with finding a means of articulating the sheer strangeness of the twentieth century. Building on the important recent work of James Gifford, this post represents a first attempt on my part to sketch out what such a fantasy might have consisted of if writers had chosen to follow Read’s version of the genre rather than Tolkien’s. And it will end by considering (as Gifford does) whether it might be helpful to think of Peake as in some sense a follower of Read’s. We haven’t any evidence that he was one, or that he even knew Read’s work – though it seems very unlikely he did not. Peake did know the surrealist painter Leslie Hurry, after all, and in 1939 drew a sketch of the surrealist painter Ithell Colquhoun, who was admired by Walter de la Mare, another friend of Peake’s who wrote quasi-surrealist prose and whose verse was published alongside the poetry of Herbert Read, as well as the poetry of a third friend of Peake’s, Dylan Thomas – also connected with surrealism. Read’s novel The Green Child, meanwhile, was reprinted in 1945 by Grey Walls Press, which later published The Drawings of Mervyn Peake, and reprinted again in 1947 by Eyre and Spottiswood, the publishers of the Gormenghast sequence, with an introduction by Peake’s friend and editor Graham Greene. It is tempting, then, to see in Read’s essay on fantasy, and in The Green Child, forerunners of Peake’s Titus novels, at least on certain levels. And that’s how, by way of thought experiment, I propose to think of them here.

Roland Penrose, Night and Day (1937)

Read’s book on prose style is concerned less with what he calls the ‘interest’ of literature – its contents, that is – than the formal techniques by which it achieves its effects. It is divided into two parts: ‘composition’ and ‘rhetoric’. Composition is concerned with the ‘objective use of language’: the building blocks of prose, so to speak, including words, sentences, metaphors and paragraphs as well as its overall arrangement (‘disposition’, in the terms of early modern rhetorical theorists). Rhetoric is concerned with persuasive techniques, of which fantasy is one. The part of the book that deals with rhetoric begins with chapters on ‘exposition’, which might be glossed as explaining or expressing oneself in an apparently logical manner, and ‘narrative’, which describes rather than explains, and deals with either events or objects, making it ‘either active or passive in character’ (p. 104). Fantasy is assigned to the third chapter of the second part of English Prose Style, the part of the book that deals with rhetoric. For Read, it is a persuasive technique that has not yet been given much attention, and is more closely allied with exposition than with narrative. It is, in other words, a way of writing that gives the appearance of being logical and detached, not emotionally charged as narrative is. This is unexpected, to say the least, because of the definition of fantasy that opens the chapter, which suggests that it is very far from logical.

Marion Adnams, The Distraught Infanta (1944)

The opening paragraph separates fantasy from the mental quality of phantasy, which means the imagination – the faculty of ‘forming mental images of things not actually present’, as Tolkien calls it (p. 46), following the Oxford English Dictionary. Fantasy, by contrast, is ‘caprice, whim, fanciful invention’ – the process of making things up. It is not, however, a random or passing whim or caprice; it involves sustained invention, Read insists; and this, being the place in which he diverges from dictionary definitions, would seem to lie at the heart of his conception of fantasy. He thinks of the imagination or phantasy as being driven by ‘sensibility’ – emotion or affect – whereas fantasy is more closely akin to rational thought; it is ‘cold and logical’ in the way it develops its initial whims or caprices, whereas the imagination is ‘sensuous and instinctive’. In saying this, Read claims to be building on the famous distinction between imagination and fancy in Coleridge’s Biographia Literaria. This means that Coleridge’s book is mentioned both in Tolkien’s essay on Fairy Stories and in Read’s chapter – though Tolkien is more concerned with the ‘willing suspension of disbelief’, which he wishes to replace with a different concept, ‘secondary belief’, involving a more complete mental commitment to an invented world than Coleridge’s phrase implies. For Read, by contrast, Coleridge’s definition of fancy exactly describes what Read thinks of as fantasy.

The main difference between Read and Coleridge is that Read is far more interested in fancy than imagination, whereas imagination is the faculty Coleridge favours, as Read himself points out (pp. 150-1). Fancy, Coleridge says, is concerned with ‘fixities and definites’, which Read takes to mean it is in some sense ‘objective’, dealing not with ‘vague entities’ but with ‘things which are concrete, clearly perceptible, visibly defined’. For me this implies that works of fancy or fantasy are less concerned with the creepy feelings aroused by half-seen ghosts, gods or monsters than with unexpected objects: the tea set on the table of the Mad Hatter, Mr Tumnus’s umbrella and parcels, Bilbo’s Ring. What makes these objects fantastic or fanciful is that they are evoked, in Coleridge’s terms, through an act of memory – everyone remembers having seen a tea set, an umbrella, a plain gold ring – but memory ‘emancipated from the order of time and space’. Carroll’s tea set is fanciful because the Mad Hatter’s tea party is continuous, not governed by the conventional schedule, and because the tea never seems to run out. Mr Tumnus’s umbrella is a thing of fantasy because it’s being used to ward off the everlasting snow of Narnia and is owned by a classical faun, half man half goat. Bilbo’s Ring removes him from sight and therefore to some degree from space, extends his lifetime artificially, and shortens the distance between himself and Sauron’s terrible Eye. Fantasy, then, Read tells us, is unlike exposition or narrative in that it ‘deliberately avoids the logic and consistency of these types of rhetoric and creates a new and arbitrary order of events’ (p. 138). This statement seems directly to contradict his earlier statement that fantasy is ‘cold and logical’ (p. 137); but it’s worth noting that in his earlier account of exposition Read explains that he does not use the term ‘logical’ ‘in any precise scientific sense’ (p. 92). Instead he affirms that logical exposition is ‘the art of expressing oneself clearly, logic being implied in the structure of the sentences employed’ (p. 92, Read’s emphasis). The logic of fantasy, then, is ‘implied’ rather than actual, a function of grammar rather than of rigorous syllogisms. Meanwhile its emancipation from the order of time and space – in other words, from those particular ordering principles that underpin the world we live in – frees it from the values we have been conditioned to accept. And this emancipation is an act of will rather than the involuntary detachment from coherence that takes place in a dream or hallucination. Admittedly, the will too is conditioned or given direction, Read accepts, by ‘our mental and physical environment’ (p. 138). In other words, it’s not entirely under our control. Even apparently arbitrary sentences will be driven by what Coleridge calls the ‘law of association’, that is, by the way our culture and our individual experiences have conditioned us to position things in relation to one another. But the fact remains, Read insists, that sentences in a work of fantasy or fancy ‘do sometimes present [an] arbitrary appearance’, and that this apparent arbitrariness is brought about through the ‘conscious choice’ or will of the writer or speaker.

Ithell Colquhoun, Scylla (1939)

For Read, the emancipation of a narrative from the order of time and space is often achieved, ironically enough, through the operations of time and space. The only form of literature he sees as perfectly exemplifying fantasy or fancy is the fairy tale, a form of collective verbal property that has gradually lost its links with any particular time and place by being handed down from one generation to the next, and by being transferred from one location to another, changing as it goes as if in a game of Chinese whispers. The theme of each tale remains constant, he affirms, ‘but there is a gradual accretion of subsidiary details’, and a gradual loss of emotional investment – of sensibility, that is, or affect – so that the ballad or folk tale eventually becomes ‘a clear objective narrative’ which is ‘encumbered with odd inconsequential but startlingly vivid and concrete details’ (p. 139). The claim that fairy tales accrue concrete details as they get passed down seems to me a little odd; could one not just as easily argue that certain details get lost over time, and that this gradual loss of details is what makes any given tale seem arbitrary? Tolkien too claims that new ingredients are always being added to what he calls the ‘soup’ of story – the communal source of imaginative nourishment for succeeding generations – but he doesn’t suggest that the new ingredients add up to a steady accretion. The best-known fairy tales, after all, aren’t overburdened with details, as they surely would be if accretion were continually in process. The oddness of Read’s claim is compounded when he offers as an exemplary fairy tale a narrative that has little in common with the fairy tales of Andrew Lang, or Joseph Jacobs, or any of the major collectors who helped to naturalize the term in the English language. It’s the story of the two Green Children, and it provided Read with part of the plot of his only novel.

The story concerns two young children who were found in a specific, extant place – St Mary’s of the Wolf-pits in Suffolk, now known as Woolpit – near one of the pits that gave the place its name. The children had green skin, and were taken for questioning to a local dignitary, Sir Richard de Caine, who lived at nearby Wickes. The children did not speak English, so at the time of their discovery nothing much could be learned about them except from their actions. At first they would eat only beans, a detail described in Read’s account with great specificity: when the beans were placed before them the children ‘opened only the stalks instead of the pods, thinking the beans were in the hollow of them; but not finding them there, they began to weep anew’ (p. 139). The little boy died soon afterwards, but the girl lived on as one of the knight’s servants, gradually becoming used to ordinary food and losing her green appearance. She was ‘rather loose and wanton in her conduct’, the narrator tells us. Interrogated about her birthplace, the girl insisted that everyone there was green and that the sun did not shine there; instead the land existed in a state of perpetual twilight. While minding sheep, she said, she and the boy had wandered into a cavern filled with the ‘delightful sound of bells’, and got lost in an underground warren of caves and passages. Emerging at last into the open air, they found the sunlight so dazzling and warm that they lost their senses. They were woken by the noise of their approaching captors and tried to flee, but were caught before they could find the entrance to the cavern.

Dorothea Tanning, Eine Kleine Nachtmusik (1943)

So the story ends, without a trace of the ‘eucatastrophe’ or uplifting ending (conventionally signalled by the formula ‘and they lived happily ever after’) which was for Tolkien one of the defining elements of the fairy tale tradition. The story has no perceptible moral purpose, and much of its narrative seems to build on the one seemingly impossible detail it contains: the fact that the children had green skin. Their diet of green vegetables ‘explains’ the greenness of their appearance, and this greenness in turn ‘explains’ the girl’s wanton behaviour (the colour green being often associated with sexual promiscuity in medieval and early modern culture; leeks, for instance, were emblematic of randy old people, because they had white heads and green tails). Greenness also suggests pastoralism, as represented in the children’s work as shepherds, and a plant-like link with the earth, which explains the children’s discovery in a pit and their connection with underground caves. The story, then, gives every impression of having a logical structure, even if the logic is founded on something that seems unreasonable or at least unprecedented: the existence of green children. It perfectly exemplifies, then, Read’s description of fantasy as coldly objective (think of the way the boy child dies without being mourned, even by his sister) and seemingly logical (though of course there is no real logic in any of the spurious ‘explanations’ I’ve just suggested). It is some way, though, from exemplifying a conventional fairy tale.

One reason for this is the fact that it does not seem to be wholly detached from the order of space. It’s carefully located in an actual parish in Suffolk, and has the name of a knight – perhaps a real one – attached to it, a man who lives in a neighbouring parish and whose identity could therefore be traced, in theory at least, with the help of old records. The possibility for such research promises to pin the story down in time as well as space. At the same time, there are unexpected gaps or absences in the narrative. The story gestures towards the presence in the world of the people known as fairies, without going so far as to name them. The green children could easily have been explicitly identified with those people if the narrator had wished; after all, fairies famously live under the hills of Ireland and Scotland, they are associated with the colour green, and their well-known predilection for strange food – such as green beans contained in the stalk of the plant instead of the pod – makes it dangerous for mortals to eat from their tables. The term ‘fairy’, however, is never used in Read’s version of the story, and this renders the experience of reading it much stranger than it would have been otherwise. The narrative, then, is both attached to a specific place and time and detached from a traditional folkloric tradition. And its structure is not quite story-like, either. To say that it has ‘no moral’ is to say that it doesn’t really have an ending; one of the children dies, the other becomes ordinary, and we never hear what became of her after her naturalization as a human being. In choosing this not very fairy-tale like story as an example of fairy tale, then, Read seems deliberately to be detaching it from any familiar frame of reference. It hovers between fiction and history, between common ingredients of folklore and a set of circumstances that are wholly unaccountable by any known frame of reference – circumstances rendered stranger still by arbitrary details, like the implied existence of unusual beans or the ‘delightful sound of bells’ in the cavern.

Lee Miller, Portrait of Space Near Siwa, Egypt (1937)

Read goes on to assert that ‘a story such as this is the norm to which all types of Fantasy should conform’, including fairy tales which are ‘literary inventions’ where the ‘will or intention of the writer has to take the part of the age long and impersonal forces of folk tradition’. His example of such a literary invention is Robert Southey’s story of the Three Bears, whose heroine is now a little girl called Goldilocks, though in the original version she was a nameless wicked old woman. The story doesn’t have much in common with the story of the Green Children, however; it involves intelligent bears who live in a house and eat porridge, it does not locate itself anywhere specific, and it has a conventional story structure, with the heavy stress on patterns of three (three bears, three bowls of porridge, three chairs, three beds, three trials for the wicked old woman) which is omnipresent in the oral tradition. What attracts Read to Southey’s tale is its lack of moral intention or indeed any identifiable purpose, which sets it in contrast to Charles Kingsley’s The Water Babies, which has a clear didactic purpose, or rather several. Read also admires its ‘objectivity’ or lack of sentimental bias – we’re not expected to sympathize too deeply with either the woman or the bears – and its arbitrariness: the central premise concerning bears that live in houses, eat porridge and own household furniture has been randomly plucked, as it were, from thin air. The instructive purpose of The Water Babies, by contrast, attaches it too securely to the culture of its author to make it a perfect fantasy, and the same is true, as far as Read is concerned, of Alice in Wonderland, which is not so much moralistic as cultured; ‘the intelligence active therein is too sophisticated, too “clever”’ (p. 144). Read doesn’t explain what he means by this, but he may be referring to the knowing parodies it contains of familiar poems – ‘How doth the little crocodile’, ‘You are old, father William’ (the latter based on a poem by Southey) – or to the conventional Victorian manners which are constantly being violated by the people Alice meets, or their use of sophistry or chop logic, a form of discourse that depends for its comic effect on a recognition of its playful violation of conventional reasoning processes. Alice is anchored to its time and place by its sophistication and allusiveness, just as Kingsley is anchored to his time and place by his didacticism, which puts him into direct dialogue with the educators, legislators and churchmen of his period.

What becomes clear about Read’s examples of fantasy in this chapter is that they are so diverse as not to have anything much in common at all, apart from the capriciousness with which they introduce manifest impossibilities into their narratives (although one example, a passage from James Joyce’s Ulysses, doesn’t even contain these). Utopias like W. H. Hudson’s The Crystal Age are for Read too satirical and moral in their aims – too specifically directed at targets in their own time, as Hudson himself acknowledged in his preface to a late edition of his first book – to be ‘pure’ fantasies. H. G. Wells’s The Time Machine is very nearly fantastic, but too enamoured of the conventional rationalizing discourse of science to be fully so (and Tolkien thinks the same thing; what stops it being fantasy for Tolkien is the presence in it of the pseudo-scientific device of the time machine itself). A text Read does identify as a perfect literary fairy tale – an extract from a story by the Russian writer Aleksei Mikhailovich Remizov, translated by the great fantasy novelist Hope Mirrlees and her partner Jane Harrison – is to my eyes decidedly sentimental, and hence hardly ‘objective’, which is one of the features of fantasy Read insisted on earlier. Its sentiment is extended to a fallen star, however, so perhaps he sees it as an exemplary fantasy because of its emancipation from familiar assumptions about the difference between people and objects: ‘The poor little star was dozing by the hare’s form, and the thaw of a little tear rolled down her star cheek and then froze again’ (p. 145). The Thousand and One Nights is the ideal fantasy epic, the text Read would most like to have seen emulated in English – though not in the manner of William Beckford’s Vathek, which for Read adheres too closely to the original to be easily distinguished from it, and was in any case written in French. Read’s list of examples ends with a passage from one of Philippe Soupault’s surrealist short stories, ‘The Death of Nick Carter’, which is ‘still too allusive’ to be a pure fantasy, too enmeshed in details that root it in a particular time and place. By the end of the list of fantasy passages – a list that was greatly extended between the first edition of English Prose Style and the one I’m citing – one could be forgiven for having lost all sense of there being a ‘norm to which all types of Fantasy should conform’, which Read tells us is exemplified in the story of the Green Children.

Dorothea Tanning, Children’s Games (1942)

It seems clear that this is entirely deliberate on Read’s part. Read’s conception of fantasy as having the appearance of arbitrariness and being emancipated from the orders of time and space would surely be undermined by a list of examples that were similar in subject or technique, or that fell into a consistent narrative form, involving for instance multiple repetition of the pattern of threes that structures Southey’s story of the three bears. His examples, whether of ‘perfect’ fantasy or of imperfect near-fantastic passages, are constantly flinging the unwary reader in new directions, which emphasizes the seeming arbitrariness of each new set of inventions. Their variety tends even to obscure the set of criteria by which he sets out to limit the fantastic; almost the only thing they have in common is their arbitrariness. Read himself admits that very few of the passages can be described as wholly emancipated from time and place, while it’s hard to see some of them as displaying anything like cold logic or objectivity. Fantasy emerges as a rhetorical strategy that refuses stability and conformity and embraces innovation as vigorously as it can without rendering itself incomprehensible.

There’s a gap, then, between the theory of fantasy Read advances in the first half of the chapter and his examples of it in the second. The gap is anticipated in the introduction to English Prose Style when Read makes a distinction between the titular terms prose and style ‘in the abstract’ and any examples one might offer of each (p. ix). ‘In the abstract’, Read tells us, means ‘a priori, without the prejudice of particular examples, and as a preliminary to a more minute analysis’. This makes ‘in the abstract’ sound like a reference to one of Plato’s Ideals, the original things or concepts of which everything in the world is merely an imperfect shadow or copy. Fantasy, too, as it is explained by Read with the help of Coleridge’s fancy, is given to us ‘in the abstract’ at the start of the chapter he dedicates to it; it’s an a priori ideal rather than a concept that can be arrived at by considering examples of it, which will only serve to ‘prejudice’ those who examine them. Where Tolkien’s fairy story is a kind of narrative that emerges out of the past, in other words, Read’s fantasy is a kind that may not yet exist; already-extant instances of it will invariably fall short; perfect examples of fantasy as Read conceives it are yet to come, and need to be traced from imperfect past examples into the literature of the future rather than from the present into the annals of history and the shadows of prehistory, as is the case with Tolkien’s fairy stories. Read was already beginning to be famous, at the time when he first wrote the introduction, for his facility in tracing future directions of art and literature in the work being produced at the time of writing; and in the 1930s he wrote some of the most celebrated essays on abstract art of what we now call the Modernist period. The examples he supplies of fantasy deliberately move through time from the deep past of the Thousand and One Nights to the fourteenth century, when the story of the Green Children was first recorded, to the recent experimental prose of Joyce, Remizov and Soupault (published in English in 1922, 1926 and 1927 respectively). For Read the most perfect examples of fantasy, as of modern art, came from overseas – the Thousand and One Nights is the standard to which he urges English-language writers to aspire – and the best English passages are provided only as evidence that such an achievement might be possible in his native language, not as rivals for the Persian or Arabic epic. His chapter, then, is a call to artistic action as much as an analysis; a work of rhetorical exhortation as much as of scholarship.

Lee Miller, Bathing Feature (1941)

The sense one gets, in fact, from Read’s discussion of fantasy is that he’s less concerned with establishing its properties and formal techniques than with the political possibilities it embodies. If rhetoric is about persuasion, fantasy for him is specifically about persuading the reader to imagine liberty, and hence must give the appearance or air of being liberated in terms of its form and content. The key to this concern with politics is his stress on the highly political term ‘emancipated’ in Coleridge’s definition of fancy. Emancipation from the order of time and place is hardly a lucid statement of stylistic technique, but it can certainly be read as a statement of a political position; or rather, not a position so much as a strategy. Read’s own politics, while remaining strongly attached to the Left, were changing constantly in terms of his affiliation with different movements. In his youth during the Great War, for instance, he was attracted to the anarchism of Kropotkin, but he later flirted with Marxist Communism, Trotskyism and Guild Socialism, and even spoke in 1934 of welcoming the notion of a ‘totalitarian state, whether in its Fascist or Communist form’ (though he was thinking of totalitarianism here as an ‘economic machine to facilitate the complex business of living in a community’). Read eventually returned to anarchism in response to the Spanish Civil War of 1937. Common to all these shifts of ground, however, was a refusal to be pinned down to a singular position, a formulaic narrative – and in particular the refusal to submit himself to authority, whether of an individual or a party (apart from his half-flippant comment about totalitarianism). Read was always in quest of the ideal society, the ideal way to live in a community as an enfranchised or liberated subject, and embraced anarchism in the end as a means of continuing that quest indefinitely instead of being bound to a party line by the dictates of some unaccountable central government. The same quest or impulse propels the narrative in his only novel, The Green Child, which can be read as the ultimate example of the ideas on fantasy expressed in the continually changing pages of English Prose Style.

The Green Child shall therefore be the subject of my next blog post.

Ithell Colquhoun, Gorgon (1946)

BOOK LIST

James Gifford, A Modernist Fantasy: Modernism, Anarchism, and the Radical Fantastic (Victoria, BC: BLS Editions, 2018)

W. H. Hudson, A Crystal Age, Fourth Impression (London: Duckworth, 1919), Preface (from 1906)

Herbert Read, English Prose Style, 7th Impression (London: G. Bell and Sons, 1942)

Herbert Read, The Green Child, introd. Graham Greene (Harmondsworth: Penguin 1969)

Herbert Read, The Green Child, illus. Felix Kelly (London: The Grey Walls Press, 1945)

J R R Tolkien, ‘On Fairy-Stories’, Tree and Leaf (London: HarperCollins, 2001), pp. 3-81.

Fantasy 1939: Mervyn Peake, ‘September 1939’

The beginning of this month marked the 80th anniversary of Britain’s declaration of war on Nazi Germany, which took place at 11 am on Sunday 3 September 1939. Eleven years ago I published for the first time, in my edition of Mervyn Peake’s Collected Poems, a poem called ‘September 1939’.[1] The poem is short and not particularly distinguished, but it’s attached to the story of a remarkable coincidence – one of several that took place while I was editing the collection. And the coincidence provides an insight into the artistic and political milieu inhabited by Peake in the 1930s. Here, then, is a post about September 1939, the month and the poem, along with a meditation on how a tiny seed of information can begin to effloresce into a full-grown theory about a writer-artist’s friendships, influences and political sympathies.

When I first came across the poem ‘September 1939’ it was in a battered old exercise book full of poems, many of which had never seen print, stowed in a battered old suitcase in the London flat of Peake’s eldest son, Sebastian. The suitcase, as I remember it, was crammed to bursting with manuscripts and typescripts, mostly drafts of Mervyn’s poems, plays and prose of all descriptions. When Sebastian laid it on the table in his living room and opened it up I felt like a pirate suddenly faced with a heap of treasure: tongue-tied, goggle-eyed, caught between the lust of a child confronted by the treasures of a toyshop, with birthday money clutched in its grubby fist, and the astonishment of an adult who has stopped hoping that the world holds surprises like this, yet finds himself in attendance at the fulfilment of a lifelong fantasy. I still feel something of that extraordinary sensation twelve or thirteen years after Sebastian shut the suitcase again and put it away.

I haven’t experienced anything quite like that before or since. Except once, when the internet worked a little magic for me.

Not long after finishing my edition of the Collected Poems and sending it off to Carcanet, at a loss for anything to do with my hands and mind after the white hot excitement of the editorial process, I found myself idly typing a few words from the poem ‘September 1939’ into the search engine of my computer.

I wasn’t really thinking as I did so. I have no idea what made me do it, in fact. The poem from which the words came had never been published before, so there could be no expectation at all of getting a hit. Except that I got one.

The line came up word for word as I had typed it.

Leslie Hurry, ‘September 1939’

I can’t now recall which line it was from the poem, but there it stood, the opening entry in the short list of results for my search terms. And when I clicked on the link I found that the whole poem had somehow been transcribed and put online. I may be remembering this wrong; it may have been only the first few lines of the poem that had been transcribed, while the rest could be read with some difficulty in a low-definition PDF on the webpage I had stumbled across. But the fact remains: there was the poem, and there was I, and once again the impossible had come to pass and the shape of the world had been subtly changed by an unexpected encounter.

Leslie Hurry, This Extraordinary Year, 1945

The webpage on which I found the poem belonged to an online auctioneer, and the creator of the page had ascribed the poem to a man called Leslie Hurry – quite reasonably, since Hurry had incorporated the poem into a painting of his which had recently been sold. A quick search for Hurry’s name revealed that he was a painter and illustrator of considerable promise in the 1930s who later moved into theatre design at the instigation of the director, dancer and actor Robert Helpmann – most famous now as the Childcatcher from Chitty Chitty Bang Bang. At that time there were not many paintings of Hurry’s to be seen online – partly, it seems, because of a dispute over copyright; but in 2019, as I type these words, you can find a great many paintings, drawings and set designs by Hurry scattered across a range of different websites. One of his best-known paintings is ‘This Extraordinary Year, 1945’, which is on show in Tate Britain. It’s a picture that owes a lot to Blake, and that celebrates the end of World War Two and the election of a Labour Government. The painting I found with the poem in it was also concerned with a significant year, this time less auspicious: 1939. The two paintings, then, stand at the opening and closing moments of World War II, and the one I had just found online provided a kind of gateway or portal onto the dreadful time to come.

Leslie Hurry, ‘Self-Portrait 1944’

In fact, a gate or portal features in the painting. In the middle of what seems to be an ocean stand two white pillars side by side, which rise into blue plantlike growths gradually curving towards each other until they meet overhead to form a lintel. Each pillar has a door and two windows in it, giving it the appearance of a lighthouse or the turret of a medieval castle. Two long staircases approach each door, changing direction twice before they reach it. Between the pillars, through the gateway they form, you can see another ocean with a rock or island in it. There is something small and pale in front of the island-rock but I can’t make out what it is; it could be a boat, a whale, or another rock. The island-rock seems to have another tower on it – possibly two – but they are sketched in pen rather than fully painted.

Behind each of the two towers or pillars in the foreground there is what seems to be an upright, reddish rock, whose curve undergoes a very different metamorphosis from that of the pillars. The pillars grow upwards into cool blue plants or flowers. The rocks instead get extended below the gateway into a pair of clashing scimitar blades, which form another lintel under the doorway, this time painted red. The sea we are looking at through the doorway – or alternatively in a mirror, since the two lintels, above and below, could form the frame of a painting or looking glass – seems itself, as I said at the beginning, to be in the depths of another ocean, whose surface appears at the top of the painting, with the gateway underneath, as if immersed.

We’re looking into the depths, in other words, and the doorway or mirror we are looking through is threatening us. While the blue plants are thrusting upwards towards the lightest part of the sky, the blades are sweeping out towards the viewer. It looks as though they could cut us if we weren’t careful.

There is another island in the sea at the top of the painting, and in the lowering sky above the island Hurry has included what look like technical diagrams drawn in pen: a radio mast on the left, a flying machine above it whose wings recall the pages of an open book, a gun sight in the middle, a web of cables. The ocean at the top of the picture could represent the present, when such diagrams are widespread; or it could represent the consciousness. The portal, with its old-looking towers, could represent the past, or alternatively the subconscious, since it’s immersed in the depths. One thing is certain, though: the portal itself enacts two movements, one upwards towards new growth, the other downwards and outwards towards destruction. It’s a Janus-faced painting, even if the date it refers to is September rather than January. And the aggressive outward gesture of the blades suggests that theirs is the direction the world has chosen to take on this side of the picture – the side the viewer stands on.

As for the poem, as I’ve said, in the exercise book it was titled ‘September 1939’, and that’s the title I gave it in my edition. The painting, however, doesn’t give it a title at all. The lines are laid out differently, too, from the way they were in the exercise book:

This is the year of our Lord;
One thousand
And nine hundred years
And thirty-nine
Once the blood was wine
And the flesh was broken
Like bread.

The men of the equal tread
Have come into their own
And the bayonets shine.

This is the year of our Lord;
One thousand
And nine hundred years
And thirty-nine.

It might be better, I think, if there were a break between ‘thirty-nine’ and ‘Once the blood was wine’, which would make the poem into a mirror image like the mirror image implied by the painting, with two stanzas of four lines framing two stanzas of three lines just as the portal frames the painting’s interior sea. The word ‘Once’ in this version doesn’t quite make sense, at least to me; the exercise book has ‘Since’ in its place. I love, though, the way the poem (and the picture) draws the eye to the three central lines: ‘The men of the equal tread / Have come into their own / And the bayonets shine’. In the exercise book version this is slightly different: ‘And the men of the equal tread / Have come into their own / And their bayonets shine’; but the extra repetition of ‘the’ in Hurry’s version (‘the bayonets’) makes the soldiers more impersonal, conjuring up the familiar newsreels of the 1930s showing lines of Nazi soldiers marching in mechanical triumph through Berlin and Poland. And these three lines represent the mid-point in what seems an inexorable movement throughout history, from the moment of Christ’s birth (‘the year of our Lord’) to his death (‘Once […] the flesh was broken’) and on to the present, when the ‘men of the equal tread / Have come into their own’, with bayonets as sharp as Hurry’s scimitars. Having read it, one can also see something bladelike about the metal-blue plants into which the towers have grown, something sinister about the conjunction of defensive towers, radar, flying machine and gun sight at the top of the painting. Hurry’s picture may indicate two alternative directions, one leading to peace and one to war, but with the declaration of war in September 1939 both directions might be seen as always having pointed to the same destination. The breaking of Christ’s flesh and the spilling of his blood pointed the way to the breaking of flesh and the spilling of blood at the mid point of the twentieth century. This was the only possible fruit, one might imagine, that could be produced by that particular sacrificial tree.

Hurry may well have decided that Peake’s poem resembles a set of double doors, which fits into the frame provided by Hurry’s illustration. The repeated four lines at the beginning and end form a verbal counterpart to the painting’s doorframe, while the two sets of three lines form a door each – the door relating to Christ and the door relating to the rise of Nazism. But another way of looking at the poem is as the representation of a fulcrum, the point on which a bar or seesaw balances. The fulcrum lies in the space between the lines ‘Like bread’ and ‘The men of the equal tread’, with Christ’s sacrifice occurring on one side of it, the Nazis on the other; what the poem says is that the world of 1939 has tipped towards the Nazis. Peake’s mind was much preoccupied with fulcrums in the late 1930s. A number of poems from the exercise book – which I’ve dated to 1939 at latest, since it contains sketches of Peake’s mother on her deathbed in October of that year, and no pictures at all of Sebastian, who was born in January 1940[2] – a number of poems in it speak of a sense of precarious balance, or more accurately of having reached a tipping point, beyond which lies an unknown and troubling future.

Three of these poems are short enough to quote in full. The first is ‘Balance’:

In crazy balance at the edge of Time
Our spent days turn to cloud behind today –
And all tomorrow is a prophet’s dream –
This moment only rages endlessly
And prime
Is always the long moment of decay.[3]

This poem insists on the illusory nature of past and future, the turbulent present being the only moment that exists. Hurry’s painting could be read as a response to this sentiment too, with the clouds at the top representing either the ‘spent days’ of the past or the ‘prophet’s dream’ of the future, while the double door-posts – the two ambiguous towers divided between growth and destruction – symbolize the moment of ‘prime’, always engaged in the acts of furious self-destruction which make decay inevitable. A second poem speaks of Peake’s acute sense that it is his own life in particular that is in danger of ending just as it reaches the ‘prime’ of maturity:

O heart-beats – you are rattling dice –
My rattling dice
Proclaim the edge of precipice
At whose hid boulders stands a soundless sea –
These dice
Endanger me,
And spice
My days with hazards of futurity.[4]

The landscape of this poem clearly resembles the rocky, sea-bound islands of the painting, while the diagrammatic drawings in Hurry’s painted sky might be seen as summoning up the ‘hazards of futurity’ in the blueprints they offer for flying machines and gun sights which might so easily be appropriated for military uses. The third poem commemorates another ominous moment in the ticking time-bomb which was the approach to the Second World War. Exactly one year before ‘September 1939’ Peake wrote a poem to mark the September Crisis of 1938, when the appeasers of Europe granted the Nazis free access to the German-speaking region of Czechoslovakia:

Au Moulin Joyeux

September Crisis, 1938

Here with the bread
We tasted anguish; here
The wine was grief,
While dynasties
Swung from a thread.
Yet, while we stared
Blind at a shifting fulcrum,
While our loves
Loaded the bleedy scales
And when to laugh
Were mockery,
Here with their burning flags
Of pride unfurled,
All women raised bright goblets to the world.[5]

The poem opens with the image of bread and wine which recurs in ‘September 1938’. Here the eucharistic sacrifice doesn’t mark a long-past historic event but a process that has only just taken place, in a present which is no longer endlessly raging but rather grief-stricken at the betrayal that has just been perpetrated by the appeasers. The moment of crisis occurred, it seems, while the world was at a party, so that the party food – bread and wine – became suddenly and incongruously symbolic, the partygoers’ ‘loves’ – romantic or erotic – helped to weigh down the scales on the side that denotes war, while their laughter replicated the mockery of the onlookers at Christ’s crucifixion. But the poem ends in the present, not the past; a present in which the women at the party collectively raise a toast to the world which is about to be bathed in bloodshed, while their own ‘burning flags / Of pride’ fly in bright opposition to the military flags which have been raised as opposing standards by Europe’s armies. The women’s gesture of defiance insists on the unity of the world at the point when it is about to be divided; it insists, in fact, on the continuance of hope when all the men in the room are frozen into helplessness.

There is no equivalent of the defiant women in Hurry’s picture, but the unfurling blue vegetation at the top of the doorway could be seen as raising defiant flags of hope at the point when desolation threatens. Each poem I’ve just quoted, then, represents the world in the late 1930s as precariously poised on the brink of ‘precipice’, as ‘O Heart-beats’ puts it, caught at the point of plunging into the oceanic depths of a dark future. And Hurry’s islands, seas and rocky islands – held in a state of precarious calm before the stormy outbreak threatened by the gathering darkness overhead – show a remarkable consonance with Peake’s concerns in the late 1930s and the images he used repeatedly to express them . The rocky islands in particular speak to the recurring island imagery in Peake’s work, stimulated in part by his boyhood obsession with Treasure Island and reinforced by his lifelong fascination with the island of Sark, where he spent two years or so as a member of an artist’s colony in the early 30s, and to which he returned as often as he could in the years that followed.[6]

One more poem of 1939 points the way towards Peake’s future artistic direction, as represented by the Gormenghast novels. Peake’s wife, Maeve Gilmore, tells us that this poem too was written to mark the outbreak of war;[7] and its repetition of a word from the poem ‘Au Moulin Joyeux’ invites us to consider that word’s significance as an expression of what war meant to Peake.

We Are the Haunted People

We are the haunted people.
We, who guess blindly at the seed
That flowers
Into the crimson caption,
Hazarding
The birth of that inflamed
Portentous placard that will lose its flavour
Within an hour,
The while the dark deeds move that gave the words
A bastard birth
And hour by hour
Bursts a new gentian flower
Of bitter savour.
We have no power… no power…
We are the haunted people,
We…
The last loose tasselated fringe that flies
Into the dark of aeons from a dark
Dynastic gown.[8]

This poem represents the present not as a tipping-point but as an act of erasure, whereby the out-of-control if short-lived ‘gentian flower’ of propaganda – the ‘crimson caption’ and the ‘portentous placard’ – overwhelms the senses of the ‘haunted people’, leaving them unable to guess at the real ‘dark deeds’ that may underlie this sudden proliferation of false news. The adjective ‘haunted’ suggests the ‘haunted people’s’ attachment to the past, whose traces are being submerged beneath the militant outbreak of vegetation. A haunting implies the intrusion of the past on the present; but the past in question is a nebulous, fragmentary, frail affair – possessing the sort of evanescence or fragmentariness that is also evoked by the unfinished line ‘We have no power… no power…’

Mervyn Peake, ‘Steerpike’

It’s the last three lines of the poem, however, that point the way to Peake’s later project, Gormenghast. In this conclusion the ‘haunted people’ themselves become apparitions, loosely attached like the tasselated fringe of an ancient gown to a sombre, aeon-long history, which is rapidly disappearing into obscurity just as an ancient building might disappear under the weight of ivy, bindweed or Virginia creeper. Hurry’s twin white towers are undergoing a similar transformation, though in their case the stone is becoming vegetation instead of being overwhelmed by it. In both cases, something enduring and dynastic – the towers, after all, look like castle turrets – is being replaced by something temporary; and the colour of the turret-plants is the same bright blue as the most common varieties of ‘gentian flower’.  The idea of propaganda as a ‘bastard birth’ underlines the break with the past, since dynasties depend on continuity as enshrined in legitimate genealogies. Steerpike comes to mind: that interloper of uncertain origin who inveigles his way (through increasingly hazardous throws of the dice) into a position of power in the dark dynastic castle, assuming the gown of the Master of Ritual in the process, while dispensing his ideas in the form of what might be called ‘crimson captions’. The confrontation between past and present, figured as a collision between the dark, old and ritualistic and the callous, young, and functional, is exactly the clash worked out in the first two books of the Gormenghast sequence. Gormenghast, too, is described on several occasions – most notably in the flood that breaks out in the second novel of the sequence – as a stony island, its contours closely resembling the contours of Sark; so closely, indeed, that parts of the castle are even named after well-known features of the Channel Island. The doors and towers of Hurry’s painting, surrounded by sea and darkness, point the way towards Gormenghast with as much prescience as ‘We Are the Haunted People’, and both works of art – all the works of art I’ve discussed in detail here – identify the Gormenghast books as products of the war that broke out in September 1939, grotesque offshoots from that year’s bitter seed.

Peake saw drawing itself as a dynastic activity – even the drawings of rebels and iconoclasts, which define themselves as revolutionary by virtue of their opposition to established authorities and orthodox lines. He sketched out his conception of the dynasty or genealogy of drawing in the introduction to The Drawings of Mervyn Peake (1949):

We expect authority in a drawing. The authority which is doubly alive, firstly through its overtones and echoes which show it to be born rapidly or languorously along one of the deep streams that wind back through time to a cave in Spain. The authority, as it were, of a chorus of voices; or of a prince, who with a line of kings for lineage can make no gesture that does not recall some royal ancestor. The repercussions of the dead disturb the page: an aeon of ghosts float by with charcoal in their hands. For tradition is the line that joins together the giant crests of a mountain range – that links the great rebels, while in the morasses of the valleys in between, the countless apes stare backwards as they squat like tired armies in the shade. But we expect, also, the authority of the single, isolated voice. That the body of a work is common heritage in no way drowns out the individual note. To work with pen and paper is in itself a common denominator from the outset. But it is the individual twist that haunts us.[9]

The passage suggests we might read the ‘haunted people’ as artists, who are still conscious of the ‘dark of aeons’ which lies behind each mark they make on a page; a darkness that lends each mark resonance by waking comparisons with the ‘aeon’ of artistic ghosts who have made marks on paper before. In The Drawings of Mervyn Peake this very consciousness of their dynasty is what identifies certain artists as rebels, lifting themselves above the massed armies of ‘countless apes’ – the ‘men of the equal tread’, perhaps – to take command of the ‘giant crests’ of artistic and literary endeavour. And the quality that lifts them, Peake tells us, is a sense of balance:

Those threadbare terms ‘classic’, ‘romantic’, have little meaning when the finest examples of any master’s work are contemplated, for the first thing one finds is that they have that most magisterial of qualities, ‘equipoise’. They are compelling because they are not ‘classic’ and because they are not ‘romantic’. They are both and they are neither. They are balanced upon a razor’s edge between the passion and the intellect, between the compulsive and the architectonic. Out of this fusion there erupts that thing called ‘style’. […] The finest painters express themselves through their styles. It is as though they paint, draw, write, or compose with their own blood. Most artists work with other people’s blood. But sooner or later aesthetic theft shows its anaemic head.[10]

Mervyn Peake, ‘Reclining Figure by Hitler’

From these remarks we get a sense of what the outbreak of war might have meant to an artist of the kind Peake admired. If the world has been taken over by the ‘men of the equal tread’ – armies with a determination not to mimic the past but to erase it altogether – then the possibility of making art itself stands in danger of being lost, as history is shunted aside in favour of propagandistic placards and fatuous catchphrases. A balance has been upset, not just between the dynastic past and a troubled future but between passion and intellect, the compulsive and the architectonic. Given the mechanistic equality of the armies’ tread one must presume it’s the intellect that has won out over the passions; that the artist-apes who work with other people’s blood have taken the place of the ‘masters’ who work with their own. Peake’s understanding of the outbreak of war as a struggle over the artist’s soul is perhaps most vividly represented in the series of propagandistic drawings he produced in 1940 to demonstrate his potential as a war artist – or perhaps as a designer of ‘portentous placards’ on behalf of the allies against Hitler. The series poses as a catalogue for ‘An Exhibition by the Artist, Adolf Hitler’, and its title is ‘The New Order’.[11] Each picture in the catalogue has an academic title – awaking echoes of past pictures with similar titles – such as ‘Study of a Young Girl’, ‘Landscape with Figures’, ‘Dutch Interior’ and ‘Reclining Figure’; but each picture shows an atrocity perpetrated by Nazi forces in Europe: the young girl has been shot in the chest, the landscape is full of ruins and refugees, the Dutch Interior shows a young woman in the aftermath of a rape, and so on. The titles of the pictures, by invoking the art of peacetime, intensify the shock of the brutal images to which they have been attached. The visceral reactions viewers will have to these images make them romantic, in that they appeal to the emotions rather than the intellect; they clearly mimic the great series of etchings by Goya called ‘The Disasters of War’ (1810-1820). Classical thinking may underlie the orderly ranks of troops marching through Amsterdam and Paris in the year of this imaginary exhibition, but the extremes of horror their actions generate point up the radical detachment of classical from romantic values that has been engineered by Hitler’s New Order.

Puvis de Chavannes, ‘La Fantaisie’

Going back to Leslie Hurry’s painting of September 1939, it’s clear from everything I’ve said so far that the artist had an intimate awareness of Peake’s imaginative vision, and that the picture he produced is a carefully executed reflection of the emotions and thoughts that underlay the poem it illustrates. The painting, then, shines light on a friendship, one which lasted for most of Peake’s life as a writer-artist. At the time it was painted, both artists were based in London, though Hurry moved to Thaxted in Essex later that year. Both artists became involved in the theatre at a formative moment in their careers; Peake designed costumes for a 1932 production of The Insect Play by the Capek brothers, and went on to write his own plays in the 1950s, while Hurry designed his first theatre set two years after painting the picture, in 1942, and went on to become a celebrated designer for the stage. Both men had a passion for Blake; ‘The Wonderful Year’ invokes one of Blake’s most celebrated pictures, ‘Glad Day’ (now known as ‘Albion Rose’), while Peake wrote a poem about the engraver-poet around the same time he wrote ‘September 1939’.[12] And both artists have often been associated with the neo-romantic movement of the 1930s and 40s. The term ‘romantic’ is used of Hurry on the Tate’s website, while Peake refers to himself as a kind of romantic in a 1932 letter to his friend Gordon Smith: ‘I’ve decided to “be” a Romanticist in Painting, but am going to combine the guts of a Van Gogh with the design of a Puvis de Chavannes, and yet keep the suaveness of a Raphael running through stacks of corn that are yellower than yellow in the sunlight’ (pp. 47-8). Interestingly, Peake’s account of his brand of Romanticism is a fusion of Van Gogh’s passion, Puvis de Chavannes’s classical tendencies and the classically-inspired vibrancy of Raphael, one of the ‘royal ancestors’ of latter-day artist-princes. Balance between passion and intellect is clearly something he was aiming for even at this early stage of his artistic development.

Lee Miller, ‘Portrait of Leslie Hurry in a Teapot’

But if Leslie Hurry was inspired by Romanticism, he was also strongly influenced by surrealism, the movement that found its way from France to Britain in the early 1930s and spawned the International Surrealist Exhibition of 1936, in London.[13] Surrealism as a movement was notable for its refusal to be doctrinaire; its resistance to logical structures meant that giving a rationale for its activities was anathema to many of its practitioners, although the British art critic Herbert Read saw it as having affinities with revolutionary Romanticism. Read liked to call the movement ‘superrealism’ rather than surrealism, arguing that traditional realism was unable to take account of the vast proportion of human life which is devoted to dreams and unconscious impulses and that true realism must imitate dream images rather than the contours of the everyday. Surrealists sought to gain access to the unconscious by practising automatic drawing, and Hurry produced two books of automatic drawings in 1940-41 which earned him the title of ‘the ultra-surrealist’, despite his apparent non-involvement in the collective activities of the movement. The surrealist photographer Lee Miller made a portrait of him in 1943, his face reflected in a teapot alongside Miller herself and ‘an unknown man’. Surrealism was closely associated with the modernism of Miró and Picasso, the Apocalyptic Movement of the late 1930s and 1940s, and the neo-romanticism of Paul Nash and David Jones – the latter of whom Peake drew in 1939, possibly as one of a series of portraits of famous people for the London Mercury. The painting, then, forges a link between Peake and all these movements, and helps bring out the surrealist overtones of some of Peake’s images – most notably the one on the dustjacket of his first book of poems, Shapes and Sounds (1941), which represents a bizarre conch in the foreground, incorporating a human eye and ear, with a figure in the background walking off into an ‘architectonic’ space like a younger version of the Ancient Mariner in Peake’s illustrations for that poem.

Peake’s association with Hurry continued after the war in their joint connection with Grey Walls Press. A book of Hurry’s Paintings and Drawings was published by the Press in 1950, one year after the Grey Walls Press edition of The Drawings of Mervyn Peake. Grey Walls Press was closely associated with the anarchist poets Alex Comfort and Henry Treece, as James Gifford has pointed out, and Peake’s introduction to his Drawings, with its celebration of rebellious individualism, can easily be read as having a strongly anarchist slant.[14]

One of the things the friendship hints at, in fact, is that Peake may not have been as a-political as he’s often taken to be. Surrealism was closely allied with anarchism, as was neo-romanticism, and both anarchists and surrealists were actively involved in the struggles against fascism and Nazism in Spain and Germany. In his strangely hostile biography of Peake, My Eyes Mint Gold, Malcolm Yorke insists that Peake and his wife, Maeve Gilmore, paid little attention to contemporary political events in their travels through Europe in 1937, despite the fact that their journey took them through Hitler’s Germany and brought them to Paris at the time when Picasso’s Guernica was on display there.[15] The existence of Peake’s poems on the September Crisis of 1938 and the declaration of war in September 1939 shows that by that stage in his life, at least, he was intensely concerned with contemporary politics; and Hurry’s illustration to the latter indicates that Peake was happy for a Leftist to provide the imagery to go with his decidedly political text. Hurry’s own political position is suggested by his celebration of the Labour victory in 1945, and by the fact that Paintings and Drawings by Leslie Hurry was published with an introduction by the Marxist poet Jack Lindsay. It may be that Peake was Hurry’s political fellow traveller, on some level at least, between 1939 and 1949.

Picasso, ‘Guernica’

And despite what Malcolm Yorke contends, Peake did pay attention to the Spanish Civil War in 1937. The bombing of Guernica took place on 26 April, when the German air force laid waste to a Basque town, with heavy loss of civilian life, at the behest of the nationalist general Francisco Franco.  In May of that year – a month or so after it was reported in Britain, most famously in The Times – Peake wrote the first of a number of poems about planes, its date being confirmed by the fact that he mentions Wales in the second line (he visited his mother’s homeland over the Whitsun period, which in 1937 fell on 15 and 16 May).[16] The plane he describes is pregnant with menace:

The Metal Bird

Job’s eagle skids the thin sky still,
Her shadow swarms the cold Welsh hill.
The hawk hangs like an unloos’d bomb
And fills the circular sky with doom.
To-day across the meadow
There runs another shadow
Cast by a grizzlier bird that swings
Her body like a scythe, nor beats her wings,
A bloodless bird, whose mother was a man;
A painted bird of steel – a skeleton
That sheers shrill-naked to the screaming bone,
And bears her sexless beauty to the town.
O hawk with naked eyes!
O bloody eagle circling the skies!
Our century has bred a newer beauty,
The metal bird from the cold factory.[17]

Once again the poem charts the displacement of the past – embodied in Jove’s bird, the eagle (which has got fused here with the suffering Job of the Old Testament) and the ‘hawk with naked eyes’ – by a manmade military machine, whose metallic precision and coldly efficient destructiveness marks it out as a product of logic, as against romantic passion. The fact that this bird is flying ‘to the town’, along with the references to skeletons and screaming bones, might have linked it at once to Guernica in the minds of the poem’s first readers. The poem was published in the London Mercury in January 1938; and almost two years later, in November 1939, Peake published in The Listener another version of the same conceit, this time cast as a sonnet, ‘Where Skidded Only in the Upper Air’.[18] In this version, the plane in question is certainly a bomber, ‘Whose metal womb is heavy with a cold / Foetus of bombs unborn, that, ere they rest / In death will revel in a birth of blood’. By 1939, however, when children were being evacuated from all the urban centres of Britain, the significance of these explosive foetuses would probably have struck much closer to home than Guernica.

El Greco, ‘Landscape of Fire’

Between these two versions of the same poem, however, Peake made his most direct poetic reference to the bombing of Guernica. This occurs in another sonnet, this one dedicated to the greatest Spanish painter of the sixteenth century:

El Greco

They spire titanic bodies into heaven,
Tall Saints enswathed in a tempestuous flare
Of twisting draperies that coil through air,
Of dye incredible, from rapture woven,
And heads set steeply skywards, brittle-carven
Against the coiling clouds in regions rare;
Their beauty, ice-like, shrills – and everywhere
A metal music sounds, cold spirit shriven.
So drives the acid nail of coloured pain
Into our vulnerable wood, earth-rooted,
And sends the red sap racing through the trees
Where slugged it lay, now spun with visions looted
From whining skies and cold Gethsemanes
Of hollow light, and all the wounds of Spain.[19]

Here again, as in all the poems we’ve been looking at in this post, the past finds itself utterly transformed by the present; not displaced or lost in darkness, this time, but given a terrible new significance that could never have been anticipated by a sixteenth-century painter, no matter how visionary. In the introduction to The Drawings of Mervyn Peake the artist writes about how one’s perception of a well-known picture can be utterly transformed by increasing familiarity with the artistic tradition it springs from. ‘A particular man,’ he tells us, ‘can see only his own reflection’ as he studies any given painting or drawing; but ‘When he enriches his knowledge of pictures – in other words, when he becomes to that extent a slightly different man – he will see a slightly different picture, and so on, until the canvas or the drawing bears no relation to the work he stared at five years earlier. […] And so,’ he concludes, ‘before all work that is authoritative and vital there must be an inner adjustment: a willingness to change, in other words – to grow’.[20] ‘El Greco’, by contrast, traces a different kind of transformation. In this poem, a familiar painting on a religious subject – ‘Tall saints […] from rapture woven’ – is suddenly overlaid with a modern significance. The curling clouds to which they lift their enraptured hands suddenly get filled with a strange new noise; they shrill, like the implied bomb in ‘The Metal Bird’ that ‘sheers shrill-naked to the screaming bone’. This new ‘metal music’ shifts the scene to twentieth-century Guernica. The viewer feels a stab of ‘coloured pain’ at the association, as if a nail of sympathy has been driven home by the shared nationality of the painter and the bomb victims in the devastated town. The association wakens the sluggish viewer’s response to El Greco’s image into urgent new life. Instead of a religious theme the painting is ‘now spun with visions looted / From whining skies and cold Gethsemanes / Of hollow light, and all the wounds of Spain’. From being historical it has been made urgently topical, and from this moment on the painter’s works can never be looked at in the same light again.

Leslie Hurry’s painting ‘September 1939’ brings a moment of history to life. Plugged into the complex circuitry of Mervyn Peake’s artistic and literary context, it illuminates associations and links that had largely lain in darkness before its discovery: links with the political Left, with the British surrealists, with the major historical markers in the approach to the Second World War – Guernica, the September Crisis, the declaration of war, the evacuation of London. It points up the obsession with equilibrium and its loss that dominates Peake’s thoughts about art and human identity. And it provides a gate or doorway to new, more passionately topical readings of the Gormenghast sequence than the ones we’ve practised before. Read as a continuation, for instance, of his close encounters with surrealists as well as neo-romantics, with anarchists and experimentalists as well as with pillars of the British establishment, Gormenghast Castle starts to look less eccentrically isolated, more organically bound up with other artistic and political responses to the global conflicts of the twentieth century. I look forward to exploring these associations in greater detail.

Additional thoughts, April 2020.

At the time I wrote this post I’d somehow forgotten that Leslie Hurry also illustrated two poems of Peake’s that were published in the year this painting was made, 1939. These were  ‘Watch, Here and Now’, first published in Pinpoints, May-June 1939, No.4, p. 25 (see Collected Poems, pp 42-3), and ‘Au Moulin Joyeux: September Crisis, 1938’ (see above), first printed in Eve’s Journal, July 1939, p. 48. Along with the newly discovered illustration discussed in this post these three examples confirm that Peake and Hurry were working together intensively for a while to combine Peake’s words with Hurry’s images. It’s interesting to note that two of the three poems refer to major current events; was this the sort of thing the two artists discussed together? When I get access to the published Hurry illustrations I hope to have something to say about them.

Another idea occurred to me this month which may be worth mentioning here: that the line ‘The men with the equal tread’ in Peake’s ‘September 1939’ may owe something to one of the epigrams in David Jones’s modernist masterpiece In Parenthesis, first published by Faber and Faber in 1937. The epigram is from a medieval Welsh epic, Y Gododdin, quoted throughout Jones’s own epic: ‘Men marched, they kept equal step… / Men marched, they had been nurtured together’ (In Parenthesis, London and Boston: Faber and Faber, 1963, p. xx). The link with Jones’s epigram, if there is one, suggests that Peake’s line ‘the men of the equal tread’ may refer to soldiers of all kinds, not just the Nazis. After all, Jones is careful to dedicate his poem both to his comrades-in-arms and to the German soldiers on the front line, ‘WHO SHARED OUR PAINS AGAINST WHOM WE FOUND OURSELVES BY MISADVENTURE’ (p. xvii). It’s worth mentioning too, perhaps, that on the title page of Part One of Jones’s work the Y Gododdin quote occurs alongside a quote from Coleridge’s The Ancient Mariner, ‘The many men so beautiful’. Peake drew a picture of Jones in 1937, as one of a series of portraits of major figures in the arts he published in The London Mercury; see The Drawings of Mervyn Peake, introd. Hilary Spurling (London and New York: Allison and Busby), p. 46, and G. Peter Winnington, Mervyn Peake’s Vast Alchemies (London and Chester Springs: Peter Owen, 2009), p. 108. Another connection between the two artists is that both claimed Welsh ancestry (Peake through his Welsh mother – hence his Welsh Christian name) and both illustrated The Ancient Mariner, Jones in 1929, Peake in 1943.

NOTES

[1] All references to Peake’s poems in this post are taken from my edition of his Collected Poems (Manchester: Carcanet, 2008). ‘September 1939’ is on p. 47.

[2] See Collected Poems, p. 1.

[3] Collected Poems, p. 65.

[4] Collected Poems, p. 52.

[5] Collected Poems, p. 43.

[6] For Peake’s fascination with islands see G. Peter Winnington, The Voice of the Heart: The Working of Mervyn Peake’s Imagination (Liverpool: Liverpool University Press, 2006), chapter 3, ‘Islands’.

[7] See Maeve Gilmore, A World Away: A Memoir of Mervyn Peake, in Mervyn Peake: Two Lives, introd. Sebastian Peake (London: Vintage, 1999), p. 26.

[8] Collected Poems, p. 48.

[9] Mervyn Peake, Writings and Drawings, ed. Maeve Gilmore and Shelagh Johnson (London: Academy Editions and New York: St Martin Press, 1974), p. 80.

[10] Writings and Drawings, p. 81.

[11] Several of these pictures are reproduced in Mervyn Peake: The Man and His Art, compiled by Sebastian Peake and Alison Eldred, ed. G. Peter Winnington (London and Chester Springs: Peter Owen, 2006), pp. 66-69.

[12] ‘Blake’, Collected Poems, p. 63.

[13] See Michael Remy, Surrealism in Britain (Aldershot: Ashgate, 1999).

[14] See James Gifford, A Modernist Fantasy: Modernism, Anarchism, and the Radical Fantastic (Victoria, BC: ELS Editions, 2018), chapter 3, pp. 122-45.

[15] Malcolm Yorke, Mervyn Peake: My Eyes Mint Gold (London: John Murray, 2000), p. 80: ‘Somehow they managed to ignore all the very unromantic preparations for war which were going on all around them in Europe.’

[16] For Peake’s visit to Wales see G Peter Winnington, Mervyn Peake’s Vast Alchemies: The Illustrated Biography(London and Chester Springs: Peter Owen, 2009), p. 112.

[17] Collected Poems, p. 31.

[18] Collected Poems, p. 50.

[19] Collected Poems, p. 41

[20] Writings and Drawings, p. 81.